VIVE / Viveve Medical, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Viveve Medical, Inc.
US ˙ OTCPK ˙ US92852W5013

Deler fremragende 10,752,664 shares
Insideraktier9.862.898 shares
Insider ejerskab91,73 %
Total Insiders39
Insider-stemningsscore

Insider Sentiment Score viser, at virksomhederne bliver købt af virksomheders insidere.

Det er resultatet af en sofistikeret, multi-faktor kvantitativ model, der identificerer virksomheder med de højeste niveauer af insider-akkumulering. Scoringsmodellen bruger en kombination af nettoantallet af insidere, der har købt de foregående 90 dage, det samlede antal aktier købt som en procentdel af float og det samlede antal aktier ejet af insidere. Tallet går fra 0 til 100, hvor højere tal indikerer et højere niveau af akkumulering for sine jævnaldrende, og 50 er gennemsnittet.

Opdateringsfrekvens: Dagligt

Se Insiders Top Picks, som giver en liste over virksomheder med den højeste insider-akkumulering.

Officers sentiment score

Officer Sentiment Score finder virksomheder, der bliver købt af Corporate Officers.

Per definition er Corporate Officers Corporate Insiders, men i modsætning til nogle af de andre Insiders (10 % aktionærer og bestyrelsesmedlemmer), arbejder officerer for virksomheden på daglig basis, og de bruger deres egne penge, når de handler . (10 % aktionærer og bestyrelsesmedlemmer er ofte fondsforvaltere, der administrerer andres penge.) Som sådan er insiderhandler foretaget af embedsmænd meget mere betydningsfulde og bør behandles passende.

Ligesom Insider Sentiment Score er Officer Sentiment Score resultatet af en sofistikeret, multi-faktor kvantitativ model, der identificerer virksomheder med de højeste niveauer af officerakkumulering.

Opdateringsfrekvens: Dagligt

Se Insiders Top Picks, som giver en liste over virksomheder med højeste insider-stemning.

Nøgle Insider Metrics

Dette kort viser, hvordan virksomheden rangerer langs forskellige insider-metrics. Percentilrangen viser, hvordan denne virksomhed sammenligner sig med andre virksomheder på de amerikanske markeder. Højere placeringer er tegn på bedre situationer.

For eksempel er det generelt accepteret, at insider-køb er en positiv indikator, så virksomheder med flere insider-køb vil rangere højere end virksomheder med mindre insider-køb (eller endda insider-salg).

Netto antal insidere, der køber (rang)

0 ( )
6190 out of 10963

Netto antal insidere, der køber, er det samlede antal insiders, der køber minus det samlede antal insiders, der har solgt inden for de sidste 90 dage. Percentilrangen vises her (spænder fra 0 til 100%).

Procent af float købt af insidere (rangering)

0.000% ( )
6093 out of 10830

Procent af float købt af insidere er det samlede antal aktier købt af insidere minus det samlede antal aktier solgt af insidere inden for de sidste 90 dage, divideret med den samlede float og ganget med 100.

Insiderhandelsdiagram

Viveve Medical, Inc. insiderhandler er vist i følgende diagram. Insidere er embedsmænd, direktører eller betydelige investorer i en virksomhed. Generelt er det generelt ulovligt for insidere at foretage handler i deres virksomheder baseret på væsentlige, ikke-offentlige oplysninger. Dette betyder ikke, at det er ulovligt for dem at handle i deres egne virksomheder. De skal dog rapportere alle handler til SEC via en formular 4.

Insiderliste og lønsomhedsmålinger

Denne tabel viser listen over kendte insidere og genereres automatisk fra arkiveringer, der er videregivet til SEC. Ud over navnene, den seneste titel og direktør, officer eller 10 % ejerbetegnelse giver vi de seneste offentliggjorte besiddelser. Derudover giver vi, når det er muligt, den historiske handelspræstation for insideren. Den historiske handelspræstation er et vægtet gennemsnit af præstationen af faktiske købstransaktioner på det åbne marked foretaget af insideren. For mere information om, hvordan dette beregnes, se dette YouTube-webinar.

See our leaderboard of most profitable insider traders.

Insider Gennemsnitlig fortjeneste (%) Aktier
Ejet
Dele
Justeret
5am Co-investors Ii Lp 10% Owner - [10%] 288.447 288.447
5AM Partners II, LLC 10% Owner - [10%] 288.447 288.447
5AM Ventures II LP 10% Owner - [10%] 288.447 288.447
Alta Bioequities Management, LLC 10% Owner - [10%] 5.455.632 5.455.632
Alta Bioequities, L.P. 10% Owner - [10%] 5.455.632 5.455.632
Atkinson James G. CBO & President - [O] 53.945 981
Lori H Bush Director - [D] 6.530 119
Steven L Basta Director - [D] 25 25
Mark Samuel Colella Director, 10% Owner - [D] [10%] 288.447 288.447
John D Diekman 10% Owner - [10%] 288.447 288.447
Kevin J Dunn 22.500
Scott Durbin Chief Executive Officer - [O] 10 10
Bioventures III A/C GBS 10% Owner - [10%] 7.952.805 3.598.807
Insider Gennemsnitlig fortjeneste (%) Aktier
Ejet
Dele
Justeret
GBS Venture Partners Pty, Ltd 10% Owner - [10%] 3.598.807 3.598.807
Sachs & Co Goldman 10% Owner - [10%] 23.688 5.304
Goldman Sachs Group Inc - 53.042 5.304
Benjamin L Holmes 515.300
Daniel Janney Director, 10% Owner - [D] [10%] 60.579 1.101
Debora Jorn Director - [D] 40.109 729
Timothy P Lynch 10% Owner - [10%] 3.849.711 69.995
Daniel Mack 10% Owner - [10%] 6.581.465 119.663
Mann Gregory W. 1.492.377
Arlene Morris Director - [D] 2.482 45
H B Brent Norton 409.000
Nantahala Capital Management, LLC 10% Owner - [10%] 6.581.465 119.663
Edward H Pendergast 45.000
Insider Gennemsnitlig fortjeneste (%) Aktier
Ejet
Dele
Justeret
Jon M Plexico Director, 10% Owner - [D] [10%] 22.548 410
Sharon Collins Presnell 18.000
Vincent Puglisi 609.902
Scott M Rocklage 10% Owner - [10%] 288.447 288.447
Jim B Robbins SVP, Finance & Administration - [O] 0 0
Stonepine Capital, L.p. 10% Owner - [10%] 3.849.711 69.995
Patricia Scheller Chief Executive Officer, Director - [D] [O] 45.164 821
Schwab Andrew J. 10% Owner - [10%] 288.447 288.447
Carl Simpson Director - [D] 30.768 30.768
Brigitte Smith Director - [D] 25.312 460
Stonepine Capital Management, LLC Director, 10% Owner - [D] [10%] 3.849.711 69.995
Mark R Tauscher 3.537.565
Zaderej Karen L. Director - [D] 62.347 1.134

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Track Records af insiderkøb - Kortsigtet profitanalyse

I dette afsnit analyserer vi rentabiliteten af ethvert uplanlagt insiderkøb i åbent marked foretaget i VIVE / Viveve Medical, Inc.. Denne analyse hjælper med at forstå, om insideren konsekvent genererer unormale afkast og er værd at følge. Denne analyse er for et år efter hver handel, og resultaterne er teoretiske .

