OPY / Oppenheimer Holdings Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Oppenheimer Holdings Inc.
US ˙ NYSE ˙ US6837971042

Deler fremragende 10,608,340 shares
Insideraktier354.875 shares
Insider ejerskab3,35 %
Total Insiders19
Insider-stemningsscore

Insider Sentiment Score viser, at virksomhederne bliver købt af virksomheders insidere.

Det er resultatet af en sofistikeret, multi-faktor kvantitativ model, der identificerer virksomheder med de højeste niveauer af insider-akkumulering. Scoringsmodellen bruger en kombination af nettoantallet af insidere, der har købt de foregående 90 dage, det samlede antal aktier købt som en procentdel af float og det samlede antal aktier ejet af insidere. Tallet går fra 0 til 100, hvor højere tal indikerer et højere niveau af akkumulering for sine jævnaldrende, og 50 er gennemsnittet.

Opdateringsfrekvens: Dagligt

Se Insiders Top Picks, som giver en liste over virksomheder med den højeste insider-akkumulering.

Officers sentiment score

Officer Sentiment Score finder virksomheder, der bliver købt af Corporate Officers.

Per definition er Corporate Officers Corporate Insiders, men i modsætning til nogle af de andre Insiders (10 % aktionærer og bestyrelsesmedlemmer), arbejder officerer for virksomheden på daglig basis, og de bruger deres egne penge, når de handler . (10 % aktionærer og bestyrelsesmedlemmer er ofte fondsforvaltere, der administrerer andres penge.) Som sådan er insiderhandler foretaget af embedsmænd meget mere betydningsfulde og bør behandles passende.

Ligesom Insider Sentiment Score er Officer Sentiment Score resultatet af en sofistikeret, multi-faktor kvantitativ model, der identificerer virksomheder med de højeste niveauer af officerakkumulering.

Opdateringsfrekvens: Dagligt

Se Insiders Top Picks, som giver en liste over virksomheder med højeste insider-stemning.

Nøgle Insider Metrics

Dette kort viser, hvordan virksomheden rangerer langs forskellige insider-metrics. Percentilrangen viser, hvordan denne virksomhed sammenligner sig med andre virksomheder på de amerikanske markeder. Højere placeringer er tegn på bedre situationer.

For eksempel er det generelt accepteret, at insider-køb er en positiv indikator, så virksomheder med flere insider-køb vil rangere højere end virksomheder med mindre insider-køb (eller endda insider-salg).

Netto antal insidere, der køber (rang)

0 ( )
4854 out of 10916

Netto antal insidere, der køber, er det samlede antal insiders, der køber minus det samlede antal insiders, der har solgt inden for de sidste 90 dage. Percentilrangen vises her (spænder fra 0 til 100%).

Procent af float købt af insidere (rangering)

0.000% ( )
5065 out of 10752

Procent af float købt af insidere er det samlede antal aktier købt af insidere minus det samlede antal aktier solgt af insidere inden for de sidste 90 dage, divideret med den samlede float og ganget med 100.

Insiderhandelsdiagram

Oppenheimer Holdings Inc. insiderhandler er vist i følgende diagram. Insidere er embedsmænd, direktører eller betydelige investorer i en virksomhed. Generelt er det generelt ulovligt for insidere at foretage handler i deres virksomheder baseret på væsentlige, ikke-offentlige oplysninger. Dette betyder ikke, at det er ulovligt for dem at handle i deres egne virksomheder. De skal dog rapportere alle handler til SEC via en formular 4.

Insiderliste og lønsomhedsmålinger

Denne tabel viser listen over kendte insidere og genereres automatisk fra arkiveringer, der er videregivet til SEC. Ud over navnene, den seneste titel og direktør, officer eller 10 % ejerbetegnelse giver vi de seneste offentliggjorte besiddelser. Derudover giver vi, når det er muligt, den historiske handelspræstation for insideren. Den historiske handelspræstation er et vægtet gennemsnit af præstationen af faktiske købstransaktioner på det åbne marked foretaget af insideren. For mere information om, hvordan dette beregnes, se dette YouTube-webinar.

See our leaderboard of most profitable insider traders.

Insider Gennemsnitlig fortjeneste (%) Aktier
Ejet
Dele
Justeret
Jeffrey J Alfano CFO - [O] 42.090 42.090
Evan Behrens Director - [D] 7.025 7.025
Richard Crystal Director - [D] 18.150 18.150
Timothy Martin Dwyer Director - [D] 28.400 28.400
William Ehrhardt Director - [D] 37.350 37.350
Paul M Friedman Director - [D] 18.400 18.400
Insider Gennemsnitlig fortjeneste (%) Aktier
Ejet
Dele
Justeret
Morris Goldfarb Director - [D] 500 500
Teresa Glasser Director - [D] 18.400 18.400
Michael Keehner Director - [D] 24.850 24.850
Kanter Stacy J. Director - [D] 5.900 5.900
Albert G Lowenthal Chairman, Director, 10% Owner - [D] [O] [10%] 16.680 16.680
Robert S Lowenthal CEO, Director - [D] [O] 4.273 4.273
Insider Gennemsnitlig fortjeneste (%) Aktier
Ejet
Dele
Justeret
Kenneth W Mcarthur Director - [D] 45.688 45.688
DENNIS P McNAMARA Secretary - [O] 20.177 20.177
A Winn Oughtred Director - [D] 23.150 23.150
Elaine K Roberts Director - [D] 19.542 19.542
R Lawrence Roth Director - [D] 18.400 18.400
Suzanne Spaulding Director - [D] 5.900 5.900
Burton Winberg 2.200

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Track Records af insiderkøb - Kortsigtet profitanalyse

I dette afsnit analyserer vi rentabiliteten af ethvert uplanlagt insiderkøb i åbent marked foretaget i OPY / Oppenheimer Holdings Inc.. Denne analyse hjælper med at forstå, om insideren konsekvent genererer unormale afkast og er værd at følge. Denne analyse er for et år efter hver handel, og resultaterne er teoretiske .

Følgende tabel viser de seneste køb på det åbne marked, der ikke var en del af en automatisk handelsplan.

Handelsdato Insider Rapporteret
Aktier
Rapporteret
Pris
Justeret
Aktier
Justeret
Pris
Omkostningsgrundlag dage til
Maks
Pris kl
Maks
Maks
Fortjeneste ($)
Maks. afkast (%)
2025-11-28 Lowenthal Robert S 11 67,9800 11 67,9800 767 145 115.9200 509 66,46
2025-11-28 LOWENTHAL ALBERT G 44 67,9800 44 67,9800 2.995
2025-08-29 Lowenthal Robert S 11 71,7200 11 71,7200 765
2025-08-29 LOWENTHAL ALBERT G 42 71,7200 42 71,7200 2.987
2025-05-09 Lowenthal Robert S 12 63,2200 12 63,2200 763
2025-05-09 LOWENTHAL ALBERT G 47 63,2200 47 63,2200 2.978
2025-02-28 Lowenthal Robert S 12 65,1900 12 65,1900 761
2025-02-28 LOWENTHAL ALBERT G 46 65,1900 46 65,1900 2.970
2024-11-22 LOWENTHAL ALBERT G 48 61,8500 48 61,8500 2.962

Justeret pris er den split-justerede pris. Adjusted Shares er de split-justerede aktier.

OPY / Oppenheimer Holdings Inc. Insider Trades
Track Records af insidersalg - Kortsigtet tabsanalyse

I dette afsnit analyserer vi den kortsigtede undgåelse af tab af ethvert uplanlagt insidersalg på åbent marked, der foretages i OPY / Oppenheimer Holdings Inc.. Et konsekvent mønster af tabsforebyggelse kan tyde på, at fremtidige salgstransaktioner kan forudsige prisfald. Denne analyse er for et år efter hver handel, og resultaterne er teoretiske .

Følgende tabel viser de seneste salg på det åbne marked, der ikke var en del af en automatisk handelsplan.

Handelsdato Insider Rapporteret
Aktier
Rapporteret
Pris
Justeret
Aktier
Justeret
Pris
Omkostningsgrundlag dage til
Min
Pris kl
Min
Max tab
Undgået ($)
Max tab
Undgået (%)
2026-03-02 McNAMARA DENNIS P 4.673 90,6700 4.673 90,6700 423.701 11 82.5200 -38.084 -8,99
2025-08-05 McNAMARA DENNIS P 2.000 73,8100 2.000 73,8100 147.620
2025-06-10 Friedman Paul M 3.500 63,3081 3.500 63,3081 221.578
2025-06-09 Friedman Paul M 3.500 63,3202 3.500 63,3202 221.621
2025-06-06 Friedman Paul M 3.000 63,1065 3.000 63,1065 189.320
2024-08-19 BEHRENS EVAN 750 50,7839 750 50,7839 38.088
2024-07-31 McNAMARA DENNIS P 6.000 51,2790 6.000 51,2790 307.674
2024-05-10 BEHRENS EVAN 4.125 43,6499 4.125 43,6499 180.056
2023-09-01 BEHRENS EVAN 5.000 38,4300 5.000 38,4300 192.150

Justeret pris er den split-justerede pris. Adjusted Shares er de split-justerede aktier.

