OTIC / Otonomy Inc - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Otonomy Inc
US ˙ NASDAQ ˙ US68906L1052
DETTE SYMBOL ER IKKE LÆNGERE AKTIVT

Insideraktier9.919.768 shares
Insider-stemningsscore

Insider Sentiment Score viser, at virksomhederne bliver købt af virksomheders insidere.

Det er resultatet af en sofistikeret, multi-faktor kvantitativ model, der identificerer virksomheder med de højeste niveauer af insider-akkumulering. Scoringsmodellen bruger en kombination af nettoantallet af insidere, der har købt de foregående 90 dage, det samlede antal aktier købt som en procentdel af float og det samlede antal aktier ejet af insidere. Tallet går fra 0 til 100, hvor højere tal indikerer et højere niveau af akkumulering for sine jævnaldrende, og 50 er gennemsnittet.

Opdateringsfrekvens: Dagligt

Se Insiders Top Picks, som giver en liste over virksomheder med den højeste insider-akkumulering.

Officers sentiment score

Officer Sentiment Score finder virksomheder, der bliver købt af Corporate Officers.

Per definition er Corporate Officers Corporate Insiders, men i modsætning til nogle af de andre Insiders (10 % aktionærer og bestyrelsesmedlemmer), arbejder officerer for virksomheden på daglig basis, og de bruger deres egne penge, når de handler . (10 % aktionærer og bestyrelsesmedlemmer er ofte fondsforvaltere, der administrerer andres penge.) Som sådan er insiderhandler foretaget af embedsmænd meget mere betydningsfulde og bør behandles passende.

Ligesom Insider Sentiment Score er Officer Sentiment Score resultatet af en sofistikeret, multi-faktor kvantitativ model, der identificerer virksomheder med de højeste niveauer af officerakkumulering.

Opdateringsfrekvens: Dagligt

Se Insiders Top Picks, som giver en liste over virksomheder med højeste insider-stemning.

Nøgle Insider Metrics

Dette kort viser, hvordan virksomheden rangerer langs forskellige insider-metrics. Percentilrangen viser, hvordan denne virksomhed sammenligner sig med andre virksomheder på de amerikanske markeder. Højere placeringer er tegn på bedre situationer.

For eksempel er det generelt accepteret, at insider-køb er en positiv indikator, så virksomheder med flere insider-køb vil rangere højere end virksomheder med mindre insider-køb (eller endda insider-salg).

Netto antal insidere, der køber (rang)

N/A

Netto antal insidere, der køber, er det samlede antal insiders, der køber minus det samlede antal insiders, der har solgt inden for de sidste 90 dage. Percentilrangen vises her (spænder fra 0 til 100%).

Procent af float købt af insidere (rangering)

N/A

Procent af float købt af insidere er det samlede antal aktier købt af insidere minus det samlede antal aktier solgt af insidere inden for de sidste 90 dage, divideret med den samlede float og ganget med 100.

Insiderhandelsdiagram

Otonomy Inc insiderhandler er vist i følgende diagram. Insidere er embedsmænd, direktører eller betydelige investorer i en virksomhed. Generelt er det generelt ulovligt for insidere at foretage handler i deres virksomheder baseret på væsentlige, ikke-offentlige oplysninger. Dette betyder ikke, at det er ulovligt for dem at handle i deres egne virksomheder. De skal dog rapportere alle handler til SEC via en formular 4.

Insiderliste og lønsomhedsmålinger

Denne tabel viser listen over kendte insidere og genereres automatisk fra arkiveringer, der er videregivet til SEC. Ud over navnene, den seneste titel og direktør, officer eller 10 % ejerbetegnelse giver vi de seneste offentliggjorte besiddelser. Derudover giver vi, når det er muligt, den historiske handelspræstation for insideren. Den historiske handelspræstation er et vægtet gennemsnit af præstationen af faktiske købstransaktioner på det åbne marked foretaget af insideren. For mere information om, hvordan dette beregnes, se dette YouTube-webinar.

See our leaderboard of most profitable insider traders.

Insider Gennemsnitlig fortjeneste (%) Aktier
Ejet
Dele
Justeret

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Track Records af insiderkøb - Kortsigtet profitanalyse

I dette afsnit analyserer vi rentabiliteten af ethvert uplanlagt insiderkøb i åbent marked foretaget i OTIC / Otonomy Inc. Denne analyse hjælper med at forstå, om insideren konsekvent genererer unormale afkast og er værd at følge. Denne analyse er for et år efter hver handel, og resultaterne er teoretiske .

Følgende tabel viser de seneste køb på det åbne marked, der ikke var en del af en automatisk handelsplan.

Handelsdato Insider Rapporteret
Aktier
Rapporteret
Pris
Justeret
Aktier
Justeret
Pris
Omkostningsgrundlag dage til
Maks
Pris kl
Maks
Maks
Fortjeneste ($)
Maks. afkast (%)
2015-05-22 CAPPS VICKIE L 1.600 24,3503 1.600 24,3503 38.960 209 29.8000 8.720 22,38
2015-05-22 CAPPS VICKIE L 3.400 24,3552 3.400 24,3552 82.808
2014-08-19 Novo A/S 15.690 15,4962 15.690 15,4962 243.135
2014-08-18 TPG Group Holdings (SBS) Advisors, Inc. 171.875 171.875
2014-08-18 Avalon Ventures VIII LP 109.375 16,0000 109.375 16,0000 1.750.000
2014-08-18 Khuong Chau Quang 171.875 16,0000 171.875 16,0000 2.750.000
2014-08-18 Lichter Jay 109.375 16,0000 109.375 16,0000 1.750.000
2014-08-18 Novo A/S 171.875 16,0000 171.875 16,0000 2.750.000
2014-08-18 ORBIMED ADVISORS LLC 171.875 16,0000 171.875 16,0000 2.750.000

Justeret pris er den split-justerede pris. Adjusted Shares er de split-justerede aktier.

OTIC / Otonomy Inc Insider Trades
Track Records af insidersalg - Kortsigtet tabsanalyse

I dette afsnit analyserer vi den kortsigtede undgåelse af tab af ethvert uplanlagt insidersalg på åbent marked, der foretages i OTIC / Otonomy Inc. Et konsekvent mønster af tabsforebyggelse kan tyde på, at fremtidige salgstransaktioner kan forudsige prisfald. Denne analyse er for et år efter hver handel, og resultaterne er teoretiske .

Følgende tabel viser de seneste salg på det åbne marked, der ikke var en del af en automatisk handelsplan.

Handelsdato Insider Rapporteret
Aktier
Rapporteret
Pris
Justeret
Aktier
Justeret
Pris
Omkostningsgrundlag dage til
Min
Pris kl
Min
Max tab
Undgået ($)
Max tab
Undgået (%)
2022-11-28 CAPPS VICKIE L 42.242 0,1028 42.242 0,1028 4.342 24 0.0770 -1.089 -25,09
2022-03-28 Cayer Paul E 5.624 2,4130 5.624 2,4130 13.571
2022-03-28 Savel Robert Michael II 3.325 2,4130 3.325 2,4130 8.023
2022-03-28 Foster Alan Charles 2.559 2,4130 2.559 2,4130 6.175
2022-03-28 Weber David Allen 11.243 2,4130 11.243 2,4130 27.129
2022-03-25 Cayer Paul E 4.015 2,3880 4.015 2,3880 9.588
2022-03-25 Savel Robert Michael II 2.374 2,3880 2.374 2,3880 5.669
2022-03-25 Foster Alan Charles 1.827 2,3880 1.827 2,3880 4.363
2022-03-25 Weber David Allen 8.026 2,3880 8.026 2,3880 19.166

Justeret pris er den split-justerede pris. Adjusted Shares er de split-justerede aktier.

