Caterpillar Inc.
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionPapp L Roy & Associates
Latest Disclosed Ownership5,117 shares
Latest Disclosed Value $ 3,625,190
Papp L Roy & Associates reports 0.02% decrease in ownership of CAT / Caterpillar Inc.

On April 14, 2026 - Papp L Roy & Associates filed a 13F-HR form disclosing ownership of 5,117 shares of Caterpillar Inc. (MX:CAT) valued at $3,625,190 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 28, 2026 disclosing 5,118 shares of Caterpillar Inc.. This represents a change in shares of -0.02% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-14 2026-03-31 13F CATERPILLAR COM 149123101 5,117 -1 -0.02 3,625 23.68 0.4179
2026-01-28 2025-12-31 13F CATERPILLAR COM 149123101 5,118 136 2.73 2,932 23.31 0.3241
2025-10-09 2025-09-30 13F CATERPILLAR COM 149123101 4,982 0 0.00 2,377 22.91 0.2672
2025-07-24 2025-06-30 13F CATERPILLAR COM 149123101 4,982 0 0.00 1,934 17.71 0.2297
2025-04-10 2025-03-31 13F CATERPILLAR COM 149123101 4,982 0 0.00 1,643 -9.08 0.2016
2025-01-29 2024-12-31 13F CATERPILLAR COM 149123101 4,982 0 0.00 1,807 -7.24 0.2110
2024-10-24 2024-09-30 13F CATERPILLAR COM 149123101 4,982 -250 -4.78 1,949 11.83 0.2359
2024-07-24 2024-06-30 13F CATERPILLAR COM 149123101 5,232 -200 -3.68 1,743 -12.46 0.2112
2024-04-15 2024-03-31 13F CATERPILLAR COM 149123101 5,432 -2,000 -26.91 1,990 -9.42 0.2369
2024-01-19 2023-12-31 13F CATERPILLAR COM 149123101 7,432 0 0.00 2,197 8.33 0.2728
2023-10-19 2023-09-30 13F CATERPILLAR COM 149123101 7,432 470 6.75 2,029 18.39 0.2749
2023-07-17 2023-06-30 13F CATERPILLAR COM 149123101 6,962 -248 -3.44 1,713 3.88 0.2201
2023-05-05 2023-03-31 13F CATERPILLAR COM 149123101 7,210 0 0.00 1,650 -4.52 0.2229
2023-01-17 2022-12-31 13F CATERPILLAR COM 149123101 7,210 -44 -0.61 1,727 45.13 0.2424
2022-10-21 2022-09-30 13F CATERPILLAR COM 149123101 7,254 0 0.00 1,190 -8.25 0.1800
2022-08-02 2022-06-30 13F CATERPILLAR COM 149123101 7,254 44 0.61 1,297 -19.29 0.1881
2022-05-06 2022-03-31 13F CATERPILLAR COM 149123101 7,210 15 0.21 1,607 8.07 0.2006
2022-02-11 2021-12-31 13F CATERPILLAR COM 149123101 7,195 -2,015 -21.88 1,487 -15.89 0.1702
2021-11-09 2021-09-30 13F CATERPILLAR COM 149123101 9,210 200 2.22 1,768 -9.84 0.2247
2021-08-09 2021-06-30 13F CATERPILLAR COM 149123101 9,010 0 0.00 1,961 -6.13 0.2476
2021-05-06 2021-03-31 13F CATERPILLAR COM 149123101 9,010 -2,660 -22.79 2,089 -1.65 0.2998
2021-02-10 2020-12-31 13F CATERPILLAR COM 149123101 11,670 180 1.57 2,124 23.92 0.2446
2020-11-13 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 11,490 800 7.48 1,714 26.78 0.2202
2020-08-11 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 10,690 -1,150 -9.71 1,352 -1.60 0.1916
2020-05-05 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 11,840 -72 -0.60 1,374 -21.89 0.2509
2020-02-14 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 11,912 -78 -0.65 1,759 16.18 0.2533
2019-11-04 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 11,990 0 0.00 1,514 -7.34 0.2373
2019-08-14 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 11,990 950 8.61 1,634 9.22 0.2564
2019-05-09 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 11,040 -250 -2.21 1,496 4.25 0.2692
2019-02-13 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 11,290 250 2.26 1,435 -14.74 0.3000
2018-11-13 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 11,040 -1,500 -11.96 1,683 -1.06 0.3003
2018-08-09 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 12,540 0 0.00 1,701 -7.95 0.3215
2018-05-14 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 12,540 -2,445 -16.32 1,848 -21.73 0.3535
2018-02-06 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 14,985 31 0.21 2,361 26.60 0.4668
2017-11-06 2017-09-30 13F CATERPILLAR INC DEL COM 149123101 14,954 -2,000 -11.80 1,865 2.36 0.4032
2017-07-28 2017-06-30 13F CATERPILLAR INC DEL COM 149123101 16,954 -13 -0.08 1,822 15.76 0.3937
2017-05-11 2017-03-31 13F CATERPILLAR INC DEL COM 149123101 16,967 -1,015 -5.64 1,574 -5.64 0.3587
2017-02-08 2016-12-31 13F CATERPILLAR INC DEL COM 149123101 17,982 -2,686 -13.00 1,668 -9.10 0.3821
2016-10-21 2016-09-30 13F CATERPILLAR INC DEL COM 149123101 20,668 -69 -0.33 1,835 16.73 0.4257
2016-07-27 2016-06-30 13F CATERPILLAR INC DEL COM 149123101 20,737 -1,300 -5.90 1,572 -6.82 0.3712
2016-05-09 2016-03-31 13F CATERPILLAR INC DEL COM 149123101 22,037 -950 -4.13 1,687 8.00 0.4000
2016-02-02 2015-12-31 13F CATERPILLAR INC DEL COM 149123101 22,987 -9,217 -28.62 1,562 -25.80 0.3825
2015-11-03 2015-09-30 13F CATERPILLAR INC DEL COM 149123101 32,204 -229 -0.71 2,105 -23.48 0.5205
2015-08-06 2015-06-30 13F CATERPILLAR INC DEL COM 149123101 32,433 0 0.00 2,751 5.97 0.6256
2015-05-06 2015-03-31 13F CATERPILLAR INC DEL COM 149123101 32,433 32,433 0.00 2,596 0.5690
2015-02-05 2014-12-31 13F CATERPILLAR INC DEL COM 149123101 0 -32,031 -100.00 0 -100.00
2014-11-07 2014-09-30 13F CATERPILLAR INC DEL COM 149123101 32,031 -187 -0.58 3,172 -9.40 0.7345
2014-08-01 2014-06-30 13F CATERPILLAR INC DEL COM 149123101 32,218 0 0.00 3,501 9.34 0.7878
2014-05-12 2014-03-31 13F CATERPILLAR INC DEL COM 149123101 32,218 -85 -0.26 3,202 9.17 0.7462
2014-02-05 2013-12-31 13F CATERPILLAR INC DEL COM 149123101 32,303 67 0.21 2,933 9.11 0.6329
2013-11-08 2013-09-30 13F CATERPILLAR INC DEL COM 149123101 32,236 -17 -0.05 2,688 1.01 0.6379
2013-08-09 2013-06-30 13F CATERPILLAR INC DEL COM 149123101 32,253 32,253 2,661 0.6619
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.