OPY / Oppenheimer Holdings Inc. Insider Trades
Transaktionshistorik

Klik på linkikonet for at se den fulde transaktionshistorik. Transaktioner, der rapporteres som en del af en automatisk handelsplan 10b5-1, vil have et X i kolonnen markeret 10b-5.

Fil
Dato
Handle
Dato
Form Insider Ticker Sikkerhedstitel Kode 10b5-1 Direkte Dyrke motion
Pris
Enhed
Pris
Enheder
Ændret
Værdi
Ændret (1K)
Tilbage
Muligheder
Tilbage
Aktier
2026-03-03 2026-02-26 4 Glasser Teresa OPY Class A non-voting common stock J - Other D 1.400 18.400
2026-03-03 2026-03-02 4 McNAMARA DENNIS P OPY Class A non-voting common stock S - Sale D 90,6700 -4.673 -424 20.177
2026-03-03 2026-02-26 4 ROTH R LAWRENCE OPY Class A non-voting common stock J - Other D 1.400 18.400
2026-02-27 2026-02-26 4 Spaulding Suzanne OPY Class A non-voting common stock J - Other D 1.400 5.900
2026-02-27 2026-02-26 4 BEHRENS EVAN OPY Class A non-voting common stock J - Other D 1.400 7.025
2026-02-27 2026-02-26 4 Dwyer Timothy Martin OPY Class A non-voting common stock J - Other D 1.400 28.400
2026-02-27 2026-02-26 4 Kanter Stacy J. OPY Class A non-voting common stock J - Other D 1.400 5.900
2026-02-27 2026-02-26 4 Friedman Paul M Paul M. Friedman Living Trust dated 3/5/19 OPY Class A non-voting common stock J - Other I 1.400 18.400
2026-02-09 2025-11-28 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 67,9800 44 3 16.680
2026-02-09 2025-08-29 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 71,7200 42 3 16.636
2026-02-09 2025-05-09 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 63,2200 47 3 16.594
2026-02-09 2025-02-28 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 65,1900 46 3 16.547
2026-02-09 2025-11-28 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 67,9800 11 1 4.273
2026-02-09 2025-08-29 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 71,7200 11 1 4.262
2026-02-09 2025-05-09 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 63,2200 12 1 4.251
2026-02-09 2025-02-28 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 65,1900 12 1 4.239
2026-01-29 2026-01-28 4 Lowenthal Robert S OPY Class A non-voting common stock J - Other D 35.505 129.608
2026-01-29 2026-01-28 4 LOWENTHAL ALBERT G OPY Class A non-voting common stock J - Other D 55.725 254.876
2026-01-29 2026-01-28 4 McNAMARA DENNIS P OPY Class A non-voting common stock J - Other D 3.084 24.850
2026-01-29 2025-09-22 4 Spaulding Suzanne OPY Class A non-voting common stock J - Other D 3.000 4.500
2025-08-06 2025-08-05 4 McNAMARA DENNIS P OPY Class A non-voting common stock S - Sale D 73,8100 -2.000 -148 21.766
2025-06-10 2025-06-10 4 Friedman Paul M Paul M. Friedman Living Trust dated 3/5/19 OPY Class A non-voting common stock S - Sale I 63,3081 -3.500 -222 17.000
2025-06-10 2025-06-09 4 Friedman Paul M Paul M. Friedman Living Trust dated 3/5/19 OPY Class A non-voting common stock S - Sale I 63,3202 -3.500 -222 20.500
2025-06-09 2025-06-06 4 Friedman Paul M Paul M. Friedman Living Trust dated 3/5/19 OPY Class A non-voting common stock S - Sale I 63,1065 -3.000 -189 24.000
2025-02-07 2024-11-22 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 61,8500 12 1 4.228
2025-02-07 2024-08-23 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 52,2600 14 1 4.216
2025-02-07 2024-05-24 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 44,7900 14 1 4.201
2025-02-07 2024-02-23 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 40,0800 16 1 4.187
2025-02-07 2024-11-22 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 61,8500 48 3 16.501
2025-02-07 2024-08-23 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 52,2600 56 3 16.453
2025-02-07 2024-05-24 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 44,7900 55 2 16.397
2025-02-07 2024-02-23 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 40,0800 61 2 16.343
2025-01-31 2025-01-30 4 Spaulding Suzanne OPY Class A non-voting common stock J - Other D 1.500 1.500
2025-01-31 2025-01-30 4 Kanter Stacy J. OPY Class A non-voting common stock J - Other D 1.500 4.500
2025-01-31 2025-01-30 4 ROTH R LAWRENCE OPY Class A non-voting common stock J - Other D 1.500 17.000
2025-01-31 2025-01-30 4 Glasser Teresa OPY Class A non-voting common stock J - Other D 1.500 17.000
2025-01-31 2025-01-30 4 Dwyer Timothy Martin OPY Class A non-voting common stock J - Other D 1.500 27.000
2025-01-31 2025-01-30 4 BEHRENS EVAN OPY Class A non-voting common stock J - Other D 1.500 5.625
2025-01-31 2025-01-30 4 Friedman Paul M Paul M. Friedman Living Trust dated 3/5/19 OPY Class A non-voting common stock J - Other I 1.500 27.000
2025-01-30 2025-01-28 4 LOWENTHAL ALBERT G OPY Class A non-voting common stock J - Other D 39.689 199.151
2025-01-30 2025-01-28 4 Lowenthal Robert S OPY Class A non-voting common stock J - Other D 19.308 94.103
2025-01-30 2025-01-28 4 McNAMARA DENNIS P OPY Class A non-voting common stock J - Other D 3.085 23.766
2024-08-19 2024-08-19 4 BEHRENS EVAN OPY Class A non-voting common stock S - Sale D 50,7839 -750 -38 4.125
2024-08-01 2024-07-31 4 McNAMARA DENNIS P OPY Class A non-voting common stock S - Sale D 51,2790 -6.000 -308 20.681
2024-05-10 2024-05-10 4 BEHRENS EVAN OPY Class A non-voting common stock S - Sale D 43,6499 -4.125 -180 4.875
2024-02-13 2023-11-24 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 40,6800 15 1 4.171
2024-02-13 2023-08-25 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 38,5300 16 1 4.156
2024-02-13 2023-05-26 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 37,4300 17 1 4.140
2024-02-13 2023-02-24 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 44,0500 14 1 4.123
2024-02-13 2023-11-24 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 40,6800 60 2 16.282
2024-02-13 2023-08-25 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 38,5300 63 2 16.222
2024-02-13 2023-05-26 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 37,4300 64 2 16.159
2024-02-13 2023-02-24 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 44,0500 55 2 16.095
2024-02-01 2024-01-30 4 LOWENTHAL ALBERT G OPY Class A non-voting common stock J - Other D 40.683 159.462
2024-02-01 2024-01-30 4 Lowenthal Robert S OPY Class A non-voting common stock J - Other D 11.257 74.795
2024-02-01 2024-01-30 4 McNAMARA DENNIS P OPY Class A non-voting common stock J - Other D 2.357 26.681
2024-02-01 2024-01-25 4/A OUGHTRED A WINN OPY Class A non-voting common stock J - Other D -3.000 23.150
2024-02-01 2024-01-25 4/A EHRHARDT WILLIAM OPY Class A non-voting common stock J - Other D -3.000 37.350
2024-01-29 2024-01-25 4 ROTH R LAWRENCE OPY Class A non-voting common stock A - Award D 3.000 15.500
2024-01-29 2024-01-25 4 OUGHTRED A WINN OPY Class A non-voting common stock A - Award D 3.000 26.150
2024-01-29 2024-01-25 4 EHRHARDT WILLIAM OPY Class A non-voting common stock A - Award D 3.000 40.350
2024-01-29 2024-01-25 4 Glasser Teresa OPY Class A non-voting common stock A - Award D 3.000 15.500
2024-01-29 2024-01-25 4 Dwyer Timothy Martin OPY Class A non-voting common stock A - Award D 3.000 25.500
2024-01-29 2024-01-25 4 BEHRENS EVAN OPY Class A non-voting common stock A - Award D 3.000 9.000
2024-01-29 2024-01-25 4 Friedman Paul M Paul M. Friedman Living Trust dated 3/5/19 OPY Class A non-voting common stock A - Award I 3.000 25.500
2024-01-29 2024-01-25 4 Kanter Stacy J. OPY Class A non-voting common stock A - Award D 3.000 3.000
