| Deler fremragende | 543,712,972 shares |
| Insideraktier | 92.480.485 shares |
| Insider ejerskab | 17,01 % |
Insider-stemningsscore
Insider Sentiment Score viser, at virksomhederne bliver købt af virksomheders insidere.
Det er resultatet af en sofistikeret, multi-faktor kvantitativ model, der identificerer virksomheder med de højeste niveauer af insider-akkumulering. Scoringsmodellen bruger en kombination af nettoantallet af insidere, der har købt de foregående 90 dage, det samlede antal aktier købt som en procentdel af float og det samlede antal aktier ejet af insidere. Tallet går fra 0 til 100, hvor højere tal indikerer et højere niveau af akkumulering for sine jævnaldrende, og 50 er gennemsnittet.
Opdateringsfrekvens: Dagligt
Se Insiders Top Picks, som giver en liste over virksomheder med den højeste insider-akkumulering.
Officers sentiment score
Officer Sentiment Score finder virksomheder, der bliver købt af Corporate Officers.
Per definition er Corporate Officers Corporate Insiders, men i modsætning til nogle af de andre Insiders (10 % aktionærer og bestyrelsesmedlemmer), arbejder officerer for virksomheden på daglig basis, og de bruger deres egne penge, når de handler . (10 % aktionærer og bestyrelsesmedlemmer er ofte fondsforvaltere, der administrerer andres penge.) Som sådan er insiderhandler foretaget af embedsmænd meget mere betydningsfulde og bør behandles passende.
Ligesom Insider Sentiment Score er Officer Sentiment Score resultatet af en sofistikeret, multi-faktor kvantitativ model, der identificerer virksomheder med de højeste niveauer af officerakkumulering.
Opdateringsfrekvens: Dagligt
Se Insiders Top Picks, som giver en liste over virksomheder med højeste insider-stemning.
Nøgle Insider Metrics
Dette kort viser, hvordan virksomheden rangerer langs forskellige insider-metrics. Percentilrangen viser, hvordan denne virksomhed sammenligner sig med andre virksomheder på de amerikanske markeder. Højere placeringer er tegn på bedre situationer.
For eksempel er det generelt accepteret, at insider-køb er en positiv indikator, så virksomheder med flere insider-køb vil rangere højere end virksomheder med mindre insider-køb (eller endda insider-salg).
Netto antal insidere, der køber (rang)
N/A
Netto antal insidere, der køber, er det samlede antal insiders, der køber minus det samlede antal insiders, der har solgt inden for de sidste 90 dage. Percentilrangen vises her (spænder fra 0 til 100%).
Procent af float købt af insidere (rangering)
N/A
Procent af float købt af insidere er det samlede antal aktier købt af insidere minus det samlede antal aktier solgt af insidere inden for de sidste 90 dage, divideret med den samlede float og ganget med 100.
Insiderhandelsdiagram
Sorrento Therapeutics, Inc. insiderhandler er vist i følgende diagram. Insidere er embedsmænd, direktører eller betydelige investorer i en virksomhed. Generelt er det generelt ulovligt for insidere at foretage handler i deres virksomheder baseret på væsentlige, ikke-offentlige oplysninger. Dette betyder ikke, at det er ulovligt for dem at handle i deres egne virksomheder. De skal dog rapportere alle handler til SEC via en formular 4.
Insiderliste og lønsomhedsmålinger
Denne tabel viser listen over kendte insidere og genereres automatisk fra arkiveringer, der er videregivet til SEC. Ud over navnene, den seneste titel og direktør, officer eller 10 % ejerbetegnelse giver vi de seneste offentliggjorte besiddelser. Derudover giver vi, når det er muligt, den historiske handelspræstation for insideren. Den historiske handelspræstation er et vægtet gennemsnit af præstationen af faktiske købstransaktioner på det åbne marked foretaget af insideren. For mere information om, hvordan dette beregnes, se dette YouTube-webinar.
See our leaderboard of most profitable insider traders.
| Insider | Gennemsnitlig fortjeneste (%) | Aktier Ejet |
Dele Justeret |
|---|
Report errors via our new Insider Auditing Tool
Track Records af insiderkøb - Kortsigtet profitanalyse
I dette afsnit analyserer vi rentabiliteten af ethvert uplanlagt insiderkøb i åbent marked foretaget i SRNEQ / Sorrento Therapeutics, Inc.. Denne analyse hjælper med at forstå, om insideren konsekvent genererer unormale afkast og er værd at følge. Denne analyse er for et år efter hver handel, og resultaterne er teoretiske .
Følgende tabel viser de seneste køb på det åbne marked, der ikke var en del af en automatisk handelsplan.
Justeret pris er den split-justerede pris. Adjusted Shares er de split-justerede aktier.
Track Records af insidersalg - Kortsigtet tabsanalyse
I dette afsnit analyserer vi den kortsigtede undgåelse af tab af ethvert uplanlagt insidersalg på åbent marked, der foretages i SRNEQ / Sorrento Therapeutics, Inc.. Et konsekvent mønster af tabsforebyggelse kan tyde på, at fremtidige salgstransaktioner kan forudsige prisfald. Denne analyse er for et år efter hver handel, og resultaterne er teoretiske .
Følgende tabel viser de seneste salg på det åbne marked, der ikke var en del af en automatisk handelsplan.
Justeret pris er den split-justerede pris. Adjusted Shares er de split-justerede aktier.
Transaktionshistorik
Klik på linkikonet for at se den fulde transaktionshistorik. Transaktioner, der rapporteres som en del af en automatisk handelsplan 10b5-1, vil have et X i kolonnen markeret 10b-5.
| Fil Dato |
Handle Dato |
Form | Insider | Ticker | Sikkerhedstitel | Kode | Direkte | Dyrke motion Pris |
Enhed Pris |
Enheder Ændret |
Værdi Ændret (1K) |
Tilbage Muligheder |
Tilbage Aktier |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-03-20 | 2023-03-17 | 4 | Ji Henry By BioVintage, Inc. | SRNEQ | Common Stock | I | 0,8027 | 19.500 | 16 | 20.000 | ||||
| 2023-02-06 | 2021-03-15 | 5 | Janda Kim | SRNE | Common Stock | D | 10,4243 | -3.000 | -31 | 0 | ||||
| 2022-12-23 | 2022-12-21 | 4 | Ji Henry By BioVintage, Inc. | SRNE | Common Stock | I | 5,5000 | 300 | 2 | 500 | ||||
| 2022-12-23 | 2022-12-02 | 4 | Ji Henry By BioVintage, Inc. | SRNE | Common Stock | I | 5,5000 | 200 | 1 | 200 | ||||