OTIC / Otonomy Inc Insider Trades
Transaktionshistorik

Klik på linkikonet for at se den fulde transaktionshistorik. Transaktioner, der rapporteres som en del af en automatisk handelsplan 10b5-1, vil have et X i kolonnen markeret 10b-5.

Fil
Dato
Handle
Dato
Form Insider Ticker Sikkerhedstitel Kode 10b5-1 Direkte Dyrke motion
Pris
Enhed
Pris
Enheder
Ændret
Værdi
Ændret (1K)
Tilbage
Muligheder
Tilbage
Aktier
2022-12-30 2022-12-30 4 Weber David Allen OTIC Common Stock F - Taxes D 0,0880 -91.636 -8 285.863
2022-12-30 2022-12-28 4 Cayer Paul E OTIC Common Stock F - Taxes D 0,0870 -40.054 -3 183.733
2022-11-29 2022-11-28 4 CAPPS VICKIE L OTIC Common Stock S - Sale D 0,1028 -42.242 -4 3.400
2022-03-29 2022-03-28 4 Weber David Allen OTIC Common Stock S - Sale D 2,4130 -11.243 -27 377.499
2022-03-29 2022-03-25 4 Weber David Allen OTIC Common Stock S - Sale D 2,3880 -8.026 -19 388.742
2022-03-29 2022-03-28 4 Savel Robert Michael II OTIC Common Stock S - Sale D 2,4130 -3.325 -8 145.735
2022-03-29 2022-03-25 4 Savel Robert Michael II OTIC Common Stock S - Sale D 2,3880 -2.374 -6 149.060
2022-03-29 2022-03-28 4 Foster Alan Charles OTIC Common Stock S - Sale D 2,4130 -2.559 -6 177.017
2022-03-29 2022-03-25 4 Foster Alan Charles OTIC Common Stock S - Sale D 2,3880 -1.827 -4 179.576
2022-03-29 2022-03-28 4 Cayer Paul E OTIC Common Stock S - Sale D 2,4130 -5.624 -14 223.787
2022-03-29 2022-03-25 4 Cayer Paul E OTIC Common Stock S - Sale D 2,3880 -4.015 -10 229.411
2022-01-19 2022-01-14 4 Foster Alan Charles OTIC Stock Option (right to buy) A - Award D 2,03 130.000 130.000
2022-01-19 2022-01-14 4 Foster Alan Charles OTIC Common Stock A - Award D 70.000 181.403
2022-01-19 2022-01-14 4 Cayer Paul E OTIC Stock Option (right to buy) A - Award D 2,03 250.000 250.000
2022-01-19 2022-01-14 4 Cayer Paul E OTIC Common Stock A - Award D 100.000 233.426
2022-01-19 2022-01-14 4 Weber David Allen OTIC Stock Option (right to buy) A - Award D 2,03 500.000 500.000
2022-01-19 2022-01-14 4 Weber David Allen OTIC Common Stock A - Award D 150.000 396.768
2022-01-19 2022-01-14 4 Savel Robert Michael II OTIC Stock Option (right to buy) A - Award D 2,03 130.000 130.000
2022-01-19 2022-01-14 4 Savel Robert Michael II OTIC Common Stock A - Award D 70.000 151.434
2021-08-20 2021-08-18 4 Broadfoot Jill Marie OTIC Stock Option (right to buy) A - Award D 1,42 35.000 35.000
2021-06-24 2021-06-22 4 McGill Iain OTIC Stock Option (right to buy) A - Award D 2,18 17.500 17.500
2021-06-24 2021-06-22 4 Schroeder Theodore R OTIC Stock Option (right to buy) A - Award D 2,18 17.500 17.500
2021-06-24 2021-06-22 4 Lichter Jay OTIC Stock Option (right to buy) A - Award D 2,18 17.500 17.500
2021-06-24 2021-06-22 4 CAPPS VICKIE L OTIC Stock Option (right to buy) A - Award D 2,18 17.500 17.500
2021-06-24 2021-06-22 4 Kennedy Ciara OTIC Stock Option (right to buy) A - Award D 2,18 17.500 17.500
2021-06-24 2021-06-22 4 BREITMEYER JAMES B OTIC Stock Option (right to buy) A - Award D 2,18 17.500 17.500
2021-04-20 3 Foster Alan Charles OTIC Common Stock D 51.403
2021-04-20 2021-04-16 4 Savel Robert Michael II OTIC Common Stock A - Award D 65.000 81.434
2021-04-20 2021-04-16 4 Cayer Paul E OTIC Common Stock A - Award D 110.000 133.426
2021-04-20 2021-04-16 4 Weber David Allen OTIC Common Stock A - Award D 220.000 246.768
2021-03-03 2021-03-03 4 Lichter Jay OTIC Common Stock S - Sale I 2,6980 -113.935 -307 0
2021-03-03 2021-03-03 4 Lichter Jay OTIC Common Stock S - Sale I 2,6980 -207.245 -559 0
2021-03-02 2021-03-02 4 Lichter Jay OTIC Common Stock S - Sale I 2,8990 -138.199 -401 113.935
2021-03-02 2021-03-02 4 Lichter Jay OTIC Common Stock S - Sale I 2,8990 -251.375 -729 207.245
2021-03-02 2021-03-01 4 Lichter Jay OTIC Common Stock S - Sale I 2,8560 -61.619 -176 252.134
2021-03-02 2021-03-01 4 Lichter Jay OTIC Common Stock S - Sale I 2,8560 -112.081 -320 458.620
2021-03-02 2021-02-26 4 Lichter Jay OTIC Common Stock S - Sale I 2,8300 -117.262 -332 313.753
2021-03-02 2021-02-26 4 Lichter Jay OTIC Common Stock S - Sale I 2,8300 -213.292 -604 570.701
2021-02-25 2021-02-25 4 Lichter Jay OTIC Common Stock S - Sale I 2,9540 -110.361 -326 431.015
2021-02-25 2021-02-25 4 Lichter Jay OTIC Common Stock S - Sale I 2,9540 -200.739 -593 783.993
2021-02-25 2021-02-24 4 Lichter Jay OTIC Common Stock S - Sale I 2,9820 -178.484 -532 541.376
2021-02-25 2021-02-24 4 Lichter Jay OTIC Common Stock S - Sale I 2,9820 -324.651 -968 984.732
2021-02-25 2021-02-23 4 Lichter Jay OTIC Common Stock S - Sale I 2,8880 -95.113 -275 719.860
2021-02-25 2021-02-23 4 Lichter Jay OTIC Common Stock S - Sale I 2,8880 -173.005 -500 1.309.383
2021-01-20 2021-01-15 4 Savel Robert Michael II OTIC Stock Option (right to buy) A - Award D 5,20 150.000 150.000
2021-01-20 2021-01-15 4 Cayer Paul E OTIC Stock Option (right to buy) A - Award D 5,20 250.000 250.000
2021-01-20 2021-01-15 4 Weber David Allen OTIC Stock Option (right to buy) A - Award D 5,20 500.000 500.000
2020-06-25 2020-06-23 4 CAPPS VICKIE L OTIC Stock Option (right to buy) A - Award D 3,56 17.500 17.500
2020-06-25 2020-06-23 4 Kennedy Ciara OTIC Stock Option (right to buy) A - Award D 3,56 17.500 17.500
2020-06-25 2020-06-23 4 Lichter Jay OTIC Stock Option (right to buy) A - Award D 3,56 17.500 17.500
2020-06-25 2020-06-23 4 McGill Iain OTIC Stock Option (right to buy) A - Award D 3,56 17.500 17.500
2020-06-25 2020-06-23 4 BREITMEYER JAMES B OTIC Stock Option (right to buy) A - Award D 3,56 17.500 17.500
2020-06-25 2020-06-23 4 Schroeder Theodore R OTIC Stock Option (right to buy) A - Award D 3,56 17.500 17.500
2020-03-02 3 Kennedy Ciara OTIC No securities of the Issuer are beneficially owned. D 0
2020-03-02 2020-03-01 4 Kennedy Ciara OTIC Stock Option (right to buy) A - Award D 3,15 35.000 35.000
2020-01-17 2020-01-15 4 Cayer Paul E OTIC Stock Option (right to buy) A - Award D 3,54 490.000 490.000
2020-01-17 2020-01-15 4 Savel Robert Michael II OTIC Stock Option (right to buy) A - Award D 3,54 250.000 250.000
2020-01-17 2020-01-15 4 Weber David Allen OTIC Stock Option (right to buy) A - Award D 3,54 700.000 700.000
2019-06-13 2019-06-11 4 CAPPS VICKIE L OTIC Stock Option (right to buy) A - Award D 2,35 17.500 17.500
2019-06-13 2019-06-11 4 BREITMEYER JAMES B OTIC Stock Option (right to buy) A - Award D 2,35 17.500 17.500
2019-06-13 2019-06-11 4 Preston Heather OTIC Stock Option (right to buy) A - Award D 2,35 17.500 17.500
