State Street Corp ownership in NSC / Norfolk Southern Corporation

Norfolk Southern Corporation

MX ˙ BMV ˙ US6558441084

Security	MX:NSC / Norfolk Southern Corporation
Institution	State Street Corp
Latest Disclosed Ownership	10,182,187 shares
Ownership	7.24%

2017-02-14 - State Street Corp has filed an SC 13G form with the Securities and Exchange Commission (SEC) disclosing ownership of 10,182,187 shares of Norfolk Southern Corporation (MX:NSC). This represents 7.24 percent ownership of the company.

Institutional Ownership: 13D/G Filings

This table shows a history of the 13D/G filings made by the investor and/or investor group. Note that the share values in this table are not directly comparable to any numbers shown in the 13F table (if any).

File Date	Effective Date	Form	Prev Shares	Latest Shares	ΔShares (Percent)	Ownership (Percent)	ΔOwnership (Percent)
2017-02-14	2017-02-14	13G		10,182,187		7.24

Important Note: One of the primary uses of the 13D/G filings is to evaluate the ability of a firm to control a company (ie, the "beneficial ownership"). To that end, firms are required to report not just direct holdings in companies, but indirect holdings that they control. For investment firms, these indirect holdings can include shares in funds they manage, advisory accounts, and in the case of activist campaigns, pledged votes. Therefore, share counts listed in 13D/G filings can differ significantly than share counts listed in 13F filings.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)

