ROKA / Roka Bioscience, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Roka Bioscience, Inc.
US ˙ NASDAQ
DETTE SYMBOL ER IKKE LÆNGERE AKTIVT

Insideraktier4.889.515 shares
Insider-stemningsscore

Insider Sentiment Score viser, at virksomhederne bliver købt af virksomheders insidere.

Det er resultatet af en sofistikeret, multi-faktor kvantitativ model, der identificerer virksomheder med de højeste niveauer af insider-akkumulering. Scoringsmodellen bruger en kombination af nettoantallet af insidere, der har købt de foregående 90 dage, det samlede antal aktier købt som en procentdel af float og det samlede antal aktier ejet af insidere. Tallet går fra 0 til 100, hvor højere tal indikerer et højere niveau af akkumulering for sine jævnaldrende, og 50 er gennemsnittet.

Opdateringsfrekvens: Dagligt

Se Insiders Top Picks, som giver en liste over virksomheder med den højeste insider-akkumulering.

Officers sentiment score

Officer Sentiment Score finder virksomheder, der bliver købt af Corporate Officers.

Per definition er Corporate Officers Corporate Insiders, men i modsætning til nogle af de andre Insiders (10 % aktionærer og bestyrelsesmedlemmer), arbejder officerer for virksomheden på daglig basis, og de bruger deres egne penge, når de handler . (10 % aktionærer og bestyrelsesmedlemmer er ofte fondsforvaltere, der administrerer andres penge.) Som sådan er insiderhandler foretaget af embedsmænd meget mere betydningsfulde og bør behandles passende.

Ligesom Insider Sentiment Score er Officer Sentiment Score resultatet af en sofistikeret, multi-faktor kvantitativ model, der identificerer virksomheder med de højeste niveauer af officerakkumulering.

Opdateringsfrekvens: Dagligt

Se Insiders Top Picks, som giver en liste over virksomheder med højeste insider-stemning.

Nøgle Insider Metrics

Dette kort viser, hvordan virksomheden rangerer langs forskellige insider-metrics. Percentilrangen viser, hvordan denne virksomhed sammenligner sig med andre virksomheder på de amerikanske markeder. Højere placeringer er tegn på bedre situationer.

For eksempel er det generelt accepteret, at insider-køb er en positiv indikator, så virksomheder med flere insider-køb vil rangere højere end virksomheder med mindre insider-køb (eller endda insider-salg).

Netto antal insidere, der køber (rang)

N/A

Netto antal insidere, der køber, er det samlede antal insiders, der køber minus det samlede antal insiders, der har solgt inden for de sidste 90 dage. Percentilrangen vises her (spænder fra 0 til 100%).

Procent af float købt af insidere (rangering)

N/A

Procent af float købt af insidere er det samlede antal aktier købt af insidere minus det samlede antal aktier solgt af insidere inden for de sidste 90 dage, divideret med den samlede float og ganget med 100.

Insiderhandelsdiagram

Roka Bioscience, Inc. insiderhandler er vist i følgende diagram. Insidere er embedsmænd, direktører eller betydelige investorer i en virksomhed. Generelt er det generelt ulovligt for insidere at foretage handler i deres virksomheder baseret på væsentlige, ikke-offentlige oplysninger. Dette betyder ikke, at det er ulovligt for dem at handle i deres egne virksomheder. De skal dog rapportere alle handler til SEC via en formular 4.

Insiderliste og lønsomhedsmålinger

Denne tabel viser listen over kendte insidere og genereres automatisk fra arkiveringer, der er videregivet til SEC. Ud over navnene, den seneste titel og direktør, officer eller 10 % ejerbetegnelse giver vi de seneste offentliggjorte besiddelser. Derudover giver vi, når det er muligt, den historiske handelspræstation for insideren. Den historiske handelspræstation er et vægtet gennemsnit af præstationen af faktiske købstransaktioner på det åbne marked foretaget af insideren. For mere information om, hvordan dette beregnes, se dette YouTube-webinar.

See our leaderboard of most profitable insider traders.

Insider Gennemsnitlig fortjeneste (%) Aktier
Ejet
Dele
Justeret

Report errors via our new Insider Auditing Tool

Track Records af insiderkøb - Kortsigtet profitanalyse

I dette afsnit analyserer vi rentabiliteten af ethvert uplanlagt insiderkøb i åbent marked foretaget i ROKA / Roka Bioscience, Inc.. Denne analyse hjælper med at forstå, om insideren konsekvent genererer unormale afkast og er værd at følge. Denne analyse er for et år efter hver handel, og resultaterne er teoretiske .

Følgende tabel viser de seneste køb på det åbne marked, der ikke var en del af en automatisk handelsplan.

Handelsdato Insider Rapporteret
Aktier
Rapporteret
Pris
Justeret
Aktier
Justeret
Pris
Omkostningsgrundlag dage til
Maks
Pris kl
Maks
Maks
Fortjeneste ($)
Maks. afkast (%)
Der er ingen kendte uplanlagte åbne markedshandler for denne insider

Justeret pris er den split-justerede pris. Adjusted Shares er de split-justerede aktier.

ROKA / Roka Bioscience, Inc. Insider Trades
Track Records af insidersalg - Kortsigtet tabsanalyse

I dette afsnit analyserer vi den kortsigtede undgåelse af tab af ethvert uplanlagt insidersalg på åbent marked, der foretages i ROKA / Roka Bioscience, Inc.. Et konsekvent mønster af tabsforebyggelse kan tyde på, at fremtidige salgstransaktioner kan forudsige prisfald. Denne analyse er for et år efter hver handel, og resultaterne er teoretiske .

Følgende tabel viser de seneste salg på det åbne marked, der ikke var en del af en automatisk handelsplan.

Handelsdato Insider Rapporteret
Aktier
Rapporteret
Pris
Justeret
Aktier
Justeret
Pris
Omkostningsgrundlag dage til
Min
Pris kl
Min
Max tab
Undgået ($)
Max tab
Undgået (%)
2017-10-03 ORBIMED ADVISORS LLC 1.899 0,6800 1.899 0,6800 1.291 78
2017-10-03 ORBIMED ADVISORS LLC 199.718 0,6800 199.718 0,6800 135.808
2017-09-29 ORBIMED ADVISORS LLC 888 0,7400 888 0,7400 657
2017-09-29 ORBIMED ADVISORS LLC 93.246 0,7400 93.246 0,7400 69.002
2017-09-28 ORBIMED ADVISORS LLC 3.592 0,7200 3.592 0,7200 2.586
2017-09-28 ORBIMED ADVISORS LLC 376.950 0,7200 376.950 0,7200 271.404
2017-09-27 ORBIMED ADVISORS LLC 498 0,9200 498 0,9200 458
2017-09-27 ORBIMED ADVISORS LLC 52.301 0,9200 52.301 0,9200 48.117
2017-09-26 ORBIMED ADVISORS LLC 706 1,0300 706 1,0300 727

Justeret pris er den split-justerede pris. Adjusted Shares er de split-justerede aktier.

