Capital One Financial Corporation
MX ˙ BMV ˙ US14040H1059
SecurityMX:COF / Capital One Financial Corporation
InstitutionIndependent Advisor Alliance
Latest Disclosed Ownership14,705 shares
Latest Disclosed Value $ 2,682,671
Independent Advisor Alliance reports 5.51% decrease in ownership of COF / Capital One Financial Corporation

On May 12, 2026 - Independent Advisor Alliance filed a 13F-HR form disclosing ownership of 14,705 shares of Capital One Financial Corporation (MX:COF) valued at $2,682,671 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 4, 2026 disclosing 15,562 shares of Capital One Financial Corporation. This represents a change in shares of -5.51% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-12 2026-03-31 13F CAPITAL ONE FINL COM 14040H105 14,705 -857 -5.51 2,683 -28.88 0.0163
2026-02-04 2025-12-31 13F CAPITAL ONE FINL COM 14040H105 15,562 3,176 25.64 3,772 43.22 0.0916
2025-11-04 2025-09-30 13F CAPITAL ONE FINL COM 14040H105 12,386 311 2.58 2,633 2.53 0.0684
2025-08-11 2025-06-30 13F CAPITAL ONE FINL COM 14040H105 12,075 2,412 24.96 2,569 48.27 0.0741
2025-05-12 2025-03-31 13F CAPITAL ONE FINL COM 14040H105 9,663 281 3.00 1,733 3.59 0.0572
2025-02-07 2024-12-31 13F CAPITAL ONE FINL COM 14040H105 9,382 3,155 50.67 1,673 79.40 0.0222
2024-11-13 2024-09-30 13F CAPITAL ONE FINL COM 14040H105 6,227 -312 -4.77 932 2.98 0.0339
2024-08-12 2024-06-30 13F CAPITAL ONE FINL COM 14040H105 6,539 1,781 37.43 905 27.82 0.0310
2024-05-08 2024-03-31 13F CAPITAL ONE FINL COM 14040H105 4,758 250 5.55 708 19.80 0.0256
2024-02-08 2023-12-31 13F CAPITAL ONE FINL COM 14040H105 4,508 50 1.12 591 36.81 0.0213
2023-10-24 2023-09-30 13F CAPITAL ONE FINL COM 14040H105 4,458 -1,558 -25.90 433 -34.25 0.0196
2023-07-28 2023-06-30 13F CAPITAL ONE FINL COM 14040H105 6,016 364 6.44 658 20.99 0.0290
2023-05-12 2023-03-31 13F CAPITAL ONE FINL COM 14040H105 5,652 5,652 544 0.0262
2023-02-13 2022-12-31 13F CAPITAL ONE FINL COM 14040H105 0 -4,987 -100.00 0 -100.00
2022-11-04 2022-09-30 13F CAPITAL ONE FINL COM 14040H105 4,987 -795 -13.75 460 -23.59 0.0268
2022-08-04 2022-06-30 13F CAPITAL ONE FINL COM 14040H105 5,782 -985 -14.56 602 -32.21 0.0336
2022-05-06 2022-03-31 13F CAPITAL ONE FINL COM 14040H105 6,767 2,801 70.63 888 54.43 0.0427
2022-02-11 2021-12-31 13F CAPITAL ONE FINL COM 14040H105 3,966 -1,961 -33.09 575 -40.10 0.0284
2021-11-01 2021-09-30 13F CAPITAL ONE FINL COM 14040H105 5,927 -29,527 -83.28 960 -82.49 0.0534
2021-08-12 2021-06-30 13F CAPITAL ONE FINL COM 14040H105 35,454 32,028 934.85 5,484 1,157.80 0.3005
2021-05-14 2021-03-31 13F CAPITAL ONE FINL COM 14040H105 3,426 -227 -6.21 436 20.78 0.0259
2021-02-11 2020-12-31 13F CAPITAL ONE FINL COM 14040H105 3,653 44 1.22 361 39.38 0.0245
2020-11-04 2020-09-30 13F CAPITAL ONE FINL COM 14040H105 3,609 -2,094 -36.72 259 -27.45 0.0197
2020-08-06 2020-06-30 13F CAPITAL ONE FINL COM 14040H105 5,703 5,703 357 0.0382
2020-05-14 2020-03-31 13F CAPITAL ONE FINL COM 14040H105 0 -3,768 -100.00 0 -100.00
2020-02-07 2019-12-31 13F CAPITAL ONE FINL COM 14040H105 3,768 3,768 388 0.0169
2017-08-14 2017-06-30 13F CAPITAL ONE FINL COM 14040H105 0 -3,378 -100.00 0 -100.00
2017-05-09 2017-03-31 13F CAPITAL ONE FINL COM 14040H105 3,378 150 4.65 284 0.71 0.0450
2017-05-19 2016-12-31 13F/A-1 CAPITAL ONE FINL COM 14040H105 3,228 3,228 282 0.1209
2017-02-15 2016-12-31 13F CAPITAL ONE Common Stock 14040H105 3,228 282 0.1098
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.