RIV.RT / RiverNorth Opportunities Fund, Inc. - Equity Right - Insider Trading and Ownership Report - SEC Form 3, 4, 5

RiverNorth Opportunities Fund, Inc. - Equity Right
US ˙ NYSE

Total Insiders39
Insider-stemningsscore

Insider Sentiment Score viser, at virksomhederne bliver købt af virksomheders insidere.

Det er resultatet af en sofistikeret, multi-faktor kvantitativ model, der identificerer virksomheder med de højeste niveauer af insider-akkumulering. Scoringsmodellen bruger en kombination af nettoantallet af insidere, der har købt de foregående 90 dage, det samlede antal aktier købt som en procentdel af float og det samlede antal aktier ejet af insidere. Tallet går fra 0 til 100, hvor højere tal indikerer et højere niveau af akkumulering for sine jævnaldrende, og 50 er gennemsnittet.

Opdateringsfrekvens: Dagligt

Se Insiders Top Picks, som giver en liste over virksomheder med den højeste insider-akkumulering.

Officers sentiment score

Officer Sentiment Score finder virksomheder, der bliver købt af Corporate Officers.

Per definition er Corporate Officers Corporate Insiders, men i modsætning til nogle af de andre Insiders (10 % aktionærer og bestyrelsesmedlemmer), arbejder officerer for virksomheden på daglig basis, og de bruger deres egne penge, når de handler . (10 % aktionærer og bestyrelsesmedlemmer er ofte fondsforvaltere, der administrerer andres penge.) Som sådan er insiderhandler foretaget af embedsmænd meget mere betydningsfulde og bør behandles passende.

Ligesom Insider Sentiment Score er Officer Sentiment Score resultatet af en sofistikeret, multi-faktor kvantitativ model, der identificerer virksomheder med de højeste niveauer af officerakkumulering.

Opdateringsfrekvens: Dagligt

Se Insiders Top Picks, som giver en liste over virksomheder med højeste insider-stemning.

Nøgle Insider Metrics

Dette kort viser, hvordan virksomheden rangerer langs forskellige insider-metrics. Percentilrangen viser, hvordan denne virksomhed sammenligner sig med andre virksomheder på de amerikanske markeder. Højere placeringer er tegn på bedre situationer.

For eksempel er det generelt accepteret, at insider-køb er en positiv indikator, så virksomheder med flere insider-køb vil rangere højere end virksomheder med mindre insider-køb (eller endda insider-salg).

Netto antal insidere, der køber (rang)

N/A

Netto antal insidere, der køber, er det samlede antal insiders, der køber minus det samlede antal insiders, der har solgt inden for de sidste 90 dage. Percentilrangen vises her (spænder fra 0 til 100%).

Procent af float købt af insidere (rangering)

N/A

Procent af float købt af insidere er det samlede antal aktier købt af insidere minus det samlede antal aktier solgt af insidere inden for de sidste 90 dage, divideret med den samlede float og ganget med 100.

Insiderhandelsdiagram

RiverNorth Opportunities Fund, Inc. - Equity Right insiderhandler er vist i følgende diagram. Insidere er embedsmænd, direktører eller betydelige investorer i en virksomhed. Generelt er det generelt ulovligt for insidere at foretage handler i deres virksomheder baseret på væsentlige, ikke-offentlige oplysninger. Dette betyder ikke, at det er ulovligt for dem at handle i deres egne virksomheder. De skal dog rapportere alle handler til SEC via en formular 4.

Insiderliste og lønsomhedsmålinger

Denne tabel viser listen over kendte insidere og genereres automatisk fra arkiveringer, der er videregivet til SEC. Ud over navnene, den seneste titel og direktør, officer eller 10 % ejerbetegnelse giver vi de seneste offentliggjorte besiddelser. Derudover giver vi, når det er muligt, den historiske handelspræstation for insideren. Den historiske handelspræstation er et vægtet gennemsnit af præstationen af faktiske købstransaktioner på det åbne marked foretaget af insideren. For mere information om, hvordan dette beregnes, se dette YouTube-webinar.

See our leaderboard of most profitable insider traders.