ROKA / Roka Bioscience, Inc. Insider Trades
Transaktionshistorik

Klik på linkikonet for at se den fulde transaktionshistorik. Transaktioner, der rapporteres som en del af en automatisk handelsplan 10b5-1, vil have et X i kolonnen markeret 10b-5.

Fil
Dato
Handle
Dato
Form Insider Ticker Sikkerhedstitel Kode 10b5-1 Direkte Dyrke motion
Pris
Enhed
Pris
Enheder
Ændret
Værdi
Ændret (1K)
Tilbage
Muligheder
Tilbage
Aktier
2017-10-05 2017-10-03 4 ORBIMED ADVISORS LLC See Footnotes ROKA Common Stock, par value $0.001 per share S - Sale I 0,6800 -1.899 -1 0
2017-10-05 2017-10-03 4 ORBIMED ADVISORS LLC See Footnotes ROKA Common Stock, par value $0.001 per share S - Sale I 0,6800 -199.718 -136 0
2017-10-02 2017-09-29 4 ORBIMED ADVISORS LLC See Footnotes ROKA Common Stock, par value $0.001 per share S - Sale I 0,7400 -888 -1 1.899
2017-10-02 2017-09-29 4 ORBIMED ADVISORS LLC See Footnotes ROKA Common Stock, par value $0.001 per share S - Sale I 0,7400 -93.246 -69 199.718
2017-10-02 2017-09-28 4 ORBIMED ADVISORS LLC See Footnotes ROKA Common Stock, par value $0.001 per share S - Sale I 0,7200 -3.592 -3 2.787
2017-10-02 2017-09-28 4 ORBIMED ADVISORS LLC See Footnotes ROKA Common Stock, par value $0.001 per share S - Sale I 0,7200 -376.950 -271 292.964
2017-09-28 2017-09-27 4 ORBIMED ADVISORS LLC See Footnotes ROKA Common Stock, par value $0.001 per share S - Sale I 0,9200 -498 -0 6.379
2017-09-28 2017-09-27 4 ORBIMED ADVISORS LLC See Footnotes ROKA Common Stock, par value $0.001 per share S - Sale I 0,9200 -52.301 -48 669.914
2017-09-28 2017-09-26 4 ORBIMED ADVISORS LLC See Footnotes ROKA Common Stock, par value $0.001 per share S - Sale I 1,0300 -706 -1 6.877
2017-09-28 2017-09-26 4 ORBIMED ADVISORS LLC See Footnotes ROKA Common Stock, par value $0.001 per share S - Sale I 1,0300 -74.096 -76 722.215
2017-08-25 2017-08-24 4 ORBIMED ADVISORS LLC See Footnotes ROKA Common Stock, par value $0.001 per share S - Sale I 1,5000 -125 -0 7.583
2017-08-25 2017-08-24 4 ORBIMED ADVISORS LLC See Footnotes ROKA Common Stock, par value $0.001 per share S - Sale I 1,5000 -13.075 -20 796.311
2017-08-25 2017-08-23 4 ORBIMED ADVISORS LLC See Footnotes ROKA Common Stock, par value $0.001 per share S - Sale I 1,5000 -10 -0 7.708
2017-08-25 2017-08-23 4 ORBIMED ADVISORS LLC See Footnotes ROKA Common Stock, par value $0.001 per share S - Sale I 1,5000 -1.090 -2 809.386
2017-08-22 2017-08-22 4 ORBIMED ADVISORS LLC See Footnotes ROKA Common Stock, par value $0.001 per share S - Sale I 1,5200 -52 -0 7.718
2017-08-22 2017-08-22 4 ORBIMED ADVISORS LLC See Footnotes ROKA Common Stock, par value $0.001 per share S - Sale I 1,5200 -5.448 -8 810.476
2017-08-22 2017-08-21 4 ORBIMED ADVISORS LLC See Footnotes ROKA Common Stock, par value $0.001 per share S - Sale I 1,4900 -28 -0 7.770
2017-08-22 2017-08-21 4 ORBIMED ADVISORS LLC See Footnotes ROKA Common Stock, par value $0.001 per share S - Sale I 1,4900 -2.952 -4 815.924
2017-08-22 2017-08-18 4 ORBIMED ADVISORS LLC See Footnotes ROKA Common Stock, par value $0.001 per share S - Sale I 1,5200 -630 -1 7.798
2017-08-22 2017-08-18 4 ORBIMED ADVISORS LLC See Footnotes ROKA Common Stock, par value $0.001 per share S - Sale I 1,5200 -66.166 -101 818.876
2017-06-30 2017-06-28 4 BARRETT M JAMES ROKA Stock Option (right to buy) A - Award D 2,55 -3.000 3.000
2017-06-30 2017-06-28 4 VALERIANI NICHOLAS J ROKA Stock Option (right to buy) A - Award D 2,55 3.000 3.000
2017-06-30 2017-06-28 4 Doyle Michael P. ROKA Stock Option (right to buy) A - Award D 2,55 3.000 3.000
2017-06-30 2017-06-28 4 MCGIRR DAVID W J ROKA Stock Option (right to buy) A - Award D 2,55 3.000 3.000
2017-06-30 2017-06-28 4 Cohen Fred E ROKA Stock Option (right to buy) A - Award D 2,55 3.000 3.000
2017-03-28 2017-03-24 4 Mary Beth Duseau ROKA Common Stock, $0.001 par value per share A - Award D 3,45 115.000 115.000
2017-03-28 2017-03-24 4 Boesgaard Lars ROKA Common stock, par value $0.001 per share A - Award D 3,45 54.000 54.000
2017-02-15 2016-11-10 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses ROKA Series A Convertible Preferred Stock C - Conversion I 4.000 0
2017-02-15 2016-11-10 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses ROKA Common Stock C - Conversion I 571.429 870.357
2016-11-10 2016-11-10 4 THOMAS PAUL ROKA Series A Convertible Preferred Stock C - Conversion D -50 0
2016-11-10 2016-11-10 4 THOMAS PAUL ROKA Common stock, par value $0.001 per share C - Conversion D 7,0000 7.143 50 85.494
2016-11-10 2016-11-10 4 Boesgaard Lars ROKA Series A Convertible Preferred Stock C - Conversion D -25 0
2016-11-10 2016-11-10 4 Boesgaard Lars ROKA Common Stock, $0.001 par value per share C - Conversion D 7,0000 3.572 25 8.938
2016-11-10 2016-11-10 4 VALERIANI NICHOLAS J ROKA Series A Convertible Preferred Stock C - Conversion D -50 0
2016-11-10 2016-11-10 4 VALERIANI NICHOLAS J ROKA Common Stock, $0.001 par value per share C - Conversion D 7,0000 7.143 50 7.143
2016-11-10 2016-11-10 4 Mary Beth Duseau ROKA Series A Convertible Preferred Stock C - Conversion D -10 0
2016-11-10 2016-11-10 4 Mary Beth Duseau ROKA Common Stock, $0.001 par value per share C - Conversion D 7,0000 1.429 10 1.429
2016-10-31 2016-09-21 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses ROKA Warrants (right to buy) P - Purchase I 571.429 571.429
