First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
MX ˙ BMV ˙ US33737J1824
SecurityMX:FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
InstitutionEmpirical Financial Services, LLC d.b.a. Empirical Wealth Management
Latest Disclosed Ownership617,179 shares
Latest Disclosed Value $ 18,486,807
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reports 1.94% increase in ownership of FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund

On May 4, 2026 - Empirical Financial Services, LLC d.b.a. Empirical Wealth Management filed a 13F-HR form disclosing ownership of 617,179 shares of First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund (MX:FEM) valued at $18,486,807 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 16, 2026 disclosing 605,433 shares of First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund. This represents a change in shares of 1.94% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-04 2026-03-31 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 617,179 11,746 1.94 18,487 11.64 0.2203
2026-01-16 2025-12-31 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 605,433 3,711 0.62 16,559 1.55 0.2069
2025-11-10 2025-09-30 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 601,722 -4,687 -0.77 16,307 9.49 0.3262
2025-07-21 2025-06-30 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 606,409 33,117 5.78 14,893 13.65 0.3362
2025-05-08 2025-03-31 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 573,292 4,084 0.72 13,105 4.51 0.3371
2025-01-22 2024-12-31 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 569,208 13,754 2.48 12,539 -5.79 0.3402
2024-11-01 2024-09-30 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 555,454 -32,543 -5.53 13,309 -5.46 0.3734
2024-08-09 2024-06-30 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 587,997 -21,138 -3.47 14,077 1.05 0.4171
2024-05-07 2024-03-31 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 609,135 -6,012 -0.98 13,931 2.33 0.4205
2024-02-06 2023-12-31 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 615,147 -20,838 -3.28 13,613 2.57 0.4521
2023-11-03 2023-09-30 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 635,985 -13,805 -2.12 13,273 -3.56 0.5198
2023-08-11 2023-06-30 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 649,790 -28,133 -4.15 13,763 -4.24 0.5537
2023-05-09 2023-03-31 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 677,923 -16,682 -2.40 14,372 -1.62 0.6233
2023-02-08 2022-12-31 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 694,605 107,474 18.30 14,608 34.55 0.6880
2022-11-03 2022-09-30 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 587,131 53,932 10.11 10,856 -4.56 0.5689
2022-08-02 2022-06-30 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 533,199 153,133 40.29 11,375 19.05 0.5969
2022-05-13 2022-03-31 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 380,066 -34,371 -8.29 9,555 -11.63 0.4764
2022-02-14 2021-12-31 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 414,437 55,200 15.37 10,813 11.77 0.5399
2021-11-02 2021-09-30 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 359,237 -15,455 -4.12 9,674 -7.71 0.5510
2021-08-12 2021-06-30 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 374,692 76,629 25.71 10,482 33.29 0.6348
2021-05-17 2021-03-31 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 298,063 -73,115 -19.70 7,864 -16.19 0.6299
2021-02-12 2020-12-31 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 371,178 1,007 0.27 9,383 17.14 0.7153
2020-11-12 2020-09-30 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 370,171 -1,089 -0.29 8,010 2.81 0.6843
2020-08-12 2020-06-30 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 371,260 -8,598 -2.26 7,791 16.60 0.7266
2020-05-11 2020-03-31 13F FIRST TR EXCHANGE TRADED ALP EMERG MKT ALPH 33737J182 379,858 201,130 112.53 6,682 40.88 0.7304
2020-02-13 2019-12-31 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 178,728 3,199 1.82 4,743 14.79 0.5212
2019-11-13 2019-09-30 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 175,529 110,426 169.62 4,132 151.80 0.5003
2019-08-12 2019-06-30 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 65,103 21,183 48.23 1,641 49.32 0.2138
2019-05-13 2019-03-31 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 43,920 2,321 5.58 1,099 15.68 0.1599
2019-02-13 2018-12-31 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 41,599 14,053 51.02 950 37.68 0.1614
2018-11-13 2018-09-30 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 27,546 -30,512 -52.55 690 -54.03 0.1223
2018-08-13 2018-06-30 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 58,058 22,712 64.26 1,501 45.02 0.2810
2018-05-14 2018-03-31 13F/A-1 FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 35,346 17,902 102.63 1,035 112.53 0.2045
2018-05-11 2018-03-31 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 22,332 4,888 1,035
2018-02-12 2017-12-31 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 17,444 23 0.13 487 2.10 0.1044
2017-11-13 2017-09-30 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 17,421 -184 -1.05 477 15.78 0.1101
2017-08-10 2017-06-30 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 17,605 -10,695 -37.79 412 -36.42 0.1003
2017-05-12 2017-03-31 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 28,300 -750 -2.58 648 9.83 0.1615
2017-02-08 2016-12-31 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 29,050 26 0.09 590 -1.99 0.1448
2016-11-03 2016-09-30 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 29,024 20 0.07 602 8.08 0.1572
2016-07-29 2016-06-30 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 29,004 -12,040 -29.33 557 -29.49 0.1463
2016-04-21 2016-03-31 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 41,044 -47,213 -53.49 790 -50.19 0.1911
2016-01-26 2015-12-31 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 88,257 -13,584 -13.34 1,586 -13.52 0.3859
2015-10-22 2015-09-30 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 101,841 77,232 313.84 1,834 224.60 0.4329
2015-08-06 2015-06-30 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 24,609 24,609 565 0.1313
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.