Caterpillar Inc.
DE ˙ XTRA ˙ US1491231015
810,00 € ↑9,20 (1,15%)
2026-06-04
DEL PRIS
SecurityDE:CAT1 / Caterpillar Inc.
InstitutionNorthern Trust Corp
Latest Disclosed Ownership5,678,795 shares
Latest Disclosed Value $ 4,023,199,106
Northern Trust Corp reports 2.95% decrease in ownership of CAT1 / Caterpillar Inc.

On May 14, 2026 - Northern Trust Corp filed a 13F-HR form disclosing ownership of 5,678,795 shares of Caterpillar Inc. (DE:CAT1) valued at $3,486,780,130 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 5,851,276 shares of Caterpillar Inc.. This represents a change in shares of -2.95% during the quarter. The current value of the position is $4,599,823,950 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-14 2026-03-31 13F CATERPILLAR COM 149123101 5,678,795 -172,481 -2.95 4,023,199 20.02 0.1091
2026-02-17 2025-12-31 13F CATERPILLAR COM 149123101 5,851,276 -386,395 -6.19 3,352,020 12.62 0.0881
2025-11-14 2025-09-30 13F CATERPILLAR COM 149123101 6,237,671 -214,903 -3.33 2,976,305 18.82 0.3807
2025-08-13 2025-06-30 13F CATERPILLAR COM 149123101 6,452,574 -145,105 -2.20 2,504,954 15.12 0.3445
2025-05-13 2025-03-31 13F CATERPILLAR COM 149123101 6,597,679 -249,651 -3.65 2,175,915 -12.40 0.3230
2025-02-14 2024-12-31 13F CATERPILLAR COM 149123101 6,847,330 724,477 11.83 2,483,937 3.72 0.3517
2024-11-13 2024-09-30 13F CATERPILLAR COM 149123101 6,122,853 -239,736 -3.77 2,394,770 12.99 0.3920
2024-08-14 2024-06-30 13F CATERPILLAR COM 149123101 6,362,589 -56,184 -0.88 2,119,378 -9.89 0.3571
2024-05-14 2024-03-31 13F CATERPILLAR COM 149123101 6,418,773 -234,600 -3.53 2,352,031 19.56 0.4064
2024-02-13 2023-12-31 13F CATERPILLAR COM 149123101 6,653,373 -309,436 -4.44 1,967,203 3.49 0.3561
2023-11-13 2023-09-30 13F CATERPILLAR COM 149123101 6,962,809 111,384 1.63 1,900,847 12.76 0.3682
2023-08-11 2023-06-30 13F CATERPILLAR COM 149123101 6,851,425 -90,884 -1.31 1,685,793 6.11 0.3239
2023-05-15 2023-03-31 13F CATERPILLAR COM 149123101 6,942,309 -55,912 -0.80 1,588,678 -5.24 0.3150
2023-02-13 2022-12-31 13F CATERPILLAR COM 149123101 6,998,221 -84,317 -1.19 1,676,494 44.26 0.3518
2022-11-14 2022-09-30 13F CATERPILLAR COM 149123101 7,082,538 -100,575 -1.40 1,162,102 -9.50 0.2655
2022-08-12 2022-06-30 13F CATERPILLAR COM 149123101 7,183,113 -175,147 -2.38 1,284,053 -21.68 0.2750
2022-05-13 2022-03-31 13F CATERPILLAR COM 149123101 7,358,260 -75,453 -1.02 1,639,568 6.68 0.2884
2022-02-08 2021-12-31 13F CATERPILLAR COM 149123101 7,433,713 -96,424 -1.28 1,536,845 6.31 0.2518
2021-11-15 2021-09-30 13F CATERPILLAR COM 149123101 7,530,137 1,026,426 15.78 1,445,560 2.13 0.2559
2021-08-13 2021-06-30 13F CATERPILLAR COM 149123101 6,503,711 -43,728 -0.67 1,415,403 -6.77 0.2493
2021-05-12 2021-03-31 13F CATERPILLAR COM 149123101 6,547,439 -149,018 -2.23 1,518,154 24.55 0.2824
2021-02-11 2020-12-31 13F CATERPILLAR COM 149123101 6,696,457 -56,883 -0.84 1,218,889 21.01 0.2374
2020-11-16 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 6,753,340 -72,508 -1.06 1,007,262 16.65 0.2209
2020-08-14 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 6,825,848 39,541 0.58 863,471 9.65 0.2046
2020-05-14 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 6,786,307 -56,117 -0.82 787,484 -22.07 0.2261