2016-10-31 2016-09-21 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses ROKA Series A Convertible Preferred Stock P - Purchase I 4.000 4.000
2016-09-30 2016-09-21 4/A BARRETT M JAMES See Note 3 ROKA Series A Convertible Preferred Stock P - Purchase I 0,70 4.000 4.000
2016-09-30 2016-09-21 4/A NEW ENTERPRISE ASSOCIATES 13 LP ROKA Series A Convertible Preferred Stock P - Purchase D 0,70 4.000 4.000
2016-09-30 2016-09-21 4/A KERINS PATRICK J See Note 3 ROKA Series A Convertible Preferred Stock P - Purchase I 0,70 4.000 4.000
2016-09-30 2016-09-21 4/A BASKETT FOREST See Note 3 ROKA Series A Convertible Preferred Stock P - Purchase I 0,70 4.000 4.000
2016-09-30 2016-09-21 4/A BARRIS PETER J See Note 3 ROKA Series A Convertible Preferred Stock P - Purchase I 0,70 4.000 4.000
2016-09-30 2016-09-21 4/A MOTT DAVID M See Note 3 ROKA Series A Convertible Preferred Stock P - Purchase I 0,70 4.000 4.000
2016-09-30 2016-09-21 4/A KOLLURI KRISHNA KITTU See Note 3 ROKA Series A Convertible Preferred Stock P - Purchase I 0,70 4.000 4.000
2016-09-30 2016-09-21 4/A SANDELL SCOTT D See Note 3 ROKA Series A Convertible Preferred Stock P - Purchase I 0,70 4.000 4.000
2016-09-30 2016-09-21 4/A Viswanathan Ravi See Note 3 ROKA Series A Convertible Preferred Stock P - Purchase I 0,70 4.000 4.000
2016-09-30 2016-09-21 4/A Weller Harry R See Note 3 ROKA Series A Convertible Preferred Stock P - Purchase I 0,70 4.000 4.000
2016-09-23 2016-09-21 4 ORBIMED ADVISORS LLC See Footnotes ROKA Warrants P - Purchase I 53.909 53.909
2016-09-23 2016-09-21 4 ORBIMED ADVISORS LLC See Footnotes ROKA Warrants P - Purchase I 5.660.377 5.660.377
2016-09-23 2016-09-21 4 ORBIMED ADVISORS LLC See Footnotes ROKA Series A Convertible Preferred Stock P - Purchase I 38 38
2016-09-23 2016-09-21 4 ORBIMED ADVISORS LLC See Footnotes ROKA Series A Convertible Preferred Stock P - Purchase I 3.962 3.962
2016-09-23 2016-09-21 4 SILVERSTEIN JONATHAN See Footnotes ROKA Warrants P - Purchase I 53.909 53.909
2016-09-23 2016-09-21 4 SILVERSTEIN JONATHAN See Footnotes ROKA Warrants P - Purchase I 5.660.377 5.660.377
2016-09-23 2016-09-21 4 SILVERSTEIN JONATHAN See Footnotes ROKA Series A Convertible Preferred Stock P - Purchase I 38 38
2016-09-23 2016-09-21 4 SILVERSTEIN JONATHAN See Footnotes ROKA Series A Convertible Preferred Stock P - Purchase I 3.962 3.962
2016-09-23 2016-09-21 4 NEW ENTERPRISE ASSOCIATES 13 LP ROKA Warrant to Purchase Common Stock (right to buy) P - Purchase D 0,70 5.714.286 5.714.286
2016-09-23 2016-09-21 4 NEW ENTERPRISE ASSOCIATES 13 LP ROKA Series A Convertible Preferred Stock P - Purchase D 0,70 4.000 4.000
2016-09-23 2016-09-21 4 BARRETT M JAMES See Note 1 ROKA Warrant to Purchase Common Stock (right to buy) P - Purchase I 0,70 5.714.286 5.714.286
2016-09-23 2016-09-21 4 BARRETT M JAMES See Note 1 ROKA Series A Convertible Preferred Stock P - Purchase I 0,70 4.000 4.000
2016-09-23 2016-09-21 4 BARRIS PETER J See Note 1 ROKA Warrant to Purchase Common Stock (right to buy) P - Purchase I 0,70 5.714.286 5.714.286
2016-09-23 2016-09-21 4 BARRIS PETER J See Note 1 ROKA Series A Convertible Preferred Stock P - Purchase I 0,70 4.000 4.000
2016-09-23 2016-09-21 4 BASKETT FOREST See Note 1 ROKA Warrant to Purchase Common Stock (right to buy) P - Purchase I 0,70 5.714.286 5.714.286
2016-09-23 2016-09-21 4 BASKETT FOREST See Note 1 ROKA Series A Convertible Preferred Stock P - Purchase I 0,70 4.000 4.000
2016-09-23 2016-09-21 4 KERINS PATRICK J See Note 1 ROKA Warrant to Purchase Common Stock (right to buy) P - Purchase I 0,70 5.714.286 5.714.286
2016-09-23 2016-09-21 4 KERINS PATRICK J See Note 1 ROKA Series A Convertible Preferred Stock P - Purchase I 0,70 4.000 4.000
2016-09-23 2016-09-21 4 KOLLURI KRISHNA KITTU See Note 1 ROKA Warrant to Purchase Common Stock (right to buy) P - Purchase I 0,70 5.714.286 5.714.286
2016-09-23 2016-09-21 4 KOLLURI KRISHNA KITTU See Note 1 ROKA Series A Convertible Preferred Stock P - Purchase I 0,70 4.000 4.000
2016-09-23 2016-09-21 4 MOTT DAVID M See Note 1 ROKA Warrant to Purchase Common Stock (right to buy) P - Purchase I 0,70 5.714.286 5.714.286
2016-09-23 2016-09-21 4 MOTT DAVID M See Note 1 ROKA Series A Convertible Preferred Stock P - Purchase I 0,70 4.000 4.000
2016-09-23 2016-09-21 4 SANDELL SCOTT D See Note 1 ROKA Warrant to Purchase Common Stock (right to buy) P - Purchase I 0,70 5.714.286 5.714.286
2016-09-23 2016-09-21 4 SANDELL SCOTT D See Note 1 ROKA Series A Convertible Preferred Stock P - Purchase I 0,70 4.000 4.000
2016-09-23 2016-09-21 4 Weller Harry R See Note 1 ROKA Warrant to Purchase Common Stock (right to buy) P - Purchase I 0,70 5.714.286 5.714.286
2016-09-23 2016-09-21 4 Weller Harry R See Note 1 ROKA Series A Convertible Preferred Stock P - Purchase I 0,70 4.000 4.000
2016-09-23 2016-09-21 4 THOMAS PAUL ROKA Warrant (right to buy) P - Purchase D 0,70 71.429 71.429
2016-09-23 2016-09-21 4 THOMAS PAUL ROKA Series A Convertible Preferred Stock P - Purchase D 0,70 50 50
2016-09-23 2016-09-21 4 VALERIANI NICHOLAS J ROKA Warrant (right to buy) P - Purchase D 0,70 71.429 71.429
2016-09-23 2016-09-21 4 VALERIANI NICHOLAS J ROKA Series A Convertible Preferred Stock P - Purchase D 0,70 50 50