2019-06-13 2019-06-11 4 Lichter Jay OTIC Stock Option (right to buy) A - Award D 2,35 17.500 17.500
2019-06-13 2019-06-11 4 McGill Iain OTIC Stock Option (right to buy) A - Award D 2,35 17.500 17.500
2019-06-13 2019-06-11 4 Schroeder Theodore R OTIC Stock Option (right to buy) A - Award D 2,35 17.500 17.500
2019-01-17 2019-01-15 4 Savel Robert Michael II OTIC Stock Option (right to buy) A - Award D 2,02 200.000 200.000
2019-01-17 2019-01-15 4 Bishop Katherine Mary OTIC Stock Option (right to buy) A - Award D 2,02 215.000 215.000
2019-01-17 2019-01-15 4 Cayer Paul E OTIC Stock Option (right to buy) A - Award D 2,02 225.000 225.000
2019-01-17 2019-01-15 4 Weber David Allen OTIC Stock Option (right to buy) A - Award D 2,02 800.000 800.000
2018-12-26 2018-12-21 4 Weber David Allen OTIC Stock Option (right to buy) A - Award D 5,80 250.000 250.000
2018-06-20 2018-06-19 4 CAPPS VICKIE L OTIC Stock Option (right to buy) A - Award D 4,45 17.500 17.500
2018-06-20 2018-06-19 4 Preston Heather OTIC Stock Option (right to buy) A - Award D 4,45 17.500 17.500
2018-06-20 2018-06-19 4 McGill Iain OTIC Stock Option (right to buy) A - Award D 4,45 17.500 17.500
2018-06-20 3 BREITMEYER JAMES B OTIC No securities are beneficially owned. D 0
2018-06-20 2018-06-19 4 BREITMEYER JAMES B OTIC Stock Option (right to buy) A - Award D 4,45 35.000 35.000
2018-06-20 2018-06-19 4 Schroeder Theodore R OTIC Stock Option (right to buy) A - Award D 4,45 17.500 17.500
2018-06-20 2018-06-19 4 Lichter Jay OTIC Stock Option (right to buy) A - Award D 4,45 17.500 17.500
2018-02-05 2018-02-01 4 LOUMEAU ERIC J OTIC Employee Stock Option (right to buy) A - Award D 5,80 110.000 110.000
2018-02-05 2018-02-01 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) A - Award D 5,80 165.000 165.000
2018-02-05 2018-02-01 4 Weber David Allen OTIC Employee Stock Option (right to buy) A - Award D 5,80 400.000 400.000
2018-02-05 2018-02-01 4 Bishop Katherine Mary OTIC Employee Stock Option (right to buy) A - Award D 5,80 155.000 155.000
2018-02-05 2018-02-01 4 Cayer Paul E OTIC Employee Stock Option (right to buy) A - Award D 5,80 130.000 130.000
2018-01-23 2018-01-19 4 Bishop Katherine Mary OTIC Employee Stock Option (right to buy) A - Award D 5,68 100.000 100.000
2018-01-23 2018-01-19 4 Bishop Katherine Mary OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 16,20 -150.000 0
2018-01-23 2018-01-19 4 LOUMEAU ERIC J OTIC Employee Stock Option (right to buy) A - Award D 5,68 33.333 33.333
2018-01-23 2018-01-19 4 LOUMEAU ERIC J OTIC Employee Stock Option (right to buy) A - Award D 5,68 46.666 46.666
2018-01-23 2018-01-19 4 LOUMEAU ERIC J OTIC Employee Stock Option (right to buy) A - Award D 5,68 66.666 66.666
2018-01-23 2018-01-19 4 LOUMEAU ERIC J OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 14,00 -50.000 0
2018-01-23 2018-01-19 4 LOUMEAU ERIC J OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 14,44 -70.000 0
2018-01-23 2018-01-19 4 LOUMEAU ERIC J OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 31,59 -100.000 0
2018-01-23 2018-01-19 4 Cayer Paul E OTIC Employee Stock Option (right to buy) A - Award D 5,68 46.666 46.666
2018-01-23 2018-01-19 4 Cayer Paul E OTIC Employee Stock Option (right to buy) A - Award D 5,68 46.666 46.666
2018-01-23 2018-01-19 4 Cayer Paul E OTIC Employee Stock Option (right to buy) A - Award D 5,68 40.000 40.000
2018-01-23 2018-01-19 4 Cayer Paul E OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 14,00 -70.000 0
2018-01-23 2018-01-19 4 Cayer Paul E OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 14,44 -70.000 0
2018-01-23 2018-01-19 4 Cayer Paul E OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 34,12 -60.000 0
2018-01-23 2018-01-19 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) A - Award D 5,68 33.333 33.333
2018-01-23 2018-01-19 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) A - Award D 5,68 36.666 36.666
2018-01-23 2018-01-19 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) A - Award D 5,68 20.000 20.000
2018-01-23 2018-01-19 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 14,00 -50.000 0
2018-01-23 2018-01-19 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 14,44 -55.000 0
2018-01-23 2018-01-19 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 34,12 -30.000 0
2018-01-23 2018-01-19 4 Weber David Allen OTIC Employee Stock Option (right to buy) A - Award D 5,68 133.333 133.333
2018-01-23 2018-01-19 4 Weber David Allen OTIC Employee Stock Option (right to buy) A - Award D 5,68 153.333 153.333
2018-01-23 2018-01-19 4 Weber David Allen OTIC Employee Stock Option (right to buy) A - Award D 5,68 86.666 86.666
2018-01-23 2018-01-19 4 Weber David Allen OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 14,00 -200.000 0
2018-01-23 2018-01-19 4 Weber David Allen OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 14,44 -230.000 0
2018-01-23 2018-01-19 4 Weber David Allen OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 34,12 -130.000 0
2017-09-05 2017-08-31 4 Lichter Jay OTIC Warrant to Purchase Common Stock (Right to Buy) M - Exercise I 14,18 -14.106 0
2017-09-05 2017-08-31 4 Lichter Jay OTIC Warrant to Purchase Common Stock (Right to Buy) M - Exercise I 14,18 -14.106 0
2017-09-05 2017-08-31 4 Lichter Jay OTIC Warrant to Purchase Common Stock (Right to Buy) M - Exercise I 14,18 -14.106 0
2017-09-05 2017-08-31 4 Lichter Jay OTIC Warrant to Purchase Common Stock (Right to Buy) M - Exercise I 14,18 -14.106 0
2017-09-05 2017-08-31 4 Lichter Jay OTIC Warrant to Purchase Common Stock (Right to Buy) M - Exercise I 14,18 -14.106 0
2017-09-05 2017-08-31 4 Lichter Jay OTIC Warrant to Purchase Common Stock (Right to Buy) M - Exercise I 14,18 -14.106 0
2017-09-05 2017-08-31 4 Lichter Jay OTIC Warrant to Purchase Common Stock (Right to Buy) M - Exercise I 14,18 -14.106 0
2017-09-05 2017-08-31 4 Lichter Jay OTIC Warrant to Purchase Common Stock (Right to Buy) M - Exercise I 14,18 -14.106 0
2017-09-05 2017-08-31 4 Lichter Jay OTIC Warrant to Purchase Common Stock (Right to Buy) M - Exercise I 14,18 -14.106 0
2017-09-05 2017-08-31 4 Lichter Jay OTIC Warrant to Purchase Common Stock (Right to Buy) M - Exercise I 14,18 -14.106 0
2017-09-05 2017-08-31 4 Lichter Jay OTIC Common Stock F - Taxes I 18,3700 -108.851 -2.000 2.297.361
2017-09-05 2017-08-31 4 Lichter Jay OTIC Common Stock M - Exercise I 14,1800 141.060 2.000 2.406.212
2017-07-14 2017-06-20 4 Schroeder Theodore R OTIC Stock Option (right to buy) A - Award D 16,05 15.000 15.000