2023-09-05 2023-09-01 4 BEHRENS EVAN OPY Class A non-voting common stock S - Sale D 38,4300 -5.000 -192 6.000
2023-09-05 2023-08-31 4 BEHRENS EVAN OPY Class A non-voting common stock S - Sale D 38,2800 -5.000 -191 11.000
2023-09-05 2023-08-31 4 BEHRENS EVAN OPY Class A non-voting common stock S - Sale D 38,4900 -2.500 -96 16.000
2023-03-06 2023-03-03 4 McNAMARA DENNIS P OPY Class A non-voting common stock S - Sale D 44,5100 -2.120 -94 24.324
2023-03-06 2023-03-03 4 McNAMARA DENNIS P OPY Class A non-voting common stock S - Sale D 44,5400 -10.000 -445 26.444
2023-02-08 2022-11-25 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 41,1800 15 1 4.109
2023-02-08 2022-08-26 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 36,7600 17 1 4.094
2023-02-08 2022-05-27 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 35,4600 17 1 4.077
2023-02-08 2022-02-25 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 43,1400 14 1 4.060
2023-02-08 2022-11-25 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 41,1800 58 2 16.040
2023-02-08 2022-08-26 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 36,7600 65 2 15.982
2023-02-08 2022-05-27 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 35,4600 67 2 15.917
2023-02-08 2022-02-25 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 43,1400 55 2 15.850
2023-01-31 2023-01-30 4 LOWENTHAL ALBERT G OPY Class A non-voting common stock J - Other D 4.454 118.779
2023-01-31 2023-01-29 4 LOWENTHAL ALBERT G OPY Class A non-voting common stock J - Other D 25.771 114.325
2023-01-31 2023-01-29 4 Lowenthal Robert S OPY Class A non-voting common stock J - Other D 2.978 63.538
2023-01-31 2023-01-29 4 McNAMARA DENNIS P OPY Class A non-voting common stock J - Other D 2.081 36.444
2023-01-30 2023-01-26 4 ROTH R LAWRENCE OPY Class A non-voting common stock A - Award D 2.500 12.500
2023-01-30 2023-01-26 4 Friedman Paul M Paul M. Friedman Living Trust dated 3/5/19 OPY Class A non-voting common stock A - Award I 2.500 22.500
2023-01-30 2023-01-26 4 EHRHARDT WILLIAM OPY Class A non-voting common stock A - Award D 2.500 37.350
2023-01-30 2023-01-26 4 BEHRENS EVAN OPY Class A non-voting common stock A - Award D 2.500 18.500
2023-01-30 2023-01-26 4 Dwyer Timothy Martin OPY Class A non-voting common stock A - Award D 2.500 22.500
2023-01-30 2023-01-26 4 Glasser Teresa OPY Class A non-voting common stock A - Award D 2.500 12.500
2023-01-30 2023-01-26 4 OUGHTRED A WINN OPY Class A non-voting common stock A - Award D 2.500 23.150
2022-02-10 2021-12-31 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 46,6900 85 4 4.046
2022-02-10 2021-11-26 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 51,5700 11 1 3.961
2022-02-10 2021-08-26 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 46,6600 13 1 3.950
2022-02-10 2021-05-28 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 49,0100 10 0 3.937
2022-02-10 2021-02-26 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 38,0600 12 0 3.928
2022-02-10 2021-12-31 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 46,6900 331 15 15.795
2022-02-10 2021-11-26 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 51,5700 45 2 15.464
2022-02-10 2021-08-26 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 46,6600 49 2 15.419
2022-02-10 2021-05-28 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 49,0100 38 2 15.369
2022-02-10 2021-02-26 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 38,0600 48 2 15.332
2022-01-28 2022-01-26 4 LOWENTHAL ALBERT G OPY Restricted Class A non-voting common stock J - Other D 125.000 443.001
2022-01-28 2022-01-26 4 McNAMARA DENNIS P OPY Restricted Class A non-voting common stock J - Other D 2.500 20.000
2022-01-28 2022-01-26 4 Lowenthal Robert S OPY Restricted Class A non-voting common stock J - Other D 50.000 187.368
2022-01-28 2022-01-26 4 ALFANO JEFFREY J OPY Restricted Class A non-voting common stock J - Other D 2.500 25.500
2022-01-27 2022-01-27 4 OUGHTRED A WINN OPY Class A non-voting common stock A - Award D 2.500 20.650
2022-01-27 2022-01-27 4 BEHRENS EVAN OPY Class A non-voting common stock A - Award D 2.500 16.000
2022-01-27 2022-01-27 4 EHRHARDT WILLIAM OPY Class A non-voting common stock A - Award D 2.500 34.850
2022-01-27 2022-01-27 4 Friedman Paul M Paul M. Friedman Living Trust dated 3/5/19 OPY Class A non-voting common stock A - Award I 2.500 20.000
2022-01-27 2022-01-27 4 Dwyer Timothy Martin OPY Class A non-voting common stock A - Award D 2.500 20.000
2022-01-27 2022-01-27 4 ROTH R LAWRENCE OPY Class A non-voting common stock A - Award D 2.500 10.000
2022-01-27 2022-01-27 4 Glasser Teresa OPY Class A non-voting common stock A - Award D 2.500 10.000
2021-11-03 2021-11-03 4 OUGHTRED A WINN OPY Class A non-voting common stock S - Sale D 52,2267 -5.000 -261 18.150
2021-05-06 2021-05-05 4 ALFANO JEFFREY J OPY Class A non-voting common stock S - Sale D 49,4786 -6.831 -338 42.090
2021-05-06 2021-05-04 4 ALFANO JEFFREY J OPY Class A non-voting common stock S - Sale D 49,6362 -26.913 -1.336 48.921
2021-05-06 2021-05-05 4 McNAMARA DENNIS P OPY Class A non-voting common stock S - Sale D 49,3896 -3.453 -171 34.363
2021-05-06 2021-05-04 4 McNAMARA DENNIS P OPY Class A non-voting common stock S - Sale D 49,6930 -3.151 -157 37.816
2021-05-06 2021-05-04 4 McNAMARA DENNIS P OPY Class A non-voting common stock S - Sale D 49,6930 -6.303 -313 40.967
2021-05-06 2021-05-04 4 McNAMARA DENNIS P OPY Class A non-voting common stock S - Sale D 49,6930 -6.303 -313 47.270
2021-05-06 2021-05-04 4 McNAMARA DENNIS P OPY Class A non-voting common stock S - Sale D 49,0043 -2.441 -120 53.573
2021-02-24 2021-02-23 4 McNAMARA DENNIS P OPY Restricted Class A non-voting common stock J - Other D -7.000 18.500
2021-02-24 2021-02-23 4 McNAMARA DENNIS P OPY Class A non-voting common stock J - Other D 3.677 56.014
2021-02-24 2021-02-23 4 Lowenthal Robert S OPY Restricted Class A non-voting common stock J - Other D -10.000 137.368
2021-02-24 2021-02-23 4 Lowenthal Robert S OPY Class A non-voting common stock J - Other D 4.678 60.560
2021-02-24 2021-02-23 4 ALFANO JEFFREY J OPY Restricted Class A non-voting common stock J - Other D -10.000 23.000
2021-02-24 2021-02-23 4 ALFANO JEFFREY J OPY Class A non-voting common stock A - Award D 4.678 75.834
2021-02-09 2020-12-30 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 31,4300 471 15 15.284
2021-02-09 2020-12-04 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 29,4600 60 2 14.812
2021-02-09 2020-08-27 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 25,2200 70 2 14.752
2021-02-09 2020-05-29 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 21,1000 83 2 14.682
2021-02-09 2020-02-28 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 24,0300 73 2 14.599
2021-02-09 2020-12-30 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 31,4300 121 4 3.915
2021-02-09 2020-12-04 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 29,4600 15 0 3.795
2021-02-09 2020-08-27 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 25,2300 18 0 3.779
2021-02-09 2020-05-29 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 21,1000 21 0 3.761
2021-02-09 2020-02-28 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 24,0300 19 0 3.740
2021-01-29 2021-01-28 4 Glasser Teresa OPY Class A non-voting common stock A - Award D 2.500 7.500
2021-01-29 2021-01-28 4 OUGHTRED A WINN OPY Class A non-voting common stock A - Award D 2.500 23.150