2016-09-23 2016-09-21 4 Boesgaard Lars ROKA Warrant (right to buy) P - Purchase D 0,70 35.714 35.714
2016-09-23 2016-09-21 4 Boesgaard Lars ROKA Series A Convertible Preferred Stock P - Purchase D 0,70 25 25
2016-09-23 2016-09-21 4 Viswanathan Ravi See Note 1 ROKA Warrant to Purchase Common Stock (right to buy) P - Purchase I 0,70 5.714.286 5.714.286
2016-09-23 2016-09-21 4 Viswanathan Ravi See Note 1 ROKA Series A Convertible Preferred Stock P - Purchase I 0,70 4.000 4.000
2016-09-23 2016-09-21 4 Mary Beth Duseau ROKA Warrant (right to buy) P - Purchase D 0,70 14.286 14.286
2016-09-23 2016-09-21 4 Mary Beth Duseau ROKA Series A Convertible Preferred Stock P - Purchase D 0,70 10 10
2016-06-24 2016-06-22 4 BARRETT M JAMES ROKA Stock Option (right to buy) A - Award D 0,68 -30.000 30.000
2016-06-24 2016-06-22 4 VALERIANI NICHOLAS J ROKA Stock Option (right to buy) A - Award D 0,68 30.000 30.000
2016-06-24 2016-06-22 4 MCGIRR DAVID W J ROKA Stock Option (right to buy) A - Award D 0,68 30.000 30.000
2016-06-24 2016-06-22 4 Cohen Fred E ROKA Stock Option (right to buy) A - Award D 0,68 30.000 30.000
2016-06-24 2016-06-22 4 SILVERSTEIN JONATHAN ROKA Stock Option (right to buy) A - Award D 0,68 30.000 30.000
2016-06-24 2016-06-22 4 Doyle Michael P. ROKA Stock Option (right to buy) A - Award D 0,68 30.000 30.000
2016-01-05 2015-12-31 4 Narajowski Walter M. ROKA Common stock, par value $0.001 per share F - Taxes D 1,2300 -13.738 -17 140.571
2016-01-05 2016-01-04 4 Mary Beth Duseau ROKA Stock Option (right to buy) A - Award D 1,13 43.000 43.000
2016-01-05 2016-01-04 4 Boesgaard Lars ROKA Stock Option (right to buy) A - Award D 1,13 43.000 43.000
2016-01-05 2016-01-04 4 THOMAS PAUL ROKA Stock Option (right to buy) A - Award D 1,13 140.000 140.000
2015-12-07 2015-12-06 4 Boesgaard Lars ROKA Common Stock F - Taxes D 1,4300 -128 -0 53.664
2015-11-18 3 Boesgaard Lars ROKA Common Stock D 107.584
2015-11-18 3 Boesgaard Lars ROKA Common Stock D 107.584
2015-11-09 2015-11-06 4 SOBIESKI STEVEN ROKA Common stock, par value $0.001 per share F - Taxes D 1,7000 -280 -0 282.672
2015-10-07 2015-10-06 4 SOBIESKI STEVEN ROKA Common stock, par value $0.001 per share F - Taxes D 1,9400 -280 -1 282.952
2015-09-08 2015-09-06 4 SOBIESKI STEVEN ROKA Common stock, par value $0.001 per share F - Taxes D 2,7300 -280 -1 283.232
2015-08-13 2015-08-13 4 VALERIANI NICHOLAS J ROKA Stock Option (right to buy) A - Award D 3,00 30.000 30.000
2015-08-10 2015-08-06 4 SOBIESKI STEVEN ROKA Common stock, par value $0.001 per share F - Taxes D 2,8900 -280 -1 283.512
2015-07-08 2015-07-06 4 SOBIESKI STEVEN ROKA Common stock, par value $0.001 per share F - Taxes D 2,6200 -280 -1 283.792
2015-06-26 2015-06-24 4 BARRETT M JAMES ROKA Stock Option (right to buy) A - Award D 2,75 -15.000 15.000
2015-06-26 2015-06-24 4 Cohen Fred E ROKA Stock Option (right to buy) A - Award D 2,75 15.000 15.000
2015-06-26 2015-06-24 4 MCGIRR DAVID W J ROKA Stock Option (right to buy) A - Award D 2,75 15.000 15.000
2015-06-26 2015-06-24 4 SILVERSTEIN JONATHAN ROKA Stock Option (right to buy) A - Award D 2,75 15.000 15.000
2015-06-26 2015-06-24 4 Doyle Michael P. ROKA Stock Option (right to buy) A - Award D 2,75 15.000 15.000
2015-06-09 2015-06-06 4 SOBIESKI STEVEN ROKA Common stock, par value $0.001 per share F - Taxes D 2,5200 -280 -1 284.072
2015-05-08 2015-05-06 4 SOBIESKI STEVEN ROKA Common stock, par value $0.001 per share F - Taxes D 2,9100 -273 -1 284.352
2015-04-07 2015-04-06 4 SOBIESKI STEVEN ROKA Common stock, par value $0.001 per share F - Taxes D 3,5500 -273 -1 284.625
2015-04-07 2015-04-06 4 McCardell AmyJo ROKA Common stock, par value $0.001 per share F - Taxes D 3,5500 -75 -0 19.702
2015-03-10 2015-03-06 4 McCardell AmyJo ROKA Common stock, par value $0.001 per share F - Taxes D 4,4700 -74 -0 19.777
2015-03-10 2015-03-06 4 SOBIESKI STEVEN ROKA Common stock, par value $0.001 per share F - Taxes D 4,4700 -255 -1 284.898
2015-02-09 2015-02-06 4 SOBIESKI STEVEN ROKA Common stock, par value $0.001 per share F - Taxes D 4,5000 -344 -2 285.153
2015-02-09 2015-02-06 4 McCardell AmyJo ROKA Common stock, par value $0.001 per share F - Taxes D 4,5000 -75 -0 19.851
2015-02-05 2015-02-04 4 Mary Beth Duseau ROKA Stock Option (right to buy) A - Award D 3,99 104.500 104.500
2015-01-06 2015-01-02 4 THOMAS PAUL ROKA Stock Option (right to buy) A - Award D 4,36 218.500 218.500
2015-01-06 2015-01-02 4 SOBIESKI STEVEN ROKA Stock Option (right to buy) A - Award D 4,36 55.000 55.000
2015-01-06 2015-01-02 4 SOBIESKI STEVEN ROKA Common stock, par value $0.001 per share A - Award D 90.000 285.497
2015-01-06 2015-01-02 4 Narajowski Walter M. ROKA Stock Option (right to buy) A - Award D 4,36 55.000 55.000
2015-01-06 2015-01-02 4 Narajowski Walter M. ROKA Common stock, par value $0.001 per share A - Award D 90.000 154.309
2014-11-17 2014-11-17 4 MCGIRR DAVID W J ROKA Common Stock P - Purchase D 3,6533 20.994 77 50.000
2014-11-17 2014-11-14 4 MCGIRR DAVID W J ROKA Common Stock P - Purchase D 3,5656 29.006 103 29.006
2014-07-24 2014-07-22 4 ORBIMED ADVISORS LLC See Footnotes ROKA Series E Convertible Preferred Stock C - Conversion I -56.490 0
2014-07-24 2014-07-22 4 ORBIMED ADVISORS LLC See Footnotes ROKA Series E Convertible Preferred Stock C - Conversion I -5.931.402 0
