Caterpillar Inc.
DE ˙ XTRA ˙ US1491231015
782,20 € ↑40,40 (5,45%)
2026-06-02
DEL PRIS
SecurityDE:CAT1 / Caterpillar Inc.
InstitutionSummit Financial, LLC
Latest Disclosed Ownership36,865 shares
Latest Disclosed Value $ 26,117,573
Summit Financial, LLC reports 185.02% increase in ownership of CAT1 / Caterpillar Inc.

On May 15, 2026 - Summit Financial, LLC filed a 13F-HR form disclosing ownership of 36,865 shares of Caterpillar Inc. (DE:CAT1) valued at $22,635,110 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 12, 2026 disclosing 12,934 shares of Caterpillar Inc.. This represents a change in shares of 185.02% during the quarter. The current value of the position is $28,835,803 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F CATERPILLAR COM 149123101 36,865 23,931 185.02 26,118 252.50 0.3327
2026-02-12 2025-12-31 13F CATERPILLAR COM 149123101 12,934 220 1.73 7,410 22.14 0.1088
2025-11-14 2025-09-30 13F CATERPILLAR COM 149123101 12,714 468 3.82 6,066 27.62 0.0926
2025-08-13 2025-06-30 13F CATERPILLAR Common stock 149123101 12,246 -19,797 -61.78 4,754 -55.02 0.1075
2025-05-14 2025-03-31 13F CATERPILLAR Common stock 149123101 32,043 -5,694 -15.09 10,568 -22.81 0.2961
2025-02-12 2024-12-31 13F CATERPILLAR Common Stock 149123101 37,737 853 2.31 13,689 -5.11 0.4799
2024-11-12 2024-09-30 13F CATERPILLAR Common Stock 149123101 36,884 2,428 7.05 14,426 25.69 0.5651
2024-07-31 2024-06-30 13F CATERPILLARINCCOM Common Stock 149123101 34,456 23,370 210.81 11,477 182.55 0.5242
2024-04-24 2024-03-31 13F CATERPILLARINCCOM Common Stock 149123101 11,086 123 1.12 4,062 25.33 0.2407
2024-02-06 2023-12-31 13F CATERPILLARINCCOM Common Stock 149123101 10,963 2,288 26.37 3,242 36.87 0.2118
2023-11-07 2023-09-30 13F CATERPILLARINCCOM Common Stock 149123101 8,675 435 5.28 2,368 16.82 0.1749
2023-08-11 2023-06-30 13F CATERPILLARINCCOM Common Stock 149123101 8,240 6,246 313.24 2,027 344.52 0.1478
2023-05-03 2023-03-31 13F CATERPILLARINCCOM Common Stock 149123101 1,994 -124 -5.85 456 -10.06 0.0399
2023-02-07 2022-12-31 13F CATERPILLARINCCOM Common Stock 149123101 2,118 -186 -8.07 507 34.13 0.0477
2022-11-15 2022-09-30 13F CATERPILLARINCCOM Common Stock 149123101 2,304 325 16.42 378 7.08 0.0358
2022-08-12 2022-06-30 13F CATERPILLARINCCOM Common Stock 149123101 1,979 -221 -10.05 354 -27.96 0.0332
2022-05-10 2022-03-31 13F CATERPILLARINCCOM Common Stock 149123101 2,200 44 2.04 490 10.11 0.0382
2022-02-07 2021-12-31 13F CATERPILLARINCCOM Common Stock 149123101 2,156 259 13.65 446 22.25 0.0340
2021-11-08 2021-09-30 13F CATERPILLARINCCOM Common Stock 149123101 1,897 425 28.87 364 13.75 0.0312
2021-08-06 2021-06-30 13F CATERPILLARINCCOM Common Stock 149123101 1,472 1,472 320 0.0317
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.