Northern Trust Corp ownership in 3B5 / Carnival Corporation Ltd.

Carnival Corporation Ltd.

DE ˙ DB

23,60 € ↓ -0,08 (-0,34%)

2026-06-04
DEL PRIS

Security	DE:3B5 / Carnival Corporation Ltd.
Institution	Northern Trust Corp
Latest Disclosed Ownership	25,244,871 shares
Ownership	4.71%

2017-10-10 - Northern Trust Corp has filed an SC 13G/A form with the Securities and Exchange Commission (SEC) disclosing ownership of 25,244,871 shares of Carnival Corporation Ltd. (DE:3B5). This represents 4.71 percent ownership of the company. In their previous filing dated 2017-02-13 , Northern Trust Corp had reported owning 31,926,059 shares, indicating a decrease of -20.93 percent.

Institutional Ownership: 13D/G Filings

This table shows a history of the 13D/G filings made by the investor and/or investor group. Note that the share values in this table are not directly comparable to any numbers shown in the 13F table (if any).

File Date	Effective Date	Form	Prev Shares	Latest Shares	ΔShares (Percent)	Ownership (Percent)	ΔOwnership (Percent)
2017-10-10	2017-10-10	13G/A	31,926,059	25,244,871	-20.93	4.71	-20.71
2017-02-13	2017-02-13	13G/A	34,497,096	31,926,059	-7.45	5.94	1.54
2016-02-12	2016-02-12	13G/A		34,497,096		5.85
2015-02-12	2015-02-12	13G/A		36,136,222		6.10
2014-02-13	2014-02-13	13G/A		55,773,562		9.42
2013-02-14	2013-02-14	13G/A		61,292,568		10.31
2012-11-09	2012-11-09	13G		66,918,294		11.25

Important Note: One of the primary uses of the 13D/G filings is to evaluate the ability of a firm to control a company (ie, the "beneficial ownership"). To that end, firms are required to report not just direct holdings in companies, but indirect holdings that they control. For investment firms, these indirect holdings can include shares in funds they manage, advisory accounts, and in the case of activist campaigns, pledged votes. Therefore, share counts listed in 13D/G filings can differ significantly than share counts listed in 13F filings.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)