Følgende tabel viser de seneste køb på det åbne marked, der ikke var en del af en automatisk handelsplan.

Handelsdato Insider Rapporteret
Aktier
Rapporteret
Pris
Justeret
Aktier
Justeret
Pris
Omkostningsgrundlag dage til
Maks
Pris kl
Maks
Maks
Fortjeneste ($)
Maks. afkast (%)
2019-09-24 GOLDMAN SACHS GROUP INC 25.400 5,6500 2.540 56,5000 143.510 330 5.785 -128.816 -89,76
2019-09-24 GOLDMAN SACHS GROUP INC 26.200 5,6400 2.620 56,4000 147.768
2019-09-23 GOLDMAN SACHS GROUP INC 38.800 5,8400 3.880 58,4000 226.592
2019-09-23 GOLDMAN SACHS GROUP INC 39.600 5,8400 3.960 58,4000 231.264
2017-08-23 Durbin Scott 5.000 5,2500 91 288,7500 26.250
2017-03-17 Stonepine Capital Management, LLC 1.250.000 4,0000 22.727 220,0000 5.000.000
2017-03-17 JANNEY DANIEL 500.000 4,0000 9.091 220,0000 2.000.000
2017-03-17 Scheller Patricia 12.500 4,0000 227 220,0000 50.000
2017-03-17 Atkinson James G. 187.500 4,0000 3.409 220,0000 750.000

Justeret pris er den split-justerede pris. Adjusted Shares er de split-justerede aktier.

VIVE / Viveve Medical, Inc. Insider Trades
Track Records af insidersalg - Kortsigtet tabsanalyse

I dette afsnit analyserer vi den kortsigtede undgåelse af tab af ethvert uplanlagt insidersalg på åbent marked, der foretages i VIVE / Viveve Medical, Inc.. Et konsekvent mønster af tabsforebyggelse kan tyde på, at fremtidige salgstransaktioner kan forudsige prisfald. Denne analyse er for et år efter hver handel, og resultaterne er teoretiske .

Følgende tabel viser de seneste salg på det åbne marked, der ikke var en del af en automatisk handelsplan.

Handelsdato Insider Rapporteret
Aktier
Rapporteret
Pris
Justeret
Aktier
Justeret
Pris
Omkostningsgrundlag dage til
Min
Pris kl
Min
Max tab
Undgået ($)
Max tab
Undgået (%)
2019-10-01 GOLDMAN SACHS GROUP INC 23.688 5,5600 2.369 55,6000 131.705 359 0.5079 -130.502 -99,09
2019-10-01 GOLDMAN SACHS GROUP INC 25 5,7700 2 57,7000 144
2019-10-01 GOLDMAN SACHS GROUP INC 23.663 5,5600 2.366 55,6000 131.566
2019-09-30 GOLDMAN SACHS GROUP INC 68.737 4,5500 6.874 45,5000 312.753
2019-09-27 GOLDMAN SACHS GROUP INC 5.359 5,0200 536 50,2000 26.902
2019-09-27 GOLDMAN SACHS GROUP INC 5.359 5,1000 536 51,0000 27.331
2019-09-26 GOLDMAN SACHS GROUP INC 7.001 5,2500 700 52,5000 36.755
2019-09-25 GOLDMAN SACHS GROUP INC 10.799 5,6300 1.080 56,3000 60.798
2019-09-25 GOLDMAN SACHS GROUP INC 10.799 5,6200 1.080 56,2000 60.690

Justeret pris er den split-justerede pris. Adjusted Shares er de split-justerede aktier.

VIVE / Viveve Medical, Inc. Insider Trades
Transaktionshistorik

Klik på linkikonet for at se den fulde transaktionshistorik. Transaktioner, der rapporteres som en del af en automatisk handelsplan 10b5-1, vil have et X i kolonnen markeret 10b-5.

