Caris Life Sciences, Inc.
MX ˙ BMV ˙ US12477X1063
SecurityMX:CAI / Caris Life Sciences, Inc.
InstitutionDimensional Fund Advisors Lp
Latest Disclosed Ownership1,435,666 shares
Ownership 8.10%
Dimensional Fund Advisors Lp ownership in CAI / Caris Life Sciences, Inc.

2021-02-12 - Dimensional Fund Advisors Lp has filed an SC 13G/A form with the Securities and Exchange Commission (SEC) disclosing ownership of 1,435,666 shares of Caris Life Sciences, Inc. (MX:CAI). This represents 8.1 percent ownership of the company. In their previous filing dated 2020-02-12 , Dimensional Fund Advisors Lp had reported owning 1,464,018 shares, indicating a decrease of -1.94 percent.

Institutional Ownership: 13D/G Filings

This table shows a history of the 13D/G filings made by the investor and/or investor group. Note that the share values in this table are not directly comparable to any numbers shown in the 13F table (if any).

File
Date		Effective
Date		Form Prev
Shares		 Latest
Shares		 ΔShares
(Percent)		 Ownership
(Percent)		 ΔOwnership
(Percent)
2021-02-12 2021-02-12 13G/A 1,464,018 1,435,666 -1.94 8.10 -3.57
2020-02-12 2020-02-12 13G/A 1,718,240 1,464,018 -14.80 8.40 -5.62
2019-02-08 2019-02-08 13G/A 1,636,646 1,718,240 4.99 8.90 4.83
2018-02-09 2018-02-09 13G/A 1,180,576 1,636,646 38.63 8.49 36.94
2017-02-09 2017-02-09 13G 1,020,322 1,180,576 15.71 6.20 22.77
2016-02-09 2016-02-09 13G 1,020,322 5.05