2014-07-24 2014-07-22 4 ORBIMED ADVISORS LLC See Footnotes ROKA Series D Convertible Preferred Stock C - Conversion I -80.715 0
2014-07-24 2014-07-22 4 ORBIMED ADVISORS LLC See Footnotes ROKA Series D Convertible Preferred Stock C - Conversion I -8.475.069 0
2014-07-24 2014-07-22 4 ORBIMED ADVISORS LLC See Footnotes ROKA Series C Convertible Preferred Stock C - Conversion I -38.021 0
2014-07-24 2014-07-22 4 ORBIMED ADVISORS LLC See Footnotes ROKA Series C Convertible Preferred Stock C - Conversion I -3.992.203 0
2014-07-24 2014-07-22 4 ORBIMED ADVISORS LLC See Footnotes ROKA Series B Convertible Preferred Stock C - Conversion I -116.981 0
2014-07-24 2014-07-22 4 ORBIMED ADVISORS LLC See Footnotes ROKA Series B Convertible Preferred Stock C - Conversion I -12.238.019 0
2014-07-24 2014-07-22 4 ORBIMED ADVISORS LLC See Footnotes ROKA Common Stock, $0.001 par value per share P - Purchase I 12,0000 3.616 43 30.378
2014-07-24 2014-07-22 4 ORBIMED ADVISORS LLC See Footnotes ROKA Common Stock, $0.001 par value per share P - Purchase I 12,0000 379.717 4.557 3.190.051
2014-07-24 2014-07-22 4 ORBIMED ADVISORS LLC See Footnotes ROKA Common Stock, $0.001 par value per share C - Conversion I 5.116 26.762
2014-07-24 2014-07-22 4 ORBIMED ADVISORS LLC See Footnotes ROKA Common Stock, $0.001 par value per share C - Conversion I 537.264 2.810.334
2014-07-24 2014-07-22 4 ORBIMED ADVISORS LLC See Footnotes ROKA Common Stock, $0.001 par value per share C - Conversion I 7.563 21.646
2014-07-24 2014-07-22 4 ORBIMED ADVISORS LLC See Footnotes ROKA Common Stock, $0.001 par value per share C - Conversion I 794.178 2.273.070
2014-07-24 2014-07-22 4 ORBIMED ADVISORS LLC See Footnotes ROKA Common Stock, $0.001 par value per share C - Conversion I 3.443 14.083
2014-07-24 2014-07-22 4 ORBIMED ADVISORS LLC See Footnotes ROKA Common Stock, $0.001 par value per share C - Conversion I 361.612 1.478.892
2014-07-24 2014-07-22 4 ORBIMED ADVISORS LLC See Footnotes ROKA Common Stock, $0.001 par value per share C - Conversion I 10.596 10.640
2014-07-24 2014-07-22 4 ORBIMED ADVISORS LLC See Footnotes ROKA Common Stock, $0.001 par value per share C - Conversion I 1.112.592 1.117.280
2014-07-24 2014-07-22 4 SILVERSTEIN JONATHAN See Footnotes ROKA Series E Convertible Preferred Stock C - Conversion I -56.490 0
2014-07-24 2014-07-22 4 SILVERSTEIN JONATHAN See Footnotes ROKA Series E Convertible Preferred Stock C - Conversion I -5.931.402 0
2014-07-24 2014-07-22 4 SILVERSTEIN JONATHAN See Footnotes ROKA Series D Convertible Preferred Stock C - Conversion I -80.715 0
2014-07-24 2014-07-22 4 SILVERSTEIN JONATHAN See Footnotes ROKA Series D Convertible Preferred Stock C - Conversion I -8.475.069 0
2014-07-24 2014-07-22 4 SILVERSTEIN JONATHAN See Footnotes ROKA Series C Convertible Preferred Stock C - Conversion I -38.021 0
2014-07-24 2014-07-22 4 SILVERSTEIN JONATHAN See Footnotes ROKA Series C Convertible Preferred Stock C - Conversion I -3.992.203 0
2014-07-24 2014-07-22 4 SILVERSTEIN JONATHAN See Footnotes ROKA Series B Convertible Preferred Stock C - Conversion I -116.981 0
2014-07-24 2014-07-22 4 SILVERSTEIN JONATHAN See Footnotes ROKA Series B Convertible Preferred Stock C - Conversion I -12.283.019 0
2014-07-24 2014-07-22 4 SILVERSTEIN JONATHAN See Footnotes ROKA Common Stock, $0.001 par value per share P - Purchase I 12,0000 3.616 43 30.378
2014-07-24 2014-07-22 4 SILVERSTEIN JONATHAN See Footnotes ROKA Common Stock, $0.001 par value per share P - Purchase I 12,0000 379.717 4.557 3.190.051
2014-07-24 2014-07-22 4 SILVERSTEIN JONATHAN See Footnotes ROKA Common Stock, $0.001 par value per share C - Conversion I 5.116 26.762
2014-07-24 2014-07-22 4 SILVERSTEIN JONATHAN See Footnotes ROKA Common Stock, $0.001 par value per share C - Conversion I 537.264 2.810.334
2014-07-24 2014-07-22 4 SILVERSTEIN JONATHAN See Footnotes ROKA Common Stock, $0.001 par value per share C - Conversion I 7.563 21.646
2014-07-24 2014-07-22 4 SILVERSTEIN JONATHAN See Footnotes ROKA Common Stock, $0.001 par value per share C - Conversion I 794.178 2.273.070
2014-07-24 2014-07-22 4 SILVERSTEIN JONATHAN See Footnotes ROKA Common Stock, $0.001 par value per share C - Conversion I 3.443 14.083
2014-07-24 2014-07-22 4 SILVERSTEIN JONATHAN See Footnotes ROKA Common Stock, $0.001 par value per share C - Conversion I 361.612 1.478.892
2014-07-24 2014-07-22 4 SILVERSTEIN JONATHAN See Footnotes ROKA Common Stock, $0.001 par value per share C - Conversion I 10.596 10.640
2014-07-24 2014-07-22 4 SILVERSTEIN JONATHAN See Footnotes ROKA Common Stock, $0.001 par value per share C - Conversion I 1.112.592 1.117.280
2014-07-24 2014-07-22 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses ROKA Series E Preferred Stock C - Conversion I -5.577.814 0
2014-07-24 2014-07-22 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses ROKA Series D Preferred Stock C - Conversion I -6.844.627 0
2014-07-24 2014-07-22 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses ROKA Series C Preferred Stock C - Conversion I -4.030.224 0
2014-07-24 2014-07-22 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses ROKA Series B Preferred Stock C - Conversion I -12.400.000 0