2021-01-29 2021-01-28 4 ROTH R LAWRENCE OPY Class A non-voting common stock A - Award D 2.500 7.500
2021-01-29 2021-01-28 4 Dwyer Timothy Martin OPY Class A non-voting common stock A - Award D 2.500 17.500
2021-01-29 2021-01-28 4 EHRHARDT WILLIAM OPY Class A non-voting common stock A - Award D 2.500 32.350
2021-01-29 2021-01-28 4 BEHRENS EVAN OPY Class A non-voting common stock A - Award D 2.500 13.500
2021-01-29 2021-01-28 4 Friedman Paul M Paul M. Friedman Living Trust dated 3/5/19 OPY Class A non-voting common stock A - Award I 2.500 17.500
2021-01-29 2021-01-28 4 LOWENTHAL ALBERT G OPY Restricted Class A non-voting common stock J - Other D 110.000 318.001
2021-01-29 2021-01-28 4 Lowenthal Robert S OPY Restricted Class A non-voting common stock J - Other D 75.000 147.368
2021-01-29 2021-01-28 4 ALFANO JEFFREY J OPY Restricted Class A non-voting common stock J - Other D 6.000 33.000
2021-01-29 2021-01-28 4 McNAMARA DENNIS P OPY Restricted Class A non-voting common stock J - Other D 5.000 24.500
2020-02-28 2020-02-28 4 BEHRENS EVAN OPY Class A non-voting common stock A - Award D 2.500 11.000
2020-02-28 2020-02-28 4 Dwyer Timothy Martin OPY Class A non-voting common stock A - Award D 2.500 15.000
2020-02-28 2020-02-28 4 Glasser Teresa OPY Class A non-voting common stock A - Award D 2.500 5.000
2020-02-28 2020-02-28 4 ROTH R LAWRENCE OPY Class A non-voting common stock A - Award D 2.500 5.000
2020-02-28 2020-02-28 4 EHRHARDT WILLIAM OPY Class A non-voting common stock A - Award D 2.500 29.850
2020-02-28 2020-02-28 4 OUGHTRED A WINN OPY Class A non-voting common stock A - Award D 2.500 20.650
2020-02-28 2020-02-28 4 Friedman Paul M Paul M. Friedman Living Trust dated 3/5/19 OPY Class A non-voting common stock A - Award I 2.500 15.000
2020-02-27 2020-02-25 4 Lowenthal Robert S OPY Restricted Class A non-voting common stock J - Other D -5.000 72.368
2020-02-27 2020-02-25 4 Lowenthal Robert S OPY Class A non-voting common stock J - Other D 2.339 55.882
2020-02-27 2020-02-25 4 McNAMARA DENNIS P OPY Restricted Class A non-voting common stock J - Other D -5.000 19.500
2020-02-27 2020-02-25 4 McNAMARA DENNIS P OPY Class A non-voting common stock J - Other D 2.983 52.337
2020-02-27 2020-02-25 4 ALFANO JEFFREY J OPY Restricted Class A non-voting common stock J - Other D -5.000 27.000
2020-02-27 2020-02-25 4 ALFANO JEFFREY J OPY Class A non-voting common stock J - Other D 2.339 71.156
2020-02-07 2019-11-22 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 27,8300 16 0 3.721
2020-02-07 2019-08-26 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 27,1600 16 0 3.705
2020-02-07 2019-05-24 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 25,9300 16 0 3.689
2020-02-07 2019-02-28 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 28,2200 14 0 3.673
2020-02-07 2019-11-22 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 27,8300 62 2 14.527
2020-02-07 2019-08-26 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 27,1600 64 2 14.465
2020-02-07 2019-05-24 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 25,9300 61 2 14.400
2020-02-07 2019-02-28 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 28,2200 55 2 14.339
2020-01-31 2020-01-29 4 LOWENTHAL ALBERT G OPY Restricted Class A non-voting common stock J - Other D 77.000 208.001
2020-01-31 2020-01-29 4 McNAMARA DENNIS P OPY Restricted Class A non-voting common stock J - Other D 5.000 24.500
2020-01-31 2020-01-29 4 ALFANO JEFFREY J OPY Restricted Class A non-voting common stock J - Other D 5.000 32.000
2020-01-31 2020-01-29 4 Lowenthal Robert S OPY Restricted Class A non-voting common stock J - Other D 38.500 77.368
2020-01-29 2020-01-28 4 ALFANO JEFFREY J OPY Restricted Class A non-voting common stock J - Other D -2.381 27.000
2020-01-29 2020-01-28 4 ALFANO JEFFREY J OPY Class A non-voting common stock J - Other D 1.470 68.817
2020-01-29 2020-01-28 4 McNAMARA DENNIS P OPY Restricted Class A non-voting common stock J - Other D -2.381 19.500
2020-01-29 2020-01-28 4 McNAMARA DENNIS P OPY Class A non-voting common stock J - Other D 1.588 49.354
2020-01-29 2020-01-28 4 Lowenthal Robert S OPY Restricted Class A non-voting common stock J - Other D -9.524 38.868
2020-01-29 2020-01-28 4 Lowenthal Robert S OPY Class A non-voting common stock J - Other D 5.883 53.543
2020-01-27 2020-01-25 4 LOWENTHAL ALBERT G OPY Restricted Class A non-voting common stock J - Other D -67.000 131.001
2020-01-27 2020-01-25 4 LOWENTHAL ALBERT G OPY Class A non-voting common stock J - Other D 39.635 88.554
2020-01-27 2020-01-25 4 ALFANO JEFFREY J OPY Restricted Class A non-voting common stock J - Other D -8.500 29.381
2020-01-27 2020-01-25 4 ALFANO JEFFREY J OPY Class A non-voting common stock J - Other D 5.012 67.347
2020-01-27 2020-01-25 4 McNAMARA DENNIS P OPY Restricted Class A non-voting common stock J - Other D -5.000 21.881
2020-01-27 2020-01-25 4 McNAMARA DENNIS P OPY Class A non-voting common stock J - Other D 3.042 47.766
2020-01-27 2020-01-25 4 Lowenthal Robert S OPY Restricted Class A non-voting common stock J - Other D 15.000 48.392
2020-01-27 2020-01-25 4 Lowenthal Robert S OPY Class A non-voting common stock J - Other D 9.030 47.660
2019-09-19 2019-09-18 4 OUGHTRED A WINN OPY Class A non-voting common stock S - Sale D 31,0200 -10.000 -310 18.150
2019-03-01 2019-02-28 4 OUGHTRED A WINN OPY Class A non-voting common stock A - Award D 2.500 28.150
2019-03-01 2019-02-28 4 ROTH R LAWRENCE OPY Class A non-voting common stock A - Award D 2.500 2.500
2019-03-01 2019-02-28 4 Friedman Paul M OPY Class A non-voting common stock A - Award D 2.500 12.500
2019-03-01 2019-02-28 4 EHRHARDT WILLIAM OPY Class A non-voting common stock A - Award D 2.500 27.350
2019-03-01 2019-02-28 4 Glasser Teresa OPY Class A non-voting common stock A - Award D 2.500 2.500
2019-03-01 2019-02-28 4 BEHRENS EVAN OPY Class A non-voting common stock A - Award D 2.500 8.500
2019-03-01 2019-02-28 4 Dwyer Timothy Martin OPY Class A non-voting common stock A - Award D 2.500 12.500
2019-02-27 2019-02-26 4 McNAMARA DENNIS P OPY Restricted Class A non-voting common stock J - Other D -2.000 26.881
2019-02-27 2019-02-26 4 McNAMARA DENNIS P OPY Class A non-voting common stock J - Other D 1.320 44.724
2019-02-27 2019-02-26 4 ALFANO JEFFREY J OPY Restricted Class A non-voting common stock J - Other D -2.000 37.881
2019-02-27 2019-02-26 4 ALFANO JEFFREY J OPY Class A non-voting common stock J - Other D 1.235 62.335
2019-02-11 2019-02-08 4 LOWENTHAL ALBERT G Phase II Financial Inc. OPY Class B voting common stock P - Purchase I 26,3300 1.007 27 97.128
2019-02-01 2018-11-23 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 28,2400 14 0 3.659
2019-02-01 2018-08-24 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 33,2500 12 0 3.645
2019-02-01 2018-05-25 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 29,0500 14 0 3.633
2019-02-01 2018-02-26 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 26,9500 15 0 3.620
2019-02-01 2018-12-11 5 LOWENTHAL ALBERT G Phase II Financial Inc. OPY Class B voting common stock P - Purchase I 28,5100 32 1 96.121
2019-02-01 2018-11-23 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 28,2400 56 2 14.284
2019-02-01 2018-08-24 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 33,2500 46 2 14.228
2019-02-01 2018-05-25 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 29,0500 53 2 14.183
2019-02-01 2018-02-26 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 26,9500 58 2 14.129
