Caterpillar Inc.
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionGladstone Institutional Advisory LLC
Latest Disclosed Ownership8,008 shares
Latest Disclosed Value $ 5,673,572
Gladstone Institutional Advisory LLC reports 9.53% increase in ownership of CAT / Caterpillar Inc.

On May 14, 2026 - Gladstone Institutional Advisory LLC filed a 13F-HR form disclosing ownership of 8,008 shares of Caterpillar Inc. (MX:CAT) valued at $5,673,572 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 7,311 shares of Caterpillar Inc.. This represents a change in shares of 9.53% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel .

Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-14 2026-03-31 13F CATERPILLAR COM 149123101 8,008 697 9.53 5,674 35.46 0.2102
2026-02-17 2025-12-31 13F CATERPILLAR COM 149123101 7,311 -305 -4.00 4,189 15.28 0.1582
2025-10-22 2025-09-30 13F CATERPILLAR COM 149123101 7,616 231 3.13 3,634 26.76 0.1399
2025-08-12 2025-06-30 13F CATERPILLAR COM 149123101 7,385 437 6.29 2,867 25.10 0.1184
2025-05-15 2025-03-31 13F CATERPILLAR COM 149123101 6,948 -2,424 -25.86 2,291 -32.60 0.1068
2025-01-29 2024-12-31 13F CATERPILLAR COM 149123101 9,372 -2,073 -18.11 3,400 -24.06 0.1577
2024-10-28 2024-09-30 13F CATERPILLAR COM 149123101 11,445 2,367 26.07 4,476 48.02 0.2185
2024-08-02 2024-06-30 13F CATERPILLAR COM 149123101 9,078 -517 -5.39 3,024 -13.97 0.1575
2024-05-14 2024-03-31 13F CATERPILLAR COM 149123101 9,595 -1,615 -14.41 3,516 6.07 0.1929
2024-02-09 2023-12-31 13F CATERPILLAR COM 149123101 11,210 3,021 36.89 3,314 48.28 0.1859
2023-11-13 2023-09-30 13F CATERPILLAR COM 149123101 8,189 5,435 197.35 2,236 230.13 0.1448
2023-08-10 2023-06-30 13F CATERPILLAR COM 149123101 2,754 -3,660 -57.06 678 -53.85 0.0413
2023-05-12 2023-03-31 13F CATERPILLAR COM 149123101 6,414 2,361 58.25 1,468 51.24 0.0950
2023-02-01 2022-12-31 13F CATERPILLAR COM 149123101 4,053 -539 -11.74 971 28.82 0.0685
2023-01-30 2022-09-30 13F/A-1 CATERPILLAR COM 149123101 4,592 724 18.72 753 8.97 0.0589
2022-10-20 2022-09-30 13F CATERPILLAR COM 149123101 4,592 724 753 0.0589
2023-01-30 2022-06-30 13F/A-1 CATERPILLAR COM 149123101 3,868 144 3.87 691 -16.75 0.0547
2022-08-15 2022-06-30 13F CATERPILLAR COM 149123101 3,868 144 691 0.0547
2023-01-30 2022-03-31 13F/A-1 CATERPILLAR COM 149123101 3,724 855 29.80 830 39.97 0.0561
2022-05-04 2022-03-31 13F CATERPILLAR COM 149123101 3,724 855 830 0.0561
2023-01-30 2021-12-31 13F/A-1 CATERPILLAR COM 149123101 2,869 115 4.18 593 12.10 0.0459
2022-02-11 2021-12-31 13F CATERPILLAR COM 149123101 2,869 115 593 0.0459
2023-01-30 2021-09-30 13F/A-1 CATERPILLAR COM 149123101 2,754 -2,676 -49.28 529 -55.25 0.0517
2021-11-15 2021-09-30 13F CATERPILLAR COM 149123101 2,754 -2,676 529 0.0517
2023-01-30 2021-06-30 13F/A-1 CATERPILLAR COM 149123101 5,430 788 16.98 1,182 9.85 0.1404
2021-08-13 2021-06-30 13F CATERPILLAR COM 149123101 5,430 788 1,182 0.1404
2023-01-30 2021-03-31 13F/A-1 CATERPILLAR COM 149123101 4,642 3,496 305.06 1,076 414.83 0.1672
2021-05-17 2021-03-31 13F CATERPILLAR COM 149123101 4,642 3,496 1,076 0.1672
2023-01-30 2020-12-31 13F/A-1 CATERPILLAR COM 149123101 1,146 1,146 209 0.0416
2021-02-16 2020-12-31 13F CATERPILLAR COM 149123101 1,146 1,146 209 0.0416
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.