Caterpillar Inc.
DE ˙ XTRA ˙ US1491231015
782,20 € ↑40,40 (5,45%)
2026-06-02
DEL PRIS
SecurityDE:CAT1 / Caterpillar Inc.
InstitutionEthic Inc.
Latest Disclosed Ownership56,155 shares
Latest Disclosed Value $ 39,783,255
Ethic Inc. reports 5.15% decrease in ownership of CAT1 / Caterpillar Inc.

On April 27, 2026 - Ethic Inc. filed a 13F-HR form disclosing ownership of 56,155 shares of Caterpillar Inc. (DE:CAT1) valued at $34,479,170 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 3, 2026 disclosing 59,206 shares of Caterpillar Inc.. This represents a change in shares of -5.15% during the quarter. The current value of the position is $43,924,441 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-27 2026-03-31 13F CATERPILLAR COM 149123101 56,155 -3,051 -5.15 39,783 17.30 0.6230
2026-02-03 2025-12-31 13F CATERPILLAR COM 149123101 59,206 1,382 2.39 33,917 22.93 0.5216
2025-10-17 2025-09-30 13F CATERPILLAR COM 149123101 57,824 -432 -0.74 27,591 23.11 0.4540
2025-07-30 2025-06-30 13F CATERPILLAR COM 149123101 58,256 2,152 3.84 22,412 20.84 0.4014
2025-05-13 2025-03-31 13F CATERPILLAR COM 149123101 56,104 -995 -1.74 18,546 -10.46 0.3757
2025-02-14 2024-12-31 13F CATERPILLAR COM 149123101 57,099 12,388 27.71 20,713 26.43 0.4179
2024-11-13 2024-09-30 13F CATERPILLAR COM 149123101 44,711 -4,567 -9.27 16,384 -0.19 0.4140
2024-08-13 2024-06-30 13F CATERPILLAR COM 149123101 49,278 4,567 10.21 16,415 0.19 0.3849
2024-05-13 2024-03-31 13F CATERPILLAR COM 149123101 44,711 1,196 2.75 16,384 27.35 0.4139
2024-02-14 2023-12-31 13F CATERPILLAR COM 149123101 43,515 2,204 5.34 12,866 14.07 0.3806
2023-11-14 2023-09-30 13F CATERPILLAR COM 149123101 41,311 3,524 9.33 11,278 21.31 0.3957
2023-08-14 2023-06-30 13F CATERPILLAR COM 149123101 37,787 -290 -0.76 9,298 6.70 0.3447
2023-05-12 2023-03-31 13F CATERPILLAR COM 149123101 38,077 9,806 34.69 8,714 28.66 0.3535
2023-02-14 2022-12-31 13F CATERPILLAR COM 149123101 28,271 13,845 95.97 6,773 186.10 0.3659
2022-11-14 2022-09-30 13F CATERPILLAR COM 149123101 14,426 2,942 25.62 2,367 15.29 0.1607
2022-08-10 2022-06-30 13F CATERPILLAR COM 149123101 11,484 -9,744 -45.90 2,053 -56.60 0.1431
2022-05-16 2022-03-31 13F CATERPILLAR COM 149123101 21,228 3,991 23.15 4,730 32.72 0.3265
2022-02-14 2021-12-31 13F CATERPILLAR COM 149123101 17,237 7,415 75.49 3,564 89.07 0.2748
2021-11-15 2021-09-30 13F CATERPILLAR COM 149123101 9,822 5,179 111.54 1,885 86.63 0.1929
2021-08-10 2021-06-30 13F CATERPILLAR COM 149123101 4,643 -1,116 -19.38 1,010 -24.34 0.1224
2021-05-13 2021-03-31 13F CATERPILLAR COM 149123101 5,759 856 17.46 1,335 49.66 0.2380
2021-02-10 2020-12-31 13F CATERPILLAR COM 149123101 4,903 1,502 44.16 892 75.94 0.2358
2020-10-27 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 3,401 685 25.22 507 47.38 0.1939
2020-08-12 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 2,716 220 8.81 344 18.62 0.1957
2020-05-15 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 2,496 525 26.64 290 -0.34 0.2421
2020-05-22 2019-12-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 1,971 1,971 291 0.2219
2020-02-13 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 1,971 291 0.2508
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.