File Date	Effective Date	Form	Security	Class	ID	Reported Shares	ΔShares	ΔShares (%)	Reported Value (x1000)	ΔValue (%)	Alloc (%)
2026-05-14	2026-03-31	13F	CARNIVAL	COMMON STOCK	143658300	12,828,106	194,296	1.54	331,991	-13.96	0.0090
2026-02-17	2025-12-31	13F	CARNIVAL	UNIT 99/99/9999	143658300	12,633,810	297,646	2.41	385,837	8.19	0.0492
2025-11-14	2025-09-30	13F	CARNIVAL	UNIT 99/99/9999	143658300	12,336,164	221,223	1.83	356,639	4.69	0.0456
2025-08-13	2025-06-30	13F	CARNIVAL	UNIT 99/99/9999	143658300	12,114,941	-310,766	-2.50	340,672	40.38	0.0468
2025-05-13	2025-03-31	13F	CARNIVAL	UNIT 99/99/9999	143658300	12,425,707	1,787,015	16.80	242,674	-8.46	0.0360
2025-02-14	2024-12-31	13F	CARNIVAL	UNIT 99/99/9999	143658300	10,638,692	1,374,714	14.84	265,116	54.86	0.0375
2024-11-13	2024-09-30	13F	CARNIVAL	COM	143658300	9,263,978	-169,462	-1.80	171,198	-3.06	0.0280
2024-08-14	2024-06-30	13F	CARNIVAL	COM	143658300	9,433,440	-2,820,788	-23.02	176,594	-11.81	0.0298
2024-05-14	2024-03-31	13F	CARNIVAL	COM	143658300	12,254,228	-853,925	-6.51	200,234	-17.61	0.0346
2024-02-13	2023-12-31	13F	CARNIVAL	COM	143658300	13,108,153	-219,789	-1.65	243,025	32.90	0.0440
2023-11-13	2023-09-30	13F	CARNIVAL	COM	143658300	13,327,942	-944,776	-6.62	182,859	-31.96	0.0354
2023-08-11	2023-06-30	13F	CARNIVAL	COM	143658300	14,272,718	-161,289	-1.12	268,755	83.44	0.0516
2023-05-15	2023-03-31	13F	CARNIVAL	COM	143658300	14,434,007	-150,731	-1.03	146,505	24.63	0.0290
2023-02-13	2022-12-31	13F	CARNIVAL	COM	143658300	14,584,738	-79,806	-0.54	117,553	14.03	0.0247
2022-11-14	2022-09-30	13F	CARNIVAL	COM	143658300	14,664,544	1,620,473	12.42	103,092	-8.63	0.0235
2022-08-12	2022-06-30	13F	CARNIVAL	COM	143658300	13,044,071	-4,578	-0.04	112,830	-57.24	0.0242
2022-05-13	2022-03-31	13F	CARNIVAL	COM	143658300	13,048,649	-155,622	-1.18	263,844	-0.69	0.0464
2022-02-08	2021-12-31	13F	CARNIVAL	COM	143658300	13,204,271	-138,896	-1.04	265,669	-20.39	0.0435
2021-11-15	2021-09-30	13F	CARNIVAL	COM	143658300	13,343,167	108,415	0.82	333,713	-4.34	0.0591
2021-08-13	2021-06-30	13F	CARNIVAL	UNIT 99/99/9999	143658300	13,234,752	-4,274,992	-24.41	348,869	-24.93	0.0615
2021-05-12	2021-03-31	13F	CARNIVAL	UNIT 99/99/9999	143658300	17,509,744	-8,916,228	-33.74	464,709	-18.81	0.0864
2021-02-11	2020-12-31	13F	CARNIVAL	UNIT 99/99/9999	143658300	26,425,972	1,224,135	4.86	572,387	49.62	0.1115
2020-11-16	2020-09-30	13F	CARNIVAL	UNIT 99/99/9999	143658300	25,201,837	241,780	0.97	382,564	-6.66	0.0839
2020-08-14	2020-06-30	13F	CARNIVAL	COM	143658300	24,960,057	1,211,662	5.10	409,844	31.04	0.0971
2020-05-14	2020-03-31	13F	CARNIVAL	UNIT 99/99/9999	143658300	23,748,395	8,206,220	52.80	312,766	-60.41	0.0898
2020-02-14	2019-12-31	13F	CARNIVAL	UNIT 99/99/9999	143658300	15,542,175	-398,778	-2.50	790,009	13.38	0.1768
2019-11-13	2019-09-30	13F	CARNIVAL	COM	143658300	15,940,953	-235,019	-1.45	696,780	-7.47	0.1668
2019-08-13	2019-06-30	13F	CARNIVAL	UNIT 99/99/9999	143658300	16,175,972	-127,107	-0.78	752,991	-8.94	0.1786
2019-05-13	2019-03-31	13F	CARNIVAL	UNIT 99/99/9999	143658300	16,303,079	-6,191,011	-27.52	826,893	-25.44	0.2042
2019-02-12	2018-12-31	13F	CARNIVAL	UNIT 99/99/9999	143658300	22,494,090	-2,455,046	-9.84	1,108,958	-30.30	0.3110
2018-11-14	2018-09-30	13F	CARNIVAL	UNIT 99/99/9999	143658300	24,949,136	-79,670	-0.32	1,591,006	10.92	0.3894
2018-09-18	2018-06-30	13F/A-1	CARNIVAL	UNIT 99/99/9999	143658300	25,028,806	121,834	0.49	1,434,401	-12.18	0.3642
2018-08-14	2018-06-30	13F	CARNIVAL	UNIT 99/99/9999	143658300	25,063,681	156,709		1,436,400
2018-05-09	2018-03-31	13F	CARNIVAL	UNIT 99/99/9999	143658300	24,906,972	-145,566	-0.58	1,633,399	-1.76	0.4249
2018-02-14	2017-12-31	13F	CARNIVAL	UNIT 99/99/9999	143658300	25,052,538	-112,092	-0.45	1,662,736	2.33	0.4211
2017-11-13	2017-09-30	13F	CARNIVAL	UNIT 99/99/9999	143658300	25,164,630	-724,176	-2.80	1,624,879	-4.28	0.4235
2017-08-11	2017-06-30	13F	CARNIVAL	COM	143658300	25,888,806	-940,587	-3.51	1,697,530	7.40	0.4747
2017-05-12	2017-03-31	13F	CARNIVAL	COM	143658300	26,829,393	-4,844,041	-15.29	1,580,520	-4.15	0.4557
2017-02-13	2016-12-31	13F	CARNIVAL	COM	143658300	31,673,434	-583,949	-1.81	1,648,919	4.71	0.5057
2016-11-09	2016-09-30	13F	CARNIVAL	COM	143658300	32,257,383	102,447	0.32	1,574,805	10.80	0.4905
2016-08-12	2016-06-30	13F	CARNIVAL	UNIT 99/99/9999	143658300	32,154,936	-1,746,294	-5.15	1,421,248	-20.54	0.4614
2016-08-19	2016-03-31	13F/A-1	CARNIVAL	PAIRED CTF	143658300	33,901,230	1,619,785	5.02	1,788,604	1.70	0.5933
2016-05-13	2016-03-31	13F	Carnival	COMM	143658300	33,901,198			1,788,968
2016-02-12	2015-12-31	13F	Carnival	COMM	143658300	32,281,445	-540,038	-1.65	1,758,694	7.81	0.5830
2015-11-12	2015-09-30	13F	Carnival	COMM	143658300	32,821,483	-236,146	-0.71	1,631,227	-0.09	0.5444
2015-08-13	2015-06-30	13F	CARNIVAL	COM	143658300	33,057,629	-674,413	-2.00	1,632,717	1.18	1.1068
2015-05-14	2015-03-31	13F	Carnival	COMM	143658300	33,732,042	-179,558	-0.53	1,613,741	4.98	0.4853
2015-02-12	2014-12-31	13F	Carnival	COM	143658300	33,911,600	-12,873,334	-27.52	1,537,213	-18.21	0.4641
2014-11-13	2014-09-30	13F	CARNIVAL CORP PAIRED CTF	COM	143658300	46,784,934	-161,632	-0.34	1,879,350	6.33	0.5902
2014-08-14	2014-06-30	13F	CARNIVAL	com	143658300	46,946,566	-6,266,202	-11.78	1,767,538	-12.27	0.5509
2014-05-14	2014-03-31	13F	CARNIVAL	COM	143658300	53,212,768	67,962	0.13	2,014,635	-5.63	0.6338
2014-02-21	2013-12-31	13F/A-1	CARNIVAL	COM	143658300	53,144,806	13,011,644	32.42	2,134,827	62.97	0.6846
2014-02-12	2013-12-31	13F	CARNIVAL	COM	143658300	53,144,806			2,134,827
2013-11-13	2013-09-30	13F	CARNIVAL	COM	143658300	40,133,162	-6,509,725	-13.96	1,309,946	-18.10	0.4614
2013-08-09	2013-06-30	13F	CARNIVAL	COM	143658300	46,642,887	46,642,887		1,599,385		0.5796

Legend

Shares: The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value: The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price: The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class: This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred

Allocation (%): The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation: The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%): The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis: The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss: This is the market value of the position as of the effective date minus the cost basis.