Capital One Financial Corporation
MX ˙ BMV ˙ US14040H1059
SecurityMX:COF / Capital One Financial Corporation
InstitutionAdvisors Asset Management, Inc.
Latest Disclosed Ownership6,172 shares
Latest Disclosed Value $ 1,125,958
Advisors Asset Management, Inc. reports 30.16% increase in ownership of COF / Capital One Financial Corporation

On May 15, 2026 - Advisors Asset Management, Inc. filed a 13F-HR form disclosing ownership of 6,172 shares of Capital One Financial Corporation (MX:COF) valued at $1,125,958 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 12, 2026 disclosing 4,742 shares of Capital One Financial Corporation. This represents a change in shares of 30.16% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F CAPITAL ONE FINL COM 14040H105 6,172 1,430 30.16 1,126 -2.09 0.0187
2026-02-12 2025-12-31 13F CAPITAL ONE FINL COM 14040H105 4,742 -3,384 -41.64 1,149 -33.47 0.0193
2025-11-06 2025-09-30 13F CAPITAL ONE FINL COM 14040H105 8,126 -89 -1.08 1,727 -1.14 0.0293
2025-08-12 2025-06-30 13F CAPITAL ONE FINL COM 14040H105 8,215 582 7.62 1,748 27.70 0.0313
2025-05-15 2025-03-31 13F CAPITAL ONE FINL COM 14040H105 7,633 438 6.09 1,369 6.63 0.0257
2025-02-10 2024-12-31 13F CAPITAL ONE FINL COM 14040H105 7,195 1,640 29.52 1,283 54.39 0.0236
2024-11-08 2024-09-30 13F CAPITAL ONE FINL COM 14040H105 5,555 557 11.14 832 20.26 0.0153
2024-08-14 2024-06-30 13F CAPITAL ONE FINL COM 14040H105 4,998 2,551 104.25 692 89.84 0.0135
2024-05-14 2024-03-31 13F CAPITAL ONE FINL COM 14040H105 2,447 1,165 90.87 364 116.67 0.0070
2024-02-14 2023-12-31 13F CAPITAL ONE FINL COM 14040H105 1,282 1,282 168 0.0034
2023-11-14 2023-09-30 13F CAPITAL ONE FINL COM 14040H105 0 -242 -100.00 0 -100.00
2023-08-14 2023-06-30 13F CAPITAL ONE FINL COM 14040H105 242 27 12.56 26 30.00 0.0005
2023-05-12 2023-03-31 13F CAPITAL ONE FINL COM 14040H105 215 -291 -57.51 21 -57.45 0.0004
2023-02-13 2022-12-31 13F CAPITAL ONE FINL COM 14040H105 506 -3,224 -86.43 47 -86.34 0.0010
2022-11-08 2022-09-30 13F CAPITAL ONE FINANCIAL COM 14040H105 3,730 -474 -11.27 344 -21.46 0.0072
2022-08-08 2022-06-30 13F CAPITAL ONE FINL COM 14040H105 4,204 -52 -1.22 438 -21.65 0.0083
2022-05-17 2022-03-31 13F CAPITAL ONE FINL COM 14040H105 4,256 -1,245 -22.63 559 -29.95 0.0086
2022-02-15 2021-12-31 13F CAPITAL ONE FINANCIAL COM 14040H105 5,501 888 19.25 798 6.83 0.0114
2021-11-12 2021-09-30 13F CAPITAL ONE FINL COM 14040H105 4,613 1,414 44.20 747 50.91 0.0114
2021-07-30 2021-06-30 13F CAPITAL ONE FINL COM 14040H105 3,199 -380 -10.62 495 8.79 0.0073
2021-05-07 2021-03-31 13F CAPITAL ONE FINL COM 14040H105 3,579 -703 -16.42 455 7.57 0.0071
2021-02-12 2020-12-31 13F CAPITAL ONE FINL COM 14040H105 4,282 -548 -11.35 423 21.90 0.0070
2020-11-16 2020-09-30 13F CAPITAL ONE FINL COM 14040H105 4,830 -186 -3.71 347 10.51 0.0064
2020-08-12 2020-06-30 13F CAPITAL ONE FINL COM 14040H105 5,016 105 2.14 314 26.61 0.0061