2019-02-01 2019-01-31 4 LOWENTHAL ALBERT G OPY Restricted Class A non-voting common stock J - Other D 75.472 198.001
2019-02-01 2019-01-31 4 Lowenthal Robert S OPY Restricted Class A non-voting common stock J - Other D 18.868 63.392
2019-02-01 2019-01-28 4 Lowenthal Robert S OPY Restricted Class A non-voting common stock J - Other D -4.400 44.524
2019-02-01 2019-01-28 4 Lowenthal Robert S OPY Class A non-voting common stock J - Other D 2.482 38.630
2019-02-01 2019-01-31 4 ALFANO JEFFREY J OPY Restricted Class A non-voting common stock J - Other D 5.000 39.881
2019-02-01 2019-01-28 4 ALFANO JEFFREY J OPY Restricted Class A non-voting common stock J - Other D -2.200 34.881
2019-02-01 2019-01-28 4 ALFANO JEFFREY J OPY Class A non-voting common stock J - Other D 1.239 61.100
2019-02-01 2019-01-31 4 McNAMARA DENNIS P OPY Restricted Class A non-voting common stock J - Other D 4.000 28.881
2019-02-01 2019-01-28 4 McNAMARA DENNIS P OPY Restricted Class A non-voting common stock J - Other D -2.200 24.881
2019-02-01 2019-01-28 4 McNAMARA DENNIS P OPY Class A non-voting common stock J - Other D 1.333 43.404
2018-05-15 2018-05-14 4 ROBERTS ELAINE K OPY Restricted Class A non-voting stock J - Other D -7.625 0
2018-05-15 2018-05-14 4 ROBERTS ELAINE K OPY Class A non-voting common stock J - Other D 7.625 19.542
2018-03-02 2018-03-01 4 OUGHTRED A WINN OPY Class A non-voting common stock A - Award D 2.500 25.650
2018-03-02 2018-03-01 4 Friedman Paul M OPY Class A non-voting common stock A - Award D 2.500 10.000
2018-03-02 2018-03-01 4 BEHRENS EVAN OPY Class A non-voting common stock A - Award D 2.500 6.000
2018-03-02 2018-03-01 4 KEEHNER MICHAEL OPY Class A non-voting common stock A - Award D 2.500 24.850
2018-03-02 2018-03-01 4 EHRHARDT WILLIAM OPY Class A non-voting common stock A - Award D 2.500 24.850
2018-03-02 2018-03-01 4 ROBERTS ELAINE K OPY Restricted Class A non-voting common stock J - Other D 2.500 7.625
2018-03-02 2018-03-01 4 Dwyer Timothy Martin OPY Class A non-voting common stock A - Award D 2.500 10.000
2018-02-26 2018-02-26 4 ROBERTS ELAINE K OPY Restricted Class A non-voting common stock J - Other D -1.900 5.025
2018-02-26 2018-02-26 4 ROBERTS ELAINE K OPY Class A non-voting common stock J - Other D 1.900 11.917
2018-02-02 2018-01-31 4 LOWENTHAL ALBERT G OPY Restricted Class A non-voting common stock J - Other D 9.100 122.529
2018-02-01 2017-11-24 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401K Plan OPY Class A non-voting common stock P - Purchase I 27,4000 15 0 3.605
2018-02-01 2017-08-25 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401K Plan OPY Class A non-voting common stock P - Purchase I 16,4500 24 0 3.590
2018-02-01 2017-05-26 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401K Plan OPY Class A non-voting common stock P - Purchase I 15,7500 24 0 3.566
2018-02-01 2017-02-24 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401K Plan OPY Class A non-voting common stock P - Purchase I 16,7500 23 0 3.542
2018-02-01 2017-02-22 5 Lowenthal Robert S OPY Restricted Class A non-voting common stock J - Other D -3.500 43.924
2018-02-01 2017-02-22 5 Lowenthal Robert S OPY Class A non-voting common stock J - Other D 1.546 36.148
2018-02-01 2017-11-24 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 27,4000 57 2 14.071
2018-02-01 2017-08-25 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 16,4500 94 2 14.014
2018-02-01 2017-05-26 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 15,7500 96 2 13.921
2018-02-01 2017-02-24 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 16,7500 89 1 13.825
2018-02-01 2018-01-30 4 McNAMARA DENNIS P OPY Restricted Class A non-voting common stock J - Other D 3.500 27.081
2018-02-01 2018-01-30 4 ALFANO JEFFREY J OPY Restricted Class A non-voting common stock J - Other D 7.000 37.081
2018-02-01 2018-01-30 4 Lowenthal Robert S OPY Restricted Class A non-voting common stock J - Other D 5.000 48.924
2018-02-01 2018-01-30 4 LOWENTHAL ALBERT G OPY Restricted Class A non-voting common stock J - Other D 46.429 113.429
2017-12-29 2017-12-28 4/A McNAMARA DENNIS P OPY Restricted Class A non-voting common stock J - Other D -8.000 23.581
2017-12-29 2017-12-28 4/A McNAMARA DENNIS P OPY Class A non-voting common stock J - Other D 5.042 42.071
2017-12-29 2017-12-28 4 Lowenthal Robert S OPY Restricted Class A non-voting common stock J - Other D -8.500 47.424
2017-12-29 2017-12-28 4 Lowenthal Robert S OPY Class A non-voting common stock J - Other D 3.755 34.602
2017-12-29 2017-12-28 4 LOWENTHAL ALBERT G OPY Restricted Class A non-voting common stock J - Other D -13.795 67.000
2017-12-29 2017-12-28 4 LOWENTHAL ALBERT G OPY Restricted Class A non-voting common stock J - Other D -31.690 80.795
2017-12-29 2017-12-28 4 LOWENTHAL ALBERT G Phase II Financial LP OPY Class A non-voting common stock J - Other I 6.781 3.163.321
2017-12-29 2017-12-28 4 LOWENTHAL ALBERT G Phase II Financial LP OPY Class A non-voting common stock J - Other I 15.347 3.156.540
2017-12-29 2017-12-28 4 ALFANO JEFFREY J OPY Restricted Class A non-voting common stock J - Other D -8.000 30.081
2017-12-29 2017-12-28 4 ALFANO JEFFREY J OPY Class A non-voting common stock J - Other D 5.042 59.861
2017-12-29 2017-12-28 4 McNAMARA DENNIS P OPY Restricted Class A non-voting common stock J - Other D 8.000 23.581
2017-12-29 2017-12-28 4 McNAMARA DENNIS P OPY Class A non-voting common stock J - Other D 5.042 42.071
2017-08-22 2017-08-22 4 ROBERTS ELAINE K OPY Restricted Class A non-voting common stock J - Other D 875 7.840
2017-08-22 2017-08-22 4 ROBERTS ELAINE K OPY Class A non-voting common stock J - Other D 875 10.017
2017-07-28 2017-07-27 4 ROBERTS ELAINE K OPY Restricted Class A non-voting common stock J - Other D -1.000 8.715
2017-07-28 2017-07-27 4 ROBERTS ELAINE K E.K.Roberts Holdco Inc. OPY Class A non-voting common stock J - Other I 1.000 9.142
2017-07-05 2017-07-01 4 ROBERTS ELAINE K OPY Restricted Class A non-voting common stock J - Other D -1.000 9.715
2017-07-05 2017-07-01 4 ROBERTS ELAINE K OPY Class A non-voting common stock J - Other D 1.000 8.142
2017-02-27 2017-02-24 4 ROBERTS ELAINE K OPY Restricted Class A non-voting common stock J - Other D -2.032 10.715
2017-02-27 2017-02-24 4 ROBERTS ELAINE K OPY Class A non-voting common stock J - Other D 2.032 11.279
2017-02-24 2017-02-22 4 ALFANO JEFFREY J OPY Restricted Class A non-voting common stock J - Other D -5.000 38.081
2017-02-24 2017-02-22 4 ALFANO JEFFREY J OPY Class A non-voting common stock J - Other D 3.151 54.819
2017-02-24 2017-02-22 4 McNAMARA DENNIS P OPY Restricted Class A non-voting common stock J - Other D -5.000 31.581
2017-02-24 2017-02-22 4 McNAMARA DENNIS P OPY Class A non-voting common stock J - Other D 3.151 37.029
2017-02-24 2017-02-23 4 OUGHTRED A WINN OPY Class A non-voting common stock A - Award D 3.500 23.150
2017-02-24 2017-02-23 4 Friedman Paul M OPY Class A non-voting common stock A - Award D 3.500 7.500
2017-02-24 2017-02-23 4 EHRHARDT WILLIAM OPY Class A non-voting common stock A - Award D 3.500 22.350
2017-02-24 2017-02-23 4 KEEHNER MICHAEL OPY Class A non-voting common stock A - Award D 3.500 22.350
2017-02-24 2017-02-23 4 Dwyer Timothy Martin OPY Class A non-voting common stock A - Award D 3.500 7.500
2017-02-24 2017-02-23 4 BEHRENS EVAN OPY Class A non-voting common stock A - Award D 3.500 3.500