| 2022-12-16 | 2022-12-15 | 4 | Ji Henry | SRNE | Common Stock | D | 1.500.000 | 6.265.805 | ||||||
| 2022-09-07 | 2022-09-07 | 4 | Ji Henry | SRNE | Common Stock | D | 2,0177 | 88.888 | 179 | 4.765.805 | ||||
| 2022-09-06 | 2022-09-06 | 4 | Ji Henry | SRNE | Common Stock | D | 1,9599 | 55.555 | 109 | 4.676.917 | ||||
| 2022-09-02 | 2022-09-02 | 4 | Ji Henry | SRNE | Common Stock | D | 2.500.000 | 4.621.362 | ||||||
| 2022-08-26 | 2022-08-26 | 4 | Ji Henry | SRNE | Common Stock | D | 2,1100 | 33.333 | 70 | 2.121.362 | ||||
| 2022-08-25 | 2022-08-25 | 4 | Ji Henry | SRNE | Common Stock | D | 2,0596 | 22.222 | 46 | 2.088.029 | ||||
| 2022-06-14 | 2022-06-14 | 4 | Ji Henry | SRNE | Common Stock | D | 1,3999 | 10.000 | 14 | 2.065.807 | ||||
| 2022-05-20 | 2022-05-18 | 4 | CZEREPAK ELIZABETH | SRNE | Stock Option (right to buy) | D | 1,51 | 350.000 | 350.000 | |||||
| 2022-05-20 | 2022-05-18 | 4 | Reilly Tammy | SRNE | Stock Option (right to buy) | D | 1,51 | 100.000 | 100.000 | |||||
| 2021-12-27 | 2021-12-27 | 4 | Janda Kim | SRNE | Non-qualified stock option | D | 4,00 | -3.000 | 0 | |||||
| 2021-12-27 | 2021-12-27 | 4 | Janda Kim | SRNE | Common Stock | D | 5,8800 | -3.000 | -18 | 3.000 | ||||
| 2021-12-27 | 2021-12-27 | 4 | Janda Kim | SRNE | Common Stock | D | 4,0000 | 3.000 | 12 | 6.000 | ||||
| 2021-11-18 | 2021-11-18 | 4 | CZEREPAK ELIZABETH | SRNE | Stock Option (right to buy) | D | 6,01 | 100.000 | 100.000 | |||||
| 2021-09-29 | 2021-09-29 | 4 | Ji Henry | SRNE | Non-qualified stock options | D | 4,00 | -10.000 | 0 | |||||
| 2021-09-29 | 2021-09-29 | 4 | Ji Henry | SRNE | Common Stock | D | 4,0000 | 10.000 | 40 | 2.055.807 | ||||
| 2021-09-28 | 2021-09-27 | 4 | Janda Kim | SRNE | Stock Options | D | 3,57 | -7.357 | 27.643 | |||||
| 2021-09-28 | 2021-09-27 | 4 | Janda Kim | SRNE | Stock Options | D | 1,80 | -35.000 | 0 | |||||
| 2021-09-28 | 2021-09-27 | 4 | Janda Kim | SRNE | Common Stock | D | 8,0204 | -42.357 | -340 | 3.000 | ||||
| 2021-09-28 | 2021-09-27 | 4 | Janda Kim | SRNE | Common Stock | D | 3,5700 | 7.357 | 26 | 45.357 | ||||
| 2021-09-28 | 2021-09-27 | 4 | Janda Kim | SRNE | Common Stock | D | 1,8000 | 35.000 | 63 | 38.000 | ||||
| 2021-09-14 | 2021-09-13 | 4 | Janda Kim | SRNE | Non-qualified stock option | D | 3,50 | -8.000 | 0 | |||||
| 2021-09-14 | 2021-09-13 | 4 | Janda Kim | SRNE | Common Stock | D | 8,0356 | -8.000 | -64 | 3.000 | ||||
| 2021-09-14 | 2021-09-13 | 4 | Janda Kim | SRNE | Common Stock | D | 3,5000 | 8.000 | 28 | 11.000 | ||||
| 2021-09-03 | 2021-09-03 | 4 | Smith Robin L | SRNE | Stock Options | D | 4,89 | -100.000 | 0 | |||||
| 2021-09-03 | 2021-09-03 | 4 | Smith Robin L | SRNE | Stock Options | D | 3,95 | -75.000 | 0 | |||||
| 2021-09-03 | 2021-09-03 | 4 | Smith Robin L | SRNE | Common Stock | D | 4,8900 | 100.000 | 489 | 235.000 | ||||
| 2021-09-03 | 2021-09-03 | 4 | Smith Robin L | SRNE | Common Stock | D | 3,9500 | 75.000 | 296 | 135.000 | ||||
| 2021-08-30 | 2021-08-30 | 4 | Ji Henry | SRNE | Stock option (right to buy) | D | 8,86 | 2.500.000 | 2.500.000 | |||||
| 2021-08-30 | 2021-08-30 | 4 | Smith Robin L | SRNE | Stock option (right to buy) | D | 8,86 | 250.000 | 250.000 | |||||
| 2021-08-30 | 2021-08-30 | 4 | Wu Yue Alexander | SRNE | Stock option (right to buy) | D | 8,86 | 250.000 | 250.000 | |||||
| 2021-08-30 | 2021-08-30 | 4 | SHAH JAISIM | SRNE | Stock option (right to buy) | D | 8,86 | 250.000 | 250.000 | |||||
| 2021-08-30 | 2021-08-30 | 4 | Janda Kim | SRNE | Stock option (right to buy) | D | 8,86 | 250.000 | 250.000 | |||||
| 2021-08-30 | 2021-08-30 | 4 | Lemus David | SRNE | Stock option (right to buy) | D | 8,86 | 250.000 | 250.000 | |||||
| 2021-08-30 | 2021-08-30 | 4 | Followwill Dorman | SRNE | Stock option (right to buy) | D | 8,86 | 250.000 | 250.000 | |||||
| 2021-04-15 | 2021-04-12 | 4 | Janda Kim | SRNE | Non-qualified stock option | D | 3,50 | -1.900 | 0 | |||||
| 2021-04-15 | 2021-04-12 | 4 | Janda Kim | SRNE | Common Stock | D | 6,9742 | -1.900 | -13 | 3.000 | ||||
| 2021-04-15 | 2021-04-12 | 4 | Janda Kim | SRNE | Common Stock | D | 3,5000 | 1.900 | 7 | 4.900 | ||||
| 2021-03-17 | 2021-03-16 | 4 | Asghar Najjam | SRNE | Stock Option | D | 10,18 | 100.000 | 100.000 | |||||
| 2021-03-17 | 2021-03-16 | 4 | Asghar Najjam | SRNE | Common Stock | D | 56.974 | 56.974 | ||||||
| 2021-01-26 | 2020-12-16 | 4 | Followwill Dorman | SRNE | Common Stock | D | 7,1350 | -1.000 | -7 | 2.130 | ||||
| 2021-01-26 | 2020-11-11 | 4 | Followwill Dorman | SRNE | Common Stock | D | 1.000 | 3.130 | ||||||
| 2020-11-13 | 2020-11-12 | 4 | Asghar Najjam | SRNE | Stock Option | D | 6,10 | 120.000 | 120.000 | |||||
| 2020-10-20 | 2020-10-16 | 4 | Ji Henry | SRNE | Non-Qualified Stock Option (right to buy) | D | 17,30 | 24.935.882 | 24.935.882 | |||||
| 2020-08-14 | 2020-08-07 | 4 | Janda Kim | SRNE | Stock Options | D | 14,42 | 150.000 | 150.000 | |||||
| 2020-06-15 | 2020-06-15 | 4 | Smith Robin L | SRNE | Stock Options | D | 4,89 | 100.000 | 100.000 | |||||
| 2020-06-15 | 2020-06-15 | 4 | Ji Henry | SRNE | Stock Options | D | 4,89 | 1.500.000 | 1.500.000 | |||||
| 2020-06-15 | 2020-06-15 | 4 | Janda Kim | SRNE | Stock Options | D | 4,89 | 100.000 | 100.000 | |||||
| 2020-06-15 | 2020-06-15 | 4 | Wu Yue Alexander | SRNE | Stock Options | D | 4,89 | 100.000 | 100.000 | |||||
| 2020-06-15 | 2020-06-15 | 4 | Followwill Dorman | SRNE | Stock Options | D | 4,89 | 100.000 | 100.000 | |||||
| 2020-06-15 | 2020-06-15 | 4 | Lee Edgar | SRNE | Stock Options | D | 4,89 | 100.000 | 100.000 | |||||
| 2020-06-15 | 2020-06-15 | 4 | Lemus David | SRNE | Stock Options | D | 4,89 | 100.000 | 100.000 | |||||
| 2020-06-15 | 2020-06-15 | 4 | SHAH JAISIM | SRNE | Stock Options | D | 4,89 | 100.000 | 100.000 | |||||
| 2020-06-15 | 2020-06-15 | 4 | Shao Jiong | SRNE | Stock Options | D | 4,89 | 120.000 | 120.000 | |||||
| 2020-03-05 | 2020-03-05 | 4 | Smith Robin L | SRNE | Common Stock | D | 2,2724 | 40.000 | 91 | 60.000 | ||||
| 2019-12-18 | 3 | Smith Robin L | SRNE | Common Stock | D | 40.000 | ||||||||
| 2019-12-18 | 3 | Smith Robin L | SRNE | Common Stock | D | 40.000 | ||||||||