2017-07-14 2017-06-20 4 McGill Iain OTIC Stock Option (right to buy) A - Award D 16,05 15.000 15.000
2017-07-14 2017-06-20 4 MORROW GEORGE J OTIC Stock Option (right to buy) A - Award D 16,05 15.000 15.000
2017-07-14 2017-06-20 4 Preston Heather OTIC Stock Option (right to buy) A - Award D 16,05 15.000 15.000
2017-07-14 2017-06-20 4 CAPPS VICKIE L OTIC Stock Option (right to buy) A - Award D 16,05 15.000 15.000
2017-07-14 2017-06-20 4 Lichter Jay OTIC Stock Option (right to buy) A - Award D 16,05 15.000 15.000
2017-06-27 2017-06-26 4 LOUMEAU ERIC J OTIC Common Stock S - Sale D 18,7500 -1.206 -23 0
2017-06-27 2017-06-23 4 LOUMEAU ERIC J OTIC Common Stock S - Sale D 18,5000 -2.316 -43 1.206
2017-06-27 2017-06-01 4 LOUMEAU ERIC J OTIC Common Stock A - Award D 11,4300 1.206 14 3.522
2017-06-27 2016-12-01 4 LOUMEAU ERIC J OTIC Common Stock A - Award D 13,0500 647 8 2.316
2017-06-27 2016-06-01 4 LOUMEAU ERIC J OTIC Common Stock A - Award D 13,1300 1.021 13 1.669
2017-06-27 2015-12-01 4 LOUMEAU ERIC J OTIC Common Stock A - Award D 20,3700 648 13 648
2017-03-08 2017-03-06 4 LOUMEAU ERIC J OTIC Employee Stock Option (right to buy) A - Award D 14,00 50.000 50.000
2017-03-08 2017-03-06 4 Weber David Allen OTIC Employee Stock Option (right to buy) A - Award D 14,00 200.000 200.000
2017-03-08 2017-03-06 4 Cayer Paul E OTIC Employee Stock Option (right to buy) A - Award D 14,00 70.000 70.000
2017-03-08 2017-03-06 4 Hakanson Dean OTIC Employee Stock Option (right to buy) A - Award D 14,00 65.000 65.000
2017-03-08 2017-03-06 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) A - Award D 14,00 50.000 50.000
2017-01-06 3 Bishop Katherine Mary OTIC Common Stock D 3.270
2017-01-06 3 Bishop Katherine Mary OTIC Common Stock D 3.270
2017-01-06 2017-01-04 4 Bishop Katherine Mary OTIC Employee Stock Option (right to buy) A - Award D 16,20 150.000 150.000
2016-11-22 2016-11-21 4 LeBel Carl OTIC Employee Stock Option (right to buy) M - Exercise D 3,17 -1.456 12.803
2016-11-22 2016-11-21 4 LeBel Carl OTIC Common Stock S - Sale D 18,0650 -1.456 -26 9.458
2016-11-22 2016-11-21 4 LeBel Carl OTIC Common Stock M - Exercise D 3,1700 1.456 5 10.914
2016-11-22 2016-11-18 4 LeBel Carl OTIC Employee Stock Option (right to buy) M - Exercise D 3,17 -5.626 14.259
2016-11-22 2016-11-18 4 LeBel Carl OTIC Employee Stock Option (right to buy) M - Exercise D 6,33 -3.543 31.891
2016-11-22 2016-11-18 4 LeBel Carl OTIC Common Stock S - Sale D 18,0721 -9.169 -166 9.458
2016-11-22 2016-11-18 4 LeBel Carl OTIC Common Stock M - Exercise D 3,1700 5.626 18 18.627
2016-11-22 2016-11-18 4 LeBel Carl OTIC Common Stock M - Exercise D 6,3300 3.543 22 13.001
2016-09-08 2016-09-06 4 LeBel Carl OTIC Employee Stock Option (right to buy) M - Exercise D 3,17 -5.304 19.885
2016-09-08 2016-09-06 4 LeBel Carl OTIC Employee Stock Option (right to buy) M - Exercise D 6,33 -15.946 35.434
2016-09-08 2016-09-06 4 LeBel Carl OTIC Common Stock S - Sale D 17,9500 -5.304 -95 9.458
2016-09-08 2016-09-06 4 LeBel Carl OTIC Common Stock S - Sale D 17,9500 -3.813 -68 14.762
2016-09-08 2016-09-06 4 LeBel Carl OTIC Common Stock S - Sale D 17,9500 -12.133 -218 18.575
2016-09-08 2016-09-06 4 LeBel Carl OTIC Common Stock M - Exercise D 3,1700 5.304 17 30.708
2016-09-08 2016-09-06 4 LeBel Carl OTIC Common Stock M - Exercise D 6,3300 3.813 24 25.404
2016-09-08 2016-09-06 4 LeBel Carl OTIC Common Stock M - Exercise D 6,3300 12.133 77 21.591
2016-09-08 2016-06-01 4 LeBel Carl OTIC Common Stock A - Award D 13,1325 275 4 9.458
2016-09-08 2015-12-01 4 LeBel Carl OTIC Common Stock A - Award D 13,6000 263 4 9.183
2016-08-04 2016-08-02 4 McGill Iain OTIC Stock Option (right to buy) A - Award D 14,20 25.000 25.000
2016-06-21 2016-06-21 4 Schroeder Theodore R OTIC Stock Option (right to buy) A - Award D 15,20 15.000 15.000
2016-06-21 2016-06-21 4 CAPPS VICKIE L OTIC Stock Option (right to buy) A - Award D 15,20 15.000 15.000
2016-06-21 2016-06-21 4 Lichter Jay OTIC Stock Option (right to buy) A - Award D 15,20 15.000 15.000
2016-06-21 2016-06-21 4 MORROW GEORGE J OTIC Stock Option (right to buy) A - Award D 15,20 15.000 15.000
2016-06-21 2016-06-21 4 Preston Heather OTIC Stock Option (right to buy) A - Award D 15,20 15.000 15.000
2016-06-21 2016-06-21 4 Khuong Chau Quang OTIC Stock Option (right to buy) A - Award D 15,20 15.000 15.000
2016-03-03 2016-03-01 4 LeBel Carl OTIC Employee Stock Option (right to buy) A - Award D 14,44 35.000 35.000
2016-03-03 2016-03-01 4 LOUMEAU ERIC J OTIC Employee Stock Option (right to buy) A - Award D 14,44 70.000 70.000
2016-03-03 2016-03-01 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) A - Award D 14,44 55.000 55.000
2016-03-03 2016-03-01 4 Yost Anthony J OTIC Employee Stock Option (right to buy) A - Award D 14,44 75.000 75.000
2016-03-03 2016-03-01 4 Cayer Paul E OTIC Employee Stock Option (right to buy) A - Award D 14,44 70.000 70.000
2016-03-03 2016-03-01 4 Weber David Allen OTIC Employee Stock Option (right to buy) A - Award D 14,44 230.000 230.000
2016-03-03 2016-03-01 4 Hakanson Dean OTIC Employee Stock Option (right to buy) A - Award D 14,44 100.000 100.000
2015-12-22 2015-12-21 4 LeBel Carl OTIC Employee stock option (right to buy) M - Exercise D 3,17 -4.674 25.189
2015-12-22 2015-12-21 4 LeBel Carl OTIC Employee stock option (right to buy) M - Exercise D 6,33 -16.576 51.380
2015-12-22 2015-12-21 4 LeBel Carl OTIC Common Stock S - Sale D 28,3778 -8.061 -229 8.920
2015-12-22 2015-12-21 4 LeBel Carl OTIC Common Stock S - Sale D 27,8318 -13.189 -367 16.981
2015-12-22 2015-12-21 4 LeBel Carl OTIC Common Stock M - Exercise D 3,1700 4.674 15 30.170
2015-12-22 2015-12-21 4 LeBel Carl OTIC Common Stock M - Exercise D 6,3300 16.576 105 25.496
2015-12-18 2015-12-17 4 Cayer Paul E OTIC Employee stock option (right to buy) M - Exercise D 6,33 -3.000 77.492
2015-12-18 2015-12-17 4 Cayer Paul E OTIC Common Stock S - Sale D 30,1850 -300 -9 9.610
2015-12-18 2015-12-17 4 Cayer Paul E OTIC Common Stock S - Sale D 29,6464 -2.700 -80 9.910
2015-12-18 2015-12-17 4 Cayer Paul E OTIC Common Stock M - Exercise D 6,3300 3.000 19 12.610
2015-12-16 2015-12-15 4 Weber David Allen OTIC Employee Stock Option (right to buy) M - Exercise D 1,76 -5.208 390.149
2015-12-16 2015-12-15 4 Weber David Allen OTIC Common Stock S - Sale D 27,2498 -5.208 -142 17.603
2015-12-16 2015-12-15 4 Weber David Allen OTIC Common Stock M - Exercise D 1,7600 5.208 9 22.811