File Date	Effective Date	Form	Security	Class	ID	Reported Shares	ΔShares	ΔShares (%)	Reported Value (x1000)	ΔValue (%)	Alloc (%)
2026-05-15	2026-03-31	13F	NORFOLK SOUTHN	COM	655844108	9,834,046	123,497	1.27	2,822,371	0.67	0.0974
2026-02-13	2025-12-31	13F	NORFOLK SOUTHN	COM	655844108	9,710,549	379,819	4.07	2,803,630	0.02	0.0941
2025-11-14	2025-09-30	13F	NORFOLK SOUTHN	COM	655844108	9,330,730	-51,345	-0.55	2,803,045	16.72	0.0972
2025-08-14	2025-06-30	13F	NORFOLK SOUTHN	COM	655844108	9,382,075	-77,807	-0.82	2,401,530	7.18	0.0900
2025-05-15	2025-03-31	13F	NORFOLK SOUTHN	COM	655844108	9,459,882	24,030	0.25	2,240,573	1.18	0.0923
2025-02-14	2024-12-31	13F	NORFOLK SOUTHN	COM	655844108	9,435,852	105,003	1.13	2,214,499	-4.49	0.0874
2024-11-14	2024-09-30	13F	NORFOLK SOUTHN	COM	655844108	9,330,849	196,249	2.15	2,318,716	18.24	0.0943
2024-08-14	2024-06-30	13F	NORFOLK SOUTHN	COM	655844108	9,134,600	59,205	0.65	1,961,107	-15.22	0.0857
2024-05-15	2024-03-31	13F	NORFOLK SOUTHN	COM	655844108	9,075,395	-103,665	-1.13	2,313,046	6.60	0.1034
2024-02-14	2023-12-31	13F	NORFOLK SOUTHN	COM	655844108	9,179,060	154,411	1.71	2,169,746	22.09	0.1055
2023-11-14	2023-09-30	13F	NORFOLK SOUTHN	COM	655844108	9,024,649	-191,739	-2.08	1,777,224	-14.96	0.0985
2023-08-14	2023-06-30	13F	NORFOLK SOUTHN	COM	655844108	9,216,388	-7,387	-0.08	2,089,908	6.88	0.1098
2023-05-15	2023-03-31	13F	NORFOLK SOUTHN	COM	655844108	9,223,775	-936,276	-9.22	1,955,440	-21.90	0.1103
2023-05-15	2022-12-31	13F/A-99	NORFOLK SOUTHN	COM	655844108	10,160,051	-42,671	-0.42	2,503,640	17.05	0.1471
2023-05-15	2022-12-31	13F	NORFOLK SOUTHN	COM	655844108	10,160,051	-42,671		2,503,640		0.1471
2022-11-15	2022-09-30	13F	NORFOLK SOUTHN	COM	655844108	10,202,722	-181,946	-1.75	2,139,001	-9.38	0.1353
2022-08-15	2022-06-30	13F	NORFOLK SOUTHN	COM	655844108	10,384,668	-390,157	-3.62	2,360,331	-23.20	0.1414
2022-05-16	2022-03-31	13F	NORFOLK SOUTHN	COM	655844108	10,774,825	417,870	4.03	3,073,196	-0.33	0.1520
2022-02-14	2021-12-31	13F	NORFOLK SOUTHN	COM	655844108	10,356,955	67,178	0.65	3,083,369	25.25	0.1462
2021-11-15	2021-09-30	13F	NORFOLK SOUTHN	COM	655844108	10,289,777	-130,594	-1.25	2,461,829	-10.99	0.1301
2021-08-16	2021-06-30	13F	NORFOLK SOUTHN	COM	655844108	10,420,371	-186,197	-1.76	2,765,671	-2.89	0.1458
2021-07-09	2021-03-31	13F/A-1	NORFOLK SOUTHN	COM	655844108	10,606,568	-37,052	-0.35	2,848,076	12.62	0.1633
2021-05-17	2021-03-31	13F	NORFOLK SOUTHN	COM	655844108	10,606,568	-37,052		2,848,076		0.1633
2021-02-16	2020-12-31	13F	NORFOLK SOUTHN	COM	655844108	10,643,620	-195,781	-1.81	2,529,031	9.03	0.1548
2020-11-10	2020-09-30	13F	NORFOLK SOUTHN	COM	655844108	10,839,401	-226,167	-2.04	2,319,523	19.39	0.1584
2020-08-14	2020-06-30	13F	NORFOLK SOUTHERN	COM	655844108	11,065,568	-530,044	-4.57	1,942,782	14.76	0.1412
2020-06-19	2020-03-31	13F/A-1	NORFOLK SOUTHERN	COM	655844108	11,595,612	-125,483	-1.07	1,692,959	-25.60	0.1481
2020-05-11	2020-03-31	13F	NORFOLK SOUTHERN	COM	655844108	11,595,612	-125,483		1,692,959		148,675.8884
2020-02-06	2019-12-31	13F	NORFOLK SOUTHERN	COM	655844108	11,721,095	692,117	6.28	2,275,416	14.83	0.1558
2019-11-14	2019-09-30	13F	NORFOLK SOUTHERN	COM	655844108	11,028,978	-159,546	-1.43	1,981,466	-11.15	0.1477
2019-08-14	2019-06-30	13F	NORFOLK SOUTHERN	COM	655844108	11,188,524	-160,386	-1.41	2,230,208	5.15	0.1663
2019-05-15	2019-03-31	13F	NORFOLK SOUTHERN	COM	655844108	11,348,910	109,631	0.98	2,120,998	26.20	0.1655
2019-02-12	2018-12-31	13F	NORFOLK SOUTHERN	COM	655844108	11,239,279	-361,989	-3.12	1,680,722	-19.74	0.1530
2018-11-09	2018-09-30	13F	NORFOLK SOUTHERN	Common equity shares	655844108	11,601,268	7,298,421	169.62	2,094,034	1,681.38	0.1608
2018-11-09	2018-09-30	13F	GRAMERCY PROPERTY TRUST	Common equity shares	385002308	4,414,716	-7,101,920		121,140		0.0093
2018-08-14	2018-06-30	13F	GRAMERCY PROPERTY TRUST	Common equity shares	385002308	4,302,847	-7,477,576	-63.47	117,551	-92.65	0.0098
2018-08-14	2018-06-30	13F	NORFOLK SOUTHERN	Common equity shares	655844108	11,516,636	7,119,335		1,737,524		0.1452
2018-05-15	2018-03-31	13F	NORFOLK SOUTHERN	Common equity shares	655844108	11,780,423	7,536,617	177.59	1,599,544	1,313.77	0.1358