Insider Gennemsnitlig fortjeneste (%) Aktier
Ejet
Dele
Justeret
Alps Advisors Inc - 0 0
Alps Holdings Inc 0
Edmund J Burke 0
Patrick D Buchanan 0
Kathryn Burns 0
John K Carter 0
Thomas Anthony Carter 0
Marcus L Collins 0
Dst Systems Inc 0
Troy Anthony Duran 0
Allen French 0
Galley Patrick W. Director - [D] 282.018 282.018
John Wayne Hutchens Director - [D] 7.763 7.763
Insider Gennemsnitlig fortjeneste (%) Aktier
Ejet
Dele
Justeret
Oakes John S. Director - [D] 1.967 1.967
William R Jr Parmentier 0
Rivernorth Capital Management, Llc - 0 0
Jerry Raio Director - [D] 4.000 4.000
RiverNorth Strategic Holdings, LLC - 76.796 76.796
Valerie Lynn Ruppel 0
SS&C Technologies Holdings Inc 0
Brian H Schmucker - 0 0
Michael Sleightholme 0
Laton Spahr 0
Matthew Sutula 0
David Swanson Director - [D] 1.376 1.376
Bradley J Swenson 0

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Track Records af insiderkøb - Kortsigtet profitanalyse

I dette afsnit analyserer vi rentabiliteten af ethvert uplanlagt insiderkøb i åbent marked foretaget i RIV.RT / RiverNorth Opportunities Fund, Inc. - Equity Right. Denne analyse hjælper med at forstå, om insideren konsekvent genererer unormale afkast og er værd at følge. Denne analyse er for et år efter hver handel, og resultaterne er teoretiske .

Følgende tabel viser de seneste køb på det åbne marked, der ikke var en del af en automatisk handelsplan.

Handelsdato Insider Rapporteret
Aktier
Rapporteret
Pris
Justeret
Aktier
Justeret
Pris
Omkostningsgrundlag dage til
Maks
Pris kl
Maks
Maks
Fortjeneste ($)
Maks. afkast (%)
2023-10-27 Raio Jerry 2.500 9,7400 2.500 9,7400 24.350 342 12.9500 8.025 32,96
2023-04-10 Raio Jerry 1.500 11,5500 1.500 11,5500 17.325
2022-11-15 Galley Patrick W. 41.899 0,0000 41.899 0,0000 0
2022-11-08 HUTCHENS JOHN WAYNE 2.773 11,9300 2.773 11,9300 33.082
2022-01-24 O'Neill Stephen Andrew 1.200 14,9200 1.200 14,9200 17.904
2022-01-24 O'Neill Stephen Andrew 200 14,9700 200 14,9700 2.994
2022-01-24 O'Neill Stephen Andrew 1.198 14,9200 1.198 14,9200 17.874
2022-01-24 O'Neill Stephen Andrew 200 14,9500 200 14,9500 2.990
2022-01-24 O'Neill Stephen Andrew 500 14,9400 500 14,9400 7.470

Justeret pris er den split-justerede pris. Adjusted Shares er de split-justerede aktier.

RIV.RT / RiverNorth Opportunities Fund, Inc. - Equity Right Insider Trades
Track Records af insidersalg - Kortsigtet tabsanalyse

I dette afsnit analyserer vi den kortsigtede undgåelse af tab af ethvert uplanlagt insidersalg på åbent marked, der foretages i RIV.RT / RiverNorth Opportunities Fund, Inc. - Equity Right. Et konsekvent mønster af tabsforebyggelse kan tyde på, at fremtidige salgstransaktioner kan forudsige prisfald. Denne analyse er for et år efter hver handel, og resultaterne er teoretiske .

Følgende tabel viser de seneste salg på det åbne marked, der ikke var en del af en automatisk handelsplan.

Handelsdato Insider Rapporteret
Aktier
Rapporteret
Pris
Justeret
Aktier
Justeret
Pris
Omkostningsgrundlag dage til
Min
Pris kl
Min
Max tab
Undgået ($)
Max tab
Undgået (%)
2021-06-04 Schmucker Brian H 4.000 17,8800 4.000 17,8800 71.520 342 12.9000 -19.920 -27,85
2021-05-10 RIVERNORTH CAPITAL MANAGEMENT, LLC 4.917 18,0400 4.917 18,0400 88.703
2021-05-07 RIVERNORTH CAPITAL MANAGEMENT, LLC 8.800 18,0900 8.800 18,0900 159.192
2021-04-30 RIVERNORTH CAPITAL MANAGEMENT, LLC 5.302 17,6800 5.302 17,6800 93.739
2021-04-23 RIVERNORTH CAPITAL MANAGEMENT, LLC 5.000 17,4700 5.000 17,4700 87.350
2021-04-13 RIVERNORTH CAPITAL MANAGEMENT, LLC 7.114 17,7700 7.114 17,7700 126.416
2021-04-05 RIVERNORTH CAPITAL MANAGEMENT, LLC 4.000 17,6000 4.000 17,6000 70.400
2021-04-01 Schmucker Brian H 7.616 17,5400 7.616 17,5400 133.585
2021-03-31 Schmucker Brian H 15.000 17,3800 15.000 17,3800 260.700

Justeret pris er den split-justerede pris. Adjusted Shares er de split-justerede aktier.

