Simplex Trading, Llc ownership in 493267958 / KeyCorp

Security	KeyCorp
Institution	Simplex Trading, Llc

Simplex Trading, Llc has a history of taking positions in derivatives of the underlying security () in the form of stock options.

Institutional Put/Call Ratios

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In addition to reporting standard equity and debt issues, institutions with more than 100MM assets under management must also disclose their put and call option holdings. Since put options generally indicate negative sentiment, and call options indicate positive sentiment, we can get a sense of the overall institutional sentiment by plotting the ratio of puts to calls. The chart to the right plots the historical put/call ratio for this instrument.

Using Put/Call Ratio as an indicator of investor sentiment overcomes one of the key deficiencies of using total institutional ownership, which is that a significant amount of assets under management are invested passively to track indices. Passively-managed funds do not typically buy options, so the put/call ratio indicator more closely tracks the sentiment of actively-managed funds.

Disclosed Put Options

File Date	Effective Date	Form	Security	Class	Opt	Shares	ΔShares (%)	Value (x1000)	ΔValue (%)	Cost Basis (x1000)	Profit (x1000)	Return (%)
2026-05-14	2026-03-31	13F	KEYCORP	PUT	Put	98,800	-42.05	1,981	-43.73	n/a	n/a	n/a
2026-02-11	2025-12-31	13F	KEYCORP	PUT	Put	170,500	40.10	3,519	175,850.00	n/a	n/a	n/a
2025-11-12	2025-09-30	13F	KEYCORP	PUT	Put	121,700	-17.04	2	0.00	n/a	n/a	n/a
2025-08-05	2025-06-30	13F	KEYCORP	PUT	Put	146,700	-30.54	3	-33.33	n/a	n/a	n/a
2025-05-12	2025-03-31	13F	KEYCORP	PUT	Put	211,200	-20.78	3	-25.00	n/a	n/a	n/a
2025-02-11	2024-12-31	13F	KEYCORP	PUT	Put	266,600	-21.75	5	-20.00	n/a	n/a	n/a
2024-11-08	2024-09-30	13F	KEYCORP	PUT	Put	340,700	-56.12	6	-54.55	n/a	n/a	n/a
2024-07-25	2024-06-30	13F	KEYCORP	PUT	Put	776,500	-19.19	11	-26.67	n/a	n/a	n/a
2024-04-25	2024-03-31	13F	KEYCORP	PUT	Put	960,900	234.93	15	275.00	n/a	n/a	n/a
2024-02-02	2023-12-31	13F	KEYCORP	PUT	Put	286,900	-43.33	4	-20.00	n/a	n/a	n/a
2023-11-01	2023-09-30	13F	KEYCORP	PUT	Put	506,300	-30.41	5	-16.67	n/a	n/a	n/a
2023-08-04	2023-06-30	13F	KEYCORP	PUT	Put	727,500	12.08	7	-25.00	n/a	n/a	n/a
2023-04-27	2023-03-31	13F	KEYCORP	PUT	Put	649,100	532.04	8	700.00	n/a	n/a	n/a
2023-02-02	2022-12-31	13F	KEYCORP	PUT	Put	102,700	-24.87	2	-99.95	n/a	n/a	n/a
2022-11-04	2022-09-30	13F	KEYCORP	PUT	Put	136,700	49.40	2,189	38.90	n/a	n/a	n/a
2022-08-03	2022-06-30	13F	KEYCORP	PUT	Put	91,500	128.75	1,576	76.09	n/a	n/a	n/a
2022-05-02	2022-03-31	13F	KEYCORP	PUT	Put	40,000	-46.52	895	-48.27	n/a	n/a	n/a
2022-02-23	2021-12-31	13F/A	KEYCORP	PUT	Put	74,800	-13.43	1,730	-4.10	n/a	n/a	n/a