Fil
Dato
Handle
Dato
Form Insider Ticker Sikkerhedstitel Kode 10b5-1 Direkte Dyrke motion
Pris
Enhed
Pris
Enheder
Ændret
Værdi
Ændret (1K)
Tilbage
Muligheder
Tilbage
Aktier
2022-01-06 2022-01-04 4 Morris Arlene VIVE Non-Qualified Stock Option (Right to Purchase) A - Award D 1,26 22.000 22.000
2022-01-06 2022-01-04 4 JORN DEBORA VIVE Non-Qualified Stock Option (Right to Purchase) A - Award D 1,26 22.000 22.000
2022-01-06 2022-01-04 4 Durbin Scott VIVE Incentive Stock Option (Right to Purchase) A - Award D 1,26 258.000 258.000
2022-01-06 2022-01-04 4 Robbins Jim B VIVE Incentive Stock Option (Right to Purchase) A - Award D 1,26 42.000 42.000
2022-01-06 2022-01-04 4 Basta Steven L VIVE Non-Qualified Stock Option (Right to Purchase) A - Award D 1,26 48.000 48.000
2022-01-06 2022-01-04 4 Presnell Sharon Collins VIVE Non-Qualified Stock Option (Right to Purchase) A - Award D 1,26 18.000 18.000
2021-12-17 2021-12-15 4 Robbins Jim B VIVE Common Stock D - Sale to Issuer D 1,4300 -36 -0 0
2021-12-17 2021-12-15 4 Durbin Scott VIVE Common Stock D - Sale to Issuer D 1,4000 -2 -0 10
2021-12-17 2021-12-15 4 Basta Steven L VIVE Common Stock D - Sale to Issuer D 1,4100 -28 -0 25
2021-06-25 2021-06-23 4 JORN DEBORA VIVE Non-Qualified Stock Option (Right to Purchase) A - Award D 2,73 51.700 51.700
2021-06-25 2021-06-23 4 Durbin Scott VIVE Incentive Stock Option (Right to Purchase) A - Award D 2,73 655.300 655.300
2021-06-25 2021-06-23 4 Basta Steven L VIVE Non-Qualified Stock Option (Right to Purchase) A - Award D 2,73 116.200 116.200
2021-06-25 2021-06-23 4 Presnell Sharon Collins VIVE Non-Qualified Stock Option (Right to Purchase) A - Award D 2,73 39.000 39.000
2021-06-25 2021-06-23 4 Morris Arlene VIVE Non-Qualified Stock Option (Right to Purchase) A - Award D 2,73 51.700 51.700
2021-06-25 2021-06-23 4 Robbins Jim B VIVE Incentive Stock Option (Right to Purchase) A - Award D 2,73 104.700 104.700
2021-01-22 2021-01-20 4 JORN DEBORA VIVE Restricted Stock Unit A - Award D 25.000 25.000
2021-01-22 2021-01-20 4 Durbin Scott VIVE Restricted Stock Unit A - Award D 243.000 243.000
2021-01-22 2021-01-20 4 Morris Arlene VIVE Restricted Stock Unit A - Award D 25.000 25.000
2021-01-22 2021-01-20 4 Robbins Jim B VIVE Restricted Stock Unit A - Award D 39.000 39.000
2021-01-22 2021-01-20 4 Presnell Sharon Collins VIVE Restricted Stock Unit A - Award D 25.000 25.000
2021-01-22 2021-01-20 4 Basta Steven L VIVE Restricted Stock Unit A - Award D 50.000 50.000
2020-10-30 2020-10-28 4 Presnell Sharon Collins VIVE Non-Qualified Stock Option (Right to Buy) A - Award D 0,51 330.000 330.000
2020-09-22 2020-09-21 4 JORN DEBORA VIVE Non-Qualified Stock Option (Right to Purchase) A - Award D 0,54 165.000 165.000
2020-09-22 2020-09-21 4 Morris Arlene VIVE Non-Qualified Stock Option (Right to Purchase) A - Award D 0,54 165.000 165.000
2020-09-22 2020-09-21 4 Basta Steven L VIVE Non-Qualified Stock Option (Right to Purchase) A - Award D 0,54 165.000 165.000
2020-02-18 3/A GOLDMAN SACHS & CO See footnotes VIVE Common Units I 53.042
2020-02-18 2019-10-01 4/A GOLDMAN SACHS GROUP INC See Footnotes VIVE Common Units S - Sale I 5,7700 -25 -0 0
2020-02-18 2019-10-01 4/A GOLDMAN SACHS GROUP INC See Footnotes VIVE Common Units S - Sale I 5,5600 -23.663 -132 25
2020-02-18 2019-09-30 4/A GOLDMAN SACHS GROUP INC See Footnotes VIVE Common Units S - Sale I 4,5500 -68.737 -313 23.688
2020-02-18 2019-09-27 4/A GOLDMAN SACHS GROUP INC See Footnotes VIVE Common Units S - Sale I 5,1000 -5.359 -27 92.425
2020-02-18 2019-09-26 4/A GOLDMAN SACHS GROUP INC See Footnotes VIVE Common Units S - Sale I 5,2500 -7.001 -37 97.784
2020-02-18 2019-09-25 4/A GOLDMAN SACHS GROUP INC See Footnotes VIVE Common Units S - Sale I 5,6200 -10.799 -61 104.785
2020-02-18 2019-09-24 4/A GOLDMAN SACHS GROUP INC See Footnotes VIVE Common Units S - Sale I 5,5700 -800 -4 115.584
2020-02-18 2019-09-24 4/A GOLDMAN SACHS GROUP INC See Footnotes VIVE Common Units P - Purchase I 5,6400 26.200 148 116.384
2020-02-18 2019-09-23 4/A GOLDMAN SACHS GROUP INC See Footnotes VIVE Common Units S - Sale I 6,0500 -800 -5 90.184
2020-02-18 2019-09-23 4/A GOLDMAN SACHS GROUP INC See Footnotes VIVE Common Units P - Purchase I 5,8400 39.600 231 90.984
2020-02-18 2019-09-20 4/A GOLDMAN SACHS GROUP INC See Footnotes VIVE Common Units S - Sale I -1.658 51.384
2019-11-27 2019-11-26 4 Zaderej Karen L. VIVE Non-Qualified Stock Option (Right to Buy) A - Award D 0,87 330.000 330.000
2019-11-27 2019-11-26 4 Robbins Jim B VIVE Non-Qualified Stock Option (Right to Buy) A - Award D 0,87 330.000 330.000
2019-11-27 2019-11-26 4 JORN DEBORA VIVE Non-Qualified Stock Option (Right to Buy) A - Award D 0,87 330.000 330.000
2019-11-27 2019-11-26 4 Morris Arlene VIVE Non-Qualified Stock Option (Right to Buy) A - Award D 0,87 330.000 330.000
2019-11-27 2019-11-26 4 Basta Steven L VIVE Non-Qualified Stock Option (Right to Buy) A - Award D 0,87 660.000 660.000
2019-11-27 2019-11-26 4 Durbin Scott VIVE Non-Qualified Stock Option (Right to Buy) A - Award D 0,87 3.298.000 3.298.000
2019-10-23 2019-09-27 4/A GOLDMAN SACHS GROUP INC See Footnotes VIVE Common Units S - Sale I 5,1000 -5.359 -27 92.425