RIV.RT / RiverNorth Opportunities Fund, Inc. - Equity Right Insider Trades
Transaktionshistorik

Klik på linkikonet for at se den fulde transaktionshistorik. Transaktioner, der rapporteres som en del af en automatisk handelsplan 10b5-1, vil have et X i kolonnen markeret 10b-5.

Fil
Dato
Handle
Dato
Form Insider Ticker Sikkerhedstitel Kode 10b5-1 Direkte Dyrke motion
Pris
Enhed
Pris
Enheder
Ændret
Værdi
Ændret (1K)
Tilbage
Muligheder
Tilbage
Aktier
2025-07-10 3/A RiverNorth Strategic Holdings, LLC RIV Common Shares of Beneficial Interest D 76.796
2024-11-29 3 RiverNorth Strategic Holdings, LLC RIV Common Shares of Beneficial Interest D 953.038
2024-11-27 2024-11-22 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest J - Other D -76.796 0
2023-12-28 2023-12-27 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 11,1200 12.608 140 89.368
2023-12-15 2023-12-14 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 11,0630 8.674 96 76.760
2023-12-11 2023-12-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 10,8300 600 6 68.086
2023-12-07 2023-12-07 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 10,7700 292 3 67.486
2023-12-06 2023-12-04 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 10,6800 1.053 11 67.194
2023-12-04 2023-12-01 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 10,6500 47 1 66.141
2023-11-22 2023-11-21 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 10,5000 12.400 130 66.094
2023-11-21 2023-11-20 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 10,4926 15.245 160 53.694
2023-11-20 2023-11-17 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 10,4703 18.094 189 38.449
2023-10-27 2023-10-27 4 Raio Jerry RIV Common Shares of Beneficial Interest P - Purchase D 9,7400 2.500 24 4.000
2023-06-05 2023-06-02 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 11,2000 916 10 20.355
2023-05-15 2023-05-12 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 10,9800 4.539 50 19.439
2023-05-12 2023-05-11 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 11,1345 728 8 14.900
2023-05-11 2023-05-10 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 11,1275 1.600 18 14.172
2023-04-11 2023-04-10 4 Raio Jerry RIV Common Shares of Beneficial Interest P - Purchase D 11,5500 1.500 17 1.500
2022-12-06 2022-11-15 4 Galley Patrick W. RIV Common Shares of Beneficial Interest P - Purchase D 41.899 282.018
2022-11-22 2022-11-08 4 HUTCHENS JOHN WAYNE RIV Common Shares of Beneficial Interest P - Purchase D 11,9300 2.773 33 7.763
2022-11-10 3 Mougin Lisa Bruckert RIV No securities beneficially owned D 0
2022-01-25 2022-01-24 4 O'Neill Stephen Andrew RIV Common Shares of Beneficial Interest P - Purchase D 14,9200 1.200 18 71.227
2022-01-25 2022-01-24 4 O'Neill Stephen Andrew RIV Common Shares of Beneficial Interest P - Purchase D 14,9700 200 3 70.027
2022-01-25 2022-01-24 4 O'Neill Stephen Andrew RIV Common Shares of Beneficial Interest P - Purchase D 14,9200 1.198 18 69.827
2022-01-25 2022-01-24 4 O'Neill Stephen Andrew RIV Common Shares of Beneficial Interest P - Purchase D 14,9500 200 3 68.629
2022-01-25 2022-01-24 4 O'Neill Stephen Andrew RIV Common Shares of Beneficial Interest P - Purchase D 14,9400 500 7 68.429
2022-01-25 2022-01-24 4 O'Neill Stephen Andrew RIV Common Shares of Beneficial Interest P - Purchase D 14,9800 1.702 25 67.929
2021-11-17 2021-11-16 4 HUTCHENS JOHN WAYNE RIV Common Shares of Beneficial Interest P - Purchase D 16,8100 1.664 28 6.654
2021-11-17 2021-11-15 4/A O'Neill Stephen Andrew RIV RT Common Shares of Beneficial Interest P - Purchase D 16,8100 16.557 278 66.227
2021-11-16 2021-11-15 4 O'Neill Stephen Andrew RIV RT Common Shares of Beneficial Interest P - Purchase D 16,8100 16.557 278 82.784
2021-11-15 2021-11-15 4 Swanson David RIV Common Shares of Beneficial Interest P - Purchase D 16,8100 344 6 1.376
2021-06-08 2021-06-04 4 Schmucker Brian H RIV Common Stock S - Sale D 17,8800 -4.000 -72 0
2021-05-11 2021-05-10 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 18,0400 -4.917 -89 12.572
2021-05-11 2021-05-07 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 18,0900 -8.800 -159 17.489
2021-05-05 2021-04-30 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,6800 -5.302 -94 26.289
2021-04-28 2021-04-23 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,4700 -5.000 -87 31.591