| 2019-12-18 | 3 | Smith Robin L | SRNE | Common Stock | D | 40.000 | ||||||||
| 2019-12-18 | 2019-12-16 | 4 | Smith Robin L | SRNE | Stock Options | D | 3,95 | 75.000 | 75.000 | |||||
| 2019-12-11 | 2019-12-09 | 4 | Lee Edgar | SRNE | Common Stock | D | 3,81 | 75.000 | 75.000 | |||||
| 2019-04-23 | 2019-04-19 | 4 | Shao Jiong | SRNE | Stock Options | D | 3,78 | 200.000 | 200.000 | |||||
| 2019-04-23 | 2019-04-19 | 4 | Wu Yue Alexander | SRNE | Stock Options | D | 3,78 | 70.000 | 70.000 | |||||
| 2019-04-23 | 2019-04-19 | 4 | Followwill Dorman | SRNE | Stock Options | D | 3,78 | 70.000 | 70.000 | |||||
| 2019-04-23 | 2019-04-19 | 4 | Ji Henry | SRNE | Stock Options | D | 3,78 | 1.500.000 | 1.500.000 | |||||
| 2019-04-23 | 2019-04-19 | 4 | Janda Kim | SRNE | Stock Options | D | 3,78 | 70.000 | 70.000 | |||||
| 2019-04-23 | 2019-04-19 | 4 | Lemus David | SRNE | Stock Options | D | 3,78 | 70.000 | 70.000 | |||||
| 2019-04-23 | 2019-04-19 | 4 | SHAH JAISIM | SRNE | Stock Options | D | 3,78 | 70.000 | 70.000 | |||||
| 2018-11-27 | 2018-11-26 | 4 | Followwill Dorman | SRNE | Stock Options | D | 3,57 | 35.000 | 35.000 | |||||
| 2018-11-27 | 2018-11-26 | 4 | Janda Kim | SRNE | Stock Options | D | 3,57 | 35.000 | 35.000 | |||||
| 2018-11-27 | 2018-11-26 | 4 | Lemus David | SRNE | Stock Options | D | 3,57 | 35.000 | 35.000 | |||||
| 2018-11-27 | 2018-11-26 | 4 | SHAH JAISIM | SRNE | Stock Options | D | 3,57 | 35.000 | 35.000 | |||||
| 2018-11-27 | 2018-11-26 | 4 | Wu Yue Alexander | SRNE | Stock Options | D | 3,57 | 35.000 | 35.000 | |||||
| 2018-11-27 | 2018-11-26 | 4 | Shao Jiong | SRNE | Stock Options | D | 3,57 | 100.000 | 100.000 | |||||
| 2018-11-27 | 2018-11-26 | 4 | ZELDIS JEROME B | SRNE | Stock Options | D | 3,57 | 100.000 | 100.000 | |||||
| 2018-09-14 | 2018-09-13 | 4 | ABG Management Ltd Through ABG II-SO Limited | SRNE | Common Stock | I | 4,9159 | -78.677 | -387 | 1.013.020 | ||||
| 2018-09-14 | 2018-09-13 | 4 | ABG Management Ltd Through ABG II-SO Limited | SRNE | Common Stock | I | 5,0059 | -29.137 | -146 | 1.091.697 | ||||
| 2018-09-14 | 2018-09-12 | 4 | ABG Management Ltd Through ABG II-SO Limited | SRNE | Common Stock | I | 5,0597 | -189.754 | -960 | 1.120.834 | ||||
| 2018-07-23 | 2018-07-20 | 4 | Ji Henry | SRNE | Common Stock | D | 1,75 | -6.000 | 0 | |||||
| 2018-07-23 | 2018-07-20 | 4 | Ji Henry | SRNE | Common Stock | D | 1,7500 | 6.000 | 10 | 2.045.807 | ||||
| 2018-05-17 | 2018-05-17 | 4 | Ji Henry | SRNE | Stock Options | D | 7,20 | 750.000 | 750.000 | |||||
| 2018-02-28 | 2018-02-28 | 4 | Ji Henry | SRNE | Common Stock | D | 9,9500 | 64.600 | 643 | 1.906.177 | ||||
| 2018-02-28 | 2018-02-28 | 4 | Ji Henry | SRNE | Common Stock | I | 124.298 | 260.161 | ||||||
| 2018-02-28 | 2018-02-28 | 4 | Ng George K By Ng Cha Family Trust | SRNE | Common Stock | I | 9,9500 | 90.000 | 895 | 101.453 | ||||
| 2018-02-28 | 2018-02-28 | 4 | Ng George K | SRNE | Common Stock | D | 163.469 | 302.146 | ||||||
| 2018-02-28 | 2018-02-28 | 4 | Ferrigno Dean | SRNE | Common Stock | D | 118 | 245 | ||||||
| 2018-02-08 | 2018-02-07 | 4 | ABG Management Ltd Through Ally Bridge LB Healthcare Master Fund Limited | SRNE | Common Stock | I | 7,1865 | -150.000 | -1.078 | 1.328.529 | ||||
| 2018-02-08 | 2018-02-06 | 4 | ABG Management Ltd Through Ally Bridge LB Healthcare Master Fund Limited | SRNE | Common Stock | I | 6,7541 | -512.912 | -3.464 | 1.478.529 | ||||
| 2018-02-07 | 2018-02-05 | 4 | ABG Management Ltd Through ABG Innovation-SO Limited | SRNE | Common Stock | I | 8,0038 | -16.973 | -136 | 1.408.027 | ||||
| 2018-02-07 | 2018-02-05 | 4 | ABG Management Ltd Through ABG SRNE Limited | SRNE | Common Stock | I | 8,0038 | -37.483 | -300 | 3.041.759 | ||||
| 2018-02-07 | 2018-02-05 | 4 | ABG Management Ltd Through ABG II-SO Limited | SRNE | Common Stock | I | 8,0038 | -16.265 | -130 | 1.310.588 | ||||
| 2018-01-31 | 2018-01-30 | 4 | ABG Management Ltd Through ABG Innovation-SO Limited | SRNE | Common Stock | I | 7,6527 | -57.037 | -436 | 1.425.000 | ||||
| 2018-01-31 | 2018-01-30 | 4 | ABG Management Ltd Through ABG SRNE Limited | SRNE | Common Stock | I | 7,6527 | -124.333 | -951 | 3.079.242 | ||||
| 2018-01-31 | 2018-01-30 | 4 | ABG Management Ltd Through ABG II-SO Limited | SRNE | Common Stock | I | 7,6527 | -53.786 | -412 | 1.326.853 | ||||
| 2018-01-31 | 2018-01-29 | 4 | ABG Management Ltd Through ABG Innovation-SO Limited | SRNE | Common Stock | I | 7,6063 | -17.963 | -137 | 1.482.037 | ||||
| 2018-01-31 | 2018-01-29 | 4 | ABG Management Ltd Through ABG SRNE Limited | SRNE | Common Stock | I | 7,6063 | -39.667 | -302 | 3.203.575 | ||||
| 2018-01-31 | 2018-01-29 | 4 | ABG Management Ltd Through ABG II-SO Limited | SRNE | Common Stock | I | 7,6063 | -17.214 | -131 | 1.380.639 | ||||
| 2018-01-25 | 3/A | Ferrigno Dean | SRNE | Common Stock | D | 63 | ||||||||
| 2018-01-25 | 2018-01-24 | 4 | Asia Pacific MedTech (BVI) Ltd | SRNE | Common Stock | D | 7,5156 | -577.962 | -4.344 | 8.617.513 | ||||
| 2018-01-25 | 2018-01-23 | 4 | Asia Pacific MedTech (BVI) Ltd | SRNE | Common Stock | D | 7,8246 | -106.326 | -832 | 9.195.475 | ||||
| 2018-01-22 | 2018-01-21 | 4 | Ji Henry | SRNE | Common Stock Warrant (right to buy) | D | 8,50 | 261.438 | 261.438 | |||||
| 2018-01-22 | 2018-01-21 | 4 | Ji Henry | SRNE | Common Stock | D | 1.801.801 | 1.841.577 | ||||||
| 2017-11-16 | 2017-11-14 | 4 | Lemus David | SRNE | Stock Options | D | 2,30 | 35.000 | 35.000 | |||||
| 2017-11-16 | 2017-11-14 | 4 | Followwill Dorman | SRNE | Stock Options | D | 2,30 | 35.000 | 35.000 | |||||
| 2017-10-02 | 3 | Followwill Dorman | SRNE | Common Stock | D | 4.260 | ||||||||
| 2017-10-02 | 3 | Followwill Dorman | SRNE | Common Stock | D | 4.260 | ||||||||
| 2017-09-18 | 2017-09-15 | 4/A | SHAH JAISIM | SRNE | Stock Options | D | 1,80 | 35.000 | 35.000 | |||||
| 2017-09-18 | 2017-09-15 | 4/A | Janda Kim | SRNE | Stock Options | D | 1,80 | 35.000 | 35.000 | |||||
| 2017-09-18 | 2017-09-15 | 4/A | Deming David H | SRNE | Stock Options | D | 1,80 | 35.000 | 35.000 | |||||