2019-10-23 2019-09-26 4/A GOLDMAN SACHS GROUP INC See Footnotes VIVE Common Units S - Sale I 5,2500 -7.001 -37 97.784
2019-10-23 2019-09-25 4/A GOLDMAN SACHS GROUP INC See Footnotes VIVE Common Units S - Sale I 5,6200 -10.799 -61 104.785
2019-10-23 2019-09-24 4/A GOLDMAN SACHS GROUP INC See Footnotes VIVE Common Units S - Sale I 5,5700 -800 -4 115.584
2019-10-23 2019-09-24 4/A GOLDMAN SACHS GROUP INC See Footnotes VIVE Common Units P - Purchase I 5,6400 26.200 148 116.384
2019-10-23 2019-09-23 4/A GOLDMAN SACHS GROUP INC See Footnotes VIVE Common Units S - Sale I 6,0500 -800 -5 90.184
2019-10-23 2019-09-23 4/A GOLDMAN SACHS GROUP INC See Footnotes VIVE Common Units P - Purchase I 5,8400 39.600 231 90.984
2019-10-23 2019-09-20 4/A GOLDMAN SACHS GROUP INC See Footnotes VIVE Common Units S - Sale I 6,9000 -1.658 -11 51.384
2019-10-23 2019-10-01 4/A GOLDMAN SACHS GROUP INC See Footnotes VIVE Common Units S - Sale I 5,7700 -25 -0 0
2019-10-23 2019-10-01 4/A GOLDMAN SACHS GROUP INC See Footnotes VIVE Common Units S - Sale I 5,5600 -23.663 -132 25
2019-10-23 2019-09-30 4/A GOLDMAN SACHS GROUP INC See Footnotes VIVE Common Units S - Sale I 4,5500 -68.737 -313 23.688
2019-10-02 2019-10-01 4 GOLDMAN SACHS GROUP INC See footnotes VIVE Common Units S - Sale I 5,5600 -23.688 -132 0
2019-10-02 2019-09-30 4 GOLDMAN SACHS GROUP INC See footnotes VIVE Common Units S - Sale I 4,5500 -68.737 -313 23.688
2019-09-30 3 GOLDMAN SACHS & CO See footnotes VIVE Common Units I 106.084
2019-09-30 3 GOLDMAN SACHS & CO See footnotes VIVE Common Units I 106.084
2019-09-30 3 GOLDMAN SACHS & CO See footnotes VIVE Common Units I 106.084
2019-09-30 3 GOLDMAN SACHS & CO See footnotes VIVE Common Units I 106.084
2019-09-30 2019-09-27 4 GOLDMAN SACHS GROUP INC See footnotes VIVE Common Units S - Sale I 5,0200 -5.359 -27 92.425
2019-09-30 2019-09-26 4 GOLDMAN SACHS GROUP INC See footnotes VIVE Common Units S - Sale I 5,2500 -7.001 -37 97.784
2019-09-30 2019-09-25 4 GOLDMAN SACHS GROUP INC See footnotes VIVE Common Units S - Sale I 5,6300 -10.799 -61 104.785
2019-09-30 2019-09-24 4 GOLDMAN SACHS GROUP INC See footnotes VIVE Common Units P - Purchase I 5,6500 25.400 144 115.584
2019-09-30 2019-09-23 4 GOLDMAN SACHS GROUP INC See footnotes VIVE Common Units P - Purchase I 5,8400 38.800 227 90.184
2019-09-30 2019-09-20 4 GOLDMAN SACHS GROUP INC See footnotes VIVE Common Units S - Sale I 7,5300 -1.658 -12 51.384
2019-07-02 2019-07-01 4 Zaderej Karen L. VIVE Common Stock A - Award D 37.829 62.347
2019-05-31 2019-05-29 4 Basta Steven L VIVE Non-Qualified Stock Option (Right to Purchase) A - Award D 0,58 35.000 35.000
2019-05-31 2019-05-29 4 JORN DEBORA VIVE Non-Qualified Stock Option (Right to Purchase) A - Award D 0,58 35.000 35.000
2019-05-31 2019-05-29 4 Morris Arlene VIVE Non-Qualified Stock Option (Right to Purchase) A - Award D 0,58 35.000 35.000
2019-05-31 2019-05-29 4 Zaderej Karen L. VIVE Non-Qualified Stock Option (Right to Purchase) A - Award D 0,58 35.000 35.000
2019-05-07 3/A Mack Daniel Please see footnotes below. VIVE Common Stock I 6.581.465
2019-05-03 3 Nantahala Capital Management, LLC Please see footnotes below. NONE Common Stock I 13.162.930
2019-05-03 3 Nantahala Capital Management, LLC Please see footnotes below. NONE Common Stock I 13.162.930
2019-05-03 3 Nantahala Capital Management, LLC Please see footnotes below. NONE Common Stock I 13.162.930
2019-04-03 2019-04-01 4 Basta Steven L VIVE Common Stock A - Award D 24.199 24.199
2019-04-03 2019-04-01 4 Zaderej Karen L. VIVE Common Stock A - Award D 14.248 24.518
2019-04-03 2019-04-01 4 JORN DEBORA VIVE Common Stock A - Award D 10.280 40.109
2019-02-08 2019-01-29 4 Atkinson James G. VIVE Common Stock A - Award D 42.420 53.945
2019-02-08 2019-01-29 4 Durbin Scott VIVE Common Stock A - Award D 62.250 73.818
2019-02-08 2019-01-29 4 Robbins Jim B VIVE Common Stock A - Award D 27.778 145.346
2019-01-16 2019-01-15 4 Durbin Scott VIVE Incentive Stock Option (Right to Purchase) A - Award D 1,24 630.000 630.000
2019-01-16 2019-01-15 4 Robbins Jim B VIVE Incentive Stock Option (Right to Purchase) A - Award D 1,24 95.000 95.000
2019-01-16 2019-01-15 4 Atkinson James G. VIVE Incentive Stock Option (Right to Purchase) A - Award D 1,24 300.000 300.000
2019-01-16 2019-01-15 4 Basta Steven L VIVE Non-Qualified Stock Option (Right to Purchase) A - Award D 1,24 35.000 35.000
2019-01-02 2018-12-31 4 JANNEY DANIEL VIVE Common Stock A - Award D 21.131 60.579
2019-01-02 2018-12-31 4 Zaderej Karen L. VIVE Common Stock A - Award D 9.524 10.270
2019-01-02 2018-12-31 4 JORN DEBORA VIVE Common Stock A - Award D 10.120 29.829
2018-10-25 2018-10-23 4 JANNEY DANIEL VIVE Non-qualified Stock Option (Right to Purchase) A - Award D 3,47 17.500 17.500
2018-10-25 2018-10-23 4 JORN DEBORA VIVE Non-qualified Stock Option (Right to Purchase) A - Award D 3,47 17.500 17.500
2018-10-25 2018-10-23 4 Morris Arlene VIVE Non-qualified Stock Option (Right to Purchase) A - Award D 3,47 17.500 17.500
2018-10-04 2018-10-01 4 Plexico Jon M VIVE Common Stock A - Award D 4.007 22.548