2021-04-15 2021-04-13 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,7700 -7.114 -126 36.591
2021-04-06 2021-04-01 4 Schmucker Brian H RIV Common Stock S - Sale D 17,5400 -7.616 -134 4.000
2021-04-06 2021-03-31 4 Schmucker Brian H RIV Common Stock S - Sale D 17,3800 -15.000 -261 11.616
2021-04-06 2021-04-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,6000 -4.000 -70 43.705
2021-03-24 2021-03-21 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,3600 -6.279 -109 47.705
2021-03-19 2021-03-17 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,6800 -5.000 -88 53.984
2021-03-17 2021-03-15 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,7200 -5.510 -98 58.984
2021-03-17 2021-03-12 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,6000 -5.000 -88 64.494
2021-03-17 2021-03-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,0200 -8.500 -145 69.494
2021-03-04 2021-03-03 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,3700 -7.635 -133 77.994
2021-02-12 2021-02-09 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,5000 -9.450 -165 85.629
2021-02-12 2021-02-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,3400 -8.792 -152 95.079
2021-02-09 2021-02-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,3400 -8.792 -152 103.871
2021-02-09 2021-02-04 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,1700 -2.000 -34 112.663
2021-02-04 2021-02-03 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,0100 -7.459 -127 114.663
2021-02-04 2021-02-02 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,0100 -2.000 -34 122.122
2020-11-09 2020-11-09 4 Swanson David RIV Common Shares of Beneficial Interest P - Purchase D 14,0800 258 4 1.032
2020-03-25 2020-03-23 4 O'Neill Stephen Andrew RIV Common Stock P - Purchase D 9,3500 500 5 47.722
2020-03-25 2020-03-23 4 O'Neill Stephen Andrew RIV Common Stock P - Purchase D 9,3900 2.000 19 47.222
2020-03-16 2020-03-12 4 Schmucker Brian H RIV Common Stock S - Sale D 11,1700 -29.050 -324 26.616
2020-03-16 2020-03-12 4 Galley Patrick W. RIV Common Stock P - Purchase D 12,4800 1.000 12 140.571
2020-03-16 2020-03-12 4 Galley Patrick W. RIV Common Stock P - Purchase D 12,4500 1.876 23 139.571
2019-11-13 2019-11-12 4 Oakes John S. RIV Common Shares of Beneficial Interest P - Purchase D 16,2000 429 7 1.967
2019-11-12 2019-11-07 4 Galley Patrick W. RIV Common Stock P - Purchase D 16,2000 33.168 537 137.695
2019-11-12 2019-11-07 4 O'Neill Stephen Andrew RIV Common Stock P - Purchase D 16,2000 5.000 81 43.792
2019-11-12 2019-11-12 4 HUTCHENS JOHN WAYNE RIV Common Shares of Beneficial Interest P - Purchase D 16,2000 1.247 20 4.990
2019-10-28 2019-10-25 4 Swanson David RIV Common Shares of Beneficial Interest P - Purchase D 16,6000 194 3 774
2019-10-24 2019-10-01 4 Schmucker Brian H RIV RT Transferable Subscription Rights (RIV RT) A - Award D 55.668 55.668
2019-10-24 2019-10-24 4 O'Neill Stephen Andrew RIV RT Transferable Subscription Rights (RIV RT) S - Sale D 0,0533 -23.793 -1 15.000
2019-10-24 2019-10-01 4 O'Neill Stephen Andrew RIV RT Transferable Subscription Rights (RIV RT) A - Award D 38.793 38.793
2019-10-24 2019-10-01 4 Galley Patrick W. RIV RT Transferable Subscription Rights (RIV RT) A - Award D 96.597 96.597
2019-10-24 2019-10-23 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV RT Transferable Subscription Rights (RIV RT) S - Sale D 0,0600 -10.290 -1 0
2019-10-24 2019-10-22 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV RT Transferable Subscription Rights (RIV RT) S - Sale D 0,0401 -51.429 -2 10.290
2019-10-22 2019-10-21 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV RT Transferable Subscription Rights (RIV RT) S - Sale D 0,0359 -47.938 -2 61.719
2019-10-22 2019-10-18 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV RT Transferable Subscription Rights (RIV RT) S - Sale D 0,0601 -14.465 -1 109.657
2019-10-18 2019-10-16 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16,7000 -1.522 -25 115.171
2019-10-18 2019-10-16 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16,6700 -2.000 -33 116.693
2019-10-18 2019-10-16 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16,6300 -2.000 -33 118.693
2019-10-18 2019-10-01 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Transferable Subscription Rights (RIV RT) A - Award D 124.122 124.122
2019-10-10 2019-10-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16,9200 -1.429 -24 120.693