2020-05-15 2020-03-31 13F CAPITAL ONE FINL COM 14040H105 4,911 1,076 28.06 248 -37.22 0.0059
2020-05-20 2019-12-31 13F/A-1 CAPITAL ONE FINL COM 14040H105 3,835 859 28.86 395 45.76 0.0069
2020-02-14 2019-12-31 13F CAPITAL ONE FINL COM 14040H105 3,835 859 393 3,478.4216
2019-11-14 2019-09-30 13F CAPITAL ONE FINL COM 14040H105 2,976 1,168 64.60 271 65.24 0.0050
2019-11-14 2019-06-30 13F/A-1 CAPITAL ONE FINANCIAL COM 14040H105 1,808 -8,127 -81.80 164 -35.94 0.0030
2019-08-14 2019-06-30 13F CAPITAL ONE FINL COM 14040H105 1,808 214 164
2019-05-15 2019-03-31 13F CAPITAL ONE FINANCIAL CO 6.20 COM 14040H881 9,935 9,439 1,903.02 256 591.89 0.0046
2019-05-15 2019-03-31 13F CAPITAL ONE FINANCIAL COM 14040H105 1,594 1,098 130 0.0023
2019-02-06 2018-12-31 13F/A-1 CAPITAL ONE FINL COM 14040H105 496 484 4,033.33 37 3,600.00 0.0007
2019-01-31 2018-12-31 13F CAPITAL ONE FINL COM 14040H105 496 484 37
2018-11-15 2018-09-30 13F CAPITAL ONE FINL COM 14040H105 12 0 0.00 1 0.00 0.0000
2018-08-22 2018-06-30 13F/A-1 CAPITAL ONE FINL COM 14040H105 12 0 0.00 1 0.00 0.0000
2018-08-15 2018-06-30 13F CAPITAL ONE FINL COM 14040H105 12 0 1
2018-05-15 2018-03-31 13F CAPITAL ONE FINL COM 14040H105 12 0 0.00 1 0.00 0.0000
2018-02-13 2017-12-31 13F CAPITAL ONE FINL COM 14040H105 12 0 0.00 1 0.00 0.0000
2017-11-07 2017-09-30 13F CAPITAL ONE FINL COM 14040H105 12 -1,519 -99.22 1 -99.21 0.0000
2017-08-02 2017-06-30 13F CAPITAL ONE FINL COM 14040H105 1,531 -368 -19.38 126 -23.64 0.0021
2017-05-02 2017-03-31 13F CAPITAL ONE FINL COM 14040H105 1,899 -13,981 -88.04 165 -85.54 0.0028
2016-10-31 2016-09-30 13F CAPITAL ONE FINL COM 14040H105 15,880 -14,184 -47.18 1,141 -40.23 0.0187
2016-08-08 2016-06-30 13F CAPITAL ONE FINL COM 14040H105 30,064 -4,025 -11.81 1,909 -19.21 0.0309
2016-05-16 2016-03-31 13F CAPITAL ONE FINL COM 14040H105 34,089 -2,522 -6.89 2,363 -10.59 0.0393
2016-02-10 2015-12-31 13F CAPITAL ONE FINL COM 14040H105 36,611 -3,015 -7.61 2,643 -8.04 0.0419
2015-11-16 2015-09-30 13F CAPITAL ONE FINL COM 14040H105 39,626 -5,975 -13.10 2,874 -28.36 0.0458
2015-08-11 2015-06-30 13F CAPITAL ONE FINL COM 14040H105 45,601 -3,263 -6.68 4,012 4.18 0.0551
2015-05-13 2015-03-31 13F CAPITAL ONE FINL COM 14040H105 48,864 -2,684 -5.21 3,851 -9.49 0.0513
2015-02-05 2014-12-31 13F CAPITAL ONE FINL COM 14040H105 51,548 11,038 27.25 4,255 28.71 0.0570
2014-11-13 2014-09-30 13F CAPITAL ONE FINL COM 14040H105 40,510 12,990 47.20 3,306 45.45 0.0456
2014-08-14 2014-06-30 13F CAPITAL ONE FINL COM 14040H105 27,520 20,582 296.66 2,273 324.86 0.0315
2014-05-15 2014-03-31 13F CAPITAL ONE FINL COM 14040H105 6,938 1,309 23.25 535 24.13 0.0081
2014-02-03 2013-12-31 13F CAPITAL ONE FINL COM 14040H105 5,629 -5,640 -50.05 431 -44.39 0.0069
2013-11-15 2013-09-30 13F CAPITAL ONE FINL COM 14040H105 11,269 -1,170 -9.41 775 -0.77 0.0138
2013-08-14 2013-06-30 13F CAPITAL ONE FINL COM 14040H105 12,439 12,439 781 0.0148
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.