Caterpillar Inc.
DE ˙ XTRA ˙ US1491231015
782,20 € ↑40,40 (5,45%)
2026-06-02
DEL PRIS
SecurityDE:CAT1 / Caterpillar Inc.
InstitutionDodge & Cox
Latest Disclosed Ownership39,994 shares
Latest Disclosed Value $ 28,334,149
Dodge & Cox reports 1.79% decrease in ownership of CAT1 / Caterpillar Inc.

On May 14, 2026 - Dodge & Cox filed a 13F-HR form disclosing ownership of 39,994 shares of Caterpillar Inc. (DE:CAT1) valued at $24,556,316 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 13, 2026 disclosing 40,724 shares of Caterpillar Inc.. This represents a change in shares of -1.79% during the quarter. The current value of the position is $31,283,307 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-14 2026-03-31 13F Caterpillar COM 149123101 39,994 -730 -1.79 28,334 21.45 0.0156
2026-02-13 2025-12-31 13F Caterpillar COM 149123101 40,724 -70 -0.17 23,330 19.86 0.0126
2025-11-13 2025-09-30 13F Caterpillar COM 149123101 40,794 -1,127 -2.69 19,465 19.60 0.0105
2025-08-13 2025-06-30 13F Caterpillar COM 149123101 41,921 -30 -0.07 16,274 17.63 0.0091
2025-05-14 2025-03-31 13F Caterpillar COM 149123101 41,951 -25 -0.06 13,835 -9.14 0.0079
2025-02-13 2024-12-31 13F Caterpillar COM 149123101 41,976 -300 -0.71 15,227 -7.90 0.0089
2024-11-13 2024-09-30 13F Caterpillar COM 149123101 42,276 0 0.00 16,535 17.41 0.0094
2024-08-13 2024-06-30 13F Caterpillar COM 149123101 42,276 -50 -0.12 14,082 -9.20 0.0085
2024-05-14 2024-03-31 13F Caterpillar COM 149123101 42,326 -53 -0.13 15,510 23.77 0.0090
2024-02-22 2023-12-31 13F/A-1 Caterpillar COM 149123101 42,379 0 0.00 12,530 8.31 0.0080
2024-02-15 2023-12-31 13F Caterpillar COM 149123101 42,379 0 12,530 0.0080
2023-11-14 2023-09-30 13F Caterpillar COM 149123101 42,379 12,380 41.27 11,569 56.74 0.0078
2023-08-14 2023-06-30 13F Caterpillar COM 149123101 29,999 0 0.00 7,381 7.53 0.0049
2023-05-12 2023-03-31 13F Caterpillar COM 149123101 29,999 -50 -0.17 6,865 -4.64 0.0047
2023-02-14 2022-12-31 13F Caterpillar COM 149123101 30,049 -1,388 -4.42 7,199 39.55 0.0049
2022-11-10 2022-09-30 13F Caterpillar COM 149123101 31,437 0 0.00 5,158 -8.22 0.0039
2022-08-12 2022-06-30 13F Caterpillar COM 149123101 31,437 -70 -0.22 5,620 -19.94 0.0039
2022-05-13 2022-03-31 13F Caterpillar COM 149123101 31,507 -450 -1.41 7,020 6.25 0.0043
2022-02-14 2021-12-31 13F Caterpillar COM 149123101 31,957 -3,422 -9.67 6,607 -2.72 0.0041
2021-11-15 2021-09-30 13F Caterpillar COM 149123101 35,379 -3,200 -8.29 6,792 -19.10 0.0044
2021-08-13 2021-06-30 13F Caterpillar COM 149123101 38,579 -1,023 -2.58 8,396 -8.57 0.0055
2021-05-14 2021-03-31 13F Caterpillar COM 149123101 39,602 -1,338 -3.27 9,183 23.23 0.0066
2021-02-11 2020-12-31 13F Caterpillar COM 149123101 40,940 -511 -1.23 7,452 20.54 0.0059
2020-11-13 2020-09-30 13F Caterpillar COM 149123101 41,451 -106 -0.26 6,182 17.60 0.0057