2015-12-16 2015-12-14 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) M - Exercise D 1,76 -1.588 79.047
2015-12-16 2015-12-14 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) M - Exercise D 6,33 -3.412 32.994
2015-12-16 2015-12-14 4 Savel Robert Michael II OTIC Common Stock S - Sale D 27,7024 -100 -3 1.256
2015-12-16 2015-12-14 4 Savel Robert Michael II OTIC Common Stock S - Sale D 27,2581 -1.289 -35 1.356
2015-12-16 2015-12-14 4 Savel Robert Michael II OTIC Common Stock S - Sale D 26,1492 -1.289 -34 2.645
2015-12-16 2015-12-14 4 Savel Robert Michael II OTIC Common Stock S - Sale D 25,1350 -2.322 -58 3.934
2015-12-16 2015-12-14 4 Savel Robert Michael II OTIC Common Stock M - Exercise D 1,7600 1.588 3 6.256
2015-12-16 2015-12-14 4 Savel Robert Michael II OTIC Common Stock M - Exercise D 6,3300 3.412 22 4.668
2015-11-30 2015-11-30 4 Khuong Chau Quang See Footnotes OTIC Common Stock S - Sale I 29,2200 -590 -17 1.850.094
2015-11-30 2015-11-30 4 Khuong Chau Quang See Footnotes OTIC Common Stock S - Sale I 28,6400 -2.716 -78 1.850.684
2015-11-30 2015-11-27 4 Khuong Chau Quang See Footnotes OTIC Common Stock S - Sale I 28,9700 -29.000 -840 1.853.400
2015-11-30 2015-11-25 4 Khuong Chau Quang See Footnotes OTIC Common Stock S - Sale I 28,9100 -34.800 -1.006 1.882.400
2015-11-30 2015-11-30 4 ORBIMED ADVISORS LLC See Footnotes OTIC Common Stock S - Sale I 29,2200 -590 -17 1.850.094
2015-11-30 2015-11-30 4 ORBIMED ADVISORS LLC See Footnotes OTIC Common Stock S - Sale I 28,6400 -2.716 -78 1.850.684
2015-11-30 2015-11-27 4 ORBIMED ADVISORS LLC See Footnotes OTIC Common Stock S - Sale I 28,9700 -29.000 -840 1.853.400
2015-11-30 2015-11-25 4 ORBIMED ADVISORS LLC See Footnotes OTIC Common Stock S - Sale I 28,9100 -34.800 -1.006 1.882.400
2015-11-24 2015-11-24 4 Khuong Chau Quang See Footnotes OTIC Common Stock S - Sale I 28,7500 -36.100 -1.038 1.917.200
2015-11-24 2015-11-23 4 Khuong Chau Quang See Footnotes OTIC Common Stock S - Sale I 28,4500 -80.800 -2.299 1.953.300
2015-11-24 2015-11-20 4 Khuong Chau Quang See Footnotes OTIC Common Stock S - Sale I 28,5900 -83.900 -2.399 2.034.100
2015-11-24 2015-11-24 4 ORBIMED ADVISORS LLC See Footnotes OTIC Common Stock S - Sale I 28,7500 -36.100 -1.038 1.917.200
2015-11-24 2015-11-23 4 ORBIMED ADVISORS LLC See Footnotes OTIC Common Stock S - Sale I 28,4500 -80.800 -2.299 1.953.300
2015-11-24 2015-11-20 4 ORBIMED ADVISORS LLC See Footnotes OTIC Common Stock S - Sale I 28,5900 -83.900 -2.399 2.034.100
2015-11-19 2015-11-19 4 Khuong Chau Quang See Footnotes OTIC Common Stock S - Sale I 28,6000 -127.300 -3.641 2.118.000
2015-11-19 2015-11-17 4 Khuong Chau Quang See Footnotes OTIC Common Stock S - Sale I 29,0900 -200 -6 2.245.300
2015-11-19 2015-11-17 4 Khuong Chau Quang See Footnotes OTIC Common Stock S - Sale I 28,8000 -10.898 -314 2.245.500
2015-11-19 2015-11-19 4 ORBIMED ADVISORS LLC See Footnotes OTIC Common Stock S - Sale I 28,6000 -127.300 -3.641 2.118.000
2015-11-19 2015-11-17 4 ORBIMED ADVISORS LLC See Footnotes OTIC Common Stock S - Sale I 29,0900 -200 -6 2.245.300
2015-11-19 2015-11-17 4 ORBIMED ADVISORS LLC See Footnotes OTIC Common Stock S - Sale I 28,8000 -10.898 -314 2.245.500
2015-11-17 2015-11-17 4 Cayer Paul E OTIC Employee Stock Option (right to buy) M - Exercise D 6,33 -3.000 80.492
2015-11-17 2015-11-17 4 Cayer Paul E OTIC Common Stock S - Sale D 28,6858 -3.000 -86 9.610
2015-11-17 2015-11-17 4 Cayer Paul E OTIC Common Stock M - Exercise D 6,3300 3.000 19 12.610
2015-11-17 2015-11-16 4 Weber David Allen OTIC Employee Stock Option (right to buy) M - Exercise D 1,76 -5.208 395.357
2015-11-17 2015-11-16 4 Weber David Allen OTIC Common Stock S - Sale D 29,2500 -100 -3 17.603
2015-11-17 2015-11-16 4 Weber David Allen OTIC Common Stock S - Sale D 28,5605 -5.108 -146 17.703
2015-11-17 2015-11-16 4 Weber David Allen OTIC Common Stock M - Exercise D 1,7600 5.208 9 22.811
2015-11-13 2015-11-13 4 Weber David Allen OTIC Employee Stock Option (right to buy) M - Exercise D 1,76 -10.416 400.565
2015-11-13 2015-11-13 4 Weber David Allen OTIC Common Stock S - Sale D 30,9500 -10.416 -322 539
2015-11-13 2015-11-13 4 Weber David Allen OTIC Common Stock M - Exercise D 1,7600 10.416 18 10.955
2015-11-12 2015-11-11 4 Cayer Paul E OTIC Employee Stock Option (right to buy) M - Exercise D 6,33 -1.547 83.492
2015-11-12 2015-11-11 4 Cayer Paul E OTIC Employee Stock Option (right to buy) M - Exercise D 1,76 -1.453 137.088
2015-11-12 2015-11-11 4 Cayer Paul E OTIC Common Stock S - Sale D 24,9500 -3.000 -75 9.610
2015-11-12 2015-11-11 4 Cayer Paul E OTIC Common Stock M - Exercise D 6,3300 1.547 10 12.610
2015-11-12 2015-11-11 4 Cayer Paul E OTIC Conmon Stock M - Exercise D 1,7600 1.453 3 11.063
2015-11-12 2015-11-11 4 Weber David Allen OTIC Employee Stock Option (right to buy) M - Exercise D 1,76 -5.208 410.981
2015-11-12 2015-11-11 4 Weber David Allen OTIC Common Stock S - Sale D 24,9500 -5.208 -130 539
2015-11-12 2015-11-11 4 Weber David Allen OTIC Common Stock M - Exercise D 1,7600 5.208 9 5.747
2015-09-22 2015-09-21 4 LeBel Carl OTIC Employee Stock Option (right to buy) M - Exercise D 6,33 24,3565 -17.083 -416 67.956
2015-09-22 2015-09-21 4 LeBel Carl OTIC Employee Stock Option (right to buy) M - Exercise D 1,76 24,3565 -4.167 -101 137.284
2015-09-22 2015-09-21 4 LeBel Carl OTIC Common Stock S - Sale D 24,3565 -21.250 -518 8.920
2015-09-22 2015-09-21 4 LeBel Carl OTIC Common Stock M - Exercise D 6,3300 17.083 108 30.170
2015-09-22 2015-09-21 4 LeBel Carl OTIC Common Stock M - Exercise D 1,7600 4.167 7 13.087
2015-09-18 2015-09-17 4 Cayer Paul E OTIC Employee Stock Option (right to buy) M - Exercise D 1,76 24,9500 -3.000 -75 138.541
2015-09-18 2015-09-17 4 Cayer Paul E OTIC Common Stock S - Sale D 24,9500 -3.000 -75 9.610
2015-09-18 2015-09-17 4 Cayer Paul E OTIC Common Stock M - Exercise D 1,7600 3.000 5 12.610
2015-09-16 2015-09-15 4 Weber David Allen OTIC Employee Stock Option (right to buy) M - Exercise D 1,76 24,9500 -5.216 -130 416.189
2015-09-16 2015-09-15 4 Weber David Allen OTIC Common Stock S - Sale D 24,9500 -5.216 -130 539
2015-09-16 2015-09-15 4 Weber David Allen OTIC Common Stock M - Exercise D 1,7600 5.216 9 5.755
2015-09-15 2015-09-14 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) M - Exercise D 6,33 6,3300 -3.413 -22 36.406
2015-09-15 2015-09-14 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) M - Exercise D 1,76 1,7600 -1.587 -3 80.635
2015-09-15 2015-09-14 4 Savel Robert Michael II OTIC Common Stock S - Sale D 23,9793 -5.000 -120 1.256