| 2017-09-18 | 2017-09-15 | 4/A | Wu Yue Alexander | SRNE | Stock Options | D | 1,80 | 35.000 | 35.000 | |||||
| 2017-09-18 | 2017-09-14 | 4 | Ferrigno Dean | SRNE | Stock Options | D | 1,80 | 25.000 | 25.000 | |||||
| 2017-09-15 | 2017-09-15 | 4 | Wu Yue Alexander | SRNE | Stock Options | D | 1,75 | 35.000 | 35.000 | |||||
| 2017-09-15 | 2017-09-15 | 4 | SHAH JAISIM | SRNE | Stock Options | D | 1,75 | 35.000 | 35.000 | |||||
| 2017-09-15 | 2017-09-15 | 4 | Janda Kim | SRNE | Stock Options | D | 1,75 | 35.000 | 35.000 | |||||
| 2017-09-15 | 2017-09-15 | 4 | Deming David H | SRNE | Stock Options | D | 1,75 | 35.000 | 35.000 | |||||
| 2017-09-15 | 2017-09-14 | 4 | ZELDIS JEROME B | SRNE | Stock Options | D | 1,80 | 150.000 | 150.000 | |||||
| 2017-09-15 | 2017-09-14 | 4 | Ng George K | SRNE | Stock Options | D | 1,80 | 150.000 | 150.000 | |||||
| 2017-09-15 | 2017-09-14 | 4 | Ji Henry | SRNE | Stock Options | D | 1,80 | 750.000 | 750.000 | |||||
| 2017-09-15 | 2017-09-11 | 4 | Ng George K | SRNE | Common Stock | D | 89.339 | 138.677 | ||||||
| 2017-09-15 | 2017-09-11 | 4 | Ferrigno Dean | SRNE | Common Stock | D | 64 | 127 | ||||||
| 2017-09-15 | 2017-09-11 | 4 | Ji Henry | SRNE | Common Stock | I | 67.932 | 135.863 | ||||||
| 2017-06-15 | 2017-06-15 | 4 | Ji Henry By spouse | SRNE | Common Stock | I | 1,8400 | 9.000 | 17 | 29.001 | ||||
| 2017-06-15 | 2017-06-15 | 4 | Ji Henry By spouse | SRNE | Common Stock | I | 1,8000 | 20.001 | 36 | 20.001 | ||||
| 2017-06-15 | 2017-06-15 | 4 | SHAH JAISIM | SRNE | Common Stock | D | 1,7900 | 10.002 | 18 | 112.633 | ||||
| 2017-05-19 | 3 | Ferrigno Dean | SRNE | Common Stock | D | 126 | ||||||||
| 2017-05-19 | 3 | Ferrigno Dean | SRNE | Common Stock | D | 126 | ||||||||
| 2017-05-03 | 3 | Asia Pacific MedTech (BVI) Ltd | SRNE | Common Stock | D | 18.603.602 | ||||||||
| 2017-05-03 | 3 | Asia Pacific MedTech (BVI) Ltd | SRNE | Common Stock | D | 18.603.602 | ||||||||
| 2017-05-03 | 3 | Asia Pacific MedTech (BVI) Ltd | SRNE | Common Stock | D | 18.603.602 | ||||||||
| 2017-04-21 | 2017-04-19 | 4 | ABG Management Ltd Through Ally Bridge LB Healthcare Master Fund Limited See footnote | SRNE | Common Stock | I | 2,0000 | 550.000 | 1.100 | 1.991.441 | ||||
| 2017-04-19 | 2017-04-19 | 4 | Ji Henry | SRNE | Common Stock | D | 2,0000 | 100.000 | 200 | 139.776 | ||||
| 2017-04-17 | 2017-04-13 | 4 | ABG Management Ltd Through ABG Innovation-SO Limited | SRNE | Common Stock | I | 2,0000 | 1.500.000 | 3.000 | 1.500.000 | ||||
| 2017-04-17 | 2017-04-13 | 4 | ABG Management Ltd Through ABG II-SO Limited | SRNE | Common Stock | I | 2,0000 | 1.000.000 | 2.000 | 1.397.853 | ||||
| 2017-02-22 | 2017-02-22 | 4 | Ji Henry | SRNE | Common Stock | D | 5,6000 | 2.000 | 11 | 39.776 | ||||
| 2017-02-10 | 2017-02-10 | 4/A | Ji Henry | SRNE | Common Stock | D | 5,1500 | 20.000 | 103 | 37.776 | ||||
| 2017-02-03 | 2017-02-03 | 4 | ZELDIS JEROME B | SRNE | Common Stock | D | 5,1500 | 10.000 | 52 | 10.000 | ||||
| 2017-02-03 | 2017-02-03 | 4 | SHAH JAISIM | SRNE | Common Stock | D | 5,1500 | 10.000 | 52 | 102.631 | ||||
| 2017-02-03 | 2017-02-03 | 4 | Ng George K | SRNE | Common Stock | D | 5,1500 | -40.000 | -206 | 49.338 | ||||
| 2017-02-03 | 2017-02-03 | 4 | Ji Henry | SRNE | Common Stock | D | 5,1500 | 20.000 | 103 | 37.776 | ||||
| 2017-02-03 | 2017-02-03 | 4 | Herde Kevin | SRNE | Common Stock | D | 5,1500 | 3.000 | 15 | 7.000 | ||||
| 2017-02-03 | 2017-02-03 | 4 | Su Jeffrey | SRNE | Common Stock | D | 5,1500 | 4.000 | 21 | 13.000 | ||||
| 2017-02-03 | 2017-02-03 | 4 | Janda Kim | SRNE | Common Stock | D | 5,1500 | 3.000 | 15 | 3.000 | ||||
| 2017-02-03 | 2017-02-03 | 4 | Wu Yue Alexander | SRNE | Common Stock | D | 5,1500 | 5.000 | 26 | 5.000 | ||||
| 2017-01-09 | 2017-01-05 | 4 | ABG Management Ltd Through ABG SRNE Limited | SRNE | Common Stock | I | 3.243.242 | 3.243.242 | ||||||
| 2017-01-09 | 2017-01-05 | 4 | ABG Management Ltd Through Ally Bridge LB Healthcare Master Fund Limited | SRNE | Common Stock | I | 1.441.441 | 1.441.441 | ||||||
| 2017-01-09 | 2017-01-05 | 4 | ABG Management Ltd Through ABG II-SO Limited | SRNE | Common Stock | I | 397.853 | 397.853 | ||||||
| 2016-11-15 | 2016-08-12 | 4 | ZELDIS JEROME B | SRNE | Stock Options | D | 6,52 | 200.000 | 200.000 | |||||
| 2016-11-14 | 2016-11-11 | 4 | Ji Henry | SRNE | Stock Options | D | 6,52 | -200.000 | 300.000 | |||||
| 2016-11-09 | 2016-11-08 | 4 | Ng George K | SRNE | Common Stock | D | 89.338 | 90.226 | ||||||
| 2016-11-09 | 2016-11-08 | 4 | Ji Henry | SRNE | Common Stock | I | 67.931 | 67.931 | ||||||
| 2016-08-16 | 2016-08-12 | 4 | Su Jeffrey | SRNE | Stock Options | D | 6,52 | 100.000 | 260.000 | |||||
| 2016-08-16 | 2016-08-12 | 4 | Herde Kevin | SRNE | Stock Options | D | 6,52 | 50.000 | 130.000 | |||||
| 2016-08-16 | 2016-08-12 | 4 | Ng George K | SRNE | Stock Options | D | 6,52 | 100.000 | 260.000 | |||||
| 2016-08-16 | 2016-08-12 | 4 | Ji Henry | SRNE | Stock Options | D | 6,52 | 500.000 | 977.000 | |||||
| 2016-07-15 | 3 | Li Bin By ABG SRNE Limited | SRNE | Common Stock, $0.0001 par value | I | 8.325.778 | ||||||||
| 2016-07-15 | 3 | Li Bin By ABG II-SO Limited | SRNE | Common Stock, $0.0001 par value | I | 5.480.389 | ||||||||
| 2016-07-15 | 3 | Li Bin By Ally Bridge LB Healthcare Master Fund Limited | SRNE | Common Stock, $0.0001 par value | I | 6.523.977 | ||||||||
| 2016-07-15 | 3 | Li Bin By ABG SRNE Limited | SRNE | Common Stock, $0.0001 par value | I | 8.325.778 | ||||||||
| 2016-07-15 | 3 | Li Bin By ABG II-SO Limited | SRNE | Common Stock, $0.0001 par value | I | 5.480.389 | ||||||||
| 2016-07-15 | 3 | Li Bin By Ally Bridge LB Healthcare Master Fund Limited | SRNE | Common Stock, $0.0001 par value | I | 6.523.977 | ||||||||
| 2016-07-15 | 3 | Li Bin By ABG SRNE Limited | SRNE | Common Stock, $0.0001 par value | I | 8.325.778 | ||||||||
| 2016-07-15 | 3 | Li Bin By Ally Bridge LB Healthcare Master Fund Limited | SRNE | Common Stock, $0.0001 par value | I | 6.523.977 | ||||||||
| 2016-07-15 | 3 | Li Bin By ABG SRNE Limited | SRNE | Common Stock, $0.0001 par value | I | 8.325.778 | ||||||||
