Caterpillar Inc.
DE ˙ XTRA ˙ US1491231015
810,00 € ↑9,20 (1,15%)
2026-06-04
DEL PRIS
SecurityDE:CAT1 / Caterpillar Inc.
InstitutionJanus Henderson Group Plc
Latest Disclosed Ownership115,517 shares
Latest Disclosed Value $ 81,825,146
Janus Henderson Group Plc reports 0.35% decrease in ownership of CAT1 / Caterpillar Inc.

On May 18, 2026 - Janus Henderson Group Plc filed a 13F-HR/A form disclosing ownership of 115,517 shares of Caterpillar Inc. (DE:CAT1) valued at $70,927,438 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 115,926 shares of Caterpillar Inc.. This represents a change in shares of -0.35% during the quarter. The current value of the position is $93,568,770 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-18 2026-03-31 13F/A-1 CATERPILLAR COM 149123101 115,517 -409 -0.35 81,825 23.22 0.0138
2026-05-15 2026-03-31 13F CATERPILLAR COM 149123101 115,517 -409 81,825 0.0152
2026-02-17 2025-12-31 13F CATERPILLAR COM 149123101 115,926 169 0.15 66,405 20.27 0.0297
2025-11-14 2025-09-30 13F CATERPILLAR COM 149123101 115,757 55,769 92.97 55,214 137.19 0.0252
2025-08-14 2025-06-30 13F CATERPILLAR COM 149123101 59,988 -2,405 -3.85 23,279 13.21 0.0114
2025-05-15 2025-03-31 13F CATERPILLAR COM 149123101 62,393 -398 -0.63 20,563 -9.77 0.0113
2025-02-14 2024-12-31 13F CATERPILLAR COM 149123101 62,791 -1,030 -1.61 22,789 -8.68 0.0116
2024-11-14 2024-09-30 13F CATERPILLAR COM 149123101 63,821 -2,200 -3.33 24,956 13.44 0.0128
2024-08-14 2024-06-30 13F CATERPILLAR COM 149123101 66,021 -4,599 -6.51 21,999 -14.95 0.0118
2024-05-15 2024-03-31 13F CATERPILLAR COM 149123101 70,620 -1,693 -2.34 25,867 20.95 0.0141
2024-02-14 2023-12-31 13F CATERPILLAR COM 149123101 72,313 -60,380 -45.50 21,387 -40.98 0.0128
2023-11-14 2023-09-30 13F CATERPILLAR COM 149123101 132,693 6,947 5.52 36,240 17.17 0.0237
2023-08-14 2023-06-30 13F CATERPILLAR COM 149123101 125,746 -6,768 -5.11 30,929 2.04 0.0192
2023-05-15 2023-03-31 13F CATERPILLAR COM 149123101 132,514 15,229 12.98 30,311 7.88 0.0200
2023-02-14 2022-12-31 13F CATERPILLAR COM 149123101 117,285 -404 -0.34 28,097 45.45 0.0201
2023-01-13 2022-09-30 13F/A-1 CATERPILLAR COM 149123101 117,689 -3,774 -3.11 19,317 -11.05 0.0145
2022-11-14 2022-09-30 13F CATERPILLAR COM 149123101 117,689 -3,774 19,317 0.0145
2022-08-15 2022-06-30 13F CATERPILLAR COM 149123101 121,463 -81,401 -40.13 21,717 -51.96 0.0150
2022-05-16 2022-03-31 13F CATERPILLAR COM 149123101 202,864 52,180 34.63 45,206 45.10 0.0218
2022-02-14 2021-12-31 13F CATERPILLAR COM 149123101 150,684 -11,878 -7.31 31,156 -0.13 0.0130
2021-11-16 2021-09-30 13F CATERPILLAR COM 149123101 162,562 -27,098 -14.29 31,197 -24.43 0.0136
2021-08-16 2021-06-30 13F CATERPILLAR COM 149123101 189,660 -25,284 -11.76 41,281 -17.24 0.0177
2021-05-17 2021-03-31 13F CATERPILLAR COM 149123101 214,944 9,333 4.54 49,881 33.31 0.0228
2021-02-16 2020-12-31 13F CATERPILLAR COM 149123101 205,611 -1,393 -0.67 37,418 21.25 0.0174
2020-11-16 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 207,004 -769 -0.37 30,860 17.46 0.0161
2020-08-14 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 207,773 16,064 8.38 26,272 18.03 0.0147
