Caterpillar Inc.
DE ˙ XTRA ˙ US1491231015
800,80 € ↑18,60 (2,38%)
2026-06-03
DEL PRIS
SecurityDE:CAT1 / Caterpillar Inc.
InstitutionArrow Financial Corp
Latest Disclosed Ownership5,919 shares
Latest Disclosed Value $ 4,193,375
Arrow Financial Corp reports 13.33% decrease in ownership of CAT1 / Caterpillar Inc.

On May 11, 2026 - Arrow Financial Corp filed a 13F-HR form disclosing ownership of 5,919 shares of Caterpillar Inc. (DE:CAT1) valued at $3,634,266 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 5, 2026 disclosing 6,829 shares of Caterpillar Inc.. This represents a change in shares of -13.33% during the quarter. The current value of the position is $4,739,935 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-11 2026-03-31 13F CATERPILLAR Equities 149123101 5,919 -910 -13.33 4,193 7.18 0.4219
2026-02-05 2025-12-31 13F CATERPILLAR Equities 149123101 6,829 -632 -8.47 3,912 9.89 0.3900
2025-10-21 2025-09-30 13F CATERPILLAR Equities 149123101 7,461 32 0.43 3,560 23.44 0.3640
2025-08-11 2025-06-30 13F CATERPILLAR Equities 149123101 7,429 92 1.25 2,884 19.22 0.3037
2025-05-05 2025-03-31 13F CATERPILLAR Equities 149123101 7,337 -6,376 -46.50 2,420 -51.37 0.2705
2025-02-14 2024-12-31 13F CATERPILLAR Equities 149123101 13,713 -218 -1.56 4,975 -8.70 0.4722
2024-11-04 2024-09-30 13F CATERPILLAR COMMON STOCK 149123101 13,931 47 0.34 5,449 17.82 0.5038
2024-07-30 2024-06-30 13F CATERPILLAR COMMON STOCK 149123101 13,884 -711 -4.87 4,625 -13.54 0.4512
2024-05-21 2024-03-31 13F CATERPILLAR COMMON STOCK 149123101 14,595 -958 -6.16 5,348 16.31 0.5309
2024-02-12 2023-12-31 13F CATERPILLAR COMMON STOCK 149123101 15,553 -518 -3.22 4,599 4.81 0.4771
2023-11-13 2023-09-30 13F CATERPILLAR COMMON STOCK 149123101 16,071 117 0.73 4,387 11.77 0.5143
2023-08-09 2023-06-30 13F CATERPILLAR COMMON STOCK 149123101 15,954 -435 -2.65 3,925 4.67 0.4736
2023-05-03 2023-03-31 13F CATERPILLAR COMMON STOCK 149123101 16,389 2,275 16.12 3,750 124,900.00 0.4888
2023-02-02 2022-12-31 13F CATERPILLAR COMMON STOCK 149123101 14,114 -301 -2.09 3 -99.87 0.4585
2022-11-07 2022-09-30 13F CATERPILLAR COMMON STOCK 149123101 14,415 416 2.97 2,366 -5.47 0.3451
2022-07-25 2022-06-30 13F CATERPILLAR COMMON STOCK 149123101 13,999 277 2.02 2,503 -18.12 0.3413
2022-04-26 2022-03-31 13F CATERPILLAR COMMON STOCK 149123101 13,722 430 3.24 3,057 11.20 0.3658
2022-01-28 2021-12-31 13F CATERPILLAR COMMON STOCK 149123101 13,292 7,688 137.19 2,749 155.48 0.3253
2021-10-21 2021-09-30 13F CATERPILLAR COMMON STOCK 149123101 5,604 1,036 22.68 1,076 8.25 0.1388
2021-07-21 2021-06-30 13F CATERPILLAR COMMON STOCK 149123101 4,568 1,458 46.88 994 37.67 0.1261
2021-04-30 2021-03-31 13F CATERPILLAR COMMON STOCK 149123101 3,110 275 9.70 722 39.92 0.0958
2021-02-08 2020-12-31 13F CATERPILLAR COMMON STOCK 149123101 2,835 50 1.80 516 24.04 0.1003