2019-10-10 2019-10-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16,8800 -1.000 -17 122.122
2019-10-10 2019-10-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16,8900 -1.000 -17 123.122
2019-09-27 2019-09-26 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,1200 -5.000 -86 124.122
2019-09-27 2019-09-25 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,2400 -2.700 -47 129.122
2019-09-27 2019-09-09 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,1800 -570 -10 131.822
2019-09-27 2019-09-09 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,1900 -109 -2 132.392
2019-08-29 2019-08-28 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16,9500 -624 -11 132.501
2019-08-29 2019-08-27 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16,9500 -3.000 -51 133.125
2019-08-05 2019-08-01 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,4500 -3.300 -58 136.125
2019-08-05 2019-08-01 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,4000 -3.000 -52 139.425
2019-07-17 2019-07-16 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,4000 -1.755 -31 142.425
2019-07-17 2019-07-15 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,6500 -4.018 -71 144.180
2019-07-17 2019-07-11 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,6200 -5.500 -97 148.198
2019-07-11 2019-07-10 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,5000 -2.372 -42 153.698
2019-07-11 2019-07-10 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,4500 -3.000 -52 156.070
2019-07-11 2019-07-09 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,4200 -400 -7 159.070
2019-07-11 2019-07-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,3100 -4.500 -78 159.470
2019-07-11 2019-07-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,3600 -738 -13 163.970
2019-07-08 2019-07-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,2600 -3.400 -59 164.708
2019-07-08 2019-07-02 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,2600 -370 -6 168.108
2019-07-03 2019-07-02 4 Swanson David RIV Common Shares of Beneficial Interest P - Purchase D 17,1953 580 10 580
2019-06-24 2019-06-21 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,1000 -581 -10 168.478
2019-06-24 2019-06-20 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,0700 -2.000 -34 169.059
2019-06-20 2019-06-18 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,0700 -513 -9 171.059
2019-06-17 2019-06-13 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,0200 -1.000 -17 171.572
2019-06-17 2019-06-13 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16,9700 -4.000 -68 172.572
2019-06-17 2019-06-10 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,1000 -200 -3 176.572
2019-06-17 2019-06-06 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16,9500 -1.191 -20 176.772
2019-06-17 2019-06-06 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16,9200 -1.329 -22 177.963
2019-06-06 2019-06-06 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16,9200 -671 -11 179.265
2019-06-06 2019-06-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16,9200 -2.000 -34 179.936
2019-06-06 2019-06-04 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16,8800 -800 -14 181.963
2019-06-06 2019-06-04 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16,9000 -2.000 -34 182.763
2019-05-13 2019-05-09 4 Schmucker Brian H RIV Common Stock S - Sale D 16,7900 -5.500 -92 55.666
2019-05-08 2019-05-08 4 Schmucker Brian H RIV Common Stock S - Sale D 16,9100 -5.500 -93 61.166
2019-05-08 2019-05-07 4 Schmucker Brian H RIV Common Stock S - Sale D 17,2000 -5.500 -95 66.666
2019-05-08 2019-05-06 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,2200 -5.500 -95 184.763
2019-05-06 2019-05-02 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,0600 -5.500 -94 190.263
2018-12-26 2018-12-21 4 Galley Patrick W. RIV Common Stock P - Purchase D 14,5325 2.000 29 89.974
2018-12-21 2018-12-20 4 Galley Patrick W. RIV Common Stock A - Award D 14,8425 2.000 30 87.974
2018-12-21 2018-12-19 4 Galley Patrick W. RIV Common Stock A - Award D 15,0025 2.000 30 85.974
2018-12-21 2018-12-19 4 Galley Patrick W. RIV Common Stock A - Award D 15,0348 1.000 15 83.974
2018-12-21 2018-12-19 4 Galley Patrick W. RIV Common Stock A - Award D 15,0225 2.000 30 82.974
2018-12-21 2018-12-20 4 Schmucker Brian H RIV Common Stock A - Award D 14,4400 3.000 43 72.166