2017-02-23 2017-02-23 4 ROBERTS ELAINE K OPY Restricted Class A non-voting common stock J - Other D 3.500 12.747
2017-02-23 2017-02-22 4 ROBERTS ELAINE K OPY Restricted Class A non-voting common stock J - Other D -3.500 9.247
2017-02-23 2017-02-22 4 ROBERTS ELAINE K OPY Class A non-voting common stock J - Other D 3.500 5.110
2017-02-14 2016-11-25 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 17,1500 86 1 13.736
2017-02-14 2016-08-26 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 16,2000 92 1 13.649
2017-02-14 2016-05-27 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 15,7400 94 1 13.557
2017-02-14 2016-02-26 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 14,4000 102 1 13.463
2017-02-14 2016-02-04 5 LOWENTHAL ALBERT G Phase II Financial Inc. OPY Class B voting common stock P - Purchase I 14,7900 4 0 96.077
2017-02-13 2016-11-25 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401K Plan OPY Class A non-voting common stock P - Purchase I 17,1500 22 0 3.519
2017-02-13 2016-08-26 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401K Plan OPY Class A non-voting common stock P - Purchase I 16,2000 24 0 3.497
2017-02-13 2016-05-27 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401K Plan OPY Class A non-voting common stock P - Purchase I 15,7400 24 0 3.473
2017-02-13 2016-02-26 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401K Plan OPY Class A non-voting common stock P - Purchase I 14,4000 26 0 3.449
2017-02-13 2017-02-10 4 LOWENTHAL ALBERT G OPY Restricted Class A non-voting common stock J - Other D -52.500 112.485
2017-02-13 2017-02-10 4 LOWENTHAL ALBERT G Phase II Financial LP OPY Class A non-voting common stock J - Other I 25.425 3.141.193
2017-02-13 2017-02-10 4 ROBERTS ELAINE K OPY Restricted Class A non-voting common stock J - Other D -1.610 12.747
2017-02-13 2017-02-10 4 ROBERTS ELAINE K OPY Class A non-voting common stock J - Other D 1.610 1.610
2017-01-31 2016-07-27 5 ROBERTS ELAINE K OPY Restricted Claa A non-voting common stock J - Other D -1.000 14.357
2017-01-31 2016-07-27 5 ROBERTS ELAINE K E.K.Roberts Holdco Inc. OPY Class A non-voting common stock J - Other I 1.000 207.465
2017-01-31 2017-01-28 4 LOWENTHAL ALBERT G OPY Restricted Class A non-voting common stock J - Other D -124.000 164.985
2017-01-31 2017-01-28 4 LOWENTHAL ALBERT G Phase II Financial LP OPY Class A non-voting common stock J - Other I 68.384 3.115.768
2017-01-27 2017-01-26 4 McNAMARA DENNIS P OPY Restricted Class A non-voting common stock J - Other D 5.000 36.581
2017-01-27 2017-01-26 4 ALFANO JEFFREY J OPY Restricted Class A non-voting common stock J - Other D 8.500 43.081
2017-01-27 2017-01-26 4 LOWENTHAL ALBERT G OPY Restricted Class A non-voting common stock J - Other D 67.000 288.985
2017-01-27 2017-01-26 4 Lowenthal Robert S OPY Restricted Class A non-voting common stock J - Other D 15.000 55.924
2016-07-05 2016-07-01 4 ROBERTS ELAINE K OPY Restricted Class A non-voting common stock J - Other D -1.000 15.357
2016-07-05 2016-07-01 4 ROBERTS ELAINE K OPY Class A non-voting common stock J - Other D 1.000 205.965
2016-07-05 2016-07-01 4 OUGHTRED A WINN OPY Restricted Class A non-voting common stock J - Other D -662 0
2016-07-05 2016-07-01 4 OUGHTRED A WINN OPY Class A non-voting common stock J - Other D 662 19.650
2016-07-05 2016-07-01 4 EHRHARDT WILLIAM OPY Restricted Class A non-voting common stock J - Other D -663 0
2016-07-05 2016-07-01 4 EHRHARDT WILLIAM OPY Class A non-voting common stock J - Other D 663 18.850
2016-07-05 2016-07-01 4 KEEHNER MICHAEL OPY Restricted Class A non-voting common stock J - Other D -663 0
2016-07-05 2016-07-01 4 KEEHNER MICHAEL OPY Class A non-voting common stock J - Other D 663 18.850
2016-05-19 2016-05-19 4 Dwyer Timothy Martin OPY Class A non-voting common stock P - Purchase D 13,7400 1.000 14 4.000
2016-05-13 2016-05-13 4 Dwyer Timothy Martin OPY Class A non-voting common stock P - Purchase D 13,7400 1.000 14 3.000
2016-05-13 2016-05-11 4 Dwyer Timothy Martin OPY Class A non-voting common stock P - Purchase D 13,9100 2.000 28 2.000
2016-05-11 2016-05-09 4 CRYSTAL RICHARD OPY Restricted Class A non-voting common stock J - Other D 663 0
2016-05-11 2016-05-09 4 CRYSTAL RICHARD OPY Class A non-voting common stock J - Other D 663 18.150
2016-05-11 2016-05-09 4 MCARTHUR KENNETH W OPY Restricted Class A non-voting common stock J - Other D -662 0
2016-05-11 2016-05-09 4 MCARTHUR KENNETH W OPY Class A non-voting common stock J - Other D -6.500 45.688
2016-02-26 2016-02-24 4 McNAMARA DENNIS P OPY Restricted Class A non-voting common stock J - Other D 7.000 31.581
2016-02-26 2016-02-24 4 ALFANO JEFFREY J OPY Restricted Class A non-voting common stock J - Other D 10.000 34.581
2016-02-26 2016-02-24 4 Lowenthal Robert S OPY Restricted Class A non-voting common stock J - Other D 10.000 40.924
2016-02-16 2015-11-27 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 18,1600 21 0 3.423
2016-02-16 2015-08-28 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 19,8700 18 0 3.402
2016-02-16 2015-05-29 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 25,9400 14 0 3.384
2016-02-16 2015-02-27 5 Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 21,1000 17 0 3.369
2016-02-16 2015-11-27 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 18,1600 82 1 13.362
2016-02-16 2015-08-28 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 19,8700 71 1 13.280
2016-02-16 2015-05-29 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 25,9400 56 1 13.209
2016-02-16 2015-02-27 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 21,1000 68 1 13.153
2016-02-12 2016-02-10 4/A LOWENTHAL ALBERT G OPY Restricted Class A non-voting common stock J - Other D -40.000 221.985
2016-02-12 2016-02-10 4/A LOWENTHAL ALBERT G Phase II Financial LP OPY Class A non-voting common stock J - Other I 24.690 3.047.384
2016-02-12 2016-02-10 4 LOWENTHAL ALBERT G OPY Restricted Class A non-voting common stock J - Other D -40.000 221.985
2016-02-12 2016-02-10 4 LOWENTHAL ALBERT G Phase II Financial LP OPY Class A non-voting common stock J - Other I 19.372 3.042.066
2016-02-12 2016-02-10 4 McNAMARA DENNIS P OPY Restricted Class A non-voting common stock J - Other D -10.000 24.851
2016-02-12 2016-02-10 4 McNAMARA DENNIS P OPY Class A non-voting common stock J - Other D 6.303 33.878
2016-02-12 2016-02-10 4 ALFANO JEFFREY J OPY Restricted Class A non-voting common stock J - Other D -10.000 24.581
2016-02-12 2016-02-10 4 ALFANO JEFFREY J OPY Class A non-voting common stock J - Other D 6.303 51.668
2016-02-12 2016-02-10 4 Lowenthal Robert S OPY Restricted Class A non-voting common stock J - Other D -7.500 30.924
2016-02-12 2016-02-10 4 Lowenthal Robert S OPY Class A non-voting common stock J - Other D 3.313 30.847
2016-02-11 2016-02-10 4 ROBERTS ELAINE K OPY Restricted Class A non-voting common stock J - Other D -8.390 16.357
2016-02-11 2016-02-10 4 ROBERTS ELAINE K OPY Class A non-voting common stock J - Other D 8.390 204.965
2016-02-02 2016-01-28 4/A OUGHTRED A WINN OPY Class A non-voting common stock A - Award D 4.000 18.988
2016-01-29 2016-01-28 4 Friedman Paul M OPY Class A non-voting common stock A - Award D 4.000 4.000
2016-01-29 2016-01-28 4 ROBERTS ELAINE K OPY Restricted Class A non-voting common stock J - Other D 4.000 24.747
2016-01-29 2016-01-28 4 KEEHNER MICHAEL OPY Class A non-voting common stock A - Award D 4.000 18.187
2016-01-29 2016-01-28 4 EHRHARDT WILLIAM OPY Class A non-voting common stock A - Award D 4.000 18.187