2020-11-06 2020-09-30 13F CATERPILLAR COMMON STOCK 149123101 2,785 -270 -8.84 416 7.49 0.0880
2020-07-27 2020-06-30 13F CATERPILLAR COMMON STOCK 149123101 3,055 -120 -3.78 387 5.16 0.0844
2020-04-21 2020-03-31 13F CATERPILLAR COMMON STOCK 149123101 3,175 30 0.95 368 -20.69 0.0872
2020-02-10 2019-12-31 13F CATERPILLAR COMMON STOCK 149123101 3,145 0 0.00 464 16.88 0.0904
2019-10-28 2019-09-30 13F CATERPILLAR COMMON STOCK 149123101 3,145 -15 -0.47 397 -7.89 0.0824
2019-07-26 2019-06-30 13F CATERPILLAR COMMON STOCK 149123101 3,160 -120 -3.66 431 -3.15 0.0926
2019-04-26 2019-03-31 13F CATERPILLAR COMMON STOCK 149123101 3,280 -4,725 -59.03 445 -56.24 0.1031
2019-02-04 2018-12-31 13F CATERPILLAR COMMON STOCK 149123101 8,005 -125 -1.54 1,017 -17.92 0.2601
2018-10-10 2018-09-30 13F CATERPILLAR COMMON STOCK 149123101 8,130 3,011 58.82 1,239 78.53 0.2602
2018-07-30 2018-06-30 13F CATERPILLAR COMMON STOCK 149123101 5,119 1,600 45.47 694 33.72 0.1558
2018-04-25 2018-03-31 13F CATERPILLAR COMMON STOCK 149123101 3,519 270 8.31 519 1.37 0.1203
2018-02-02 2017-12-31 13F CATERPILLAR COMMON STOCK 149123101 3,249 30 0.93 512 27.36 0.1184
2017-10-18 2017-09-30 13F CATERPILLAR COMMON STOCK 149123101 3,219 -849 -20.87 402 -8.01 0.0954
2017-08-01 2017-06-30 13F CATERPILLAR COMMON STOCK 149123101 4,068 0 0.00 437 15.92 0.1046
2017-04-28 2017-03-31 13F CATERPILLAR COMMON STOCK 149123101 4,068 -425 -9.46 377 -9.37 0.0919
2017-02-14 2016-12-31 13F CATERPILLAR COMMON STOCK 149123101 4,493 100 2.28 416 6.67 0.1031
2016-10-28 2016-09-30 13F CATERPILLAR COMMON STOCK 149123101 4,393 -650 -12.89 390 1.83 0.0992
2016-08-01 2016-06-30 13F CATERPILLAR COMMON STOCK 149123101 5,043 -365 -6.75 383 -7.49 0.0999
2016-05-04 2016-03-31 13F CATERPILLAR COMMON STOCK 149123101 5,408 -14,592 -72.96 414 -69.54 0.1099
2016-02-09 2015-12-31 13F CATERPILLAR COMMON STOCK 149123101 20,000 -1,913 -8.73 1,359 -5.16 0.3629
2015-11-06 2015-09-30 13F CATERPILLAR COMMON STOCK 149123101 21,913 935 4.46 1,433 -19.45 0.4072
2015-07-28 2015-06-30 13F CATERPILLAR COMMON STOCK 149123101 20,978 -2,045 -8.88 1,779 -3.42 0.4818
2015-04-30 2015-03-31 13F CATERPILLAR COMMON STOCK 149123101 23,023 -1,992 -7.96 1,842 -19.53 0.4955
2015-01-22 2014-12-31 13F CATERPILLAR COMMON STOCK 149123101 25,015 -1,205 -4.60 2,289 -11.86 0.6242
2014-10-31 2014-09-30 13F CATERPILLAR COMMON STOCK 149123101 26,220 -229 -0.87 2,597 -9.61 0.7204
2014-07-30 2014-06-30 13F CATERPILLAR COMMON STOCK 149123101 26,449 -46 -0.17 2,873 9.16 0.7766
2014-04-30 2014-03-31 13F CATERPILLAR COMMON STOCK 149123101 26,495 -445 -1.65 2,632 7.60 0.7472
2014-01-31 2013-12-31 13F CATERPILLAR COMMON STOCK 149123101 26,940 -185 -0.68 2,446 8.09 0.7017
2013-10-29 2013-09-30 13F CATERPILLAR COMMON STOCK 149123101 27,125 85 0.31 2,263 1.48 0.6945
2013-08-08 2013-06-30 13F CATERPILLAR COMMON STOCK 149123101 27,040 27,040 2,230 0.7143
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.