2018-12-21 2018-12-20 4 Schmucker Brian H RIV Common Stock A - Award D 14,9100 5.000 75 69.166
2018-12-17 2018-11-07 4 Oakes John S. RIV Common Shares of Beneficial Interest P - Purchase D 16,9300 369 6 1.475
2018-11-26 2018-11-20 4 Schmucker Brian H RIV Common Stock A - Award D 16,2000 3.000 49 64.166
2018-11-20 2018-11-20 4 Schmucker Brian H RIV Common Stock A - Award D 16,3800 2.000 33 61.166
2018-11-20 2018-11-19 4 Schmucker Brian H RIV Common Stock A - Award D 16,2000 5.000 81 59.166
2018-11-13 2018-11-07 4 Schmucker Brian H RIV Common Stock A - Award D 16,9300 8.833 150 54.166
2018-11-09 2018-11-07 4 Galley Patrick W. RIV Common Stock A - Award D 16,9300 30.659 519 80.974
2018-11-09 2018-11-07 4 O'Neill Stephen Andrew RIV Common Stock A - Award D 16,9300 8.000 135 35.639
2018-11-09 2018-11-07 4 HUTCHENS JOHN WAYNE RIV Common Shares of Beneficial Interest P - Purchase D 16,9300 1.311 22 3.743
2018-06-15 2018-06-13 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,5500 -678 -15 195.763
2018-06-15 2018-06-13 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,5000 -3.500 -75 196.441
2018-06-13 2018-06-12 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,5100 -300 -6 199.941
2018-06-13 2018-06-12 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,4500 -3.000 -64 200.241
2018-06-13 2018-06-11 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,5000 -17 -0 203.241
2018-06-13 2018-06-11 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,4900 -2.500 -54 203.258
2018-06-13 2018-06-11 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,4600 -3.000 -64 205.758
2018-06-11 2018-06-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,4200 -618 -13 208.758
2018-06-11 2018-06-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,4000 -2.500 -54 209.376
2018-06-11 2018-06-07 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,4700 -453 -10 211.876
2018-06-11 2018-06-07 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,4500 -3.500 -75 212.329
2018-06-07 2018-06-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,4000 -3.500 -75 215.829
2018-06-07 2018-06-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,3600 -4.000 -85 219.329
2018-06-05 2018-06-04 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,4000 -2.437 -52 223.329
2018-06-05 2018-06-04 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,3700 -2.000 -43 225.766
2018-06-05 2018-06-04 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,3500 -3.000 -64 227.766
2018-06-05 2018-06-01 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,3500 -2.000 -43 230.766
2018-06-05 2018-06-01 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,3700 -1.008 -22 232.766
2018-05-31 2018-05-30 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,3100 -3.000 -64 233.774
2018-05-31 2018-05-30 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,2900 -2.000 -43 236.774
2018-05-31 2018-05-29 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,2700 -2.500 -53 238.774
2018-05-31 2018-05-29 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,2500 -3.000 -64 241.274
2018-05-31 2018-05-29 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,2300 -2.000 -42 244.274
2018-01-12 2018-01-10 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 20,7400 -7.400 -153 246.274
2018-01-10 2018-01-09 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 20,7500 -7.000 -145 253.674
2018-01-10 2018-01-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 20,5900 -7.000 -144 260.674
2018-01-05 2018-01-03 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 20,2800 -5.300 -107 272.674
2018-01-03 2018-01-02 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 20,1200 -5.000 -101 272.974
2018-01-03 2018-01-02 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 20,0800 -8.000 -161 277.974
2017-12-26 2017-12-21 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,7900 -4.442 -88 285.974
2017-12-26 2017-12-21 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,7400 -4.000 -79 290.416
2017-12-26 2017-12-21 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,7300 -3.000 -59 294.416
2017-12-26 2017-12-21 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,7100 -2.000 -39 297.416
2017-11-21 2017-11-15 4 Galley Patrick W. RIV Common Stock A - Award D 19,5400 18.676 365 44.710
