Capital One Financial Corporation
MX ˙ BMV ˙ US14040H1059
SecurityMX:COF / Capital One Financial Corporation
InstitutionRafferty Asset Management, LLC
Latest Disclosed Ownership153,415 shares
Latest Disclosed Value $ 27,987,498
Rafferty Asset Management, LLC reports 21.67% decrease in ownership of COF / Capital One Financial Corporation

On May 15, 2026 - Rafferty Asset Management, LLC filed a 13F-HR form disclosing ownership of 153,415 shares of Capital One Financial Corporation (MX:COF) valued at $27,987,498 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 13, 2026 disclosing 195,851 shares of Capital One Financial Corporation. This represents a change in shares of -21.67% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel .

Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F CAPITAL ONE FINL COM 14040H105 153,415 -42,436 -21.67 27,987 -41.04 0.1136
2026-02-13 2025-12-31 13F CAPITAL ONE FINL COM 14040H105 195,851 -18,614 -8.68 47,466 4.11 0.1640
2025-11-12 2025-09-30 13F CAPITAL ONE FINL COM 14040H105 214,465 -52 -0.02 45,591 -0.11 0.1479
2025-08-14 2025-06-30 13F CAPITAL ONE FINL COM 14040H105 214,517 88,440 70.15 45,641 101.90 0.1506
2025-05-14 2025-03-31 13F CAPITAL ONE FINL COM 14040H105 126,077 -8,526 -6.33 22,606 -5.82 0.0964
2025-02-14 2024-12-31 13F CAPITAL ONE FINL COM 14040H105 134,603 5,142 3.97 24,002 23.82 0.0849
2024-11-13 2024-09-30 13F CAPITAL ONE FINL COM 14040H105 129,461 -4,931 -3.67 19,384 4.18 0.0664
2024-08-13 2024-06-30 13F CAPITAL ONE FINL COM 14040H105 134,392 -2,057 -1.51 18,607 -8.41 0.0691
2024-05-13 2024-03-31 13F CAPITAL ONE FINL COM 14040H105 136,449 -2,150 -1.55 20,316 11.79 0.0758
2024-02-13 2023-12-31 13F CAPITAL ONE FINL COM 14040H105 138,599 6,635 5.03 18,173 41.90 0.0766
2023-11-13 2023-09-30 13F CAPITAL ONE FINL COM 14040H105 131,964 5,439 4.30 12,807 -7.45 0.0753
2023-08-11 2023-06-30 13F CAPITAL ONE FINL COM 14040H105 126,525 -6,128 -4.62 13,838 8.49 0.0780
2023-05-11 2023-03-31 13F CAPITAL ONE FINL COM 14040H105 132,653 -18,508 -12.24 12,756 -9.22 0.0864
2023-02-13 2022-12-31 13F CAPITAL ONE FINL COM 14040H105 151,161 18,455 13.91 14,052 14.87 0.1177
2022-11-14 2022-09-30 13F CAPITAL ONE FINL COM 14040H105 132,706 132,706 12,232 0.1302
2021-11-10 2021-09-30 13F CAPITAL ONE FINL COM 14040H105 0 -8,589 -100.00 0 -100.00
2021-08-10 2021-06-30 13F CAPITAL ONE FINL COM 14040H105 8,589 2,659 44.84 1,329 76.26 0.0084
2021-05-10 2021-03-31 13F CAPITAL ONE FINL COM 14040H105 5,930 5,930 754 0.0052
2020-11-13 2020-09-30 13F CAPITAL ONE FINL COM 14040H105 0 -97,370 -100.00 0 -100.00
2020-08-07 2020-06-30 13F CAPITAL ONE FINL COM 14040H105 97,370 80,879 490.44 6,094 633.33 0.0859