2020-08-13 2020-06-30 13F Caterpillar COM 149123101 41,557 -1,550 -3.60 5,257 5.10 0.0048
2020-05-14 2020-03-31 13F Caterpillar COM 149123101 43,107 -100 -0.23 5,002 -21.61 0.0054
2020-02-13 2019-12-31 13F Caterpillar COM 149123101 43,207 -174 -0.40 6,381 16.46 0.0049
2019-11-13 2019-09-30 13F Caterpillar COM 149123101 43,381 -400 -0.91 5,479 -8.18 0.0045
2019-08-13 2019-06-30 13F Caterpillar COM 149123101 43,781 -614 -1.38 5,967 -0.80 0.0048
2019-05-14 2019-03-31 13F Caterpillar COM 149123101 44,395 -600 -1.33 6,015 5.19 0.0049
2019-02-14 2018-12-31 13F Caterpillar COM 149123101 44,995 -1,297 -2.80 5,718 -19.00 0.0052
2018-11-21 2018-09-30 13F/A-1 Caterpillar COM 149123101 46,292 -1,453 -3.04 7,059 8.97 0.0054
2018-11-14 2018-09-30 13F Caterpillar COM 149123101 46,292 -1,453 7,059
2018-08-14 2018-06-30 13F Caterpillar COM 149123101 47,745 -250 -0.52 6,478 -8.43 0.0052
2018-05-14 2018-03-31 13F Caterpillar COM 149123101 47,995 -1,339 -2.71 7,074 -9.00 0.0057
2018-02-14 2017-12-31 13F Caterpillar COM 149123101 49,334 -2,847 -5.46 7,774 19.47 0.0060
2017-11-13 2017-09-30 13F Caterpillar COM 149123101 52,181 -2,095 -3.86 6,507 11.57 0.0052
2017-08-11 2017-06-30 13F Caterpillar COM 149123101 54,276 -526 -0.96 5,832 14.74 0.0049
2017-05-12 2017-03-31 13F Caterpillar COM 149123101 54,802 -2,202 -3.86 5,083 -3.86 0.0043
2017-03-20 2016-12-31 13F/A-1 Caterpillar COM 149123101 57,004 -444 -0.77 5,287 3.67 0.0047
2017-02-14 2016-12-31 13F Caterpillar COM 149123101 57,004 5,287
2016-11-14 2016-09-30 13F Caterpillar COM 149123101 57,448 0 0.00 5,100 17.11 0.0048
2016-08-12 2016-06-30 13F Caterpillar COM 149123101 57,448 -100 -0.17 4,355 -1.14 0.0043
2016-05-13 2016-03-31 13F Caterpillar COM 149123101 57,548 -600 -1.03 4,405 11.46 0.0043
2016-02-12 2015-12-31 13F Caterpillar COM 149123101 58,148 -1,070 -1.81 3,952 2.12 0.0039
2015-11-12 2015-09-30 13F Caterpillar COM 149123101 59,218 -700 -1.17 3,870 -23.85 0.0039
2015-08-13 2015-06-30 13F Caterpillar COM 149123101 59,918 -3,450 -5.44 5,082 0.22 0.0046
2015-05-14 2015-03-31 13F Caterpillar COM 149123101 63,368 -4,462 -6.58 5,071 -18.32 0.0047
2015-02-13 2014-12-31 13F Caterpillar COM 149123101 67,830 -3,789 -5.29 6,208 -12.46 0.0058
2014-11-13 2014-09-30 13F CATERPILLAR COM 149123101 71,619 -700 -0.97 7,092 -9.76 0.0068
2014-08-13 2014-06-30 13F CATERPILLAR COM 149123101 72,319 -426 -0.59 7,859 8.71 0.0075
2014-05-14 2014-03-31 13F CATERPILLAR COM 149123101 72,745 -105 -0.14 7,229 9.27 0.0074
2014-02-14 2013-12-31 13F CATERPILLAR COM 149123101 72,850 -185 -0.25 6,616 8.65 0.0069
2013-11-13 2013-09-30 13F CATERPILLAR COM 149123101 73,035 -816 -1.10 6,089 -0.05 0.0069
2013-08-13 2013-06-30 13F CATERPILLAR COM 149123101 73,851 73,851 6,092 0.0072
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.