Novartis AG - Depositary Receipt (Common Stock)
DE ˙ DB ˙ US66987V1098
121,00 € 0,00 (0,00%)
2026-06-04
DEL PRIS
SecurityDE:NOTA / Novartis AG - Depositary Receipt (Common Stock)
InstitutionAdvisory Services Network, LLC
Latest Disclosed Ownership38,689 shares
Latest Disclosed Value $ 5,909,657
Advisory Services Network, LLC reports 21.31% increase in ownership of NOTA / Novartis AG - Depositary Receipt (Common Stock)

On May 15, 2026 - Advisory Services Network, LLC filed a 13F-HR form disclosing ownership of 38,689 shares of Novartis AG - Depositary Receipt (Common Stock) (DE:NOTA) valued at $4,971,536 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 31,893 shares of Novartis AG - Depositary Receipt (Common Stock). This represents a change in shares of 21.31% during the quarter. The current value of the position is $4,681,369 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F NOVARTIS AG SPONSORED ADR ADR 66987V109 38,689 6,796 21.31 5,910 34.39 0.0546
2026-02-17 2025-12-31 13F NOVARTIS AG SPONSORED ADR ADR 66987V109 31,893 41 0.13 4,397 7.66 0.0622
2025-11-18 2025-09-30 13F NOVARTIS ADR 66987V109 31,852 -250 -0.78 4,085 11.86 0.0599
2025-08-19 2025-06-30 13F NOVARTIS ADR 66987V109 32,102 747 2.38 3,651 4.46 0.0588
2025-05-15 2025-03-31 13F NOVARTIS ADR 66987V109 31,355 -3,524 -10.10 3,495 2.98 0.0672
2025-02-13 2024-12-31 13F NOVARTIS ADR 66987V109 34,879 -172 -0.49 3,394 -9.03 0.0632
2024-11-14 2024-09-30 13F NOVARTIS ADR 66987V109 35,051 0 0.00 3,732 0.00 0.0771
2024-08-13 2024-06-30 13F NOVARTIS ADR 66987V109 35,051 -2,070 -5.58 3,732 3.93 0.0771
2024-05-06 2024-03-31 13F NOVARTIS ADR 66987V109 37,121 2,491 7.19 3,591 2.69 0.0796
2024-02-09 2023-12-31 13F NOVARTIS ADR 66987V109 34,630 -1,610 -4.44 3,497 -5.28 0.0855
2023-11-14 2023-09-30 13F NOVARTIS ADR 66987V109 36,240 -4,266 -10.53 3,691 -9.69 0.0991
2023-08-09 2023-06-30 13F NOVARTIS ADR 66987V109 40,506 4,472 12.41 4,088 23.29 0.1089
2023-05-17 2023-03-31 13F NOVARTIS ADR 66987V109 36,034 1,936 5.68 3,315 7.18 0.0918
2023-02-13 2022-12-31 13F NOVARTIS ADR 66987V109 34,098 -1,911 -5.31 3,093 12.97 0.0948
2022-11-14 2022-09-30 13F NOVARTIS ADR 66987V109 36,009 -13,225 -26.86 2,738 -34.21 0.0966
2022-08-02 2022-06-30 13F NOVARTIS ADR 66987V109 49,234 4,108 9.10 4,162 5.10 0.1423
2022-05-23 2022-03-31 13F NOVARTIS ADR 66987V109 45,126 8,271 22.44 3,960 22.87 0.1166
2022-02-14 2021-12-31 13F NOVARTIS ADR 66987V109 36,855 627 1.73 3,223 8.81 0.0927
2021-11-05 2021-09-30 13F NOVARTIS ADR 66987V109 36,228 5,753 18.88 2,962 6.51 0.0942
2021-08-12 2021-06-30 13F NOVARTIS ADR 66987V109 30,475 -419 -1.36 2,781 5.30 0.0877