2018-05-15	2018-03-31	13F	GRAMERCY PROPERTY TRUST	Common equity shares	385002308	4,397,301	-8,066,180		95,552		0.0081
2018-02-14	2017-12-31	13F	GRAMERCY PROPERTY TRUST	Common equity shares	385002308	4,243,806	297,616	7.54	113,140	-5.22	0.0091
2018-02-14	2017-12-31	13F	NORFOLK SOUTHERN	Common equity shares	655844108	12,463,481	348,212		1,805,956		0.1452
2017-11-14	2017-09-30	13F	GRAMERCY PROPERTY TRUST	Common equity shares	385002308	3,946,190	50,878	1.31	119,370	3.14	0.0103
2017-11-14	2017-09-30	13F	NORFOLK SOUTHERN	Common equity shares	655844108	12,115,269	-414,120		1,602,124		0.1382
2017-08-14	2017-06-30	13F	GRAMERCY PROPERTY TRUST	Common equity shares	385002308	3,895,312	334,865	9.41	115,732	23.60	0.0102
2017-08-14	2017-06-30	13F	NORFOLK SOUTHERN	Common equity shares	655844108	12,529,389	-431,408		1,524,836		0.1349
2017-05-15	2017-03-31	13F	GRAMERCY PROPERTY TRUST	Common equity shares	385002308	3,560,447	-6,621,740	-65.03	93,635	0.17	0.0084
2017-05-15	2017-03-31	13F	NORFOLK SOUTHERN	Common equity shares	655844108	12,960,797	281,088		1,451,226		0.1295
2017-02-09	2016-12-31	13F	GRAMERCY PROPERTY TRUST	Common equity shares	385002308	10,182,187	-1,834,080	-15.26	93,476	-91.99	0.0088
2017-02-09	2016-12-31	13F	NORFOLK SOUTHERN	Common equity shares	655844108	12,679,709	663,442		1,370,294		0.1289
2017-01-13	2016-09-30	13F/A-1	NORFOLK SOUTHERN	Common equity shares	655844108	12,016,267	361,885	3.11	1,166,303	17.55	0.1175
2016-11-14	2016-09-30	13F	NORFOLK SOUTHERN	Common equity shares	655844108	8,789,805			853,142
2016-08-12	2016-06-30	13F	NORFOLK SOUTHERN	Common equity shares	655844108	11,654,382	-217,797	-1.83	992,148	0.38	0.1066
2016-05-20	2016-03-31	13F/A-1	NORFOLK SOUTHERN	Common equity shares	655844108	11,872,179	293,001	2.53	988,362	0.91	0.1069
2016-05-12	2016-03-31	13F	NORFOLK SOUTHERN	Common equity shares	655844108	11,872,179			988,362
2016-02-16	2015-12-31	13F	NORFOLK SOUTHERN	Common equity shares	655844108	11,579,178	-202,724	-1.72	979,480	8.81	0.1071
2015-11-16	2015-09-30	13F	NORFOLK SOUTHERN	Common equity shares	655844108	11,781,902	-252,989	-2.10	900,144	-14.38	0.1048
2015-08-13	2015-06-30	13F	NORFOLK SOUTHERN	Common equity shares	655844108	12,034,891	-706,782	-5.55	1,051,361	-19.83	0.1124
2015-05-15	2015-03-31	13F	NORFOLK SOUTHERN	Common equity shares	655844108	12,741,673	-904,251	-6.63	1,311,376	-12.33	0.1346
2015-02-11	2014-12-31	13F	NORFOLK SOUTHERN	Common equity shares	655844108	13,645,924	438,289	3.32	1,495,729	1.48	0.1490
2014-11-12	2014-09-30	13F/A-1	NORFOLK SOUTHERN	Common equity shares	655844108	13,207,635	-117,676	-0.88	1,473,961	7.36	0.1586
2014-11-10	2014-09-30	13F	NORFOLK SOUTHERN	Common equity shares	655844108	13,207,635			1,473,961
2014-08-12	2014-06-30	13F	NORFOLK SOUTHERN	Common equity shares	655844108	13,325,311	405,253	3.14	1,372,898	9.36	0.1483
2014-05-15	2014-03-31	13F/A-1	NORFOLK SOUTHERN	Common equity shares	655844108	12,920,058	-609,518	-4.51	1,255,446	-0.04	0.1427
2014-05-13	2014-03-31	13F	NORFOLK SOUTHERN	Common equity shares	655844108	12,920,058			1,255,446
2014-02-06	2013-12-31	13F/A-1	NORFOLK SOUTHERN	Common equity shares	655844108	13,529,576	531,457	4.09	1,255,954	24.92	0.1397
2014-02-06	2013-12-31	13F	NORFOLK SOUTHERN	Common equity shares	655844108	12,908,517			798,258
2013-11-12	2013-09-30	13F	NORFOLK SOUTHERN	Common equity shares	655844108	12,998,119	225,852	1.77	1,005,415	8.35	0.1239
2013-08-08	2013-06-30	13F	NORFOLK SOUTHERN	Common equity shares	655844108	12,772,267	12,772,267		927,909		0.1210

Legend

Shares: The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value: The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price: The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class: This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred

Allocation (%): The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation: The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%): The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis: The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss: This is the market value of the position as of the effective date minus the cost basis.