2014-07-24 2014-07-22 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses ROKA Series A Common Stock C - Conversion I -3.880 0
2014-07-24 2014-07-22 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses ROKA Common Stock P - Purchase I 350.000 2.989.282
2014-07-24 2014-07-22 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses ROKA Common Stock C - Conversion I 2.638.753 2.639.282
2014-07-22 2014-07-22 4 NEW ENTERPRISE ASSOCIATES 13 LP ROKA Series E Preferred Stock C - Conversion D -5.987.892 0
2014-07-22 2014-07-22 4 NEW ENTERPRISE ASSOCIATES 13 LP ROKA Series D Preferred Stock C - Conversion D -8.555.784 0
2014-07-22 2014-07-22 4 NEW ENTERPRISE ASSOCIATES 13 LP ROKA Series C Preferred Stock C - Conversion D -4.030.224 0
2014-07-22 2014-07-22 4 NEW ENTERPRISE ASSOCIATES 13 LP ROKA Series B Preferred Stock C - Conversion D -12.360.000 0
2014-07-22 2014-07-22 4 NEW ENTERPRISE ASSOCIATES 13 LP ROKA Common Stock P - Purchase D 12,0000 383.333 4.600 3.216.810
2014-07-22 2014-07-22 4 NEW ENTERPRISE ASSOCIATES 13 LP ROKA Common Stock C - Conversion D 542.381 2.833.477
2014-07-22 2014-07-22 4 NEW ENTERPRISE ASSOCIATES 13 LP ROKA Common Stock C - Conversion D 801.741 2.291.096
2014-07-22 2014-07-22 4 NEW ENTERPRISE ASSOCIATES 13 LP ROKA Common Stock C - Conversion D 365.056 1.489.355
2014-07-22 2014-07-22 4 NEW ENTERPRISE ASSOCIATES 13 LP ROKA Common Stock C - Conversion D 1.119.565 1.124.299
2014-07-22 2014-07-22 4 Weller Harry R See Note 1 ROKA Series E Preferred Stock C - Conversion I -5.987.892 0
2014-07-22 2014-07-22 4 Weller Harry R See Note 1 ROKA Series D Preferred Stock C - Conversion I -8.555.784 0
2014-07-22 2014-07-22 4 Weller Harry R See Note 1 ROKA Series C Preferred Stock C - Conversion I -4.030.224 0
2014-07-22 2014-07-22 4 Weller Harry R See Note 1 ROKA Series B Preferred Stock C - Conversion I -12.360.000 0
2014-07-22 2014-07-22 4 Weller Harry R See Note 1 ROKA Common Stock P - Purchase I 12,0000 383.333 4.600 3.216.810
2014-07-22 2014-07-22 4 Weller Harry R See Note 1 ROKA Common Stock C - Conversion I 542.381 2.833.477
2014-07-22 2014-07-22 4 Weller Harry R See Note 1 ROKA Common Stock C - Conversion I 801.741 2.291.096
2014-07-22 2014-07-22 4 Weller Harry R See Note 1 ROKA Common Stock C - Conversion I 365.056 1.489.355
2014-07-22 2014-07-22 4 Weller Harry R See Note 1 ROKA Common Stock C - Conversion I 1.119.565 1.124.299
2014-07-22 2014-07-22 4 MOTT DAVID M See Note 1 ROKA Series E Preferred Stock C - Conversion I -5.987.892 0
2014-07-22 2014-07-22 4 MOTT DAVID M See Note 1 ROKA Series D Preferred Stock C - Conversion I -8.555.784 0
2014-07-22 2014-07-22 4 MOTT DAVID M See Note 1 ROKA Series C Preferred Stock C - Conversion I -4.030.224 0
2014-07-22 2014-07-22 4 MOTT DAVID M See Note 1 ROKA Series B Preferred Stock C - Conversion I -12.360.000 0
2014-07-22 2014-07-22 4 MOTT DAVID M See Note 1 ROKA Common Stock P - Purchase I 12,0000 383.333 4.600 3.216.810
2014-07-22 2014-07-22 4 MOTT DAVID M See Note 1 ROKA Common Stock C - Conversion I 542.381 2.833.477
2014-07-22 2014-07-22 4 MOTT DAVID M See Note 1 ROKA Common Stock C - Conversion I 801.741 2.291.096
2014-07-22 2014-07-22 4 MOTT DAVID M See Note 1 ROKA Common Stock C - Conversion I 365.056 1.489.355
2014-07-22 2014-07-22 4 MOTT DAVID M See Note 1 ROKA Common Stock C - Conversion I 1.119.565 1.124.299
2014-07-22 2014-07-22 4 KOLLURI KRISHNA KITTU See Note 1 ROKA Series E Preferred Stock C - Conversion I -5.987.892 0
2014-07-22 2014-07-22 4 KOLLURI KRISHNA KITTU See Note 1 ROKA Series D Preferred Stock C - Conversion I -8.555.784 0
2014-07-22 2014-07-22 4 KOLLURI KRISHNA KITTU See Note 1 ROKA Series C Preferred Stock C - Conversion I -4.030.224 0
2014-07-22 2014-07-22 4 KOLLURI KRISHNA KITTU See Note 1 ROKA Series B Preferred Stock C - Conversion I -12.360.000 0
2014-07-22 2014-07-22 4 KOLLURI KRISHNA KITTU See Note 1 ROKA Common Stock P - Purchase I 12,0000 383.333 4.600 3.216.810
2014-07-22 2014-07-22 4 KOLLURI KRISHNA KITTU See Note 1 ROKA Common Stock C - Conversion I 542.381 2.833.477
2014-07-22 2014-07-22 4 KOLLURI KRISHNA KITTU See Note 1 ROKA Common Stock C - Conversion I 801.741 2.291.096
2014-07-22 2014-07-22 4 KOLLURI KRISHNA KITTU See Note 1 ROKA Common Stock C - Conversion I 365.056 1.489.355
2014-07-22 2014-07-22 4 KOLLURI KRISHNA KITTU See Note 1 ROKA Common Stock C - Conversion I 1.119.565 1.124.299
2014-07-22 2014-07-22 4 SANDELL SCOTT D See Note 1 ROKA Series E Preferred Stock C - Conversion I -5.987.892 0
2014-07-22 2014-07-22 4 SANDELL SCOTT D See Note 1 ROKA Series D Preferred Stock C - Conversion I -8.555.784 0
2014-07-22 2014-07-22 4 SANDELL SCOTT D See Note 1 ROKA Series C Preferred Stock C - Conversion I -4.030.224 0
2014-07-22 2014-07-22 4 SANDELL SCOTT D See Note 1 ROKA Series B Preferred Stock C - Conversion I -12.360.000 0
2014-07-22 2014-07-22 4 SANDELL SCOTT D See Note 1 ROKA Common Stock P - Purchase I 12,0000 383.333 4.600 3.216.810
2014-07-22 2014-07-22 4 SANDELL SCOTT D See Note 1 ROKA Common Stock C - Conversion I 542.381 2.833.477
2014-07-22 2014-07-22 4 SANDELL SCOTT D See Note 1 ROKA Common Stock C - Conversion I 801.741 2.291.096
2014-07-22 2014-07-22 4 SANDELL SCOTT D See Note 1 ROKA Common Stock C - Conversion I 365.056 1.489.355