2016-01-29 2016-01-28 4 OUGHTRED A WINN OPY Class A non-voting common stock A - Award D 4.000 18.988
2016-01-29 2016-01-28 4 MCARTHUR KENNETH W OPY Class A non-voting common stock A - Award D 4.000 52.188
2016-01-29 2016-01-28 4 CRYSTAL RICHARD OPY Class A non-voting common stock A - Award D 4.000 17.487
2016-01-25 2016-01-22 4 LOWENTHAL ALBERT G OPY Restricted Class A non-voting common stock A - Award D -105.470 261.985
2016-01-25 2016-01-22 4 LOWENTHAL ALBERT G Phase II Financial LP OPY Class A non-voting common stock J - Other I 105.470 3.022.694
2015-07-27 2015-07-27 4 ROBERTS ELAINE K OPY Restricted Class A non-voting common stock J - Other D -500 20.747
2015-07-27 2015-07-27 4 ROBERTS ELAINE K OPY Class A non-voting cmmon stock J - Other D 500 196.575
2015-07-02 2015-07-01 4 CRYSTAL RICHARD OPY Restricted Class A non-voting common stock J - Other D -1.212 663
2015-07-02 2015-07-01 4 CRYSTAL RICHARD OPY Class A non-voting common stock J - Other D 1.212 13.487
2015-07-02 2015-07-01 4 MCARTHUR KENNETH W OPY Restricted Class A non-voting common stock J - Other D -1.213 662
2015-07-02 2015-07-01 4 MCARTHUR KENNETH W OPY Class A non-voting common stock J - Other D 1.213 48.188
2015-07-02 2015-07-01 4 OUGHTRED A WINN OPY Restricted Class A non-voting common stock J - Other D -1.213 662
2015-07-02 2015-07-01 4 OUGHTRED A WINN OPY Class A non-voting common stock J - Other D 1.213 14.988
2015-07-02 2015-07-01 4 EHRHARDT WILLIAM OPY Restricted Class A non-voting common stock J - Other D -1.212 663
2015-07-02 2015-07-01 4 EHRHARDT WILLIAM OPY Class A non-voting common stock J - Other D 1.212 14.187
2015-07-02 2015-07-01 4 KEEHNER MICHAEL OPY Restricted Class A non-voting common stock J - Other D -1.213 663
2015-07-02 2015-07-01 4 KEEHNER MICHAEL OPY Class A non-voting common stock J - Other D 1.213 14.187
2015-07-01 2015-07-01 4 ROBERTS ELAINE K OPY Restricted Class A non-voting common stock J - Other D -500 21.247
2015-07-01 2015-07-01 4 ROBERTS ELAINE K OPY Class A non-voting common stock J - Other D 500 196.075
2015-06-30 2015-05-11 4 GOLDFARB MORRIS OPY Class A non-voting common stock D - Sale to Issuer D -3.500 500
2015-05-07 2015-01-29 4/A LOWENTHAL ALBERT G OPY Restricted Class A non-voting common stock J - Other D 31.690 353.660
2015-05-07 2015-02-26 4/A LOWENTHAL ALBERT G OPY Restricted Class A non-voting common stock J - Other D 13.795 367.455
2015-03-03 2015-02-26 4 LOWENTHAL ALBERT G OPY Restricted Class A non-voting common stock J - Other D 13.795 378.722
2015-03-03 2015-02-26 4 McNAMARA DENNIS P OPY Restricted Class A non-voting common stock J - Other D 5.000 34.581
2015-03-03 2015-02-26 4 ALFANO JEFFREY J OPY Restricted Class A non-voting common stock J - Other D 5.000 34.581
2015-03-03 2015-02-26 4 Lowenthal Robert S OPY Restricted Class A non-voting common stock J - Other D 5.000 38.424
2015-02-25 2015-02-25 4 ROBERTS ELAINE K OPY Restricted Class A non-voting common stock J - Other D -635 21.747
2015-02-25 2015-02-25 4 ROBERTS ELAINE K OPY Class A non-voting common stock J - Other D 635 195.575
2015-02-13 2014-12-02 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 22,7800 62 1 13.085
2015-02-13 2014-08-29 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 24,1600 59 1 13.023
2015-02-13 2014-05-27 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 23,9500 59 1 12.963
2015-02-13 2014-02-28 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 27,3100 52 1 12.904
2015-02-13 2014-12-02 5 Lowenthal Robert S Participant Oppenheimer 401 K Plan OPY Class A non-voting common stock P - Purchase I 22,7800 16 0 3.352
2015-02-13 2014-08-29 5 Lowenthal Robert S Participant Oppenheimer 401 K Plan OPY Class A non-voting common stock P - Purchase I 24,1600 15 0 3.336
2015-02-13 2014-05-27 5 Lowenthal Robert S Participant Oppenheimer 401 K Plan OPY Class A non-voting common stock P - Purchase I 23,9500 15 0 3.321
2015-02-13 2014-02-28 5 Lowenthal Robert S Participant Oppenheimer 401 K Plan OPY Class A non-voting common stock P - Purchase I 27,3100 0 0 3.306
2015-02-13 2014-02-05 5 Lowenthal Robert S Participant Oppenheimer 401 K Plan OPY Class A non-voting common stock P - Purchase I 22,8200 74 2 3.305
2015-02-13 2014-02-03 5 Lowenthal Robert S Participant Oppenheimer 401 K Plan OPY Class A non-voting common stock P - Purchase I 22,9900 35 1 3.231
2015-02-13 2014-01-16 5 Lowenthal Robert S Participant Oppenheimer 401 K Plan OPY Class A non-voting common stock P - Purchase I 24,1600 40 1 3.196
2015-02-13 2014-01-06 5 Lowenthal Robert S Participant Oppenheimer 401 K Plan OPY Class A non-voting common stock P - Purchase I 24,0400 6 0 3.156
2015-02-13 2015-01-29 4/A Lowenthal Robert S OPY Restricted Class A non-voting common stock J - Other D 9.524 33.424
2015-02-02 2015-01-27 4/A McNAMARA DENNIS P OPY Restricted Class A non-voting common stock J - Other D -10.000 27.200
2015-02-02 2015-01-27 4/A McNAMARA DENNIS P OPY Class A non-voting common stock J - Other D 6.303 27.575
2015-02-02 2015-01-29 4 Lowenthal Robert S OPY Restricted Class A non-voting common stock J - Other D 9.524 33.424
2015-02-02 2015-01-29 4 McNAMARA DENNIS P OPY Restricted Class A non-voting common stock J - Other D 2.381 29.581
2015-02-02 2015-01-29 4 LOWENTHAL ALBERT G OPY Restricted Class A non-voting common stock J - Other D 42.957 364.927
2015-02-02 2015-01-29 4 ALFANO JEFFREY J OPY Restricted Class A non-voting common stock J - Other D 2.381 29.581
2015-01-29 2015-01-28 4/A GOLDFARB MORRIS OPY Class A non-voting common stock A - Award D 2.000 4.000
2015-01-29 2015-01-27 4 ALFANO JEFFREY J OPY Restricted Class A non-voting common stock J - Other D -10.000 27.200
2015-01-29 2015-01-27 4 ALFANO JEFFREY J OPY Class A non-voting common stock J - Other D 6.303 45.365
2015-01-29 2015-01-28 4 EHRHARDT WILLIAM OPY Class A non-voting stock A - Award D 2.000 12.975
2015-01-29 2015-01-28 4 OUGHTRED A WINN OPY Class A non-voting stock A - Award D 2.000 13.775
2015-01-29 2015-01-28 4 CRYSTAL RICHARD OPY Class A non-voting stock A - Award D 2.000 12.275
2015-01-29 2015-01-28 4 MCARTHUR KENNETH W OPY Class A non-voting stock A - Award D 2.000 46.975
2015-01-29 2015-01-27 4 McNAMARA DENNIS P OPY Restricted Class A non-voting common stock J - Other D -10.000 25.200
2015-01-29 2015-01-27 4 McNAMARA DENNIS P OPY Class A non-voting common stock J - Other D 6.303 27.575
2015-01-29 2015-01-28 4 KEEHNER MICHAEL OPY Class A non-voting stock A - Award D 2.000 12.974
2015-01-29 2015-01-28 4 ROBERTS ELAINE K OPY Restricted Class A non voting common stock J - Other D 2.000 22.882
2015-01-29 2015-01-27 4 LOWENTHAL ALBERT G OPY Restricted Class A non-voting common stock J - Other D -100.000 321.970
2015-01-29 2015-01-27 4 LOWENTHAL ALBERT G Phase II Financial LP OPY Class A non-voting common stock J - Other I 50.485 2.917.224
2015-01-29 2015-01-27 4 GOLDFARB MORRIS OPY Class A non-voting common stock A - Award D 2.000 4.000
2015-01-29 2015-01-27 4 ROBERTS ELAINE K OPY Restricted Class A non-voting common stock J - Other D -5.000 20.882
2015-01-29 2015-01-27 4 ROBERTS ELAINE K OPY Class A non-voting common stock J - Other D 5.000 194.940
2015-01-28 2014-07-01 4/A OUGHTRED A WINN OPY Restricted Class A non-voting stock J - Other D -1.212 1.875
2015-01-28 2014-07-01 4/A OUGHTRED A WINN OPY Class A non-voting common stock J - Other D 1.212 11.775