2021-05-24 2021-03-31 13F NOVARTIS ADR 66987V109 30,894 5,794 23.08 2,641 11.39 0.0981
2021-02-09 2020-12-31 13F NOVARTIS ADR 66987V109 25,100 344 1.39 2,371 10.13 0.0951
2020-11-16 2020-09-30 13F NOVARTIS ADR 66987V109 24,756 -132 -0.53 2,153 -0.92 0.1013
2020-08-10 2020-06-30 13F NOVARTIS AG ADR ADR 66987V109 24,888 3,452 16.10 2,173 22.98 0.1193
2020-05-15 2020-03-31 13F NOVARTIS A G ADR 66987V109 21,436 2,312 12.09 1,767 -2.38 0.1156
2020-02-04 2019-12-31 13F NOVARTIS A G ADR 66987V109 19,124 2,827 17.35 1,810 21.64 0.0952
2019-11-04 2019-09-30 13F NOVARTIS A G ADR 66987V109 16,297 0 0.00 1,488 0.00 0.0912
2019-08-01 2019-06-30 13F NOVARTIS A G ADR 66987V109 16,297 861 5.58 1,488 0.27 0.0912
2019-05-20 2019-03-31 13F NOVARTIS A G ADR 66987V109 15,436 803 5.49 1,484 18.06 0.1042
2019-02-15 2018-12-31 13F NOVARTIS A G ADR 66987V109 14,633 3,236 28.39 1,257 28.00 0.1097
2018-11-02 2018-09-30 13F NOVARTIS A G ADR 66987V109 11,397 1,430 14.35 982 18.31 0.0717
2018-07-27 2018-06-30 13F NOVARTIS A G ADR 66987V109 9,967 -4,302 -30.15 830 -28.08 0.0632
2018-04-23 2018-03-31 13F NOVARTIS A G ADR 66987V109 14,269 -1,803 -11.22 1,154 -14.46 0.0922
2018-02-08 2017-12-31 13F NOVARTIS A G ADR 66987V109 16,072 762 4.98 1,349 2.66 0.1176
2017-10-12 2017-09-30 13F NOVARTIS A G ADR 66987V109 15,310 -138 -0.89 1,314 1.94 0.1504
2017-08-17 2017-06-30 13F NOVARTIS A G SPONSORED ADR ADR 66987V109 15,448 9,299 151.23 1,289 182.06 0.1680
2017-04-28 2017-03-31 13F NOVARTIS A G SPONSORED ADR ADR 66987V109 6,149 881 16.72 457 9.86 0.0664
2016-10-07 2016-09-30 13F NOVARTIS A G ADR 66987V109 5,268 425 8.78 416 4.00 0.0782
2016-07-27 2016-06-30 13F NOVARTIS A G ADR 66987V109 4,843 357 7.96 400 23.08 0.0909
2016-04-21 2016-03-31 13F NOVARTIS A G ADR 66987V109 4,486 888 24.68 325 4.84 0.0887
2016-01-27 2015-12-31 13F NOVARTIS AG ADR ADR 66987V109 3,598 2,964 467.51 310 434.48 0.0997
2015-10-01 2015-09-30 13F NOVARTIS AG ADR ADR 66987V109 634 -4,605 -87.90 58 -88.76 0.0175
2015-07-02 2015-06-30 13F NOVARTIS AG ADR ADR 66987V109 5,239 -96 -1.80 516 -3.55 0.1522
2015-04-08 2015-03-31 13F NOVARTIS AG ADR ADR 66987V109 5,335 43 0.81 535 -0.37 0.1477
2015-01-23 2014-12-31 13F NOVARTIS AG ADR ADR 66987V109 5,292 -86 -1.60 537 6.13 0.1679
2014-10-07 2014-09-30 13F NOVARTIS A G SPONSORED ADR ADR 66987V109 5,378 -5,286 -49.57 506 -47.56 0.1850
2014-07-10 2014-06-30 13F NOVARTIS AG ADR ADR 66987V109 10,664 -476 -4.27 965 1.90 0.4085
2014-04-09 2014-03-31 13F NOVARTIS A G SPONSORE ADR 66987V109 11,140 354 3.28 947 9.23 0.4883
2014-02-13 2013-12-31 13F NOVARTIS A G ADR 66987V109 10,786 10,786 867 0.4353
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.