| 2016-07-15 | 3 | Li Bin By ABG II-SO Limited | SRNE | Common Stock, $0.0001 par value | I | 5.480.389 | ||||||||
| 2016-07-15 | 3 | Li Bin By Ally Bridge LB Healthcare Master Fund Limited | SRNE | Common Stock, $0.0001 par value | I | 6.523.977 | ||||||||
| 2016-07-15 | 3 | Li Bin By ABG II-SO Limited | SRNE | Common Stock, $0.0001 par value | I | 5.480.389 | ||||||||
| 2016-07-15 | 3 | Li Bin By ABG SRNE Limited | SRNE | Common Stock, $0.0001 par value | I | 8.325.778 | ||||||||
| 2016-07-15 | 3 | Li Bin By Ally Bridge LB Healthcare Master Fund Limited | SRNE | Common Stock, $0.0001 par value | I | 6.523.977 | ||||||||
| 2016-07-15 | 3 | Li Bin By ABG SRNE Limited | SRNE | Common Stock, $0.0001 par value | I | 8.325.778 | ||||||||
| 2016-07-15 | 3 | Li Bin By ABG II-SO Limited | SRNE | Common Stock, $0.0001 par value | I | 5.480.389 | ||||||||
| 2016-07-15 | 3 | Li Bin By Ally Bridge LB Healthcare Master Fund Limited | SRNE | Common Stock, $0.0001 par value | I | 6.523.977 | ||||||||
| 2016-07-15 | 3 | Li Bin By ABG SRNE Limited | SRNE | Common Stock, $0.0001 par value | I | 8.325.778 | ||||||||
| 2016-07-15 | 3 | Li Bin By ABG II-SO Limited | SRNE | Common Stock, $0.0001 par value | I | 5.480.389 | ||||||||
| 2016-07-15 | 3 | Li Bin By ABG II-SO Limited | SRNE | Common Stock, $0.0001 par value | I | 5.480.389 | ||||||||
| 2016-07-15 | 3 | Li Bin By Ally Bridge LB Healthcare Master Fund Limited | SRNE | Common Stock, $0.0001 par value | I | 6.523.977 | ||||||||
| 2016-07-15 | 3 | Li Bin By ABG SRNE Limited | SRNE | Common Stock, $0.0001 par value | I | 8.325.778 | ||||||||
| 2016-07-15 | 3 | Li Bin By ABG II-SO Limited | SRNE | Common Stock, $0.0001 par value | I | 5.480.389 | ||||||||
| 2016-07-15 | 3 | Li Bin By Ally Bridge LB Healthcare Master Fund Limited | SRNE | Common Stock, $0.0001 par value | I | 6.523.977 | ||||||||
| 2016-07-15 | 3 | Li Bin By ABG SRNE Limited | SRNE | Common Stock, $0.0001 par value | I | 8.325.778 | ||||||||
| 2016-07-15 | 3 | Li Bin By ABG II-SO Limited | SRNE | Common Stock, $0.0001 par value | I | 5.480.389 | ||||||||
| 2016-07-15 | 3 | Li Bin By Ally Bridge LB Healthcare Master Fund Limited | SRNE | Common Stock, $0.0001 par value | I | 6.523.977 | ||||||||
| 2016-07-15 | 3 | Li Bin By ABG II-SO Limited | SRNE | Common Stock, $0.0001 par value | I | 5.480.389 | ||||||||
| 2016-07-15 | 3 | Li Bin By ABG SRNE Limited | SRNE | Common Stock, $0.0001 par value | I | 8.325.778 | ||||||||
| 2016-07-15 | 3 | Li Bin By Ally Bridge LB Healthcare Master Fund Limited | SRNE | Common Stock, $0.0001 par value | I | 6.523.977 | ||||||||
| 2016-07-12 | 2016-07-11 | 4 | Deming David H | SRNE | Stock Options | D | 6,44 | 35.000 | 105.000 | |||||
| 2016-07-12 | 2016-07-11 | 4 | Janda Kim | SRNE | Stock Options | D | 6,44 | 35.000 | 132.400 | |||||
| 2016-07-12 | 2016-07-11 | 4 | SHAH JAISIM | SRNE | Stock Options | D | 6,44 | 35.000 | 305.000 | |||||
| 2016-07-12 | 2016-07-11 | 4 | EBERSOLE DOUGLAS O | SRNE | Stock Options | D | 6,44 | 35.000 | 94.000 | |||||
| 2016-07-12 | 2016-07-11 | 4 | Marth William S | SRNE | Stock Options | D | 6,44 | 49.000 | 182.000 | |||||
| 2016-07-11 | 2016-07-08 | 4 | SOON-SHIONG PATRICK Through Cambridge Equities, LP | SRNE | Warrant | I | 5,80 | -500.000 | 1.224.138 | |||||
| 2016-07-11 | 2016-07-07 | 4 | SOON-SHIONG PATRICK Through The Chan Soon-Shiong Family Foundation | SRNE | Common Stock | I | -7.878.098 | 0 | ||||||
| 2016-07-11 | 2015-07-28 | 4 | SOON-SHIONG PATRICK Through The Chan Soon-Shiong Family Foundation | SRNE | Common Stock | I | 720.174 | 7.878.098 | ||||||
| 2016-07-11 | 2015-07-28 | 4 | SOON-SHIONG PATRICK | SRNE | Common Stock | D | -720.174 | 0 | ||||||
| 2016-07-01 | 2016-06-29 | 4 | SOON-SHIONG PATRICK Through The Chan Soon-Shiong Family Foundation | SRNE | Common Stock | I | 5,8190 | -3.400 | -20 | 7.157.924 | ||||
| 2016-06-24 | 2016-06-23 | 4 | SOON-SHIONG PATRICK Through The Chan Soon-Shiong Family Foundation | SRNE | Common Stock | I | 5,8540 | -6.901 | -40 | 7.161.324 | ||||
| 2016-06-17 | 2016-06-15 | 4 | SOON-SHIONG PATRICK Through The Chan Soon-Shiong Family Foundation | SRNE | Common Stock | I | 5,8720 | -19.836 | -116 | 7.168.225 | ||||
| 2016-06-15 | 2016-06-14 | 4 | SOON-SHIONG PATRICK | SRNE | Common Stock | D | 6,1140 | -15.972 | -98 | 720.174 | ||||
| 2016-06-15 | 2016-06-13 | 4 | SOON-SHIONG PATRICK | SRNE | Common Stock | D | 6,1450 | -37.792 | -232 | 736.146 | ||||
| 2016-04-08 | 3 | Herde Kevin | SRNE | Common Stock | D | 8.000 | ||||||||
| 2016-04-08 | 3 | Herde Kevin | SRNE | Common Stock | D | 8.000 | ||||||||
| 2016-03-15 | 2016-03-11 | 4 | Ji Henry | SRNE | Stock Options | D | 5,79 | 100.000 | 477.000 | |||||
| 2016-03-15 | 2016-03-11 | 4 | Su Jeffrey | SRNE | Stock Options | D | 5,79 | 40.000 | 160.000 | |||||
| 2016-03-15 | 2016-03-11 | 4 | Ng George K | SRNE | Stock Options | D | 5,79 | 40.000 | 160.000 | |||||
| 2016-03-08 | 2016-03-07 | 4 | SOON-SHIONG PATRICK | SRNE | Common Stock | D | 6,1700 | -85.300 | -526 | 773.938 | ||||
| 2016-03-08 | 2016-03-04 | 4 | SOON-SHIONG PATRICK | SRNE | Common Stock | D | 6,3400 | -14.700 | -93 | 859.238 | ||||
| 2016-03-01 | 2015-07-24 | 5 | SOON-SHIONG PATRICK Through The Chan Soon-Shiong Family Foundation | SRNE | Common Stock | I | 7.188.061 | 7.188.061 | ||||||
| 2016-03-01 | 2015-07-24 | 5 | SOON-SHIONG PATRICK Through Cambridge Equities, LP | SRNE | Common Stock | I | -7.188.061 | 0 | ||||||
| 2016-03-01 | 3 | Chan Soon-Shiong Family Foundation | SRNE | Common Stock | D | 14.376.122 | ||||||||
| 2016-03-01 | 3 | Chan Soon-Shiong Family Foundation | SRNE | Common Stock | D | 14.376.122 | ||||||||
| 2015-12-10 | 2015-12-09 | 4 | SOON-SHIONG PATRICK | SRNE | Common Stock | D | 7,9291 | 39.764 | 315 | 873.938 | ||||
| 2015-12-09 | 2015-12-08 | 4 | SOON-SHIONG PATRICK | SRNE | Common Stock | D | 8,0110 | 14.000 | 112 | 834.174 | ||||
| 2015-12-09 | 2015-12-07 | 4 | SOON-SHIONG PATRICK | SRNE | Common Stock | D | 7,8909 | 100.000 | 789 | 820.174 | ||||
| 2015-11-02 | 3 | Su Jeffrey | SRNE | Common Stock | D | 18.000 | ||||||||
