Novartis AG - Depositary Receipt (Common Stock)
DE ˙ DB ˙ US66987V1098
121,00 € 0,00 (0,00%)
2026-06-04
DEL PRIS
SecurityDE:NOTA / Novartis AG - Depositary Receipt (Common Stock)
InstitutionAspiriant, Llc
Latest Disclosed Ownership2,898 shares
Latest Disclosed Value $ 442,670
Aspiriant, Llc reports 10.15% increase in ownership of NOTA / Novartis AG - Depositary Receipt (Common Stock)

On May 12, 2026 - Aspiriant, Llc filed a 13F-HR form disclosing ownership of 2,898 shares of Novartis AG - Depositary Receipt (Common Stock) (DE:NOTA) valued at $372,393 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 20, 2026 disclosing 2,631 shares of Novartis AG - Depositary Receipt (Common Stock). This represents a change in shares of 10.15% during the quarter. The current value of the position is $350,658 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-12 2026-03-31 13F NOVARTIS SPONSORED ADR 66987V109 2,898 267 10.15 443 22.10 0.0126
2026-01-20 2025-12-31 13F NOVARTIS SPONSORED ADR 66987V109 2,631 728 38.26 363 48.36 0.0104
2025-10-24 2025-09-30 13F NOVARTIS SPONSORED ADR 66987V109 1,903 -140 -6.85 244 -1.21 0.0075
2025-07-29 2025-06-30 13F NOVARTIS SPONSORED ADR 66987V109 2,043 -201 -8.96 247 -1.20 0.0079
2025-04-21 2025-03-31 13F NOVARTIS SPONSORED ADR 66987V109 2,244 -526 -18.99 250 -7.06 0.0087
2025-01-16 2024-12-31 13F NOVARTIS SPONSORED ADR 66987V109 2,770 -37 -1.32 270 -16.46 0.0097
2024-10-17 2024-09-30 13F NOVARTIS SPONSORED ADR 66987V109 2,807 254 9.95 323 18.82 0.0123
2024-07-15 2024-06-30 13F NOVARTIS SPONSORED ADR 66987V109 2,553 -592 -18.82 272 -10.86 0.0111
2024-04-15 2024-03-31 13F NOVARTIS SPONSORED ADR 66987V109 3,145 0 0.00 304 -4.10 0.0126
2024-01-26 2023-12-31 13F NOVARTIS SPONSORED ADR 66987V109 3,145 -656 -17.26 318 -18.09 0.0143
2023-10-18 2023-09-30 13F NOVARTIS SPONSORED ADR 66987V109 3,801 820 27.51 387 29.00 0.0198
2023-07-19 2023-06-30 13F NOVARTIS SPONSORED ADR 66987V109 2,981 245 8.95 301 19.52 0.0152
2023-04-27 2023-03-31 13F NOVARTIS SPONSORED ADR 66987V109 2,736 500 22.36 252 24.26 0.0132
2023-01-23 2022-12-31 13F NOVARTIS SPONSORED ADR 66987V109 2,236 -2,200 -49.59 203 -39.88 0.0103
2022-10-28 2022-09-30 13F NOVARTIS SPONSORED ADR 66987V109 4,436 6 0.14 336 -10.16 0.0164
2022-07-25 2022-06-30 13F NOVARTIS SPONSORED ADR 66987V109 4,430 -151 -3.30 374 -6.97 0.0180
2022-05-06 2022-03-31 13F NOVARTIS SPONSORED ADR 66987V109 4,581 -21 -0.46 402 0.25 0.0221
2022-02-14 2021-12-31 13F NOVARTIS SPONSORED ADR 66987V109 4,602 671 17.07 401 24.92 0.0214
2021-10-27 2021-09-30 13F NOVARTIS SPONSORED ADR 66987V109 3,931 0 0.00 321 -10.58 0.0189
2021-08-13 2021-06-30 13F NOVARTIS SPONSORED ADR 66987V109 3,931 1,200 43.94 359 53.42 0.0203
2021-05-11 2021-03-31 13F NOVARTIS SPONSORED ADR 66987V109 2,731 0 0.00 234 -8.95 0.0150
2021-02-01 2020-12-31 13F NOVARTIS SPONSORED ADR 66987V109 2,731 -1,500 -35.45 257 -29.97 0.0175
2020-10-29 2020-09-30 13F NOVARTIS SPONSORED ADR 66987V109 4,231 547 14.85 367 14.33 0.0287
2020-08-06 2020-06-30 13F NOVARTIS SPONSORED ADR 66987V109 3,684 -1,650 -30.93 321 -27.05 0.0298
2020-05-05 2020-03-31 13F NOVARTIS A G SPONSORED ADR 66987V109 5,334 88 1.68 440 -11.65 0.0433
2020-01-27 2019-12-31 13F NOVARTIS A G SPONSORED ADR 66987V109 5,246 20 0.38 498 9.69 0.0461
2019-11-04 2019-09-30 13F NOVARTIS A G SPONSORED ADR 66987V109 5,226 -407 -7.23 454 -11.84 0.0407
2019-08-06 2019-06-30 13F NOVARTIS A G SPONSORED ADR 66987V109 5,633 -164 -2.83 515 -7.71 0.0430
2019-08-06 2019-03-31 13F/A-1 NOVARTIS A G SPONSORED ADR 66987V109 5,797 -980 -14.46 558 -4.62 0.0456
2019-05-03 2019-03-31 13F NOVARTIS A G SPONSORED ADR 66987V109 5,797 -980 558
2019-02-04 2018-12-31 13F NOVARTIS A G SPONSORED ADR 66987V109 6,777 -437 -6.06 585 -6.10 0.0444
2018-10-26 2018-09-30 13F NOVARTIS A G SPONSORED ADR 66987V109 7,214 -622 -7.94 623 5.24 0.0533
2018-08-07 2018-06-30 13F NOVARTIS A G SPONSORED ADR 66987V109 7,836 -541 -6.46 592 -12.56 0.0507
2018-05-04 2018-03-31 13F NOVARTIS A G SPONSORED ADR 66987V109 8,377 8,377 677 0.0591
2018-01-31 2017-12-31 13F NOVARTIS A G SPONSORED ADR 66987V109 0 -7,058 -100.00 0 -100.00
2017-11-13 2017-09-30 13F NOVARTIS A G SPONSORED ADR 66987V109 7,058 -3,333 -32.08 606 -30.10 0.0508
2017-08-03 2017-06-30 13F NOVARTIS A G SPONSORED ADR 66987V109 10,391 -904 -8.00 867 3.34 0.0754
2017-05-12 2017-03-31 13F NOVARTIS A G SPONSORED ADR 66987V109 11,295 -2,566 -18.51 839 -16.93 0.0714
2017-02-10 2016-12-31 13F NOVARTIS A G SPONSORED ADR 66987V109 13,861 609 4.60 1,010 -3.44 0.0915
2016-11-10 2016-09-30 13F NOVARTIS A G SPONSORED ADR 66987V109 13,252 -716 -5.13 1,046 -22.63 0.1041
2016-08-09 2016-06-30 13F NOVARTIS A G SPONSORED ADR 66987V109 13,968 -34 -0.24 1,352 33.33 0.1277
2016-05-12 2016-03-31 13F NOVARTIS A G SPONSORED ADR 66987V109 14,002 14,002 1,014 0.0968
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.