Caterpillar Inc.
DE ˙ XTRA ˙ US1491231015
782,20 € ↑40,40 (5,45%)
2026-06-02
DEL PRIS
SecurityDE:CAT1 / Caterpillar Inc.
InstitutionXponance, Inc.
Latest Disclosed Ownership85,474 shares
Latest Disclosed Value $ 60,555,033
Xponance, Inc. reports 14.05% increase in ownership of CAT1 / Caterpillar Inc.

On May 13, 2026 - Xponance, Inc. filed a 13F-HR form disclosing ownership of 85,474 shares of Caterpillar Inc. (DE:CAT1) valued at $52,481,036 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 12, 2026 disclosing 74,942 shares of Caterpillar Inc.. This represents a change in shares of 14.05% during the quarter. The current value of the position is $66,857,763 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-13 2026-03-31 13F CATERPILLAR COM 149123101 85,474 10,532 14.05 60,555 41.05 0.4304
2026-02-12 2025-12-31 13F CATERPILLAR COM 149123101 74,942 7,903 11.79 42,932 34.22 0.3221
2025-11-12 2025-09-30 13F CATERPILLAR COM 149123101 67,039 -3,369 -4.78 31,988 17.03 0.2533
2025-08-14 2025-06-30 13F CATERPILLAR COM 149123101 70,408 -263 -0.37 27,333 17.27 0.2284
2025-05-01 2025-03-31 13F CATERPILLAR COM 149123101 70,671 544 0.78 23,307 -8.38 0.2254
2025-02-11 2024-12-31 13F CATERPILLAR COM 149123101 70,127 78 0.11 25,439 -7.15 0.2321
2024-11-12 2024-09-30 13F CATERPILLAR COM 149123101 70,049 187 0.27 27,398 17.73 0.2645
2024-08-14 2024-06-30 13F CATERPILLAR COM 149123101 69,862 -30,958 -30.71 23,271 -37.01 0.2379
2024-05-13 2024-03-31 13F CATERPILLAR COM 149123101 100,820 1,613 1.63 36,943 25.95 0.3871
2024-01-31 2023-12-31 13F CATERPILLAR COM 149123101 99,207 -3,593 -3.50 29,333 4.52 0.3514
2023-10-24 2023-09-30 13F CATERPILLAR COM 149123101 102,800 4,892 5.00 28,064 16.50 0.3818
2023-07-14 2023-06-30 13F CATERPILLAR COM 149123101 97,908 -6,062 -5.83 24,090 1.25 0.3208
2023-04-18 2023-03-31 13F CATERPILLAR COM 149123101 103,970 -8,257 -7.36 23,792 -11.50 0.3478
2023-01-24 2022-12-31 13F CATERPILLAR COM 149123101 112,227 16,402 17.12 26,885 70.99 0.4356
2022-10-24 2022-09-30 13F CATERPILLAR COM 149123101 95,825 913 0.96 15,723 -7.33 0.3023
2022-08-02 2022-06-30 13F CATERPILLAR COM 149123101 94,912 -5,420 -5.40 16,966 -24.11 0.3408
2022-04-20 2022-03-31 13F CATERPILLAR COM 149123101 100,332 408 0.41 22,356 8.22 0.3718
2022-01-31 2021-12-31 13F CATERPILLAR COM 149123101 99,924 6,139 6.55 20,658 14.74 0.3241
2021-11-05 2021-09-30 13F CATERPILLAR COM 149123101 93,785 -2,628 -2.73 18,004 -14.19 0.3419
2021-08-12 2021-06-30 13F CATERPILLAR COM 149123101 96,413 48,906 102.94 20,982 90.49 0.3856
2021-05-10 2021-03-31 13F CATERPILLAR COM 149123101 47,507 23,980 101.93 11,015 157.24 0.2333
2021-02-11 2020-12-31 13F CATERPILLAR COM 149123101 23,527 1,522 6.92 4,282 30.47 0.0933
2020-10-26 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 22,005 -38 -0.17 3,282 17.72 0.0807
2020-08-14 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 22,043 22,043 2,788 0.0720
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.