2018-10-04 2018-10-01 4 JORN DEBORA VIVE Common Stock A - Award D 4.285 19.709
2018-10-04 2018-10-01 4 Zaderej Karen L. VIVE Common Stock A - Award D 746 746
2018-10-04 2018-10-01 4 JANNEY DANIEL VIVE Common Stock A - Award D 8.947 39.448
2018-09-14 2018-09-13 4 Zaderej Karen L. VIVE Non-Qualified Stock Options A - Award D 3,45 70.000 70.000
2018-09-14 2018-09-13 4 Basta Steven L VIVE Non-Qualified Stock Options A - Award D 3,45 70.000 70.000
2018-09-13 3 Basta Steven L VIVE Common Stock D 28.985
2018-09-13 3 Basta Steven L VIVE Common Stock I 54.970
2018-09-13 3 Basta Steven L VIVE Common Stock D 28.985
2018-09-13 3 Basta Steven L VIVE Common Stock I 54.970
2018-09-13 3 Basta Steven L VIVE Common Stock D 28.985
2018-09-13 3 Basta Steven L VIVE Common Stock I 54.970
2018-07-03 2018-07-02 4 Plexico Jon M VIVE Common Stock A - Award D 4.635 18.541
2018-07-03 2018-07-02 4 BUSH LORI H VIVE Common Stock A - Award D 1.166 6.530
2018-07-03 2018-07-02 4 JANNEY DANIEL VIVE Common Stock A - Award D 8.437 30.501
2018-07-03 2018-07-02 4 JORN DEBORA VIVE Common Stock A - Award D 4.040 15.424
2018-05-23 2018-05-22 4 JORN DEBORA VIVE Non-qualified Stock Option (Right to Purchase) A - Award D 1,75 17.500 17.500
2018-05-23 2018-05-22 4 Plexico Jon M VIVE Non-qualified Stock Option (Right to Purchase) A - Award D 1,75 17.500 17.500
2018-05-23 2018-05-22 4 Morris Arlene VIVE Non-qualified Stock Option (Right to Purchase) A - Award D 1,75 17.500 17.500
2018-05-23 2018-05-22 4 JANNEY DANIEL VIVE Non-qualified Stock Option (Right to Purchase) A - Award D 1,75 17.500 17.500
2018-05-15 2018-05-11 4 Durbin Scott VIVE Stock Options (Right to Purchase) A - Award D 1,97 300.000 300.000
2018-05-15 2018-05-11 4 Robbins Jim B VIVE Stock Options (Right to Purchase) A - Award D 1,97 32.500 32.500
2018-05-15 2018-05-11 4 JORN DEBORA VIVE Stock Options (Right to Purchase) A - Award D 1,97 150.000 150.000
2018-04-04 2018-04-02 4 Plexico Jon M VIVE Common Stock A - Award D 3.543 13.906
2018-04-04 2018-04-02 4 JORN DEBORA VIVE Common Stock A - Award D 3.089 11.384
2018-04-04 2018-04-02 4 JANNEY DANIEL VIVE Common Stock A - Award D 6.450 22.064
2018-04-04 2018-04-02 4 BUSH LORI H VIVE Common Stock A - Award D 1.590 5.364
2018-01-25 2018-01-23 4 Scheller Patricia VIVE Incentive Stock Option (Right to Purchase) A - Award D 4,48 185.000 185.000
2018-01-25 2018-01-23 4 Robbins Jim B VIVE Incentive Stock Option (Right to Purchase) A - Award D 4,48 58.750 58.750
2018-01-25 2018-01-23 4 Atkinson James G. VIVE Incentive Stock Option (Right to Purchase) A - Award D 4,48 150.000 150.000
2018-01-25 2018-01-23 4 Durbin Scott VIVE Incentive Stock Option (Right to Purchase) A - Award D 4,48 120.000 120.000
2018-01-04 2018-01-02 4 JANNEY DANIEL VIVE Common Stock A - Award D 4.276 15.614
2018-01-04 2018-01-02 4 JORN DEBORA VIVE Common Stock A - Award D 2.048 8.295
2018-01-04 2018-01-02 4 Plexico Jon M VIVE Common Stock A - Award D 2.349 10.363
2018-01-04 2018-01-02 4 BUSH LORI H VIVE Common Stock A - Award D 964 3.774
2017-10-04 2017-10-02 4 JANNEY DANIEL VIVE Common Stock A - Award D 2.872 11.338
2017-10-04 2017-10-02 4 Plexico Jon M VIVE Common Stock A - Award D 2.196 8.014
2017-10-04 2017-10-02 4 JORN DEBORA VIVE Common Stock A - Award D 1.915 6.247
2017-10-04 2017-10-02 4 BUSH LORI H VIVE Common Stock A - Award D 901 2.810
2017-09-08 2017-09-06 4 JORN DEBORA VIVE Non-qualified Stock Option (Right to Purchase) A - Award D 5,58 17.500 17.500
2017-09-08 2017-09-06 4 JORN DEBORA VIVE Common Stock A - Award D 1.737 4.332
2017-09-08 2017-09-06 4 JANNEY DANIEL VIVE Non-qualified Stock Option (Right to Purchase) A - Award D 5,58 17.500 17.500
2017-09-08 2017-09-06 4 JANNEY DANIEL VIVE Common Stock A - Award D 3.025 8.466
2017-09-08 2017-09-06 4 BUSH LORI H VIVE Non-qualified Stock Option (Right to Purchase) A - Award D 5,58 17.500 17.500
2017-09-08 2017-09-06 4 Morris Arlene VIVE Non-qualified Stock Option (Right to Purchase) A - Award D 5,58 17.500 17.500
2017-09-08 2017-09-06 4 Plexico Jon M VIVE Non-qualified Stock Option (Right to Purchase) A - Award D 5,58 17.500 17.500
2017-09-08 2017-09-06 4 Plexico Jon M VIVE Common Stock A - Award D 2.185 5.818
2017-08-23 2017-08-23 4 Durbin Scott VIVE Common Stock P - Purchase D 5,2500 5.000 26 11.568
2017-05-22 2017-05-17 4/A Plexico Jon M VIVE Common Stock A - Award D 1.724 3.633
2017-05-19 2017-05-17 4 JANNEY DANIEL VIVE Common Stock A - Award D 2.387 5.441
2017-05-19 2017-05-17 4 JANNEY DANIEL VIVE Common Stock A - Award D 2.387 5.441
2017-05-19 2017-05-17 4 Plexico Jon M VIVE Common Stock A - Award D 1.592 3.501
2017-05-19 2017-05-17 4 Plexico Jon M VIVE Common Stock A - Award D 1.592 3.501
2017-05-19 2017-05-17 4 JORN DEBORA VIVE Common Stock A - Award D 686 2.595
2017-03-21 2017-03-17 4 Stonepine Capital Management, LLC See Notes VIVE Common Stock P - Purchase I 4,0000 1.250.000 5.000 3.849.711
2017-03-21 2017-03-17 4 Atkinson James G. By Trust VIVE Common Stock P - Purchase I 4,0000 187.500 750 285.599
2017-03-21 2017-03-17 4 Atkinson James G. By IRA VIVE Common Stock P - Purchase I 4,0000 187.500 750 285.599
