Caterpillar Inc.
IT ˙ BIT ˙ US1491231015
803,40 € ↓ -1,20 (-0,15%)
2026-06-04
DEL PRIS
SecurityIT:1CAT / Caterpillar Inc.
InstitutionTompkins Financial Corp
Latest Disclosed Ownership1,893 shares
Latest Disclosed Value $ 1,341,114
Tompkins Financial Corp reports 9.55% increase in ownership of 1CAT / Caterpillar Inc.

On April 9, 2026 - Tompkins Financial Corp filed a 13F-HR form disclosing ownership of 1,893 shares of Caterpillar Inc. (IT:1CAT) valued at $1,120,656 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 8, 2026 disclosing 1,728 shares of Caterpillar Inc.. This represents a change in shares of 9.55% during the quarter. The current value of the position is $1,520,836 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-09 2026-03-31 13F CATERPILLAR COM 149123101 1,893 165 9.55 1,341 35.59 0.0942
2026-01-08 2025-12-31 13F CATERPILLAR COM 149123101 1,728 -291 -14.41 990 2.70 0.0770
2025-10-08 2025-09-30 13F CATERPILLAR COM 149123101 2,019 0 0.00 963 22.99 0.0806
2025-07-10 2025-06-30 13F CATERPILLAR COM 149123101 2,019 0 0.00 784 17.74 0.0720
2025-04-07 2025-03-31 13F CATERPILLAR COM 149123101 2,019 0 0.00 666 -9.15 0.0637
2025-01-15 2024-12-31 13F Caterpillar COM 149123101 2,019 0 0.00 732 -7.22 0.0681
2024-11-01 2024-09-30 13F Caterpillar COM 149123101 2,019 -250 -11.02 790 4.50 0.0757
2024-07-17 2024-06-30 13F Caterpillar COM 149123101 2,269 -56 -2.41 756 -11.28 0.0791
2024-04-08 2024-03-31 13F Caterpillar COM 149123101 2,325 -179 -7.15 852 15.00 0.0963
2024-01-08 2023-12-31 13F Caterpillar COM 149123101 2,504 200 8.68 740 17.83 0.0897
2023-11-21 2023-09-30 13F Caterpillar COM 149123101 2,304 -500 -17.83 629 -8.85 0.0990
2023-07-12 2023-06-30 13F Caterpillar COM 149123101 2,804 0 0.00 690 7.49 0.1080
2023-04-20 2023-03-31 13F Caterpillar COM 149123101 2,804 0 0.00 642 0.1044
2023-01-06 2022-12-31 13F Caterpillar COM 149123101 2,804 -600 -17.63 1 -100.00 0.1062
2022-10-13 2022-09-30 13F Caterpillar COM 149123101 3,404 0 0.00 559 -8.06 0.0943
2022-07-14 2022-06-30 13F Caterpillar COM 149123101 3,404 -585 -14.67 608 -31.53 0.0977
2022-05-12 2022-03-31 13F Caterpillar COM 149123101 3,989 3,314 490.96 888 538.85 0.1252
2022-01-24 2021-12-31 13F CATERPILLAR INC DEL COM EQUITIES/EXCHANGE TRADED FUNDS 149123101 675 -65 -8.78 139 -2.11 0.0247
2021-10-22 2021-09-30 13F CATERPILLAR EQUITIES/EXCHANGE TRADED FUNDS 149123101 740 -425 -36.48 142 -47.60 0.0260
2021-06-09 2021-03-31 13F CATERPILLAR INC DEL COM EQUITIES/EXCHANGE TRADED FUNDS 149123101 1,165 500 75.19 271 123.97 0.0459
2021-02-12 2020-12-31 13F/A-1 CATERPILLAR INC DEL COM EQUITIES/EXCHANGE TRADED FUNDS 149123101 665 -865 -56.54 121 -46.93 0.0218
2021-02-05 2020-12-31 13F CATERPILLAR INC DEL COM US LARGE-CAP EQUITIES 149123101 31,238 29,708 3,625 152,592.2583
2020-10-23 2020-09-30 13F CATERPILLAR INC DEL EQUITIES/EXCHANGE TRADED FUNDS 149123101 1,530 0 0.00 228 18.13 0.0438
2020-07-29 2020-06-30 13F CATERPILLAR INC DEL COM EQUITIES/EXCHANGE TRADED FUNDS 149123101 1,530 -325 -17.52 193 -10.23 0.0405
2020-04-22 2020-03-31 13F CATERPILLAR INC DEL COM EQUITIES/EXCHANGE TRADED FUNDS 149123101 1,855 -250 -11.88 215 -30.87 0.0496
2020-01-22 2019-12-31 13F/A-1 CATERPILLAR INC DEL COM EQUITIES/EXCHANGE TRADED FUNDS 149123101 2,105 -160 -7.06 311 8.74 0.0570
2020-01-15 2019-12-31 13F CATERPILLAR INC DEL COM EQUITIES/EXCHANGE TRADED FUNDS 149123101 2,265 0 286 43,438.6391
2019-10-17 2019-09-30 13F CATERPILLAR INC DEL COM EQUITIES/EXCHANGE TRADED FUNDS 149123101 2,265 -670 -22.83 286 -28.50 0.0581
