Capital One Financial Corporation
MX ˙ BMV ˙ US14040H1059
SecurityMX:COF / Capital One Financial Corporation
InstitutionCetera Investment Advisers
Latest Disclosed Ownership240,851 shares
Latest Disclosed Value $ 43,938,398
Cetera Investment Advisers reports 4.22% increase in ownership of COF / Capital One Financial Corporation

On May 13, 2026 - Cetera Investment Advisers filed a 13F-HR form disclosing ownership of 240,851 shares of Capital One Financial Corporation (MX:COF) valued at $43,938,398 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 231,091 shares of Capital One Financial Corporation. This represents a change in shares of 4.22% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-13 2026-03-31 13F CAPITAL ONE FINL COM 14040H105 240,851 9,760 4.22 43,938 -21.55 0.0467
2026-02-17 2025-12-31 13F CAPITAL ONE FINL COM 14040H105 231,091 6,868 3.06 56,007 17.50 0.0612
2025-11-14 2025-09-30 13F CAPITAL ONE FINL COM 14040H105 224,223 78,804 54.19 47,666 54.06 0.0554
2025-08-08 2025-06-30 13F CAPITAL ONE FINL COM 14040H105 145,419 65,821 82.69 30,939 116.80 0.0522
2025-05-06 2025-03-31 13F CAPITAL ONE FINL COM 14040H105 79,598 21,005 35.85 14,272 36.59 0.0276
2025-02-14 2024-12-31 13F CAPITAL ONE FINL COM 14040H105 58,593 6,044 11.50 10,448 32.79 0.0218
2024-11-13 2024-09-30 13F CAPITAL ONE FINL COM 14040H105 52,549 7,693 17.15 7,868 26.70 0.0172
2024-08-22 2024-06-30 13F CAPITAL ONE FINL COM 14040H105 44,856 2,183 5.12 6,210 -2.25 0.0143
2024-05-24 2024-03-31 13F/A-1 CAPITAL ONE FINL COM 14040H105 42,673 32,942 338.53 6,354 398.27 0.0150
2024-05-15 2024-03-31 13F CAPITAL ONE FINL COM 14040H105 9,854 123 1,467 0.0158
2024-02-13 2023-12-31 13F CAPITAL ONE FINL COM 14040H105 9,731 782 8.74 1,276 46.89 0.0104
2023-11-14 2023-09-30 13F CAPITAL ONE FINL COM 14040H105 8,949 -238 -2.59 869 -13.55 0.0075
2023-08-10 2023-06-30 13F CAPITAL ONE FINL COM 14040H105 9,187 -794 -7.96 1,005 4.69 0.0084
2023-05-15 2023-03-31 13F CAPITAL ONE FINL COM 14040H105 9,981 39 0.39 960 3.79 0.0084
2023-02-14 2022-12-31 13F CAPITAL ONE FINL COM 14040H105 9,942 5,203 109.79 924 111.44 0.0086
2022-11-14 2022-09-30 13F CAPITAL ONE FINL COM 14040H105 4,739 -1,989 -29.56 437 -37.66 0.0087
2022-08-11 2022-06-30 13F CAPITAL ONE FINL COM 14040H105 6,728 -1,212 -15.26 701 -32.73 0.0112
2022-05-13 2022-03-31 13F CAPITAL ONE FINL COM 14040H105 7,940 1,601 25.26 1,042 13.26 0.0150
2022-02-14 2021-12-31 13F CAPITAL ONE FINL COM 14040H105 6,339 -6,988 -52.43 920 -57.39 0.0132
2021-11-16 2021-09-30 13F CAPITAL ONE FINL COM 14040H105 13,327 -157 -1.16 2,159 3.50 0.0343
2021-08-13 2021-06-30 13F CAPITAL ONE FINL COM 14040H105 13,484 8,572 174.51 2,086 233.76 0.0335
2021-05-17 2021-03-31 13F CAPITAL ONE FINL COM 14040H105 4,912 -674 -12.07 625 13.22 0.0123
2021-02-17 2020-12-31 13F CAPITAL ONE FINL COM 14040H105 5,586 5,586 552 0.0109
2017-05-15 2017-03-31 13F CAPITAL ONE FINL COM 14040H105 0 -4,593 -100.00 0 -100.00
2017-02-15 2016-12-31 13F CAPITAL ONE FINL COM 14040H105 4,593 4,593 400 0.1333
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.