2017-03-21 2017-03-17 4 Scheller Patricia VIVE Common Stock P - Purchase D 4,0000 12.500 50 45.164
2017-03-21 2017-03-17 4 JANNEY DANIEL See Footnotes VIVE Common Stock P - Purchase I 4,0000 500.000 2.000 1.381.955
2017-03-07 2017-03-03 4 Durbin Scott VIVE Incentive Stock Option (Right to Purchase) A - Award D 4,46 132.860 132.860
2016-12-28 2016-12-23 4 BUSH LORI H VIVE Non-qualified Stock Option (Right to Purchase) A - Award D 5,22 25.160 25.160
2016-12-28 2016-12-23 4 JORN DEBORA VIVE Non-qualified Stock Option (Right to Purchase) A - Award D 5,22 25.160 25.160
2016-12-28 2016-12-23 4 Plexico Jon M VIVE Non-qualified Stock Option (Right to Purchase) A - Award D 5,22 25.160 25.160
2016-12-28 2016-12-23 4 JANNEY DANIEL VIVE Non-qualified Stock Option (Right to Purchase) A - Award D 5,22 11.035 11.035
2016-12-28 2016-12-23 4 Morris Arlene VIVE Non-qualified Stock Option (Right to Purchase) A - Award D 5,22 25.160 25.160
2016-12-28 2016-12-23 4 Scheller Patricia VIVE Incentive Stock Option (Right to Purchase) A - Award D 5,22 150.000 150.000
2016-12-28 2016-12-23 4 Durbin Scott VIVE Incentive Stock Option (Right to Purchase) A - Award D 5,22 50.000 50.000
2016-12-28 2016-12-23 4 Atkinson James G. VIVE Incentive Stock Option (Right to Purchase) A - Award D 5,22 2.250 2.250
2016-12-28 2016-12-23 4 Atkinson James G. VIVE Incentive Stock Option (Right to Purchase) A - Award D 5,22 75.000 75.000
2016-11-14 2016-11-09 4 Plexico Jon M VIVE Common Stock A - Award D 1.109 1.909
2016-11-14 2016-11-09 4 Morris Arlene VIVE Common Stock A - Award D 1.442 2.482
2016-11-14 2016-11-09 4 JORN DEBORA VIVE Common Stock A - Award D 1.109 1.909
2016-11-14 2016-11-09 4 JANNEY DANIEL VIVE Common Stock A - Award D 1.775 3.054
2016-11-14 2016-11-09 4 BUSH LORI H VIVE Common Stock A - Award D 1.109 1.909
2016-08-24 2016-08-22 4 JORN DEBORA VIVE Non-Qualified Stock Option (Right to Purchase) A - Award D 7,89 4.590 4.590
2016-08-24 2016-08-22 4 JORN DEBORA VIVE Common Stock A - Award D 800 800
2016-08-24 2016-08-22 4 Morris Arlene VIVE Non-Qualified Stock Option (Right to Purchase) A - Award D 7,89 4.590 4.590
2016-08-24 2016-08-22 4 Morris Arlene VIVE Common Stock A - Award D 1.040 1.040
2016-08-24 2016-08-22 4 JANNEY DANIEL VIVE Non-Qualified Stock Option (Right to Purchase) A - Award D 7,89 4.590 4.590
2016-08-24 2016-08-22 4 JANNEY DANIEL VIVE Common Stock A - Award D 1.279 1.279
2016-08-24 2016-08-22 4 BUSH LORI H VIVE Non-Qualified Stock Option (Right to Purchase) A - Award D 7,89 4.590 4.590
2016-08-24 2016-08-22 4 BUSH LORI H VIVE Common Stock A - Award D 800 800
2016-08-24 2016-08-22 4 Plexico Jon M VIVE Non-Qualified Stock Option (Right to Purchase) A - Award D 7,89 4.590 4.590
2016-08-24 2016-08-22 4 Plexico Jon M VIVE Common Stock A - Award D 800 800
2016-08-24 2016-08-22 4 Smith Brigitte VIVE Non-Qualified Stock Option (Right to Purchase) A - Award D 7,89 4.590 4.590
2016-08-24 2016-08-22 4 Smith Brigitte VIVE Common Stock A - Award D 1.279 25.312
2016-06-21 2016-06-17 4 Atkinson James G. By IRA VIVE Common Stock P - Purchase I 5,0000 100.000 500 433.737
2016-06-21 2016-06-17 4 Scheller Patricia VIVE Common Stock P - Purchase D 5,0000 6.000 30 32.664
2016-06-21 2016-06-17 4 Durbin Scott VIVE Common Stock P - Purchase D 5,0000 1.500 8 6.568
2016-06-21 2016-06-17 4 Stonepine Capital Management, LLC See VIVE Common Stock P - Purchase I 5,0000 300.000 1.500 2.599.711
2016-06-20 2016-06-17 4 JANNEY DANIEL See Footnotes VIVMF Common Stock P - Purchase I 5,0000 200.000 1.000 881.954
2016-05-20 2016-05-11 4 JORN DEBORA VIVMF Non-Qualified Stock Option (Right to Purchase) A - Award D 7,74 5.250 5.250
2016-05-20 2016-05-11 4 BUSH LORI H VIVMF Non-Qualified Stock Option (Right to Purchase) A - Award D 7,74 5.250 5.250
2016-05-20 2016-05-11 4 Morris Arlene VIVMF Non-Qualified Stock Option (Right to Purchase) A - Award D 7,74 5.250 5.250
2016-05-13 2016-05-11 4 Plexico Jon M VIVMF Non-Qualified Stock Option (Right to Purchase) A - Award D 7,74 5.250 5.250
2016-04-29 2015-08-05 4/A Scheller Patricia VIVMF Common Stock P - Purchase D 1,0451 526 1 135.662
2016-03-23 3 Plexico Jon M By Limited Partnership VIVMF Common Stock I 36.795.364
2016-03-23 3 Plexico Jon M By Limited Partnership VIVMF Common Stock I 36.795.364
2016-03-15 2016-01-04 4 Scheller Patricia VIVMF Common Stock A - Award D 58.597 213.815
2016-03-15 2016-01-04 4 Atkinson James G. VIVMF Common Stock F - Taxes D 0,7800 -54.798 -43 92.194
2016-03-15 2016-01-04 4 Atkinson James G. VIVMF Common Stock A - Award D 146.992 146.992
2016-03-15 2016-01-04 4 Robbins Jim B VIVMF Common Stock A - Award D 50.000 117.568
2016-02-29 2016-02-25 4 Scheller Patricia VIVMF Common Stock P - Purchase D 0,8500 588 0 155.218
2016-01-29 2016-01-27 4 JANNEY DANIEL See Footnotes VIVMF Warrant to Purchase Common Stock P - Purchase I 0,53 0,3500 202.000 71 202.000
2016-01-27 2016-01-25 4 Scheller Patricia VIVMF Common Stock P - Purchase D 0,7000 1.428 1 154.630
2015-12-28 2015-12-23 4 Scheller Patricia VIVMF Common Stock P - Purchase D 0,7354 1.359 1 153.202
2015-12-22 2015-02-17 4 Robbins Jim B VIVMF Warrant to Purchase Common Stock A - Award D 0,50 43.024 58.024