2015-09-15 2015-09-14 4 Savel Robert Michael II OTIC Common Stock M - Exercise D 6,3300 3.413 22 6.256
2015-09-15 2015-09-14 4 Savel Robert Michael II OTIC Common Stock M - Exercise D 1,7600 1.587 3 2.843
2015-09-01 2015-08-28 4 Schroeder Theodore R OTIC Stock Option (right to buy) A - Award D 23,50 25.000 25.000
2015-06-22 2015-06-19 4 CAPPS VICKIE L OTIC Stock Option (right to buy) A - Award D 22,12 15.000 15.000
2015-06-22 2015-06-19 4 Lichter Jay OTIC 06/19/2015 A - Award D 22,12 15.000 15.000
2015-06-22 2015-06-19 4 Preston Heather OTIC Stock Option (right to buy) A - Award D 22,12 15.000 15.000
2015-06-22 2015-06-19 4 Khuong Chau Quang OTIC Stock Option (right to buy) A - Award D 22,12 15.000 15.000
2015-06-17 2015-06-15 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) M - Exercise D 6,33 6,3300 -14.788 -94 39.819
2015-06-17 2015-06-15 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) M - Exercise D 1,76 1,7600 -10.212 -18 82.222
2015-06-17 2015-06-15 4 Savel Robert Michael II OTIC Common Stock S - Sale D 23,7314 -25.000 -593 1.256
2015-06-17 2015-06-15 4 Savel Robert Michael II OTIC Common Stock M - Exercise D 6,3300 14.788 94 26.256
2015-06-17 2015-06-15 4 Savel Robert Michael II OTIC Common Stock M - Exercise D 1,7600 10.212 18 11.468
2015-06-02 2015-06-01 4 LeBel Carl OTIC Common Stock A - Award D 13,6000 389 5 389
2015-06-02 2015-06-01 4 Savel Robert Michael II OTIC Common Stock A - Award D 13,6000 1.256 17 1.256
2015-06-02 2015-06-01 4 Cayer Paul E OTIC Common Stock A - Award D 13,6000 2.500 34 2.500
2015-06-02 2015-06-01 4 Weber David Allen OTIC Common Stock A - Award D 13,6000 539 7 539
2015-05-29 2015-05-28 4 DOVEY BRIAN H By One Palmer Square Associates VIII, LLC OTIC Common Stock J - Other I 32.745 32.745
2015-05-29 2015-05-28 4 DOVEY BRIAN H By Domain Partners VIII, L.P. OTIC Common Stock J - Other I -250.000 1.329.323
2015-05-27 2015-05-22 4 CAPPS VICKIE L Held by spouse OTIC Common Stock P - Purchase I 24,3503 1.600 39 1.600
2015-05-27 2015-05-22 4 CAPPS VICKIE L OTIC Common Stock P - Purchase D 24,3552 3.400 83 3.400
2015-05-18 3 LOUMEAU ERIC J OTIC No securities are beneficially owned. D 0
2015-05-18 2015-05-15 4 LOUMEAU ERIC J OTIC Employee Stock Option (right to buy) A - Award D 31,59 31,5900 100.000 3.159 100.000
2015-04-30 3 MORROW GEORGE J OTIC No securities are beneficially owned. D 0
2015-04-30 2015-04-28 4 MORROW GEORGE J OTIC Employee Stock Option (right to buy) A - Award D 27,58 27,5800 25.000 690 25.000
2015-04-03 2015-04-01 4 Hakanson Dean OTIC Employee Stock Option (right to buy) A - Award D 34,60 34,6000 115.000 3.979 115.000
2015-04-02 3 Hakanson Dean OTIC No securities are beneficially owned. D 0
2014-12-12 2014-12-11 4 Cayer Paul E OTIC Employee Stock Option (right to buy) A - Award D 34,12 60.000 60.000
2014-12-12 2014-12-11 4 LeBel Carl OTIC Employee Stock Option (right to buy) A - Award D 34,12 40.000 40.000
2014-12-12 2014-12-11 4 Weber David Allen OTIC Employee Stock Option (right to buy) A - Award D 34,12 130.000 130.000
2014-12-12 2014-12-11 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) A - Award D 34,12 30.000 30.000
2014-10-21 2014-10-20 4 Yost Anthony J OTIC Employee Stock Option (right to buy) A - Award D 22,74 22,7400 180.000 4.093 180.000
2014-10-21 3 Yost Anthony J OTIC No securities are beneficially owned. D 0
2014-08-21 2014-08-19 4 Novo A/S OTIC Common Stock P - Purchase D 15,4962 15.690 243 2.175.025
2014-08-19 2014-08-18 4 Novo A/S OTIC Series D Preferred Stock C - Conversion D -348.041 0
2014-08-19 2014-08-18 4 Novo A/S OTIC Series C Preferred Stock C - Conversion D -1.131.436 0
2014-08-19 2014-08-18 4 Novo A/S OTIC Series B Preferred Stock C - Conversion D -439.724 0
2014-08-19 2014-08-18 4 Novo A/S OTIC Series C Preferred Stock Warrant (Right to Buy) X - Other D -31.854 0
2014-08-19 2014-08-18 4 Novo A/S OTIC Series C Preferred Stock Warrant (Right to Buy) X - Other D -36.405 0
2014-08-19 2014-08-18 4 Novo A/S OTIC Common Stock P - Purchase D 16,0000 171.875 2.750 2.159.335
2014-08-19 2014-08-18 4 Novo A/S OTIC Common Stock C - Conversion D 1.919.201 1.987.460
2014-08-19 2014-08-18 4 Novo A/S OTIC Common Stock X - Other D 31.854 68.259
2014-08-19 2014-08-18 4 Novo A/S OTIC Common Stock X - Other D 36.405 36.405
2014-08-19 2014-08-18 4 Lichter Jay See footnotes OTIC Common Stock Warrant (right to buy) X - Other I 8,79 -91.011 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock Warrant (right to buy) C - Conversion I 8,79 91.011 91.011
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series C Preferred Stock Warrant (right to buy) C - Conversion I 8,79 -91.011 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock Warrant (right to buy) C - Conversion I 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock Warrant (right to buy) C - Conversion I 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion I 31,09 -6.432 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion I 31,09 -6.432 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock Warrant (right to buy) C - Conversion I 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion I 31,09 -6.432 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock Warrant (right to buy) C - Conversion I 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion I 31,09 -6.432 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock Warrant (right to buy) C - Conversion I 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion I 31,09 -6.432 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock Warrant (right to buy) C - Conversion I 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion I 31,09 -6.432 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock Warrant (right to buy) C - Conversion I 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion I 31,09 -6.432 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock Warrant (right to buy) C - Conversion I 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion I 31,09 -6.432 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock Warrant (right to buy) C - Conversion I 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion I 31,09 -6.432 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock Warrant (right to buy) C - Conversion I 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion I 31,09 -6.432 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series D Preferred Stock C - Conversion I -136.770 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series C Preferred Stock C - Conversion I -568.828 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series C Preferred Stock C - Conversion I -484.691 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series B Preferred Stock C - Conversion I -175.889 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series A Preferred Stock C - Conversion I -337.432 0