2014-07-22 2014-07-22 4 SANDELL SCOTT D See Note 1 ROKA Common Stock C - Conversion I 1.119.565 1.124.299
2014-07-22 2014-07-22 4 KERINS PATRICK J See Note 1 ROKA Series E Preferred Stock C - Conversion I -5.987.892 0
2014-07-22 2014-07-22 4 KERINS PATRICK J See Note 1 ROKA Series D Preferred Stock C - Conversion I -8.555.784 0
2014-07-22 2014-07-22 4 KERINS PATRICK J See Note 1 ROKA Series C Preferred Stock C - Conversion I -4.030.224 0
2014-07-22 2014-07-22 4 KERINS PATRICK J See Note 1 ROKA Series B Preferred Stock C - Conversion I -12.360.000 0
2014-07-22 2014-07-22 4 KERINS PATRICK J See Note 1 ROKA Common Stock P - Purchase I 12,0000 383.333 4.600 3.216.810
2014-07-22 2014-07-22 4 KERINS PATRICK J See Note 1 ROKA Common Stock C - Conversion I 542.381 2.833.477
2014-07-22 2014-07-22 4 KERINS PATRICK J See Note 1 ROKA Common Stock C - Conversion I 801.741 2.291.096
2014-07-22 2014-07-22 4 KERINS PATRICK J See Note 1 ROKA Common Stock C - Conversion I 365.056 1.489.355
2014-07-22 2014-07-22 4 KERINS PATRICK J See Note 1 ROKA Common Stock C - Conversion I 1.119.565 1.124.299
2014-07-22 2014-07-22 4 DRANT RYAN D See Note 1 ROKA Series E Preferred Stock C - Conversion I -5.987.892 0
2014-07-22 2014-07-22 4 DRANT RYAN D See Note 1 ROKA Series D Preferred Stock C - Conversion I -8.555.784 0
2014-07-22 2014-07-22 4 DRANT RYAN D See Note 1 ROKA Series C Preferred Stock C - Conversion I -4.030.224 0
2014-07-22 2014-07-22 4 DRANT RYAN D See Note 1 ROKA Series B Preferred Stock C - Conversion I -12.360.000 0
2014-07-22 2014-07-22 4 DRANT RYAN D See Note 1 ROKA Common Stock P - Purchase I 12,0000 383.333 4.600 3.216.810
2014-07-22 2014-07-22 4 DRANT RYAN D See Note 1 ROKA Common Stock C - Conversion I 542.381 2.833.477
2014-07-22 2014-07-22 4 DRANT RYAN D See Note 1 ROKA Common Stock C - Conversion I 801.741 2.291.096
2014-07-22 2014-07-22 4 DRANT RYAN D See Note 1 ROKA Common Stock C - Conversion I 365.056 1.489.355
2014-07-22 2014-07-22 4 DRANT RYAN D See Note 1 ROKA Common Stock C - Conversion I 1.119.565 1.124.299
2014-07-22 2014-07-22 4 BASKETT FOREST See Note 1 ROKA Series E Preferred Stock C - Conversion I -5.987.892 0
2014-07-22 2014-07-22 4 BASKETT FOREST See Note 1 ROKA Series D Preferred Stock C - Conversion I -8.555.784 0
2014-07-22 2014-07-22 4 BASKETT FOREST See Note 1 ROKA Series C Preferred Stock C - Conversion I -4.030.224 0
2014-07-22 2014-07-22 4 BASKETT FOREST See Note 1 ROKA Series B Preferred Stock C - Conversion I -12.360.000 0
2014-07-22 2014-07-22 4 BASKETT FOREST See Note 1 ROKA Common Stock P - Purchase I 12,0000 383.333 4.600 3.216.810
2014-07-22 2014-07-22 4 BASKETT FOREST See Note 1 ROKA Common Stock C - Conversion I 542.381 2.833.477
2014-07-22 2014-07-22 4 BASKETT FOREST See Note 1 ROKA Common Stock C - Conversion I 801.741 2.291.096
2014-07-22 2014-07-22 4 BASKETT FOREST See Note 1 ROKA Common Stock C - Conversion I 365.056 1.489.355
2014-07-22 2014-07-22 4 BASKETT FOREST See Note 1 ROKA Common Stock C - Conversion I 1.119.565 1.124.299
2014-07-22 2014-07-22 4 BARRETT M JAMES See Note 1 ROKA Series E Preferred Stock C - Conversion I -5.987.892 0
2014-07-22 2014-07-22 4 BARRETT M JAMES See Note 1 ROKA Series D Preferred Stock C - Conversion I -8.555.784 0
2014-07-22 2014-07-22 4 BARRETT M JAMES See Note 1 ROKA Series C Preferred Stock C - Conversion I -4.030.224 0
2014-07-22 2014-07-22 4 BARRETT M JAMES See Note 1 ROKA Series B Preferred Stock C - Conversion I -12.360.000 0
2014-07-22 2014-07-22 4 BARRETT M JAMES See Note 1 ROKA Common Stock P - Purchase I 12,0000 383.333 4.600 3.216.810
2014-07-22 2014-07-22 4 BARRETT M JAMES See Note 1 ROKA Common Stock C - Conversion I 542.381 2.833.477
2014-07-22 2014-07-22 4 BARRETT M JAMES See Note 1 ROKA Common Stock C - Conversion I 801.741 2.291.096
2014-07-22 2014-07-22 4 BARRETT M JAMES See Note 1 ROKA Common Stock C - Conversion I 365.056 1.489.355
2014-07-22 2014-07-22 4 BARRETT M JAMES See Note 1 ROKA Common Stock C - Conversion I 1.119.565 1.124.299
2014-07-22 2014-07-22 4 BARRIS PETER J See Note 1 ROKA Series E Preferred Stock C - Conversion I -5.987.892 0
2014-07-22 2014-07-22 4 BARRIS PETER J See Note 1 ROKA Series D Preferred Stock C - Conversion I -8.555.784 0
2014-07-22 2014-07-22 4 BARRIS PETER J See Note 1 ROKA Series C Preferred Stock C - Conversion I -4.030.224 0
2014-07-22 2014-07-22 4 BARRIS PETER J See Note 1 ROKA Series B Preferred Stock C - Conversion I -12.360.000 0
2014-07-22 2014-07-22 4 BARRIS PETER J See Note 1 ROKA Common Stock P - Purchase I 12,0000 383.333 4.600 3.216.810
2014-07-22 2014-07-22 4 BARRIS PETER J See Note 1 ROKA Common Stock C - Conversion I 542.381 2.833.477
2014-07-22 2014-07-22 4 BARRIS PETER J See Note 1 ROKA Common Stock C - Conversion I 801.741 2.291.096
2014-07-22 2014-07-22 4 BARRIS PETER J See Note 1 ROKA Common Stock C - Conversion I 365.056 1.489.355
2014-07-22 2014-07-22 4 BARRIS PETER J See Note 1 ROKA Common Stock C - Conversion I 1.119.565 1.124.299
2014-07-22 2014-07-22 4 Viswanathan Ravi See Note 1 ROKA Series E Preferred Stock C - Conversion I -5.987.892 0
2014-07-22 2014-07-22 4 Viswanathan Ravi See Note 1 ROKA Series D Preferred Stock C - Conversion I -8.555.784 0
2014-07-22 2014-07-22 4 Viswanathan Ravi See Note 1 ROKA Series C Preferred Stock C - Conversion I -4.030.224 0