2015-12-18 2015-12-16 4 Scheller Patricia VIVMF Incentive Stock Option (Right to Purchase) A - Award D 0,75 1.936.001 3.097.180
2015-12-18 2015-12-16 4 Colella Mark Samuel VIVMF Non-Qualified Stock Option (Right to Purchase) A - Award D 0,75 108.000 155.000
2015-12-18 2015-12-16 4 Atkinson James G. VIVMF Warrant to Purchase Common Stock A - Award D 0,70 50.000 267.733
2015-12-18 2015-12-16 4 Atkinson James G. VIVMF Incentive Stock Option (Right to Purchase) A - Award D 0,75 704.000 1.239.000
2015-12-18 2015-12-16 4 Smith Brigitte VIVMF Non-Qualified Stock Option (Right to Purchase) A - Award D 0,75 108.000 155.000
2015-12-18 2015-12-16 4 JANNEY DANIEL VIVMF Non-Qualified Stock Option (Right to Purchase) A - Award D 0,75 108.000 155.000
2015-12-18 2015-12-16 4 Durbin Scott VIVMF Incentive Stock Option (Right to Purchase) A - Award D 0,75 774.001 1.239.000
2015-12-18 2015-12-16 4 Robbins Jim B VIVMF Warrant to Purchase Common Stock A - Award D 0,70 15.000 15.000
2015-12-18 2015-12-16 4 Robbins Jim B VIVMF Incentive Stock Option (Right to Purchase) A - Award D 0,75 194.000 310.000
2015-12-18 2015-12-16 4 Simpson Carl VIVMF Non-QualifiedStock Option (Right to Purchase) A - Award D 0,75 108.000 156.811
2015-11-27 2015-11-24 4 Scheller Patricia VIVMF Common Stock P - Purchase D 0,7000 14.285 10 151.843
2015-11-27 2015-11-24 4 Atkinson James G. By Trust VIVMF Common Stock P - Purchase I 0,7000 109.105 76 3.485.264
2015-11-27 2015-11-24 4 Atkinson James G. IRA VIVMF Common Stock P - Purchase I 0,7000 642.857 450 3.376.159
2015-11-25 2015-11-24 4 Alta Bioequities Management, LLC See Footnotes VIVMF Common Stock P - Purchase I 0,7000 857.142 600 5.455.632
2015-11-25 2015-11-24 4 STONEPINE CAPITAL, L.P. VIVMF Common Stock P - Purchase D 0,7000 2.857.142 2.000 18.397.682
2015-11-25 2015-11-24 4 JANNEY DANIEL See Footnotes VIVMF Common Stock P - Purchase I 0,7000 857.142 600 5.455.632
2015-11-23 2015-11-17 4 Scheller Patricia VIVMF Common Stock P - Purchase D 0,7600 10 0 137.558
2015-11-23 2015-11-17 4 Scheller Patricia VIVMF Common Stock P - Purchase D 0,7300 1.360 1 137.548
2015-08-11 2015-08-05 4 Scheller Patricia VIVMF Common Stock P - Purchase D 1,0451 526 1 136.188
2015-08-11 2015-08-05 4 Scheller Patricia VIVMF Common Stock P - Purchase D 0,8549 526 0 135.662
2015-07-22 2015-06-12 4 Atkinson James G. By Custodian for Child VIVMF Common Stock P - Purchase I 0,8990 30.600 28 2.733.302
2015-05-29 2015-05-14 4 5AM Partners II, LLC See VIVMF Common Stock P - Purchase I 0,3700 25.649 9 288.447
2015-05-29 2015-05-14 4 5AM Partners II, LLC See VIVMF Common Stock P - Purchase I 0,3700 650.026 241 7.310.231
2015-05-29 2015-05-14 4 Colella Mark Samuel See VIVMF Common Stock P - Purchase I 0,3700 25.649 9 288.447
2015-05-29 2015-05-14 4 Colella Mark Samuel See VIVMF Common Stock P - Purchase I 0,3700 650.026 241 7.310.231
2015-05-28 2015-05-12 4 Atkinson James G. VIVMF Warrant to Purchase Common Stock A - Award D 0,53 217.733 217.733
2015-05-21 2015-05-12 4/A Atkinson James G. By Trust VIVMF Common Stock P - Purchase I 0,3700 675.675 250 2.702.702
2015-05-21 2015-05-12 4/A Atkinson James G. By IRA VIVMF Common Stock P - Purchase I 0,3700 2.027.027 750 2.027.027
2015-05-21 3 STONEPINE CAPITAL, L.P. VIVMF Common Stock D 31.081.080
2015-05-21 3 STONEPINE CAPITAL, L.P. VIVMF Common Stock D 31.081.080
2015-05-14 2015-05-12 4 Scheller Patricia VIVMF Common Stock P - Purchase D 0,3700 135.136 50 135.136
2015-05-14 2015-05-12 4 Robbins Jim B VIVMF Common Stock P - Purchase D 0,3700 67.568 25 67.568
2015-05-14 2015-05-12 4 Durbin Scott VIVMF Common Stock P - Purchase D 0,3700 40.541 15 40.541
2015-05-14 2015-05-12 4 Atkinson James G. By Trust VIVMF Common Stock P - Purchase I 0,3700 675.675 250 3.378.377
2015-05-14 2015-05-12 4 Atkinson James G. By IRA VIVMF Common Stock P - Purchase I 0,3700 2.702.702 1.000 2.702.702
2015-05-14 2015-05-12 4 JANNEY DANIEL See footnotes. VIVMF Common Stock P - Purchase I 0,3700 2.702.702 1.000 4.598.490
2015-05-14 2015-05-12 4 Alta Bioequities Management, LLC See footnotes. VIVMF Common Stock P - Purchase I 0,3700 2.702.702 1.000 4.598.490
2015-02-18 2015-02-17 4 Scheller Patricia VIVMF Common Stock Warrant A - Award D 0,50 205.814 205.814
2015-02-18 2015-02-17 4 Durbin Scott VIVMF Common Stock Warrant A - Award D 0,50 208.140 208.140
2014-10-02 2014-09-23 4 GBS Venture Partners Pty, Ltd PLCSD Common Stock P - Purchase D 0,5300 947.872 502 3.598.807
2014-10-02 2014-09-23 4 GBS Venture Partners Pty, Ltd See footnotes PLCSD Common Stock P - Purchase I 0,5300 947.872 502 3.598.807
2014-10-02 3 GBS Bioventures III A/C PLCSD Common Stock D 7.952.805
2014-10-02 3 GBS Bioventures III A/C See footnotes PLCSD Common Stock I 7.952.805
2014-10-02 3 GBS Bioventures III A/C PLCSD Common Stock D 7.952.805
2014-10-02 3 GBS Bioventures III A/C See footnotes PLCSD Common Stock I 7.952.805
2014-10-02 3 GBS Bioventures III A/C See footnotes PLCSD Common Stock I 7.952.805
2014-10-02 3 GBS Bioventures III A/C PLCSD Common Stock D 7.952.805
2014-09-30 2014-09-26 4 Colella Mark Samuel PLCSD Non-Qualified Stock Option A - Award D 0,60 47.000 47.000