2019-07-17 2019-06-30 13F CATERPILLAR INC DEL COM EQUITIES/EXCHANGE TRADED FUNDS 149123101 2,935 -95 -3.14 400 -2.68 0.0804
2019-04-30 2019-03-31 13F/A-1 CATERPILLAR INC DEL EQUITIES/EXCHANGE TRADED FUNDS 149123101 3,030 496 19.57 411 27.64 0.0781
2019-04-17 2019-03-31 13F CATERPILLAR INC DEL COM EQUITIES/EXCHANGE TRADED FUNDS 149123101 2,585 51 394
2019-01-22 2018-12-31 13F CATERPILLAR INC DEL COM EQUITIES/EXCHANGE TRADED FUNDS 149123101 2,534 -51 -1.97 322 -18.27 0.0711
2018-10-18 2018-09-30 13F CATERPILLAR INC DEL COM EQUITIES/EXCHANGE TRADED FUNDS 149123101 2,585 200 8.39 394 21.98 0.0808
2018-07-18 2018-06-30 13F CATERPILLAR INC DEL COM EQUITIES/EXCHANGE TRADED FUNDS 149123101 2,385 -145 -5.73 323 -13.40 0.0696
2018-04-26 2018-03-31 13F CATERPILLAR INC DEL COM EQUITIES/EXCHANGE TRADED FUNDS 149123101 2,530 -1,055 -29.43 373 -33.98 0.0836
2018-01-24 2017-12-31 13F CATERPILLAR INC DEL COM EQUITIES/EXCHANGE TRADED FUNDS 149123101 3,585 50 1.41 565 28.12 0.1295
2017-10-17 2017-09-30 13F CATERPILLAR INC DEL COM EQUITIES/EXCHANGE TRADED FUNDS 149123101 3,535 435 14.03 441 32.04 0.1044
2017-07-11 2017-06-30 13F CATERPILLAR INC DEL COM EQUITIES/EXCHANGE TRADED FUNDS 149123101 3,100 485 18.55 334 38.02 0.0841
2017-04-17 2017-03-31 13F/A-1 CATERPILLAR INC DEL COM EQUITIES/EXCHANGE TRADED FUNDS 149123101 2,615 0 0.00 242 0.00 0.0614
2017-04-17 2017-03-31 13F CATERPILLAR INC DEL COM EQUITIES/EXCHANGE TRADED FUNDS 149123101 2,615 200
2017-01-10 2016-12-31 13F CATERPILLAR INC DEL COM EQUITIES/EXCHANGE TRADED FUNDS 149123101 2,615 0 0.00 242 4.31 0.0634
2016-10-13 2016-09-30 13F CATERPILLAR INC DEL COM EQUITIES/EXCHANGE TRADED FUNDS 149123101 2,615 0 0.00 232 16.58 0.0665
2016-07-13 2016-06-30 13F CATERPILLAR INC DEL COM EQUITIES/EXCHANGE TRADED FUNDS 149123101 2,615 0 0.00 199 -0.50 0.0589
2016-04-20 2016-03-31 13F CATERPILLAR INC DEL COM EQUITIES/EXCHANGE TRADED FUNDS 149123101 2,615 0 0.00 200 12.36 0.0632
2016-01-19 2015-12-31 13F CATERPILLAR INC DEL COM EQUITIES/EXCHANGE TRADED FUNDS 149123101 2,615 0 0.00 178 4.09 0.0567
2015-10-16 2015-09-30 13F CATERPILLAR INC DEL COM EQUITIES/EXCHANGE TRADED FUNDS 149123101 2,615 0 0.00 171 -22.97 0.0553
2015-07-14 2015-06-30 13F CATERPILLAR INC DEL COM EQUITIES/EXCHANGE TRADED FUNDS 149123101 2,615 -100 -3.68 222 2.30 0.0603
2015-04-21 2015-03-31 13F/A-1 CATERPILLAR INC DEL COM EQUITIES/EXCHANGE TRADED FUNDS 149123101 2,715 0 0.00 217 -12.50 0.0543
2015-04-14 2015-03-31 13F CATERPILLAR INC DEL COM EQUITIES/EXCHANGE TRADED FUNDS 149123101 2,715 217
2015-01-15 2014-12-31 13F/A-1 CATERPILLAR INC DEL COM EQUITIES/EXCHANGE TRADED FUNDS 149123101 2,715 -1,015 -27.21 248 -32.97 0.0619
2015-01-13 2014-12-31 13F CATERPILLAR INC DEL COM EQUITIES/EXCHANGE TRADED FUNDS 149123101 3,110 258
2014-10-10 2014-09-30 13F CATERPILLAR INC DEL COM EQUITIES/EXCHANGE TRADED FUNDS 149123101 3,730 -165 -4.24 370 -12.53 0.0969
2014-07-11 2014-06-30 13F CATERPILLAR INC DEL EQUITIES/EXCHANGE TRADED FUNDS 149123101 3,895 -100 -2.50 423 6.55 0.1046
2014-04-10 2014-03-31 13F CATERPILLAR INC DEL COM EQUITIES/EXCHANGE TRADED FUNDS 149123101 3,995 -50 -1.24 397 7.88 0.1005
2014-01-08 2013-12-31 13F CATERPILLAR INC DEL COM EQUITIES/EXCHANGE TRADED FUNDS 149123101 4,045 0 0.00 368 9.20 0.0953
2013-10-11 2013-09-30 13F CATERPILLAR INC DEL COM EQUITIES/EXCHANGE TRADED FUNDS 149123101 4,045 935 30.06 337 31.13 0.0942
2013-07-19 2013-06-30 13F CATERPILLAR INC DEL COM EQUITIES/EXCHANGE TRADED FUNDS 149123101 3,110 3,110 257 0.0777
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.