| 2015-11-02 | 3 | Su Jeffrey | SRNE | Common Stock | D | 18.000 | ||||||||
| 2015-09-21 | 2015-09-18 | 4 | Uy George | SRNE | Common Stock | D | -47.500 | 201.735 | ||||||
| 2015-08-26 | 2015-08-26 | 4 | Ji Henry | SRNE | SRNE 35 March 2016 Call Options | D | 0,5000 | 3 | 0 | 500 | ||||
| 2015-08-26 | 2015-08-26 | 4 | Ji Henry | SRNE | SRNE 35 March 2016 Call Options | D | 0,9500 | 497 | 0 | 497 | ||||
| 2015-08-24 | 2015-08-24 | 4 | Ji Henry | SRNE | Common Stock | D | 12,8430 | 8.888 | 114 | 17.776 | ||||
| 2015-08-21 | 2015-08-21 | 4 | Ng George K | SRNE | Common Stock | D | 13,3400 | 55 | 1 | 888 | ||||
| 2015-08-21 | 2015-08-21 | 4 | Ng George K | SRNE | Common Stock | D | 13,5460 | 333 | 5 | 833 | ||||
| 2015-08-21 | 2015-08-21 | 4 | Ng George K | SRNE | Common Stock | D | 13,4900 | 500 | 7 | 500 | ||||
| 2015-08-21 | 2015-08-21 | 4 | Ji Henry | SRNE | Common Stock | D | 13,0760 | 8.888 | 116 | 14.888 | ||||
| 2015-08-05 | 2015-08-03 | 4 | Ng George K Through Peng Ventures, LLC | SRNE | Common Stock | I | 11,5000 | 11.453 | 132 | 14.901 | ||||
| 2015-08-05 | 2015-08-03 | 4 | SHAH JAISIM | SRNE | Common Stock | D | 11,5000 | 27.189 | 313 | 92.631 | ||||
| 2015-06-08 | 2015-06-04 | 4 | Marth William S | SRNE | Stock Options | D | 13,79 | 58.000 | 133.000 | |||||
| 2015-06-08 | 2015-06-04 | 4 | Janda Kim | SRNE | Stock Options | D | 13,79 | 28.000 | 97.400 | |||||
| 2015-06-08 | 2015-06-04 | 4 | EBERSOLE DOUGLAS O | SRNE | Stock Options | D | 13,79 | 34.000 | 59.000 | |||||
| 2015-06-08 | 2015-06-04 | 4 | SHAH JAISIM | SRNE | Stock Options | D | 13,79 | 25.000 | 270.000 | |||||
| 2015-06-08 | 2015-06-04 | 4 | Deming David H | SRNE | Stock Options | D | 13,79 | 36.000 | 61.000 | |||||
| 2015-05-22 | 2015-05-21 | 4 | Miao Zhenwei | SRNE | Common Stock | D | -40.000 | 559.390 | ||||||
| 2015-05-01 | 2015-04-29 | 4 | Durand Mark | SRNE | Stock Options | D | 8,95 | 120.000 | 145.000 | |||||
| 2015-04-06 | 3/A | Ng George K Through Peng Ventures, LLC | SRNE | Common Stock | I | 3.448 | ||||||||
| 2015-02-26 | 2015-02-24 | 4 | Uy George | SRNE | Stock Options | D | 12,78 | 80.000 | 207.000 | |||||
| 2015-02-26 | 2015-02-24 | 4 | SHAH JAISIM | SRNE | Stock Options | D | 12,78 | 80.000 | 245.000 | |||||
| 2015-02-26 | 2015-02-24 | 4 | Ji Henry | SRNE | Stock Options | D | 12,78 | 160.000 | 377.000 | |||||
| 2015-01-05 | 2015-01-02 | 4 | Ji Henry | SRNE | Common Stock | I | 10,1600 | -10.000 | -102 | 2.043.162 | ||||
| 2015-01-05 | 2014-12-31 | 4 | Ji Henry | SRNE | Common Stock | I | 10,0700 | -15.000 | -151 | 2.053.162 | ||||
| 2014-12-29 | 3 | Cambridge Equities, LP Through Cambridge Equities, LP | SRNE | Common Stock | I | 15.096.296 | ||||||||
| 2014-12-29 | 3 | Cambridge Equities, LP | SRNE | Common Stock | D | 8.628.409 | ||||||||
| 2014-12-29 | 3 | Cambridge Equities, LP | SRNE | Common Stock | D | 8.628.409 | ||||||||
| 2014-12-29 | 3 | Cambridge Equities, LP | SRNE | Common Stock | D | 8.628.409 | ||||||||
| 2014-12-29 | 3 | Cambridge Equities, LP Through Cambridge Equities, LP | SRNE | Common Stock | I | 15.096.296 | ||||||||
| 2014-12-29 | 3 | Cambridge Equities, LP Through Cambridge Equities, LP | SRNE | Common Stock | I | 15.096.296 | ||||||||
| 2014-12-29 | 3 | Cambridge Equities, LP Through Cambridge Equities, LP | SRNE | Common Stock | I | 15.096.296 | ||||||||
| 2014-12-29 | 3 | Cambridge Equities, LP | SRNE | Common Stock | D | 8.628.409 | ||||||||
| 2014-11-10 | 2014-11-10 | 4 | Ji Henry | SRNE | Common Stock | D | 4,8600 | 2.500 | 12 | 16.999 | ||||
| 2014-11-10 | 2014-11-10 | 4 | Ji Henry | SRNE | Common Stock | D | 4,8500 | 400 | 2 | 14.499 | ||||
| 2014-11-10 | 2014-11-10 | 4 | Ji Henry | SRNE | Common Stock | D | 4,8400 | 100 | 0 | 14.099 | ||||
| 2014-11-10 | 2014-11-10 | 4 | Ji Henry | SRNE | Common Stock | D | 4,8100 | 799 | 4 | 13.999 | ||||
| 2014-11-10 | 2014-11-10 | 4 | Ji Henry | SRNE | Common Stock | D | 4,8000 | 1.200 | 6 | 13.200 | ||||
| 2014-11-10 | 2014-11-10 | 4 | Ji Henry | SRNE | Common Stock | D | 4,7700 | 1.000 | 5 | 12.000 | ||||
| 2014-11-07 | 2014-11-07 | 4 | Ji Henry | SRNE | Common Stock | D | 4,6000 | 1.000 | 5 | 11.000 | ||||
| 2014-11-07 | 2014-11-07 | 4 | Ji Henry | SRNE | Common Stock | D | 4,5700 | 1.000 | 5 | 10.000 | ||||
| 2014-11-07 | 2014-11-07 | 4 | Ji Henry | SRNE | Common Stock | D | 4,5500 | 1.000 | 5 | 9.000 | ||||
| 2014-11-07 | 2014-11-07 | 4 | Ji Henry | SRNE | Common Stock | D | 4,5300 | 1.000 | 5 | 8.000 | ||||
| 2014-11-06 | 2014-11-06 | 4 | Ji Henry | SRNE | Common Stock | D | 4,5000 | 1.000 | 4 | 7.000 | ||||
| 2014-11-06 | 2014-11-06 | 4 | Ji Henry | SRNE | Common Stock | D | 4,5500 | 2.000 | 9 | 6.000 | ||||
| 2014-10-09 | 2014-10-07 | 4 | VINCENT RICHARD G | SRNE | Stock Options | D | 4,32 | 50.000 | 270.000 | |||||
| 2014-10-09 | 2014-10-07 | 4 | Ji Henry | SRNE | Stock Options | D | 4,32 | 100.000 | 308.000 | |||||
| 2014-10-09 | 2014-10-07 | 4 | Miao Zhenwei | SRNE | Stock Options | D | 4,32 | 50.000 | 86.000 | |||||
| 2014-09-29 | 2014-09-26 | 4 | Ji Henry | SRNE | Common Stock | I | -20.000 | 2.068.162 | ||||||
| 2014-09-22 | 2014-09-18 | 4 | Janda Kim | SRNE | Stock Options | D | 4,78 | 12.500 | 69.400 | |||||
| 2014-09-22 | 2014-09-18 | 4 | Uy George | SRNE | Stock Options | D | 4,78 | 80.000 | 127.000 | |||||
| 2014-09-22 | 2014-09-18 | 4 | EBERSOLE DOUGLAS O | SRNE | Stock Options | D | 4,78 | 12.000 | 25.000 | |||||
| 2014-09-22 | 2014-09-18 | 4 | Durand Mark | SRNE | Stock Options | D | 4,78 | 12.000 | 25.000 | |||||
| 2014-09-22 | 2014-09-18 | 4 | Marth William S | SRNE | Stock Options | D | 4,78 | 25.000 | 75.000 | |||||
| 2014-09-22 | 2014-09-18 | 4 | SHAH JAISIM | SRNE | Stock Options | D | 4,78 | 25.000 | 165.000 | |||||
| 2014-06-09 | 2014-06-05 | 4 | Ji Henry | SRNE | Common Stock | I | -250.000 | 2.088.162 | ||||||
| 2014-04-15 | 3 | Miao Zhenwei | SRNE | Common Stock | D | 1.198.780 | ||||||||
| 2014-04-15 | 3 | Miao Zhenwei | SRNE | Common Stock | D | 1.198.780 | ||||||||
| 2014-01-24 | 2014-01-23 | 4 | Gallagher Cam | SRNE | Stock Options | D | 9,82 | 10.000 | 35.000 | |||||