2014-09-30 2014-09-26 4 Scheller Patricia PLCSD Incentive Stock Option A - Award D 0,60 939.318 939.318
2014-09-30 2014-09-26 4 Smith Brigitte PLCSD Non-Qualified Stock Option A - Award D 0,60 47.000 47.000
2014-09-30 2014-09-23 4 Smith Brigitte PLCSD Common Stock P - Purchase D 0,5300 192.262 102 3.791.069
2014-09-30 2014-09-23 4 Smith Brigitte See Footnotes PLCSD Common Stock P - Purchase I 0,5300 947.872 502 3.598.807
2014-09-30 2014-09-26 4 Durbin Scott PLCSD Incentive Stock Option A - Award D 0,60 382.420 382.420
2014-09-30 2014-09-26 4 Robbins Jim B PLCSD Incentive Stock Option A - Award D 0,60 116.000 116.000
2014-09-30 2014-09-26 4 Simpson Carl PLCSD Non-Qualified Stock Option A - Award D 0,60 47.000 47.000
2014-09-30 2014-09-26 4 JANNEY DANIEL PLCSD Non-Qualified Stock Option A - Award D 0,60 47.000 47.000
2014-09-30 3 Smith Brigitte See footnotes PLCSD Common Stock I 5.301.870
2014-09-30 3 Smith Brigitte See footnotes PLCSD Common Stock I 5.301.870
2014-09-26 3 Simpson Carl PLCSD Common Stock D 30.768
2014-09-26 3 Simpson Carl PLCSD Common Stock D 30.768
2014-09-26 3 Alta Bioequities, L.P. See footnotes PLCSD Common Stock I 3.791.576
2014-09-26 3 Alta Bioequities, L.P. See footnotes PLCSD Common Stock I 3.791.576
2014-09-26 3 Alta Bioequities, L.P. See footnotes PLCSD Common Stock I 3.791.576
2014-09-26 3 Alta Bioequities, L.P. See footnotes PLCSD Common Stock I 3.791.576
2014-09-25 3 DIEKMAN JOHN D PLCSD Common Stock I 3.349.867
2014-09-25 3 DIEKMAN JOHN D PLCSD Common Stock I 1.772.150
2014-09-25 3 DIEKMAN JOHN D PLCSD Common Stock I 3.349.867
2014-09-25 3 DIEKMAN JOHN D PLCSD Common Stock I 1.772.150
2014-09-25 3 DIEKMAN JOHN D PLCSD Common Stock I 3.349.867
2014-09-25 3 DIEKMAN JOHN D PLCSD Common Stock I 1.772.150
2014-09-25 3 DIEKMAN JOHN D PLCSD Common Stock I 3.349.867
2014-09-25 3 DIEKMAN JOHN D PLCSD Common Stock I 1.772.150
2014-09-25 3 DIEKMAN JOHN D PLCSD Common Stock I 3.349.867
2014-09-25 3 DIEKMAN JOHN D PLCSD Common Stock I 1.772.150
2014-09-25 3 DIEKMAN JOHN D PLCSD Common Stock I 1.772.150
2014-09-25 3 DIEKMAN JOHN D PLCSD Common Stock I 3.349.867
2014-09-25 3 DIEKMAN JOHN D PLCSD Common Stock I 1.772.150
2014-09-25 3 DIEKMAN JOHN D PLCSD Common Stock I 3.349.867
2014-09-25 2014-09-23 4 Colella Mark Samuel PLCSD Common Stock P - Purchase I 0,5300 197.987 105 262.798
2014-09-25 2014-09-23 4 Colella Mark Samuel PLCSD Common Stock J - Other I 64.811 64.811
2014-09-25 2014-09-23 4 Colella Mark Samuel PLCSD Common Stock P - Purchase I 0,5300 5.017.677 2.659 6.660.205
2014-09-25 2014-09-23 4 Colella Mark Samuel PLCSD Common Stock J - Other I 1.642.528 1.642.528
2014-09-25 2014-09-23 4 5AM Partners II, LLC PLCSD Common Stock P - Purchase I 0,5300 197.987 105 262.798
2014-09-25 2014-09-23 4 5AM Partners II, LLC PLCSD Common Stock P - Purchase I 0,5300 5.017.677 2.659 6.660.205
2014-09-25 2014-09-23 4 JANNEY DANIEL See footnotes PLCSD Common Stock P - Purchase I 0,5300 1.895.788 1.005 1.895.788
2013-07-22 2013-07-16 4 NORTON H B BRENT PLCSF Stock Option (Right to Buy) A - Award D 0,09 216.500 409.000
2013-07-22 2013-07-16 4 HOLMES BENJAMIN L PLCSF Stock Option (Right to Buy) A - Award D 0,09 272.800 515.300
2013-07-22 2013-07-16 4 Puglisi Vincent PLCSF Stock Option (Right to Buy) A - Award D 0,09 323.000 609.902
2013-07-22 2013-07-16 4 TAUSCHER MARK R PLCSF Stock Option (Right to Buy) A - Award D 0,09 1.908.565 3.537.565
2013-07-22 2013-07-16 4 Mann Gregory W. PLCSF Stock Option (Right to Buy) A - Award D 0,09 1.272.377 1.492.377
2012-06-01 2012-05-30 4 PENDERGAST EDWARD H PLCSF Stock Option (Right to Buy) A - Award D 0,17 45.000 45.000
2012-06-01 2012-05-30 4 TAUSCHER MARK R plcsf Stock Option (Right to Buy) A - Award D 0,17 70.000 70.000
2012-06-01 2012-05-30 4 DUNN KEVIN J PLCSF Stock Option (Right to Buy) A - Award D 0,17 22.500 22.500
2012-06-01 2012-05-30 4 NORTON H B BRENT PLCSF Stock Option (Right to Buy) A - Award D 0,17 22.500 22.500
2012-06-01 2012-05-30 4 HOLMES BENJAMIN L PLCSF Stock Option (Right to Buy) A - Award D 0,17 22.500 22.500
2012-06-01 2012-05-30 4 Puglisi Vincent PLCSF Stock Option (Right to Buy) A - Award D 0,17 40.000 40.000
2012-06-01 2012-05-30 4 Mann Gregory W. plcsf Stock Option (Right to Buy) A - Award D 0,17 70.000 70.000
P
Åbent marked eller privat køb af ikke-afledte eller afledte værdipapirer
S
Åbent marked eller privat salg af ikke-afledte eller afledte værdipapirer
A
Tildeling, tildeling eller anden erhvervelse af værdipapirer fra virksomheden (såsom en option)
C
Konvertering af derivat
D
Salg eller overførsel af værdipapirer tilbage til virksomheden
F
Betaling af udnyttelseskurs eller skatteforpligtelse ved brug af en del af værdipapirer modtaget fra selskabet
G
Gave af værdipapirer af eller til insideren
K
Aktieswaps og lignende sikringstransaktioner
M
Udnyttelse eller konvertering af afledt værdipapir modtaget fra virksomheden (såsom en option)
V
En transaktion rapporteret frivilligt på formular 4
J
Andet (ledsaget af en fodnote, der beskriver transaktionen)
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