2020-05-14 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 191,709 -379,238 -66.42 22,259 -73.60 0.0153
2020-02-18 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 570,947 -163,532 -22.27 84,311 -9.13 0.0432
2019-11-14 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 734,479 8,916 1.23 92,780 -6.18 0.0503
2019-07-31 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 725,563 -9,947 -1.35 98,894 -0.76 0.0539
2019-04-30 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 735,510 -2,258 -0.31 99,651 6.30 0.0552
2019-02-06 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 737,768 -935,949 -55.92 93,743 -63.27 0.0598
2018-11-09 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 1,673,717 -283,772 -14.50 255,228 -3.90 0.1364
2018-08-10 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 1,957,489 374,038 23.62 265,581 13.80 0.1514
2018-05-14 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 1,583,451 967,843 157.22 233,368 140.55 0.1375
2018-03-12 2017-12-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 615,608 9,283 1.53 97,016 28.32 0.0597
2018-02-09 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 615,608 9,283 97,016
2017-11-14 2017-09-30 13F CATERPILLAR INC DEL COM 149123101 606,325 -312,495 -34.01 75,604 -23.43 0.0485
2017-08-17 2017-06-30 13F/A-1 CATERPILLAR INC DEL COM 149123101 918,820 749,877 443.86 98,741 530.05 0.0673
2017-08-14 2017-06-30 13F CATERPILLAR INC DEL COM 149123101 918,820 749,877 98,741
2017-05-03 2017-03-31 13F CATERPILLAR INC DEL COM 149123101 168,943 1,000 0.60 15,672 0.61 0.1100
2017-01-30 2016-12-31 13F CATERPILLAR INC DEL COM 149123101 167,943 -3,713 -2.16 15,577 2.23 0.1149
2016-10-24 2016-09-30 13F CATERPILLAR INC DEL COM 149123101 171,656 60,000 53.74 15,237 79.96 0.1123
2016-07-29 2016-06-30 13F CATERPILLAR INC DEL COM 149123101 111,656 -5,042 -4.32 8,467 -5.20 0.0704
2016-05-12 2016-03-31 13F CATERPILLAR INC DEL COM 149123101 116,698 5,985 5.41 8,931 18.73 0.0724
2016-02-03 2015-12-31 13F CATERPILLAR INC DEL COM 149123101 110,713 -13,815 -11.09 7,522 -7.58 0.0604
2015-11-16 2015-09-30 13F CATERPILLAR INC DEL COM 149123101 124,528 0 0.00 8,139 -22.93 0.0717
2015-08-17 2015-06-30 13F CATERPILLAR INC DEL COM 149123101 124,528 -10,344 -7.67 10,561 -2.15 0.0830
2015-06-02 2015-03-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 134,872 -1,512 -1.11 10,793 -13.51 0.0833
2015-05-15 2015-03-31 13F CATERPILLAR INC DEL COM 149123101 134,872 10,793
2015-02-12 2014-12-31 13F CATERPILLAR INC DEL COM 149123101 136,384 -1,240 -0.90 12,479 -8.44 0.0900
2014-11-12 2014-09-30 13F CATERPILLAR INC DEL COM 149123101 137,624 -5,590 -3.90 13,630 -12.41 0.1282
2014-08-13 2014-06-30 13F CATERPILLAR INC DEL COM 149123101 143,214 0 0.00 15,561 9.33 0.1453
2014-05-08 2014-03-31 13F CATERPILLAR INC DEL COM 149123101 143,214 618 0.43 14,233 9.91 0.1386
2014-01-14 2013-12-31 13F CATERPILLAR INC DEL COM 149123101 142,596 -489 -0.34 12,950 8.54 0.1308
2013-11-12 2013-09-30 13F CATERPILLAR INC DEL COM 149123101 143,085 -7 -0.00 11,931 0.80 0.1316
2013-08-15 2013-06-30 13F CATERPILLAR INC DEL COM 149123101 143,092 143,092 11,836 0.1384
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.