2022-02-04	2021-12-31	13F	KEYCORP	PUT	Put	86,400		1,804		n/a	n/a	n/a
2021-10-28	2021-09-30	13F	KEYCORP	PUT	Put	86,400	1.05	1,804	2.21	n/a	n/a	n/a
2021-08-12	2021-06-30	13F	KEYCORP	PUT	Put	85,500	11,061.88	1,765		n/a	n/a	n/a
2021-04-26	2021-03-31	13F	KEYCORP	PUT	Put	766	-40.48	0	-100.00	n/a	n/a	n/a
2021-02-02	2020-12-31	13F	KEYCORP	PUT	Put	1,287	271.97	2,111	412.38	n/a	n/a	n/a
2020-10-14	2020-09-30	13F	KEYCORP	PUT	Put	346	103.53	412	99.03	n/a	n/a	n/a
2020-07-13	2020-06-30	13F	KEYCORP	PUT	Put	170	27.82	207	51.09	n/a	n/a	n/a
2020-04-29	2020-03-31	13F	KEYCORP	PUT	Put	133	-17.90	137	-58.10	n/a	n/a	n/a
2020-02-05	2019-12-31	13F	KEYCORP	PUT	Put	162	-64.71	327	-60.02	n/a	n/a	n/a
2019-10-15	2019-09-30	13F	KEYCORP	PUT	Put	459	-6.33	818	-5.87	n/a	n/a	n/a
2019-07-26	2019-06-30	13F	KEYCORP	PUT	Put	490	-51.39	869	-45.24	n/a	n/a	n/a
2019-04-18	2019-03-31	13F	KEYCORP	PUT	Put	1,008	130.14	1,587	145.29	n/a	n/a	n/a
2019-01-16	2018-12-31	13F	KEYCORP	PUT	Put	438	525.71	647	365.47	n/a	n/a	n/a
2018-10-23	2018-09-30	13F	KEYCORP	PUT	Put	70	-35.78	139	-34.43	n/a	n/a	n/a
2018-07-30	2018-06-30	13F	KEYCORP	PUT	Put	109	-70.05	212	748.00	n/a	n/a	n/a
2018-04-26	2018-03-31	13F	KEYCORP	PUT	Put	364	101.10	25	733.33	n/a	n/a	n/a
2018-01-10	2017-12-31	13F	KEYCORP	PUT	Put	181	-45.81	3	50.00	n/a	n/a	n/a
2017-10-25	2017-09-30	13F	KEYCORP	PUT	Put	334	-78.94	2	-94.87	n/a	n/a	n/a
2017-07-12	2017-06-30	13F	KEYCORP	PUT	Put	1,586	53.98	39	95.00	n/a	n/a	n/a
2017-04-21	2017-03-31	13F	KEYCORP	PUT	Put	1,030	287.22	20	300.00	n/a	n/a	n/a
2017-01-11	2016-12-31	13F	KEYCORP	PUT	Put	266	-79.12	5	-87.18	n/a	n/a	n/a
2016-10-07	2016-09-30	13F	KEYCORP	PUT	Put	1,274	47.28	39	-23.53	n/a	n/a	n/a
2016-07-18	2016-06-30	13F	KEYCORP	PUT	Put	865	840.22	51	466.67	n/a	n/a	n/a
2016-04-14	2016-03-31	13F	KEYCORP	PUT	Put	92	3.37	9	800.00	n/a	n/a	n/a
2016-01-20	2015-12-31	13F	KEYCORP	PUT	Put	89	286.96	1	0.00	n/a	n/a	n/a
2015-10-08	2015-09-30	13F	KEYCORP	PUT	Put	23	1,050.00	1	0.00	n/a	n/a	n/a
2015-07-08	2015-06-30	13F	KEYCORP	PUT	Put	2	-94.12	0	-100.00	n/a	n/a	n/a
2015-04-21	2015-03-31	13F	KEYCORP	PUT	Put	34	36.00	2	100.00	n/a	n/a	n/a
2015-03-04	2014-12-31	13F	KEYCORP	PUT	Put	25		1		n/a	n/a	n/a

Legend

Shares: The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value: The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price: The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class: This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred

Allocation (%): The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation: The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%): The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis: The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss: This is the market value of the position as of the effective date minus the cost basis.