2014-07-22 2014-07-22 4 Viswanathan Ravi See Note 1 ROKA Series B Preferred Stock C - Conversion I -12.360.000 0
2014-07-22 2014-07-22 4 Viswanathan Ravi See Note 1 ROKA Common Stock P - Purchase I 12,0000 383.333 4.600 3.216.810
2014-07-22 2014-07-22 4 Viswanathan Ravi See Note 1 ROKA Common Stock C - Conversion I 542.381 2.833.477
2014-07-22 2014-07-22 4 Viswanathan Ravi See Note 1 ROKA Common Stock C - Conversion I 801.741 2.291.096
2014-07-22 2014-07-22 4 Viswanathan Ravi See Note 1 ROKA Common Stock C - Conversion I 365.056 1.489.355
2014-07-22 2014-07-22 4 Viswanathan Ravi See Note 1 ROKA Common Stock C - Conversion I 1.119.565 1.124.299
2014-07-16 3 Cohen Fred E ROKA No securities beneficially owned D 0
2014-07-16 3 SOBIESKI STEVEN ROKA Common stock, par value $0.001 per share D 390.994
2014-07-16 3 SOBIESKI STEVEN ROKA Common stock, par value $0.001 per share D 390.994
2014-07-16 3 THOMAS PAUL ROKA Common stock, par value $0.001 per share D 1.567.024
2014-07-16 3 THOMAS PAUL ROKA Common stock, par value $0.001 per share D 1.567.024
2014-07-16 3 SILVERSTEIN JONATHAN See footnotes ROKA Common Stock, par value $0.001 per share I 4.776
2014-07-16 3 SILVERSTEIN JONATHAN See footnotes ROKA Common Stock, par value $0.001 per share I 9.420
2014-07-16 3 SILVERSTEIN JONATHAN See footnotes ROKA Common Stock, par value $0.001 per share I 4.776
2014-07-16 3 SILVERSTEIN JONATHAN See footnotes ROKA Common Stock, par value $0.001 per share I 9.420
2014-07-16 3 ISALY SAMUEL D ROKA Common Stock, par value $0.001 per share I 4.776
2014-07-16 3 ISALY SAMUEL D ROKA Common Stock, par value $0.001 per share I 9.420
2014-07-16 3 ISALY SAMUEL D ROKA Common Stock, par value $0.001 per share I 4.776
2014-07-16 3 ISALY SAMUEL D ROKA Common Stock, par value $0.001 per share I 9.420
2014-07-16 3 ISALY SAMUEL D ROKA Common Stock, par value $0.001 per share I 4.776
2014-07-16 3 ISALY SAMUEL D ROKA Common Stock, par value $0.001 per share I 9.420
2014-07-16 3 ISALY SAMUEL D ROKA Common Stock, par value $0.001 per share I 9.420
2014-07-16 3 ISALY SAMUEL D ROKA Common Stock, par value $0.001 per share I 4.776
2014-07-16 3 NEA 13 GP, Ltd ROKA Common Stock D 9.468
2014-07-16 3 NEA 13 GP, Ltd ROKA Common Stock D 9.468
2014-07-16 3 NEA 13 GP, Ltd ROKA Common Stock D 9.468
2014-07-16 3 NEA 13 GP, Ltd ROKA Common Stock D 9.468
2014-07-16 3 BARRETT M JAMES See Note 1 ROKA Common Stock I 9.468
2014-07-16 3 BARRETT M JAMES See Note 1 ROKA Common Stock I 9.468
2014-07-16 3 BARRIS PETER J See Note 1 ROKA Common Stock I 9.468
2014-07-16 3 BARRIS PETER J See Note 1 ROKA Common Stock I 9.468
2014-07-16 3 BASKETT FOREST See Note 1 ROKA Common Stock I 9.468
2014-07-16 3 BASKETT FOREST See Note 1 ROKA Common Stock I 9.468
2014-07-16 3 DRANT RYAN D See Note 1 ROKA Common Stock I 9.468
2014-07-16 3 DRANT RYAN D See Note 1 ROKA Common Stock I 9.468
2014-07-16 3 KERINS PATRICK J See Note 1 ROKA Common Stock I 9.468
2014-07-16 3 KERINS PATRICK J See Note 1 ROKA Common Stock I 9.468
2014-07-16 3 KOLLURI KRISHNA KITTU See Note 1 ROKA Common Stock I 9.468
2014-07-16 3 KOLLURI KRISHNA KITTU See Note 1 ROKA Common Stock I 9.468
2014-07-16 3 MOTT DAVID M See Note 1 ROKA Common Stock I 9.468
2014-07-16 3 MOTT DAVID M See Note 1 ROKA Common Stock I 9.468
2014-07-16 3 SANDELL SCOTT D See Note 1 ROKA Common Stock I 9.468
2014-07-16 3 SANDELL SCOTT D See Note 1 ROKA Common Stock I 9.468
2014-07-16 3 Weller Harry R See Note 1 ROKA Common Stock I 9.468
2014-07-16 3 Weller Harry R See Note 1 ROKA Common Stock I 9.468
2014-07-16 3 Viswanathan Ravi See Note 1 ROKA Common Stock I 9.468
2014-07-16 3 Viswanathan Ravi See Note 1 ROKA Common Stock I 9.468
2014-07-16 3 Narajowski Walter M. ROKA Common stock, par value $0.001 per share D 128.618
2014-07-16 3 Narajowski Walter M. ROKA Common stock, par value $0.001 per share D 128.618
2014-07-16 3 McCardell AmyJo ROKA Common stock, par value $0.001 per share D 39.852
2014-07-16 3 McCardell AmyJo ROKA Common stock, par value $0.001 per share D 39.852
2014-07-16 3 COULTER JAMES G See Explanation of Responses ROKA Series B Common Stock I 1.058
2014-07-16 3 COULTER JAMES G See Explanation of Responses ROKA Series B Common Stock I 1.058
2014-07-16 3 COULTER JAMES G See Explanation of Responses ROKA Series B Common Stock I 1.058
2014-07-16 3 COULTER JAMES G See Explanation of Responses ROKA Series B Common Stock I 1.058
P
Åbent marked eller privat køb af ikke-afledte eller afledte værdipapirer
S
Åbent marked eller privat salg af ikke-afledte eller afledte værdipapirer
A
Tildeling, tildeling eller anden erhvervelse af værdipapirer fra virksomheden (såsom en option)
C
Konvertering af derivat
D
Salg eller overførsel af værdipapirer tilbage til virksomheden
F
Betaling af udnyttelseskurs eller skatteforpligtelse ved brug af en del af værdipapirer modtaget fra selskabet
G
Gave af værdipapirer af eller til insideren
K
Aktieswaps og lignende sikringstransaktioner
M
Udnyttelse eller konvertering af afledt værdipapir modtaget fra virksomheden (såsom en option)
V
En transaktion rapporteret frivilligt på formular 4
J
Andet (ledsaget af en fodnote, der beskriver transaktionen)
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