Important Note: One of the primary uses of the 13D/G filings is to evaluate the ability of a firm to control a company (ie, the "beneficial ownership"). To that end, firms are required to report not just direct holdings in companies, but indirect holdings that they control. For investment firms, these indirect holdings can include shares in funds they manage, advisory accounts, and in the case of activist campaigns, pledged votes. Therefore, share counts listed in 13D/G filings can differ significantly than share counts listed in 13F filings.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-07 2026-03-31 13F CARIS LIFE SCIENCES COM 142152107 27,492 27,492 492 0.0000
2022-02-09 2021-12-31 13F CAI INTERNATIONAL COM 12477X106 0 -1,139,318 -100.00 0 -100.00
2021-11-12 2021-09-30 13F CAI INTERNATIONAL COM 12477X106 1,139,318 -238,552 -17.31 63,699 -17.45 0.0205
2021-08-12 2021-06-30 13F CAI INTERNATIONAL COM 12477X106 1,377,870 -16,836 -1.21 77,160 21.54 0.0244
2021-05-14 2021-03-31 13F CAI INTERNATIONAL COM 12477X106 1,394,706 -40,960 -2.85 63,487 41.55 0.0210
2021-03-08 2020-12-31 13F/A-2 CAI INTERNATIONAL COM 12477X106 1,435,666 -22,288 -1.53 44,850 11.74 0.0162
2021-02-11 2020-12-31 13F CAI INTERNATIONAL COM 12477X106 1,435,666 -22,288 44,850 16,197.4361
2020-11-12 2020-09-30 13F CAI INTERNATIONAL COM 12477X106 1,457,954 -15,071 -1.02 40,137 63.55 0.0170
2020-08-13 2020-06-30 13F CAI INTERNATIONAL COM 12477X106 1,473,025 9,219 0.63 24,541 18.57 0.0108
2020-05-14 2020-03-31 13F CAI INTERNATIONAL COM 12477X106 1,463,806 -212 -0.01 20,698 -51.22 0.0108
2020-02-14 2019-12-31 13F CAI INTERNATIONAL COM 12477X106 1,464,018 -2,654 -0.18 42,427 32.88 0.0155
2019-11-12 2019-09-30 13F CAI INTERNATIONAL COM 12477X106 1,466,672 -114,804 -7.26 31,930 -18.65 0.0124
2019-08-13 2019-06-30 13F CAI INTERNATIONAL COM 12477X106 1,581,476 -18,510 -1.16 39,252 5.75 0.0152
2019-08-12 2019-03-31 13F/A-2 CAI INTERNATIONAL COM 12477X106 1,599,986 -118,254 -6.88 37,119 -7.00 0.0148
2019-05-10 2019-03-31 13F CAI INTERNATIONAL COM 12477X106 1,599,986 -118,254 37,119
2019-02-26 2018-12-31 13F/A-1 CAI INTERNATIONAL COM 12477X106 1,718,240 -3,919 -0.23 39,914 1.34 0.0181
2019-02-13 2018-12-31 13F CAI INTERNATIONAL COM 12477X106 1,718,240 -3,919 39,914
2018-11-13 2018-09-30 13F CAI INTERNATIONAL COM 12477X106 1,722,159 3,501 0.20 39,388 -1.38 0.0150
2018-08-10 2018-06-30 13F CAI INTERNATIONAL COM 12477X106 1,718,658 -10,840 -0.63 39,941 8.63 0.0159
2018-05-11 2018-03-31 13F CAI INTERNATIONAL COM 12477X106 1,729,498 92,852 5.67 36,769 -20.67 0.0153
2018-02-12 2017-12-31 13F CAI INTERNATIONAL COM 12477X106 1,636,646 8,766 0.54 46,351 -6.09 0.0192
2017-11-13 2017-09-30 13F CAI INTERNATIONAL COM 12477X106 1,627,880 220,782 15.69 49,358 48.64 0.0216
2017-08-11 2017-06-30 13F CAI INTERNATIONAL COM 12477X106 1,407,098 111,741 8.63 33,207 62.87 0.0153
2017-05-12 2017-03-31 13F CAI INTERNATIONAL COM 12477X106 1,295,357 114,781 9.72 20,389 99.21 0.0097
2017-02-09 2016-12-31 13F CAI INTERNATIONAL COM 12477X106 1,180,576 29,015 2.52 10,235 7.48 0.0051
2016-11-10 2016-09-30 13F CAI INTERNATIONAL COM 12477X106 1,151,561 33,884 3.03 9,523 13.60 0.0051
2016-08-09 2016-06-30 13F CAI INTERNATIONAL COM 12477X106 1,117,677 47,969 4.48 8,383 -18.87 0.0048
2016-05-13 2016-03-31 13F CAI INTERNATIONAL COM 12477X106 1,069,708 49,386 4.84 10,333 0.47 0.0062
2016-02-10 2015-12-31 13F CAI INTERNATIONAL COM 12477X106 1,020,322 -973 -0.10 10,285 -0.10 0.0064
2015-11-13 2015-09-30 13F CAI INTERNATIONAL COM 12477X106 1,021,295 1,262 0.12 10,295 -50.98 0.0068
2015-08-14 2015-06-30 13F CAI INTERNATIONAL COM 12477X106 1,020,033 32,623 3.30 21,003 -13.43 0.0129
2015-05-14 2015-03-31 13F CAI INTERNATIONAL COM 12477X106 987,410 87,410 9.71 24,260 16.19 0.0153
2015-02-06 2014-12-31 13F CAI INTERNATIONAL COM 12477X106 900,000 40,802 4.75 20,880 25.59 0.0137
2014-11-13 2014-09-30 13F CAI INTERNATIONAL COM 12477X106 859,198 22,216 2.65 16,626 -9.75 0.0118
2014-08-08 2014-06-30 13F CAI INTERNATIONAL COM 12477X106 836,982 39,711 4.98 18,422 -6.34 0.0128
2014-05-14 2014-03-31 13F CAI INTERNATIONAL COM 12477X106 797,271 41,201 5.45 19,668 10.37 0.0147
2014-02-12 2013-12-31 13F CAI INTERNATIONAL COM 12477X106 756,070 8,696 1.16 17,820 2.47 0.0139
2013-11-13 2013-09-30 13F CAI INTERNATIONAL COM 12477X106 747,374 53,461 7.70 17,391 6.33 0.0151
2013-08-15 2013-06-30 13F CAI INTERNATIONAL COM 12477X106 693,913 693,913 16,356 0.0154
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.