2017-11-21 2017-11-15 4 Schmucker Brian H RIV Common Stock A - Award D 19,5400 11.333 221 45.333
2017-11-21 2017-11-15 4 O'Neill Stephen Andrew RIV Common Stock A - Award D 19,5400 2.000 39 27.000
2017-11-17 2017-11-15 4 HUTCHENS JOHN WAYNE RIV Common Shares of Beneficial Interest A - Award D 19,5400 1.332 26 2.432
2017-11-17 2017-11-15 4 Oakes John S. RIV Common Shares of Beneficial Interest A - Award D 19,5400 667 13 1.167
2017-11-02 2017-10-04 4 Galley Patrick W. RIV Common Stock P - Purchase D 20,4800 100 2 26.034
2017-10-31 2017-10-30 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV RT Transferable Subscription Rights S - Sale D 0,2300 -10.000 -2 261.867
2017-10-31 2017-10-30 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV RT Transferable Subscription Rights S - Sale D 0,2400 -7.860 -2 271.867
2017-10-25 2017-10-23 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV RT Transferable Subscription Rights S - Sale D 0,2200 -19.691 -4 279.727
2017-10-13 2017-10-10 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,0500 -4.374 -92 299.416
2017-10-13 2017-10-10 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 20,9700 -3.000 -63 303.790
2017-10-13 2017-10-09 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,0000 -7.000 -147 306.790
2017-10-10 2017-10-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 20,7100 -3.000 -62 62.136
2017-10-10 2017-10-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 20,7200 -4.000 -83 82.881
2017-09-20 2017-09-18 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,0900 -3.700 -78 320.790
2017-09-18 2017-09-14 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,1100 -180 -4 324.490
2017-09-18 2017-09-14 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,1200 -620 -13 324.670
2017-09-12 2017-09-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,0000 -2.100 -44 325.290
2017-09-12 2017-09-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,0500 -700 -15 327.390
2017-09-07 2017-09-06 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,0300 -1.000 -21 328.090
2017-09-07 2017-09-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,1000 -7.300 -154 329.090
2017-05-22 2017-05-18 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,8524 -1.300 -26 336.390
2017-05-18 2017-05-16 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,9800 -415 -8 337.690
2017-04-26 2017-04-24 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,9500 -1.000 -20 338.105
2017-04-26 2017-04-24 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,9900 -1.000 -20 339.105
2017-04-24 2017-04-20 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 20,0000 -500 -10 340.105
2017-04-24 2017-04-20 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,9300 -1.500 -30 340.605
2017-04-21 2017-04-19 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,8300 -600 -12 342.105
2017-04-21 2017-04-19 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,8010 -1.000 -20 342.705
2017-04-18 2017-04-17 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,9000 -100 -2 343.705
2017-04-18 2017-04-17 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,7900 -1.000 -20 343.805
2017-04-18 2017-04-13 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,7860 -1.000 -20 344.805
2017-04-18 2017-04-13 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,8000 -1.000 -20 345.805
2017-04-18 2017-04-13 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,8500 -1.200 -24 346.805
2017-04-13 2017-04-12 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 20,0000 -1.000 -20 348.005
2017-04-13 2017-04-11 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,9500 -1.200 -24 349.005
2017-04-13 2017-04-11 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,9100 -1.000 -20 350.205
2017-04-13 2017-04-11 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,8900 -1.000 -20 351.205
2017-04-11 2017-04-10 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,8500 -1.000 -20 352.205
2017-04-11 2017-04-07 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,8200 -136 -3 353.205
2017-04-11 2017-04-07 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,8000 -1.000 -20 353.341
2017-04-11 2017-04-07 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,7600 -1.000 -20 354.341
2017-04-07 2017-04-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,7100 -1.000 -20 355.341