2020-05-15 2020-03-31 13F CAPITAL ONE FINL COM 14040H105 16,491 -60,246 -78.51 831 -89.48 0.0348
2020-02-10 2019-12-31 13F CAPITAL ONE FINL COM 14040H105 76,737 6,063 8.58 7,897 22.81 0.1215
2019-11-14 2019-09-30 13F CAPITAL ONE FINL COM 14040H105 70,674 -10,037 -12.44 6,430 -12.21 0.1006
2019-08-09 2019-06-30 13F CAPITAL ONE FINL COM 14040H105 80,711 -13,559 -14.38 7,324 -4.90 0.1288
2019-05-15 2019-03-31 13F CAPITAL ONE FINL COM 14040H105 94,270 11,395 13.75 7,701 22.92 0.1239
2019-02-11 2018-12-31 13F CAPITAL ONE FINL COM 14040H105 82,875 -29,453 -26.22 6,265 -41.25 0.1367
2018-11-09 2018-09-30 13F CAPITAL ONE FINL COM 14040H105 112,328 -14,745 -11.60 10,663 -8.69 0.1652
2018-08-14 2018-06-30 13F CAPITAL ONE FINL COM 14040H105 127,073 4,169 3.39 11,678 -0.84 0.1745
2018-05-15 2018-03-31 13F CAPITAL ONE FINL COM 14040H105 122,904 17,717 16.84 11,777 12.43 0.1745
2018-02-14 2017-12-31 13F CAPITAL ONE FINL COM 14040H105 105,187 24,732 30.74 10,475 53.80 0.1809
2017-11-13 2017-09-30 13F CAPITAL ONE FINL COM 14040H105 80,455 9,015 12.62 6,811 15.40 0.1528
2017-08-11 2017-06-30 13F CAPITAL ONE FINL COM 14040H105 71,440 -15,912 -18.22 5,902 -22.03 0.1694
2017-05-11 2017-03-31 13F CAPITAL ONE FINL COM 14040H105 87,352 63,122 260.51 7,570 258.09 0.1668
2017-02-13 2016-12-31 13F CAPITAL ONE FINL COM 14040H105 24,230 -8,634 -26.27 2,114 -10.46 0.0968
2016-11-14 2016-09-30 13F CAPITAL ONE FINL COM 14040H105 32,864 -22,265 -40.39 2,361 -32.56 0.0862
2016-08-09 2016-06-30 13F CAPITAL ONE FINL COM 14040H105 55,129 -16,968 -23.53 3,501 -29.94 0.2368
2016-05-12 2016-03-31 13F CAPITAL ONE FINL COM 14040H105 72,097 23,758 49.15 4,997 41.20 0.2716
2016-02-12 2015-12-31 13F CAPITAL ONE FINL COM 14040H105 48,339 -3,692 -7.10 3,539 -6.20 0.4257
2015-11-12 2015-09-30 13F CAPITAL ONE FINL COM 14040H105 52,031 26,531 104.04 3,773 68.21 0.2980
2015-08-12 2015-06-30 13F CAPITAL ONE FINL COM 14040H105 25,500 -7,197 -22.01 2,243 -12.96 0.1506
2015-05-14 2015-03-31 13F CAPITAL ONE FINL COM 14040H105 32,697 15,753 92.97 2,577 84.20 0.1942
2015-02-13 2014-12-31 13F CAPITAL ONE FINL COM 14040H105 16,944 -3,510 -17.16 1,399 -16.18 0.3175
2014-11-14 2014-09-30 13F CAPITAL ONE FINL COM 14040H105 20,454 -7,449 -26.70 1,669 -27.59 0.1796
2014-08-13 2014-06-30 13F CAPITAL ONE FINL COM 14040H105 27,903 20,979 302.99 2,305 331.65 0.4434
2014-05-14 2014-03-31 13F CAPITAL ONE FINL COM 14040H105 6,924 -10,141 -59.43 534 -59.14 0.1105
2014-02-06 2013-12-31 13F CAPITAL ONE FINL COM 14040H105 17,065 656 4.00 1,307 15.87 0.3125
2013-11-08 2013-09-30 13F CAPITAL ONE FINL COM 14040H105 16,409 -9,533 -36.75 1,128 -30.76 0.2178
2013-08-13 2013-06-30 13F CAPITAL ONE FINL COM 14040H105 25,942 25,942 1,629 0.2244
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.