First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
MX ˙ BMV ˙ US33737J1824
SecurityMX:FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
InstitutionLPL Financial LLC
Latest Disclosed Ownership1,772,726 shares
Latest Disclosed Value $ 53,099,671
LPL Financial LLC reports 28.88% increase in ownership of FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund

On May 6, 2026 - LPL Financial LLC filed a 13F-HR form disclosing ownership of 1,772,726 shares of First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund (MX:FEM) valued at $53,099,671 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 11, 2026 disclosing 1,375,536 shares of First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund. This represents a change in shares of 28.88% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-06 2026-03-31 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 1,772,726 397,190 28.88 53,100 41.15 0.0141
2026-02-11 2025-12-31 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 1,375,536 122,038 9.74 37,621 10.75 0.0103
2025-11-12 2025-09-30 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 1,253,498 139,999 12.57 33,970 24.21 0.0099
2025-08-12 2025-06-30 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 1,113,499 32,647 3.02 27,348 10.69 0.0091
2025-05-07 2025-03-31 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 1,080,852 -111,482 -9.35 24,707 -5.93 0.0096
2025-02-11 2024-12-31 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 1,192,334 -2,912 -0.24 26,265 -8.29 0.0107
2024-11-08 2024-09-30 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 1,195,246 71,983 6.41 28,638 6.50 0.0128
2024-08-07 2024-06-30 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 1,123,263 41,237 3.81 26,891 8.67 0.0134
2024-05-10 2024-03-31 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 1,082,026 180,865 20.07 24,746 24.08 0.0133
2024-02-14 2023-12-31 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 901,161 -44,139 -4.67 19,943 1.08 0.0121
2023-11-13 2023-09-30 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 945,300 22,724 2.46 19,728 0.96 0.0138
2023-07-31 2023-06-30 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 922,576 14,609 1.61 19,540 1.52 0.0140
2023-05-10 2023-03-31 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 907,967 139,518 18.16 19,249 19.11 0.0150
2023-02-07 2022-12-31 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 768,449 141,795 22.63 16,160 39.47 0.0138
2022-11-14 2022-09-30 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 626,654 -4,177 -0.66 11,587 -13.90 0.0112
2022-08-12 2022-06-30 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 630,831 -74,801 -10.60 13,458 -24.14 0.0128
2022-05-16 2022-03-31 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 705,632 204,139 40.71 17,740 35.59 0.0152
2022-02-14 2021-12-31 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 501,493 -89,262 -15.11 13,084 -17.76 0.0110
2021-11-15 2021-09-30 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 590,755 -203,238 -25.60 15,909 -28.37 0.0149
2021-08-13 2021-06-30 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 793,993 45,288 6.05 22,211 12.44 0.0225
2021-05-14 2021-03-31 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 748,705 217,471 40.94 19,753 47.08 0.0227
2021-02-12 2020-12-31 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 531,234 -140,509 -20.92 13,430 -7.62 0.0174
2020-11-09 2020-09-30 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 671,743 1,548 0.23 14,537 3.36 0.0227
2020-08-13 2020-06-30 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 670,195 -31,416 -4.48 14,064 13.96 0.0245
2020-05-14 2020-03-31 13F FIRST TR EXCHANGE TRADED ALP EMERG MKT ALPH 33737J182 701,611 -9,254 -1.30 12,341 -34.59 0.0266
2020-02-14 2019-12-31 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 710,865 -67,821 -8.71 18,866 2.92 0.0343
2019-11-13 2019-09-30 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 778,686 -16,838 -2.12 18,330 -8.56 0.0373
2019-08-09 2019-06-30 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 795,524 217,268 37.57 20,047 38.50 0.0427
2019-05-08 2019-03-31 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 578,256 191,908 49.67 14,474 64.10 0.0329
2019-02-07 2018-12-31 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 386,348 4,314 1.13 8,820 -7.88 0.0235
2018-11-14 2018-09-30 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 382,034 -45,385 -10.62 9,574 -13.38 0.0229
2018-08-14 2018-06-30 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 427,419 57,056 15.41 11,053 1.89 0.0290
2018-05-15 2018-03-31 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 370,363 126,456 51.85 10,848 59.41 0.0299
2018-02-14 2017-12-31 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 243,907 83,084 51.66 6,805 54.66 0.0207
2017-11-14 2017-09-30 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 160,823 46,670 40.88 4,400 64.79 0.0155
2017-08-14 2017-06-30 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 114,153 32,082 39.09 2,670 40.53 0.0101
2017-05-15 2017-03-31 13F FIRST TRUST EMERG MKT ALPH 33737J182 82,071 -5,965 -6.78 1,900 4.80 0.0129
2017-02-13 2016-12-31 13F FIRST TRUST EMERG MKT ALPH 33737J182 88,036 10,093 12.95 1,813 12.75 0.0138
2016-11-16 2016-09-30 13F FIRST TRUST EMERG MKT ALPH 33737J182 77,943 28,886 58.88 1,608 71.98 0.0153
2016-08-15 2016-06-30 13F FIRST TRUST EMERG MKT ALPH 33737J182 49,057 -96,187 -66.22 935 -65.42 0.0079
2016-05-16 2016-03-31 13F FIRST TRUST EMERG MKT ALPH 33737J182 145,244 -4,967 -3.31 2,704 2.50 0.0075
2016-02-12 2015-12-31 13F FIRST TRUST EMERG MKT ALPH 33737J182 150,211 98,503 190.50 2,638 168.09 0.0073
2015-11-13 2015-09-30 13F FIRST TRUST EMERG MKT ALPH 33737J182 51,708 3,508 7.28 984 -8.21 0.0054
2015-08-14 2015-06-30 13F FIRST TRUST EMERG MKT ALPH 33737J182 48,200 6,233 14.85 1,072 12.96 0.0054
2015-05-14 2015-03-31 13F FIRST TRUST EMERG MKT ALPH 33737J182 41,967 -14,587 -25.79 949 -22.15 0.0048
2015-02-13 2014-12-31 13F FIRST TRUST EMERG MKT ALPH 33737J182 56,554 -14,650 -20.57 1,219 -26.48 0.0067
2014-11-10 2014-09-30 13F FIRST TRUST EMERG MKT ALPH 33737J182 71,204 -51,719 -42.07 1,658 -46.43 0.0099
2014-08-05 2014-06-30 13F/A-1 FIRST TRUST EMERG MKT ALPH 33737J182 122,923 12,544 11.36 3,095 17.15 0.0180
2014-08-05 2014-06-30 13F FIRST TRUST EMERG MKT ALPH 33737J182 122,923 1,693
2014-05-12 2014-03-31 13F FIRST TRUST EMERG MKT ALPH 33737J182 110,379 -17,715 -13.83 2,642 -16.94 0.0162
2014-02-13 2013-12-31 13F FIRST TRUST EMERG MKT ALPH 33737J182 128,094 23,426 22.38 3,181 19.00 0.0199
2013-11-04 2013-09-30 13F FIRST TRUST EMERG MKT ALPH 33737J182 104,668 7,636 7.87 2,673 19.60 0.0178
2013-08-15 2013-06-30 13F FIRST TRUST EMERG MKT ALPH 33737J182 97,032 97,032 2,235 0.0161
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.