2020-02-14 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 6,842,424 -116,979 -1.68 1,010,489 14.95 0.2262
2019-11-13 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 6,959,403 -338,903 -4.64 879,042 -11.63 0.2104
2019-08-13 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 7,298,306 -71,522 -0.97 994,686 -0.39 0.2360
2019-05-13 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 7,369,828 -9,198 -0.12 998,537 6.49 0.2466
2019-02-12 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 7,379,026 134,479 1.86 937,652 -15.12 0.2630
2018-11-14 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 7,244,547 -93,392 -1.27 1,104,720 10.97 0.2704
2018-09-18 2018-06-30 13F/A-1 CATERPILLAR INC DEL COM 149123101 7,337,939 -76,408 -1.03 995,537 -8.89 0.2528
2018-08-14 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 7,376,927 -37,420 1,000,827
2018-05-09 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 7,414,347 -42,722 -0.57 1,092,727 -7.01 0.2843
2018-02-14 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 7,457,069 -73,655 -0.98 1,175,085 25.12 0.2976
2017-11-13 2017-09-30 13F CATERPILLAR INC DEL COM 149123101 7,530,724 341,017 4.74 939,157 21.56 0.2448
2017-08-11 2017-06-30 13F CATERPILLAR INC DEL COM 149123101 7,189,707 -48,020 -0.66 772,605 15.08 0.2160
2017-05-12 2017-03-31 13F CATERPILLAR INC DEL COM 149123101 7,237,727 295,549 4.26 671,372 4.28 0.1936
2017-02-13 2016-12-31 13F CATERPILLAR INC DEL COM 149123101 6,942,178 106,589 1.56 643,817 6.10 0.1975
2016-11-09 2016-09-30 13F CATERPILLAR INC DEL COM 149123101 6,835,589 -1,199 -0.02 606,795 17.07 0.1890
2016-08-12 2016-06-30 13F CATERPILLAR INC DEL COM 149123101 6,836,788 -44,412 -0.65 518,297 -1.34 0.1683
2016-08-19 2016-03-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 6,881,200 23,604 0.34 525,359 12.73 0.1743
2016-05-13 2016-03-31 13F Caterpillar COMM 149123101 6,881,168 526,686
2016-02-12 2015-12-31 13F Caterpillar COMM 149123101 6,857,596 -710,087 -9.38 466,043 -5.78 0.1545
2015-11-12 2015-09-30 13F CATERPILLAR INC DEL COM 149123101 7,567,683 -75,619 -0.99 494,624 -23.71 0.1651
2015-08-13 2015-06-30 13F CATERPILLAR INC DEL COM 149123101 7,643,302 -160,235 -2.05 648,305 3.81 0.4395
2015-08-13 2015-06-30 13F Caterpillar COMM 014912310 141,841 -7,661,696 12,031 0.0082
2015-05-14 2015-03-31 13F Caterpillar COMM 149123101 7,803,537 -347,174 -4.26 624,517 -16.29 0.1878
2015-02-12 2014-12-31 13F Caterpillar COM 149123101 8,150,711 -236,277 -2.82 746,035 -10.18 0.2252
2014-11-13 2014-09-30 13F Caterpillar COMM 149123101 8,386,988 -249,211 -2.89 830,563 -11.50 0.2608
2014-08-14 2014-06-30 13F CATERPILLAR INC DEL com 149123101 8,636,199 81,380 0.95 938,494 10.40 0.2925
2014-05-14 2014-03-31 13F CATERPILLAR INC DEL COMM 149123101 8,554,819 -377,088 -4.22 850,094 4.81 0.2674
2014-02-21 2013-12-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 8,931,907 -124,538 -1.38 811,107 7.39 0.2601
2014-02-12 2013-12-31 13F CATERPILLAR INC DEL COM 149123101 8,931,907 811,107
2013-11-13 2013-09-30 13F CATERPILLAR INC DEL COM 149123101 9,056,445 -528,428 -5.51 755,308 -4.47 0.2660
2013-08-09 2013-06-30 13F CATERPILLAR INC DEL COM 149123101 9,584,873 9,584,873 790,656 0.2865
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.