| 2014-01-24 | 2014-01-23 | 4 | Salka Michael Scott | SRNE | Stock Options | D | 9,82 | 10.000 | 38.000 | |||||
| 2014-01-24 | 2014-01-23 | 4 | Marth William S | SRNE | Stock Options | D | 9,82 | 37.000 | 50.000 | |||||
| 2014-01-24 | 2014-01-23 | 4 | Janda Kim | SRNE | Stock Options | D | 9,82 | 10.000 | 56.900 | |||||
| 2013-12-05 | 2013-12-04 | 4 | Ji Henry | SRNE | Common Stock | D | 8,5500 | 300 | 3 | 1.727.162 | ||||
| 2013-12-05 | 2013-12-04 | 4 | Ji Henry | SRNE | Common Stock | D | 8,5400 | 100 | 1 | 1.726.862 | ||||
| 2013-12-05 | 2013-12-04 | 4 | Ji Henry | SRNE | Common Stock | D | 8,5296 | 100 | 1 | 1.726.762 | ||||
| 2013-12-05 | 2013-12-04 | 4 | Ji Henry | SRNE | Common Stock | D | 8,5275 | 500 | 4 | 1.726.662 | ||||
| 2013-12-05 | 2013-12-05 | 4 | Ji Henry | SRNE | Common Stock | D | 8,9500 | 500 | 4 | 1.728.162 | ||||
| 2013-12-05 | 2013-12-05 | 4 | Ji Henry | SRNE | Common Stock | D | 8,8800 | 500 | 4 | 1.727.662 | ||||
| 2013-11-27 | 2013-11-26 | 4 | Opko Health, Inc. | SRNE | Common Stock | D | 8,5400 | -8.714 | -74 | 2.153.045 | ||||
| 2013-11-27 | 2013-11-25 | 4 | Opko Health, Inc. | SRNE | Common Stock | D | 8,5409 | -12.100 | -103 | 2.161.759 | ||||
| 2013-11-26 | 2013-11-25 | 4 | SHAH JAISIM By Spouse | SRNE | Common Stock | I | 8,6500 | 1.000 | 9 | 65.442 | ||||
| 2013-11-25 | 2013-11-22 | 4 | Opko Health, Inc. | SRNE | Common Stock | D | 8,4990 | -8.471 | -72 | 2.173.859 | ||||
| 2013-11-22 | 2013-10-30 | 4/A | Uy George | SRNE | Convertible Notes | D | 7,50 | 0 | 0 | |||||
| 2013-11-22 | 2013-10-30 | 4/A | Uy George | SRNE | Common Stock | D | 7,5000 | 4.842 | 36 | 179.307 | ||||
| 2013-11-22 | 2013-10-29 | 4/A | Uy George | SRNE | Stock Options | D | 8,40 | 47.000 | 47.000 | |||||
| 2013-11-22 | 2013-10-30 | 4/A | Uy George | SRNE | Convertible Notes | D | 7,25 | 0 | 0 | |||||
| 2013-11-22 | 2013-10-30 | 4/A | Uy George | SRNE | Common Stock | D | 7,2500 | 4.842 | 35 | 179.307 | ||||
| 2013-11-22 | 2013-10-29 | 4/A | Uy George | SRNE | Stock Options | D | 8,40 | 47.000 | 47.000 | |||||
| 2013-11-22 | 2013-11-21 | 4 | Uy George | SRNE | Common Stock | D | 8,5700 | 1.000 | 9 | 184.338 | ||||
| 2013-11-22 | 2013-11-21 | 4 | Uy George | SRNE | Common Stock | D | 8,2500 | 2.000 | 16 | 183.338 | ||||
| 2013-11-22 | 2013-11-22 | 4 | Ji Henry | SRNE | Common Stock | D | 8,4660 | 1.000 | 8 | 1.726.162 | ||||
| 2013-11-22 | 2013-11-21 | 4 | Opko Health, Inc. | SRNE | Common Stock | D | 8,5276 | -4.269 | -36 | 2.182.330 | ||||
| 2013-11-21 | 2013-11-20 | 4 | Opko Health, Inc. | SRNE | Common Stock | D | 8,7500 | -16.962 | -148 | 2.186.599 | ||||
| 2013-11-21 | 2013-11-19 | 4 | Opko Health, Inc. | SRNE | Common Stock | D | 8,7500 | -100 | -1 | 2.203.561 | ||||
| 2013-11-20 | 2013-11-19 | 4 | SHAH JAISIM | SRNE | Common Stock | D | 9,0000 | 1.000 | 9 | 64.442 | ||||
| 2013-11-20 | 2013-11-19 | 4 | Uy George | SRNE | Common Stock | D | 8,7200 | 1.000 | 9 | 181.338 | ||||
| 2013-11-20 | 2013-11-19 | 4 | Uy George | SRNE | Common Stock | D | 8,5000 | 1.031 | 9 | 180.338 | ||||
| 2013-11-20 | 2013-11-19 | 4 | Ji Henry By Trust | SRNE | Common Stock | I | 8,6000 | 1.000 | 9 | 1.725.162 | ||||
| 2013-11-20 | 2013-11-19 | 4 | Ji Henry By Trust | SRNE | Common Stock | I | 8,5890 | 1.000 | 9 | 1.724.162 | ||||
| 2013-11-18 | 2013-11-15 | 4 | Opko Health, Inc. | SRNE | Common Stock | D | 8,7500 | -2.710 | -24 | 2.203.661 | ||||
| 2013-11-15 | 2013-11-14 | 4 | Opko Health, Inc. | SRNE | Common Stock | D | 8,7500 | -1.900 | -17 | 2.206.371 | ||||
| 2013-11-14 | 2013-11-13 | 4 | Opko Health, Inc. | SRNE | Common Stock | D | 8,7500 | -13.457 | -118 | 2.208.271 | ||||
| 2013-11-12 | 2013-11-08 | 4 | Opko Health, Inc. | SRNE | Common Stock | D | 8,7500 | -2.000 | -18 | 2.221.728 | ||||
| 2013-11-08 | 2013-11-07 | 4 | Opko Health, Inc. | SRNE | Common Stock | D | 9,0721 | -5.418 | -49 | 2.223.728 | ||||
| 2013-11-08 | 2013-11-06 | 4 | Opko Health, Inc. | SRNE | Common Stock | D | 9,0300 | -114.962 | -1.038 | 2.229.146 | ||||
| 2013-10-31 | 2013-10-29 | 4 | Salka Michael Scott | SRNE | Stock Options | D | 8,40 | 9.000 | 28.000 | |||||
| 2013-10-31 | 2013-10-29 | 4 | Uy George | SRNE | Stock Options | D | 8,40 | 47.000 | 47.000 | |||||
| 2013-10-31 | 2013-10-29 | 4 | SHAH JAISIM | SRNE | Stock Options | D | 8,40 | 80.000 | 140.000 | |||||
| 2013-10-31 | 2013-10-29 | 4 | VINCENT RICHARD G | SRNE | Stock Options | D | 8,40 | 100.000 | 220.000 | |||||
| 2013-10-31 | 2013-10-29 | 4 | Gallagher Cam | SRNE | Stock Options | D | 8,40 | 9.000 | 25.000 | |||||
| 2013-10-31 | 2013-10-29 | 4 | Ji Henry | SRNE | Stock Options | D | 8,40 | 101.000 | 117.000 | |||||
| 2013-10-31 | 2013-10-29 | 4 | Webb David Ritchie | SRNE | Stock Options | D | 8,40 | 11.000 | 29.000 | |||||
| 2013-10-31 | 2013-10-29 | 4 | Janda Kim | SRNE | Stock Options | D | 8,40 | 9.000 | 46.900 | |||||
| 2013-10-31 | 2013-10-29 | 4 | Trieu Vuong | SRNE | Stock Options | D | 8,40 | 36.000 | 36.000 | |||||
| 2013-10-31 | 2013-10-29 | 4 | AFTING ERNST-GUENTER | SRNE | Stock Options | D | 8,40 | 9.000 | 26.600 | |||||
| 2013-10-23 | 2013-10-21 | 4 | Uy George | SRNE | Convertible Note | D | 35.000,0000 | 0 | 0 | 0 | ||||
| 2013-09-27 | 2013-09-25 | 4 | Ji Henry By Trust | SRNE | Common Stock | I | -2.000 | 1.723.162 | ||||||
| 2013-09-20 | 3 | SHAH JAISIM | SRNE | Common Stock | D | 0 | ||||||||
| 2013-09-19 | 3 | Trieu Vuong | SRNE | Common Stock | D | 3.006.641 | ||||||||
| 2013-09-19 | 3 | Uy George | SRNE | Common Stock | D | 0 | ||||||||
| 2013-09-04 | 2013-09-04 | 4 | Opko Health, Inc. | OTCQB:SRNE | Common Stock | D | 8,0100 | -55 | -0 | 2.344.108 | ||||
| 2013-09-04 | 2013-09-04 | 4 | Opko Health, Inc. | OTCQB:SRNE | Common Stock | D | 7,7500 | -9.300 | -72 | 2.344.163 | ||||
| 2013-08-30 | 2013-08-29 | 4 | Opko Health, Inc. | OTCQB:SRNE | Common Stock | D | 7,7500 | -100 | -1 | 2.353.463 | ||||
| 2013-08-28 | 2013-08-28 | 4 | Opko Health, Inc. | OTCQB:SRNE | Common Stock | D | 7,7500 | -641 | -5 | 2.353.563 | ||||