2017-04-07 2017-04-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,7101 -1.000 -20 356.341
2017-04-06 2017-04-04 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,7500 -100 -2 357.341
2017-04-06 2017-04-04 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,7508 -1.000 -20 357.441
2017-04-06 2017-04-03 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,6500 -1.000 -20 358.441
2017-04-06 2017-04-03 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,6500 -500 -10 359.441
2017-04-03 2017-03-31 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,7200 -1.500 -30 359.941
2017-04-03 2017-03-30 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,6000 -898 -18 361.441
2017-04-03 2017-03-30 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,6000 -1.000 -20 362.339
2017-03-23 2017-03-21 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,6000 -1.000 -20 363
2017-03-23 2017-03-21 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,6001 -1.000 -20 364
2017-03-10 2017-03-09 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,7000 -100 -2 365.339
2017-03-10 2017-03-09 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,6208 -1.300 -26 365.439
2017-03-10 2017-03-09 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,6700 -1.800 -35 366.739
2017-03-10 2017-03-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,6741 -1.500 -30 368.539
2017-03-10 2017-03-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,6487 -1.500 -29 370.039
2017-03-01 2017-02-27 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,9000 -500 -10 371.539
2017-03-01 2017-02-27 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,8501 -1.000 -20 372.039
2017-02-22 2017-02-17 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,8100 -499 -10 373.039
2017-02-14 2017-02-13 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 20,0500 -200 -4 373.538
2017-02-14 2017-02-10 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,9000 -262 -5 373.738
2017-02-14 2017-02-10 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,8700 -500 -10 374.000
2017-02-08 2017-02-06 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,8300 -500 -10 374.500
2017-01-12 2017-01-10 4 ALPS ADVISORS INC RIV Common Shares of Beneficial Interest D - Sale to Issuer D 19,0067 -5.848 -111 0
2016-11-07 2016-11-02 4 Schmucker Brian H (RIV) Common Stock P - Purchase D 18,7000 3.000 56 34.000
2016-05-03 2016-05-02 4 HUTCHENS JOHN WAYNE RIV Common Shares of Beneficial Interest P - Purchase D 19,4000 1.100 21 1.100
2016-05-02 2016-04-28 4 Schmucker Brian H (RIV) Common Stock P - Purchase D 19,2500 1.678 32 31.000
2016-05-02 2016-04-28 4 Schmucker Brian H (RIV) Common Stock P - Purchase D 19,0000 322 6 29.322
2016-04-08 2016-04-07 4 Schmucker Brian H (RIV) Common Stock P - Purchase D 18,0000 2.000 36 29.000
2016-02-19 2016-02-18 4 Schmucker Brian H (RIV) Common Stock P - Purchase D 16,4500 2.000 33 27.000
2016-01-06 2016-01-05 4 Oakes John S. RIV Common Shares of Beneficial Interest P - Purchase D 19,8500 500 10 500
2015-12-30 2015-12-29 4 Galley Patrick W. RIV Common Stock P - Purchase D 20,0000 25.000 500 25.000
2015-12-30 2015-12-29 4 Schmucker Brian H (RIV) Common Stock P - Purchase D 20,0000 25.000 500 25.000
2015-12-30 2015-12-29 4 O'Neill Stephen Andrew (RIV) Common Stock P - Purchase D 20,0000 25.000 500 25.000
2015-12-30 2015-12-29 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock P - Purchase D 20,0000 375.000 7.500 375.000
2015-12-24 3/A ALPS ADVISORS INC RIV RiverNorth Opportunities Fund, Inc. D 5.155
P
Åbent marked eller privat køb af ikke-afledte eller afledte værdipapirer
S
Åbent marked eller privat salg af ikke-afledte eller afledte værdipapirer
A
Tildeling, tildeling eller anden erhvervelse af værdipapirer fra virksomheden (såsom en option)
C
Konvertering af derivat
D
Salg eller overførsel af værdipapirer tilbage til virksomheden
F
Betaling af udnyttelseskurs eller skatteforpligtelse ved brug af en del af værdipapirer modtaget fra selskabet
G
Gave af værdipapirer af eller til insideren
K
Aktieswaps og lignende sikringstransaktioner
M
Udnyttelse eller konvertering af afledt værdipapir modtaget fra virksomheden (såsom en option)
V
En transaktion rapporteret frivilligt på formular 4
J
Andet (ledsaget af en fodnote, der beskriver transaktionen)
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