2014-08-19 2014-08-18 4 Lichter Jay See footnotes OTIC Common Stock P - Purchase I 16,0000 109.375 1.750 814.973
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock C - Conversion I 705.598 705.598
2014-08-19 2014-08-18 4 Lichter Jay See footnotes OTIC Common Stock S - Sale I 16,0000 -50.001 -800 1.450.179
2014-08-19 2014-08-18 4 Lichter Jay See footnotes OTIC Common Stock X - Other I 8,7900 91.011 800 1.500.180
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock C - Conversion I 660.580 1.409.169
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock C - Conversion I 740.057 748.589
2014-08-19 2014-08-18 4 CAPPS VICKIE L OTIC Series D Convertible Preferred Stock C - Conversion D -20.912 0
2014-08-19 2014-08-18 4 CAPPS VICKIE L OTIC Common Stock C - Conversion D 20.912 42.242
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock Warrant (right to buy) X - Other I 8,79 -4.536 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock Warrant (right to buy) C - Conversion I 8,79 4.536 4.536
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Series C Preferred Stock Warrant (right to buy) C - Conversion I 8,79 -4.536 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock Warrant (right to buy) X - Other I 8,79 -5.184 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock Warrant (right to buy) C - Conversion I 8,79 5.184 5.184
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Series C Preferred Stock Warrant (right to buy) C - Conversion I 8,79 -5.184 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Series D Preferred Stock C - Conversion I -38.325 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Series C Preferred Stock C - Conversion I -130.741 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Series B Preferred Stock C - Conversion I -42.265 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock Warrant (right to buy) X - Other I 8,79 -16.700 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock Warrant (right to buy) C - Conversion I 8,79 16.700 16.700
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Series C Preferred Stock Warrant (right to buy) C - Conversion I 8,79 -16.700 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock Warrant (right to buy) X - Other I 8,79 -19.085 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock Warrant (right to buy) C - Conversion I 8,79 19.085 19.085
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Series C Preferred Stock Warrant (right to buy) C - Conversion I 8,79 -19.085 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Series D Preferred Stock C - Conversion I -141.101 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Series C Preferred Stock C - Conversion I -481.342 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Series B Preferred Stock C - Conversion I -155.609 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock S - Sale I 8,7900 -5.340 -47 215.711
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock X - Other I 8,7900 9.720 85 221.051
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock C - Conversion I 211.331 211.331
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock S - Sale I 8,7900 -19.660 -173 794.177
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock X - Other I 8,7900 35.785 315 813.837
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock C - Conversion I 778.052 778.052
2014-08-19 2014-08-18 4 ORBIMED ADVISORS LLC See footnotes OTIC Series D Preferred Stock C - Conversion I -378.039 0
2014-08-19 2014-08-18 4 ORBIMED ADVISORS LLC See footnotes OTIC Series C Preferred Stock C - Conversion I -1.706.484 0
2014-08-19 2014-08-18 4 ORBIMED ADVISORS LLC See footnotes OTIC Common Stock P - Purchase I 16,0000 171.875 2.750 2.256.398
2014-08-19 2014-08-18 4 ORBIMED ADVISORS LLC See footnotes OTIC Common Stock C - Conversion I 2.084.523 2.084.523
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock Warrant (right to buy) X - Other D 8,79 -91.011 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock Warrant (right to buy) C - Conversion D 8,79 91.011 91.011
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series C Preferred Stock Warrant (right to buy) C - Conversion D 8,79 -91.011 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock Warrant (right to buy) C - Conversion D 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock Warrant (right to buy) C - Conversion D 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion D 31,09 -6.432 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion D 31,09 -6.432 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock Warrant (right to buy) C - Conversion D 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion D 31,09 -6.432 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock Warrant (right to buy) C - Conversion D 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion D 31,09 -6.432 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock Warrant (right to buy) C - Conversion D 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion D 31,09 -6.432 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock Warrant (right to buy) C - Conversion D 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion D 31,09 -6.432 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock Warrant (right to buy) C - Conversion D 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion D 31,09 -6.432 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock Warrant (right to buy) C - Conversion D 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion D 31,09 -6.432 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock Warrant (right to buy) C - Conversion D 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion D 31,09 -6.432 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock Warrant (right to buy) C - Conversion D 14,18 14.106 14.106
