First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
MX ˙ BMV ˙ US33735J1016
SecurityMX:FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
InstitutionGoldman Sachs Group Inc
Latest Disclosed Ownership102,371 shares
Latest Disclosed Value $ 9,453,962
Goldman Sachs Group Inc reports 21.12% increase in ownership of FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund

On May 15, 2026 - Goldman Sachs Group Inc filed a 13F-HR form disclosing ownership of 102,371 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund (MX:FTA) valued at $9,453,962 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 10, 2026 disclosing 84,522 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund. This represents a change in shares of 21.12% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel .

Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F FIRST TR EXCHANGE-TRADED ALP CMN 33735J101 102,371 17,849 21.12 9,454 29.83 0.0003
2026-02-10 2025-12-31 13F FIRST TR EXCHANGE-TRADED ALP CMN 33735J101 84,522 -338 -0.40 7,281 2.97 0.0009
2025-11-14 2025-09-30 13F FIRST TR EXCHANGE-TRADED ALP CMN 33735J101 84,860 -15,212 -15.20 7,071 -10.13 0.0009
2025-08-14 2025-06-30 13F FIRST TR EXCHANGE-TRADED ALP CMN 33735J101 100,072 -5,643 -5.34 7,869 -2.98 0.0011
2025-06-27 2025-03-31 13F/A-2 FIRST TR LRG CP VL ALPHADEX CMN 33735J101 105,715 -2,372 -2.19 8,110 -1.86 0.0013
2025-05-16 2025-03-31 13F/A-1 FIRST TR LRG CP VL ALPHADEX CMN 33735J101 105,715 -2,372 8,110 0.0003
2025-05-09 2025-03-31 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 105,715 -2,372 8,110 0.0002
2025-02-11 2024-12-31 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 108,087 93,367 634.29 8,264 609.97 0.0013
2024-11-14 2024-09-30 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 14,720 11,792 402.73 1,165 441.40 0.0002
2024-08-13 2024-06-30 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 2,928 2,928 216 0.0000
2024-05-15 2024-03-31 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 0 -64,283 -100.00 0 -100.00
2024-05-14 2023-12-31 13F/A-2 FIRST TR LRG CP VL ALPHADEX CMN 33735J101 64,283 28,685 80.58 4,554 97.44 0.0008
2024-03-01 2023-12-31 13F/A-1 FIRST TR LRG CP VL ALPHADEX CMN 33735J101 64,283 4,554
2024-02-13 2023-12-31 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 64,283 28,685 4,554 0.0008
2024-05-15 2023-09-30 13F/A-1 FIRST TR LRG CP VL ALPHADEX CMN 33735J101 35,598 -15,213 -29.94 2,306 -31.94 0.0005
2023-11-14 2023-09-30 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 35,598 -15,213 2,306 0.0005
2024-05-14 2023-06-30 13F/A-1 FIRST TR LRG CP VL ALPHADEX CMN 33735J101 50,811 -17,904 -26.06 3,388 -25.73 0.0007
2023-08-15 2023-06-30 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 50,811 -17,904 3,388 0.0007
2024-05-14 2023-03-31 13F/A-1 FIRST TR LRG CP VL ALPHADEX CMN 33735J101 68,715 42,945 166.65 4,562 169.14 0.0010
2023-05-11 2023-03-31 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 68,715 42,945 4,562 0.0010
2024-05-14 2022-12-31 13F/A-1 FIRST TR LRG CP VL ALPHADEX CMN 33735J101 25,770 -8,871 -25.61 1,696 169,400.00 0.0004
2023-02-13 2022-12-31 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 25,770 -8,871 1,696 0.0004
2024-05-14 2022-09-30 13F/A-1 FIRST TR LRG CP VL ALPHADEX CMN 33735J101 34,641 -879 -2.47 2 -50.00 0.0005
2022-11-14 2022-09-30 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 34,641 -879 1,998 0.0005
2024-05-14 2022-06-30 13F/A-2 FIRST TR LRG CP VL ALPHADEX CMN 33735J101 35,520 851 2.45 2 -99.92 0.0006
2022-08-18 2022-06-30 13F/A-1 FIRST TR LRG CP VL ALPHADEX CMN 33735J101 35,520 851 2,206 0.0005
2022-08-15 2022-06-30 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 35,520 851 2,206 0.0005
2022-05-16 2022-03-31 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 34,669 8,871 34.39 2,445 35.61 0.0005
2022-02-17 2021-12-31 13F/A-1 FIRST TR LRG CP VL ALPHADEX CMN 33735J101 25,798 0 0.00 1,803 8.48 0.0004
2022-02-14 2021-12-31 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 25,798 0 1,803 0.0001
2022-01-20 2021-09-30 13F/A-1 FIRST TR LRG CP VL ALPHADEX CMN 33735J101 25,798 -19,398 -42.92 1,662 -43.98 0.0004
2021-11-10 2021-09-30 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 25,798 -19,398 1,662 0.0004
2021-08-13 2021-06-30 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 45,196 19,326 74.70 2,967 80.15 0.0007
2021-05-17 2021-03-31 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 25,870 0 0.00 1,647 15.90 0.0004
2021-02-12 2020-12-31 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 25,870 9,677 59.76 1,421 87.96 0.0004
2020-11-13 2020-09-30 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 16,193 0 0.00 756 2.72 0.0002
2020-08-12 2020-06-30 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 16,193 0 0.00 736 23.49 0.0002
2020-05-15 2020-03-31 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 16,193 0 0.00 596 -34.86 0.0002
2020-02-14 2019-12-31 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 16,193 0 0.00 915 9.58 0.0002
2019-11-14 2019-09-30 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 16,193 0 0.00 835 -1.07 0.0002
2019-08-14 2019-06-30 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 16,193 -75,920 -82.42 844 -82.23 0.0002
2019-05-15 2019-03-31 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 92,113 75,888 467.72 4,750 533.33 0.0014
2019-02-14 2018-12-31 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 16,225 -2 -0.01 750 -14.68 0.0002
2018-11-14 2018-09-30 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 16,227 -45 -0.28 879 3.29 0.0002
2018-08-14 2018-06-30 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 16,272 0 0.00 851 -0.82 0.0002
2018-05-15 2018-03-31 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 16,272 16,272 858 0.0002
2016-02-16 2015-12-31 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 0 -603,239 -100.00 0 -100.00
2015-11-13 2015-09-30 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 603,239 147,238 32.29 22,778 17.67 0.0077
2015-08-14 2015-06-30 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 456,001 0 0.00 19,357 -2.97 0.0060
2015-05-15 2015-03-31 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 456,001 686 0.15 19,950 0.22 0.0064
2015-02-13 2014-12-31 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 455,315 450,570 9,495.68 19,906 9,754.46 0.0063
2014-11-14 2014-09-30 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 4,745 4,745 0.00 202 0.0001
2014-08-14 2014-06-30 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 0 -31,982 -100.00 0 -100.00
2014-05-15 2014-03-31 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 31,982 -62 -0.19 1,319 2.41 0.0004
2014-02-14 2013-12-31 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 32,044 -48 -0.15 1,288 9.34 0.0004
2013-11-14 2013-09-30 13F FIRST TR LRG CP VL ALPHADEX CMN 33735J101 32,092 32,092 1,178 0.0004
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.