Caterpillar Inc.
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionJohnson Financial Group, Inc.
Latest Disclosed Ownership13,032 shares
Latest Disclosed Value $ 9,232,652
Johnson Financial Group, Inc. reports 6.82% decrease in ownership of CAT / Caterpillar Inc.

On May 7, 2026 - Johnson Financial Group, Inc. filed a 13F-HR form disclosing ownership of 13,032 shares of Caterpillar Inc. (MX:CAT) valued at $9,232,652 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 12, 2026 disclosing 13,986 shares of Caterpillar Inc.. This represents a change in shares of -6.82% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-07 2026-03-31 13F CATERPILLAR COM 149123101 13,032 -954 -6.82 9,233 15.23 0.3343
2026-02-12 2025-12-31 13F CATERPILLAR COM 149123101 13,986 -503 -3.47 8,012 15.90 0.2999
2025-11-13 2025-09-30 13F CATERPILLAR COM 149123101 14,489 1,168 8.77 6,913 33.69 0.2594
2025-08-13 2025-06-30 13F CATERPILLAR COM 149123101 13,321 -863 -6.08 5,171 10.56 0.2327
2025-05-15 2025-03-31 13F CATERPILLAR COM 149123101 14,184 470 3.43 4,678 -8.51 0.2289
2025-02-14 2024-12-31 13F CATERPILLAR COM 149123101 13,714 -1,285 -8.57 5,113 -12.85 0.2417
2024-11-13 2024-09-30 13F CATERPILLAR COM 149123101 14,999 1,251 9.10 5,866 28.11 0.2680
2024-08-14 2024-06-30 13F CATERPILLAR COM 149123101 13,748 7,748 129.13 4,579 108.33 0.2219
2024-05-14 2024-03-31 13F CATERPILLAR COM 149123101 6,000 1,236 25.94 2,199 56.11 0.1183
2024-02-09 2023-12-31 13F/A-1 CATERPILLAR COM 149123101 4,764 1,084 29.46 1,409 40.24 0.0771
2024-02-09 2023-12-31 13F CATERPILLAR COM 149123101 4,764 1,084 1,409 0.0465
2023-11-14 2023-09-30 13F CATERPILLAR COM 149123101 3,680 509 16.05 1,005 28.72 0.0698
2023-08-14 2023-06-30 13F CATERPILLAR COM 149123101 3,171 282 9.76 780 18.00 0.0540
2023-05-12 2023-03-31 13F CATERPILLAR COM 149123101 2,889 485 20.17 661 14.96 0.0471
2023-02-13 2022-12-31 13F CATERPILLAR COM 149123101 2,404 189 8.53 576 22.08 0.0457
2022-11-14 2022-09-30 13F CATERPILLAR COM 149123101 2,215 3 0.14 471 18.94 0.0434
2022-08-15 2022-06-30 13F CATERPILLAR COM 149123101 2,212 -13 -0.58 396 -20.16 0.0284
2022-05-16 2022-03-31 13F CATERPILLAR COM 149123101 2,225 167 8.11 496 16.71 0.0350
2022-02-14 2021-12-31 13F CATERPILLAR COM 149123101 2,058 43 2.13 425 10.10 0.0270
2021-11-12 2021-09-30 13F CATERPILLAR COM 149123101 2,015 -2,144 -51.55 386 -57.40 0.0263
2021-08-13 2021-06-30 13F CATERPILLAR COM 149123101 4,159 2,191 111.33 906 98.68 0.0592
2021-05-14 2021-03-31 13F CATERPILLAR COM 149123101 1,968 -768 -28.07 456 -8.43 0.0307
2021-02-12 2020-12-31 13F CATERPILLAR COM 149123101 2,736 1,378 101.47 498 145.32 0.0426
2020-11-12 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 1,358 166 13.93 203 34.44 0.0207
