First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund
MX ˙ BMV
SecurityMX:FEMS / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund
InstitutionQuad-Cities Investment Group, LLC
Latest Disclosed Ownership45,257 shares
Latest Disclosed Value $ 2,061,542
Quad-Cities Investment Group, LLC reports 0.17% increase in ownership of FEMS / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund

On April 21, 2026 - Quad-Cities Investment Group, LLC filed a 13F-HR form disclosing ownership of 45,257 shares of First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund (MX:FEMS) valued at $2,061,542 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 14, 2026 disclosing 45,181 shares of First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund. This represents a change in shares of 0.17% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-21 2026-03-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 45,257 76 0.17 2,062 8.42 0.8218
2026-01-14 2025-12-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 45,181 -2 -0.00 1,902 -4.76 0.7848
2025-10-16 2025-09-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 45,183 -193 -0.43 1,996 8.36 0.8498
2025-07-11 2025-06-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 45,376 382 0.85 1,843 10.17 0.8370
2025-04-09 2025-03-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 44,994 1,667 3.85 1,672 2.33 0.8250
2025-01-14 2024-12-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 43,327 980 2.31 1,635 -6.04 0.8014
2024-10-16 2024-09-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 42,347 449 1.07 1,740 2.29 0.8730
2024-07-12 2024-06-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 41,898 330 0.79 1,701 5.66 0.9406
2024-04-12 2024-03-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 41,568 -345 -0.82 1,609 1.00 0.9395
2024-01-10 2023-12-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 41,913 -332 -0.79 1,593 -1.91 0.9849
2023-10-05 2023-09-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 42,245 216 0.51 1,625 6.35 1.0905
2023-07-12 2023-06-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 42,029 191 0.46 1,528 -1.86 0.9971
2023-04-21 2023-03-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 41,838 5,366 14.71 1,557 9.58 1.0778
2023-02-14 2022-12-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 36,472 16,362 81.36 1,420 121.18 1.0458
2022-11-14 2022-09-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 20,110 10,766 115.22 642 97.54 0.4983
2022-08-08 2022-06-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 9,344 98 1.06 325 -13.56 0.2411
2022-05-06 2022-03-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 9,246 20 0.22 376 1.35 0.2404
2022-02-02 2021-12-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 9,226 -729 -7.32 371 -11.88 0.2317
2021-11-12 2021-09-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 9,955 467 4.92 421 -4.97 0.2942
2021-08-10 2021-06-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 9,488 -602 -5.97 443 0.91 0.3010
2021-04-29 2021-03-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 10,090 78 0.78 439 6.81 0.3331
2021-02-10 2020-12-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 10,012 40 0.40 411 22.69 0.3378
2020-11-09 2020-09-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 9,972 -144 -1.42 335 1.82 0.3201
2020-08-05 2020-06-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 10,116 10,116 329 0.3380
2020-05-11 2020-03-31 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 0 -5,945 -100.00 0 -100.00
2020-01-28 2019-12-31 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 5,945 4,375 278.66 236 345.28 0.2243
2019-10-29 2019-09-30 13F/A-1 FIRST TRUST EMERGING MARKETS SMALL CAP ALPHADEX FUND COM 33737J307 1,570 50 3.29 53 -1.85 0.0448
2019-10-25 2019-09-30 13F FIRST TRUST EMERGING MARKETS SMALL CAP ALPHADEX FUND COM 33737J307 1,570 50 534
2019-07-17 2019-06-30 13F FIRST TRUST EMERGING MARKETS SMALL CAP ALPHADEX FUND COM 33737J307 1,520 0 0.00 54 0.00 0.0472
2019-04-09 2019-03-31 13F FIRST TRUST EMERGING MARKETS SMALL CAP ALPHADEX FUND COM 33737J307 1,520 150 10.95 54 25.58 0.0491
2019-02-06 2018-12-31 13F FIRST TRUST EMERGING MARKETS SMALL CAP ALPHADEX FUND COM 33737J307 1,370 -800 -36.87 43 -45.57 0.0442
2018-10-18 2018-09-30 13F/A-1 FIRST TRUST EMERGING MARKETS SMALL CAP ALPHADEX FUND COM 33737J307 2,170 -3,348 -60.67 79 -62.74 0.0695
2018-10-17 2018-09-30 13F FIRST TRUST ETF ALPHADEX FUND II EMERGING MKTS SMALL COM 33737J307 5,518 0 212
2018-08-07 2018-06-30 13F FIRST TRUST ETF ALPHADEX FUND II EMERGING MKTS SMALL COM 33737J307 5,518 -1,746 -24.04 212 -34.57 0.1969
2018-05-23 2018-03-31 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 7,264 7,264 324 0.4146
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.