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion D 31,09 -6.432 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series D Preferred Stock C - Conversion I -136.770 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series C Preferred Stock C - Conversion I -568.828 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series C Preferred Stock C - Conversion D -484.691 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series B Preferred Stock C - Conversion D -175.889 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series A Preferred Stock C - Conversion D -337.432 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP See footnotes OTIC Common Stock P - Purchase I 16,0000 109.375 1.750 814.973
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock C - Conversion I 705.598 705.598
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock S - Sale D 16,0000 -50.001 -800 1.450.179
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock X - Other D 8,7900 91.011 800 1.500.180
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock C - Conversion D 660.580 1.409.169
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock C - Conversion D 740.057 748.589
2014-08-19 2014-08-18 4 Khuong Chau Quang See footnotes OTIC Series D Preferred Stock C - Conversion I -378.039 0
2014-08-19 2014-08-18 4 Khuong Chau Quang See footnotes OTIC Series C Preferred Stock C - Conversion I -1.706.484 0
2014-08-19 2014-08-18 4 Khuong Chau Quang See footnotes OTIC Common Stock P - Purchase I 16,0000 171.875 2.750 2.256.398
2014-08-19 2014-08-18 4 Khuong Chau Quang See footnotes OTIC Common Stock C - Conversion I 2.084.523 2.084.523
2014-08-19 2014-08-18 4 Weber David Allen OTIC Common Stock Warrant (right to buy) X - Other I 8,79 -113 0
2014-08-19 2014-08-18 4 Weber David Allen OTIC Common Stock Warrant (right to buy) C - Conversion I 8,79 113 113
2014-08-19 2014-08-18 4 Weber David Allen OTIC Series C Preferred Stock Warrant (right to buy) C - Conversion I 8,79 -113 0
2014-08-19 2014-08-18 4 Weber David Allen OTIC Series D Preferred Stock C - Conversion I -1.254 0
2014-08-19 2014-08-18 4 Weber David Allen OTIC Series C Preferred Stock C - Conversion I -3.445 0
2014-08-19 2014-08-18 4 Weber David Allen See footnotes OTIC Common Stock X - Other I 8,7900 113 1 4.812
2014-08-19 2014-08-18 4 Weber David Allen OTIC Common Stock C - Conversion I 4.699 4.699
2014-08-19 2014-08-18 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses OTIC Series D Preferred Stock C - Conversion I -348.041 0
2014-08-19 2014-08-18 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses OTIC Series C Preferred Stock C - Conversion I -1.199.695 0
2014-08-19 2014-08-18 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses OTIC Series B Preferred Stock C - Conversion I -439.724 0
2014-08-19 2014-08-18 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses OTIC Series C Preferred Stock C - Conversion I 68.259 1.199.695
2014-08-19 2014-08-18 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses OTIC Warrant to Purchase Shares of Preferred Stock C - Conversion I -68.259 0
2014-08-19 2014-08-18 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses OTIC Common Stock P - Purchase I 171.875 2.159.335
2014-08-19 2014-08-18 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses OTIC Common Stock C - Conversion I 1.987.460 1.987.460
2014-08-18 2014-08-18 4 Domain Partners VIII, L.P. OTIC Series C Preferred Stock Warrant (Right to Buy) M - Exercise D 8,79 -67.755 0
2014-08-18 2014-08-18 4 Domain Partners VIII, L.P. OTIC Series D Preferred Stock F - Taxes D -186.828 0
2014-08-18 2014-08-18 4 Domain Partners VIII, L.P. OTIC Series C Preferred Stock C - Conversion D -925.479 0
2014-08-18 2014-08-18 4 Domain Partners VIII, L.P. OTIC Series B Preferred Stock C - Conversion D -436.485 0
2014-08-18 2014-08-18 4 Domain Partners VIII, L.P. OTIC Common Stock F - Taxes D 16,0000 -37.224 -596 1.579.323
2014-08-18 2014-08-18 4 Domain Partners VIII, L.P. OTIC Common Stock M - Exercise D 8,7900 67.755 596 1.616.547
2014-08-18 2014-08-18 4 Domain Partners VIII, L.P. OTIC Common Stock C - Conversion D 1.548.792 1.548.792
2014-08-18 2014-08-18 4 DP VIII Associates, L.P. OTIC Series C Preferred Stock Warrant (Right to Buy) M - Exercise D 8,79 -502 0
2014-08-18 2014-08-18 4 DP VIII Associates, L.P. OTIC Series D Preferred Stock F - Taxes D -1.386 0
2014-08-18 2014-08-18 4 DP VIII Associates, L.P. OTIC Series C Preferred Stock C - Conversion D -6.866 0
2014-08-18 2014-08-18 4 DP VIII Associates, L.P. OTIC Series B Preferred Stock C - Conversion D -3.238 0
2014-08-18 2014-08-18 4 DP VIII Associates, L.P. OTIC Common Stock F - Taxes D 16,0000 -277 -4 11.715
2014-08-18 2014-08-18 4 DP VIII Associates, L.P. OTIC Common Stock M - Exercise D 8,7900 502 4 11.992
2014-08-18 2014-08-18 4 DP VIII Associates, L.P. OTIC Common Stock C - Conversion D 11.490 11.490
2014-08-12 3 Lichter Jay OTIC Common Stock I 17.064
2014-08-12 3 Lichter Jay OTIC Common Stock I 17.064
2014-08-12 3 LeBel Carl OTIC Common Stock D 17.062
2014-08-12 3 LeBel Carl OTIC Common Stock D 17.062
2014-08-12 3 CAPPS VICKIE L OTIC Common Stock D 42.660
2014-08-12 3 CAPPS VICKIE L OTIC Common Stock D 42.660
2014-08-12 3 Avalon Ventures X, L.P. OTIC Common Stock I 17.064
2014-08-12 3 Avalon Ventures X, L.P. OTIC Common Stock I 17.064
2014-08-12 3 Avalon Ventures X, L.P. OTIC Common Stock I 17.064
2014-08-12 3 Bisgaard Peter OTIC No securities are beneficially owned D 0
2014-08-12 3 Preston Heather OTIC No securities beneficially owned D 0
2014-08-12 3 Cayer Paul E OTIC Common Stock D 14.220
2014-08-12 3 Cayer Paul E OTIC Common Stock D 14.220
2014-08-12 3 Weber David Allen OTIC Common Stock D 34.128
2014-08-12 3 Weber David Allen OTIC Common Stock D 34.128
P
Åbent marked eller privat køb af ikke-afledte eller afledte værdipapirer
S
Åbent marked eller privat salg af ikke-afledte eller afledte værdipapirer
A
Tildeling, tildeling eller anden erhvervelse af værdipapirer fra virksomheden (såsom en option)
C
Konvertering af derivat
D
Salg eller overførsel af værdipapirer tilbage til virksomheden
F
Betaling af udnyttelseskurs eller skatteforpligtelse ved brug af en del af værdipapirer modtaget fra selskabet
G
Gave af værdipapirer af eller til insideren
K
Aktieswaps og lignende sikringstransaktioner
M
Udnyttelse eller konvertering af afledt værdipapir modtaget fra virksomheden (såsom en option)
V
En transaktion rapporteret frivilligt på formular 4
J
Andet (ledsaget af en fodnote, der beskriver transaktionen)
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