2020-08-11 2020-06-30 13F CATERPILLAR COM 149123101 1,192 -208 -14.86 151 -6.79 0.0162
2020-05-14 2020-03-31 13F CATERPILLAR COM 149123101 1,400 332 31.09 162 3.18 0.0194
2020-02-14 2019-12-31 13F CATERPILLAR COM 149123101 1,068 -1,010 -48.60 157 -40.30 0.0142
2019-11-12 2019-09-30 13F CATERPILLAR COM 149123101 2,078 723 53.36 263 42.93 0.0241
2019-08-09 2019-06-30 13F CATERPILLAR COM 149123101 1,355 348 34.56 184 35.29 0.0164
2019-05-13 2019-03-31 13F CATERPILLAR COM 149123101 1,007 -200 -16.57 136 -11.11 0.0121
2019-02-11 2018-12-31 13F CATERPILLAR COM 149123101 1,207 438 56.96 153 29.66 0.0157
2018-11-09 2018-09-30 13F CATERPILLAR COM 149123101 769 333 76.38 118 100.00 0.0120
2018-08-07 2018-06-30 13F CATERPILLAR COM 149123101 436 -278 -38.94 59 -44.34 0.0065
2018-05-07 2018-03-31 13F CATERPILLAR COM 149123101 714 239 50.32 106 41.33 0.0127
2018-02-12 2017-12-31 13F CATERPILLAR COM 149123101 475 200 72.73 75 120.59 0.0092
2017-11-09 2017-09-30 13F CATERPILLAR COM 149123101 275 -389 -58.58 34 -52.11 0.0045
2017-08-10 2017-06-30 13F CATERPILLAR COM 149123101 664 0 0.00 71 14.52 0.0102
2017-05-12 2017-03-31 13F CATERPILLAR COM 149123101 664 -2,036 -75.41 62 -75.20 0.0078
2017-02-07 2016-12-31 13F/A-1 CATERPILLAR COM 149123101 2,700 -1,073 -28.44 250 -25.37 0.0345
2017-02-02 2016-12-31 13F CATERPILLAR COM 149123101 2,700 250
2016-11-14 2016-09-30 13F CATERPILLAR COM 149123101 3,773 523 16.09 335 36.18 0.0447
2016-08-12 2016-06-30 13F CATERPILLAR COM 149123101 3,250 2,143 193.59 246 189.41 0.0341
2016-05-09 2016-03-31 13F CATERPILLAR COM 149123101 1,107 -1,118 -50.25 85 -43.71 0.0170
2016-02-08 2015-12-31 13F CATERPILLAR COM 149123101 2,225 -318 -12.50 151 -9.04 0.0314
2015-11-02 2015-09-30 13F CATERPILLAR COM 149123101 2,543 -336 -11.67 166 -31.97 0.0363
2015-08-11 2015-06-30 13F CATERPILLAR COM 149123101 2,879 -1,408 -32.84 244 -28.86 0.0506
2015-05-12 2015-03-31 13F CATERPILLAR COM 149123101 4,287 -47 -1.08 343 -13.60 0.0736
2015-02-10 2014-12-31 13F CATERPILLAR COM 149123101 4,334 312 7.76 397 -0.25 0.0921
2014-11-14 2014-09-30 13F CATERPILLAR COM 149123101 4,022 -478 -10.62 398 -18.61 0.1038
2014-08-06 2014-06-30 13F CATERPILLAR INC. DEL COM 149123101 4,500 -400 -8.16 489 0.41 0.1289
2014-05-14 2014-03-31 13F CATERPILLAR INC. DEL COM 149123101 4,900 520 11.87 487 22.36 0.1423
2014-02-11 2013-12-31 13F CATERPILLAR INC. DEL COM 149123101 4,380 -550 -11.16 398 -3.16 0.1152
2013-11-14 2013-09-30 13F CATERPILLAR INC. DEL COM 149123101 4,930 -520 -9.54 411 -8.67 0.1247
2013-08-14 2013-06-30 13F CATERPILLAR INC. DEL COM 149123101 5,450 5,450 450 0.1253
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.