| 2013-08-28 | 2013-08-26 | 4 | Opko Health, Inc. | OTCQB:SRNE | Common Stock | D | 8,0000 | -1.615 | -13 | 2.354.204 | ||||
| 2013-08-21 | 2013-08-20 | 4 | Opko Health, Inc. | OTCQB:SRNE | Common Stock | D | 7,7788 | -1.560 | -12 | 2.355.819 | ||||
| 2013-08-16 | 2013-08-14 | 4 | Opko Health, Inc. | OTCQB:SRNE | Common Stock | D | 8,9500 | -2.900 | -26 | 2.357.379 | ||||
| 2013-08-15 | 2013-08-07 | 4 | Opko Health, Inc. | OTCQB:SRNE | Common Stock | D | 8,5000 | -331 | -3 | 2.360.279 | ||||
| 2013-07-05 | 2013-07-03 | 4 | Ji Henry By Trust | SRNE | Common Stock | I | -25.000 | 43.129.032 | ||||||
| 2012-10-19 | 2012-09-30 | 4 | VINCENT RICHARD G | SRNE | Non-qualified stock option | D | 0,16 | -725.000 | 2.275.000 | |||||
| 2012-10-19 | 2012-10-17 | 4 | Webb David Ritchie | SRNE | Non-qualified stock option | D | 0,14 | -37.500 | 0 | |||||
| 2012-10-19 | 2012-10-17 | 4 | Webb David Ritchie | SRNE | Non-qualified stock option | D | 0,16 | 450.000 | 450.000 | |||||
| 2012-10-19 | 2012-09-30 | 4 | VINCENT RICHARD G | SRNE | Non-qualified stock option | D | 0,16 | -725.000 | 2.275.000 | |||||
| 2012-10-19 | 2012-10-17 | 4 | Salka Michael Scott | SRNE | Non-qualified stock option | D | 0,16 | 400.000 | 400.000 | |||||
| 2012-10-19 | 2012-10-17 | 4 | Salka Michael Scott | SRNE | Call option | D | 0,16 | -300.000 | 0 | |||||
| 2012-10-19 | 2012-10-17 | 4 | AFTING ERNST-GUENTER | SRNE | Non-qualified stock option | D | 0,16 | 400.000 | 400.000 | |||||
| 2012-10-19 | 2012-10-17 | 4 | Gallagher Cam | SRNE | Non-qualified stock option | D | 0,16 | 400.000 | 400.000 | |||||
| 2012-10-19 | 2012-10-17 | 4 | Janda Kim | SRNE | Non-qualified stock option | D | 0,16 | 400.000 | 400.000 | |||||
| 2012-09-25 | 2012-09-22 | 4 | VINCENT RICHARD G | SRNE | Non-qualified stock options | D | 0,16 | 3.000.000 | 3.000.000 | |||||
| 2012-09-13 | 3 | Gallagher Cam | SRNE | No securities beneficially owned | D | 0 | ||||||||
| 2012-09-13 | 3 | Webb David Ritchie | SRNE | No securities beneficially owned. | D | 0 | ||||||||
| 2012-07-20 | 2012-07-20 | 4 | Lockshin Curtis | SRNE | Non-qualifed stock option | D | 0,16 | 15.000 | 15.000 | |||||
| 2012-07-20 | 2012-07-20 | 4 | Salka Michael Scott | SRNE | Non-qualified stock options | D | 0,16 | 15.000 | 15.000 | |||||
| 2012-07-20 | 2012-07-20 | 4 | Janda Kim | SRNE | Non-qualified stock option | D | 0,16 | 25.000 | 25.000 | |||||
| 2012-07-20 | 2012-07-20 | 4 | Tang-Liu Diane D S | SRNE | Non-qualified stock options | D | 0,16 | 15.000 | 15.000 | |||||
| 2012-05-16 | 2012-05-15 | 4 | SCIFRES DONALD R | SRNE | Call Option (Obligation to Sell) | I | 0,16 | -300.000 | 300.000 | |||||
| 2012-05-16 | 2012-05-15 | 4 | Salka Michael Scott | SRNE | Call Option (right to buy) | D | 0,16 | 300.000 | 300.000 | |||||
| 2012-05-16 | 2012-05-15 | 4 | Ji Henry Footnote 1 | SRNE | Common Stock | I | 0,1600 | 6.250.000 | 1.000 | 6.250.000 | ||||
| 2012-04-03 | 2012-03-30 | 4 | Ji Henry By Trust | SRNE | Common Stock | I | -150.000 | 43.154.032 | ||||||
| 2012-02-28 | 2012-02-23 | 4 | Tang-Liu Diane D S | SRNE | Non-qualified stock options | D | 0,16 | 60.000 | 60.000 | |||||
| 2012-02-27 | 2012-02-23 | 4 | Salka Michael Scott | SRNE | Non-qualified stock options | D | 0,16 | 60.000 | 60.000 | |||||
| 2012-02-27 | 2012-02-23 | 4 | Ji Henry By Trust | SRNE | Common Stock | I | -150.000 | 43.304.032 | ||||||
| 2012-02-27 | 2012-02-23 | 4 | Ji Henry By Trust | SRNE | Common Stock | I | -150.000 | 43.454.032 | ||||||
| 2012-02-27 | 2012-02-23 | 4 | Ji Henry By Trust | SRNE | Common Stock | I | -150.000 | 43.604.032 | ||||||
| 2012-02-09 | 2011-12-29 | 5/A | SCIFRES DONALD R | SRNE | Common Stock | I | 0,1600 | 12.500.000 | 2.000 | 38.844.714 | ||||
| 2012-02-09 | 2011-08-28 | 5/A | SCIFRES DONALD R | SRNE | Common Stock | I | -9.813.880 | 26.344.714 | ||||||
| 2012-02-07 | 2012-02-06 | 4 | Ji Henry | SRNE | Non-qualified stock options | D | 0,16 | 250.000 | 250.000 | |||||
| 2012-02-07 | 2012-02-06 | 4 | VINCENT RICHARD G | SRNE | Non-qualified stock options | D | 0,16 | 125.000 | 125.000 | |||||
| 2012-02-07 | 2012-02-06 | 4 | Lockshin Curtis | SRNE | Non-qualifed stock option | D | 0,16 | 100.000 | 100.000 | |||||
| 2012-02-07 | 2012-02-06 | 4 | Janda Kim | SRNE | Non-qualified stock option | D | 0,16 | 75.000 | 75.000 | |||||
| 2012-02-07 | 2012-02-06 | 4 | HSIAO JANE PH D | SRNE | Non-qualified stock options | D | 0,16 | 75.000 | 75.000 | |||||
| 2012-02-07 | 2012-02-06 | 4 | HALPRYN GLENN L | SRNE | Non-qualified stock option | D | 0,16 | 140.000 | 140.000 | |||||
| 2012-01-06 | 2011-12-29 | 5 | SCIFRES DONALD R | SRNE | Common Stock | I | 0,1600 | 12.500.000 | 2.000 | 48.658.594 | ||||
| 2010-02-26 | 2010-02-05 | 4 | Lockshin Curtis | SRNE | Non-qualifed stock option | D | 0,07 | 15.000 | 55.000 | |||||
| 2010-02-26 | 2010-02-05 | 4 | HALPRYN GLENN L | SRNE | Non-qualified stock option | D | 0,07 | 10.000 | 50.000 | |||||
| 2010-02-05 | 3 | ZANIBONI STEVE | SRNE | Common Stock | D | 25.484.329 | ||||||||
| 2010-01-27 | 3 | HSIAO JANE PH D By partnership | SRNE | Common Stock | I | 2.231.719 | ||||||||
| 2009-09-23 | 3 | Ji Henry | QBSW | Common Stock | D | 1.785.375 | ||||||||
| 2009-09-23 | 3 | Shuster Lewis | QBSW | Common Stock | D | 669.516 | ||||||||
| 2009-09-23 | 3 | AFTING ERNST-GUENTER | QBSW | Common Stock | D | 557.930 |
P
Åbent marked eller privat køb af ikke-afledte eller afledte værdipapirer
S
Åbent marked eller privat salg af ikke-afledte eller afledte værdipapirer
A
Tildeling, tildeling eller anden erhvervelse af værdipapirer fra virksomheden (såsom en option)
C
Konvertering af derivat
D
Salg eller overførsel af værdipapirer tilbage til virksomheden
F
Betaling af udnyttelseskurs eller skatteforpligtelse ved brug af en del af værdipapirer modtaget fra selskabet
G
Gave af værdipapirer af eller til insideren
K
Aktieswaps og lignende sikringstransaktioner
M
Udnyttelse eller konvertering af afledt værdipapir modtaget fra virksomheden (såsom en option)
V
En transaktion rapporteret frivilligt på formular 4
J
Andet (ledsaget af en fodnote, der beskriver transaktionen)