2014-07-03 2014-07-01 4/A MCARTHUR KENNETH W OPY Restricted Class A non-voting stock J - Other D -1.212 1.875
2014-07-03 2014-07-01 4/A MCARTHUR KENNETH W OPY Class A non-voting common stock J - Other D 1.212 44.975
2014-07-03 2014-07-01 4 CRYSTAL RICHARD OPY Restricted Class A non-voting stock J - Other D -1.213 1.875
2014-07-03 2014-07-01 4 CRYSTAL RICHARD OPY Class A non-voting common stock J - Other D 1.213 10.275
2014-07-03 2014-07-01 4 MCARTHUR KENNETH W OPY Restricted Class A non-voting stock J - Other D -1.212 1.875
2014-07-03 2014-07-01 4 MCARTHUR KENNETH W OPY Class A non-voting common stock J - Other D 1.212 29.975
2014-07-03 2014-07-01 4 OUGHTRED A WINN OPY Restricted Class A non-voting stock J - Other D -1.212 1.875
2014-07-03 2014-07-01 4 OUGHTRED A WINN OPY Class A non-voting common stock J - Other D 1.212 10.274
2014-07-03 2014-07-01 4 EHRHARDT WILLIAM OPY Restricted Class A non-voting stock J - Other D -1.213 1.875
2014-07-03 2014-07-01 4 EHRHARDT WILLIAM OPY Class A non-voting common stock J - Other D 1.213 10.975
2014-07-03 2014-07-01 4 KEEHNER MICHAEL OPY Restricted Class A non-voting stock J - Other D -1.212 1.876
2014-07-03 2014-07-01 4 KEEHNER MICHAEL OPY Class A non-voting common stock J - Other D 1.212 10.974
2014-07-02 2014-07-01 4 ROBERTS ELAINE K OPY Restricted Class A non-voting common stock J - Other D -500 25.582
2014-07-02 2014-07-01 4 ROBERTS ELAINE K OPY Class A non-voting common stock J - Other D 500 190.440
2014-03-14 2010-11-26 5 LOWENTHAL ALBERT G Held in Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 23,8800 55 1 11.979
2014-03-14 2010-08-27 5 LOWENTHAL ALBERT G Held in Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 24,0600 55 1 11.924
2014-03-14 2010-05-28 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 27,9300 47 1 11.869
2014-03-14 2010-03-02 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 26,8200 49 1 11.882
2014-03-14 2011-11-25 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 12,7100 91 1 12.217
2014-03-14 2011-08-26 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 19,0900 71 1 12.127
2014-03-14 2011-05-27 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 28,1100 34 1 12.056
2014-03-14 2011-02-25 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 32,4000 43 1 12.022
2014-03-14 2012-11-23 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 16,4300 86 1 12.565
2014-03-14 2012-08-24 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 15,1500 90 1 12.479
2014-03-14 2012-05-25 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voing common stock P - Purchase I 14,2100 95 1 12.389
2014-03-14 2012-02-24 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 17,3900 77 1 12.294
2014-03-14 2013-11-27 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 23,0000 64 1 12.852
2014-03-14 2013-08-23 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 18,3500 77 1 12.788
2014-03-14 2013-05-24 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 19,5700 72 1 12.711
2014-03-14 2013-02-22 5 LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan OPY Class A non-voting common stock P - Purchase I 18,2400 74 1 12.640
2014-03-14 2014-03-12 4 MCARTHUR KENNETH W OPY Options on Class A non-voting common stock M - Exercise D 12,33 12,3300 -15.000 -185 0
2014-03-14 2014-03-12 4 MCARTHUR KENNETH W OPY Class A non-voting common stock M - Exercise D 12,3300 15.000 185 43.763
2014-02-28 2014-02-26 4 McNAMARA DENNIS P OPY Restricted Class A non-voting common stock J - Other D 2.000 37.200
2014-02-28 2014-02-26 4 ALFANO JEFFREY J OPY Restricted Class A non-voting common stock J - Other D 2.000 37.200
2014-02-26 2014-02-24 4 ROBERTS ELAINE K OPY Restricted Class A non-voting common stock J - Other D -4.618 25.882
2014-02-26 2014-02-24 4 ROBERTS ELAINE K OPY Class A non-voting common stock J - Other D 4.618 189.940
2014-02-25 2014-02-24 4 LOWENTHAL ALBERT G OPY Restricted Class A non-voting common stock J - Other D -75.000 421.970
2014-02-25 2014-02-24 4 LOWENTHAL ALBERT G Phase II Financial LP OPY Class A non-voting common stock J - Other I 36.322 2.866.490
2014-02-25 2014-02-24 4 McNAMARA DENNIS P OPY Restricted Class A non-voting common stock J - Other D -10.000 35.200
2014-02-25 2014-02-24 4 McNAMARA DENNIS P OPY Class A non-voting common stock J - Other D 6.303 21.272
2014-02-25 2014-02-24 4 ALFANO JEFFREY J OPY Restricted Class A non-voting common stock J - Other D 10.000 35.200
2014-02-25 2014-02-24 4 ALFANO JEFFREY J OPY Class A non-voting common stock J - Other D 6.303 39.062
2014-02-25 2014-02-24 4 Lowenthal Robert S OPY Restricted Class A non-voting common stock J - Other D -7.500 23.900
2014-02-25 2014-02-24 4 Lowenthal Robert S OPY Class A non-voting common stock J - Other D 3.313 27.534
2014-01-31 2014-01-29 4 LOWENTHAL ALBERT G OPY Restricted Class A non voting common stock J - Other D 124.000 496.970
2014-01-31 2014-01-29 4 McNAMARA DENNIS P OPY Restricted Class A non voting common stock J - Other D 2.200 45.200
2014-01-31 2014-01-29 4 ALFANO JEFFREY J OPY Resticted Class A non voting common stock J - Other D 2.200 45.200
2014-01-31 2014-01-29 4 Lowenthal Robert S OPY Restricted Class A non voting common stock J - Other D 4.400 31.400
2014-01-07 2014-01-02 4 GOLDFARB MORRIS OPY Class A non-voting common stock A - Award D 2.000 2.000
2014-01-06 2014-01-02 4 CRYSTAL RICHARD OPY Class A non-voting common stock A - Award D 2.000 9.062
2014-01-06 2014-01-02 4 MCARTHUR KENNETH W OPY Class A non-voting common stock A - Award D 2.000 28.763
2014-01-06 2014-01-02 4 OUGHTRED A WINN OPY Class A non-voting common stock A - Award D 2.000 10.563
2014-01-06 2014-01-02 4 EHRHARDT WILLIAM OPY Class A non-voting common stock A - Award D 2.000 9.762
2014-01-06 2014-01-02 4 KEEHNER MICHAEL OPY Class A non-voting common stock A - Award D 2.000 9.762
2014-01-03 2014-01-02 4 ROBERTS ELAINE K OPY Restricted Class A non voting common stock J - Other D 2.000 27.000
2013-12-27 3/A Lowenthal Robert S Beneficiary Phase II Financial LP OPY Class A non-voting common stock I 303.357
2013-12-19 3 Lowenthal Robert S OPY Class B voting common stock D 140
2013-12-19 3 Lowenthal Robert S Beneficiary A.R. Lowenthal Trust OPY Class A non-voting common stock I 150.000
2013-12-19 3 Lowenthal Robert S Participant Oppenheimer 401K Plan OPY Class A non-voting common stock I 3.150
2013-12-19 3 Lowenthal Robert S Beneficiary R.S. Lowenthal Trust OPY Class A non-voting common stock I 174.000
2013-12-19 3 Lowenthal Robert S OPY Class A non-voting common stock D 24.221
2013-12-11 2013-12-09 4 KEEHNER MICHAEL OPY Options on Class A non voting common stock J - Other D 12,88 12,8800 -5.000 -64 10.000
2013-12-11 2013-12-09 4 KEEHNER MICHAEL OPY Calss A non voting common stock J - Other D 12,8800 5.000 64 7.762
2013-08-02 2013-08-01 4 EHRHARDT WILLIAM OPY Options on Class A non-voting common stock M - Exercise D 12,88 12,8800 -5.000 -64 0
2013-08-02 2013-08-01 4 EHRHARDT WILLIAM OPY Class A non voting common stock M - Exercise D 12,8800 5.000 64 7.762
2013-07-02 2013-07-01 4 CRYSTAL RICHARD OPY Restricted Class A non voting stock J - Other D -1.212 3.088
2013-07-02 2013-07-01 4 CRYSTAL RICHARD OPY Class A non voting common stock J - Other D 1.212 7.062
2013-07-02 2013-07-01 4 MCARTHUR KENNETH W OPY Restricted Class A non voting common stock J - Other D -1.213 3.087
2013-07-02 2013-07-01 4 MCARTHUR KENNETH W OPY Class A non voting common stock J - Other D 1.213 26.763
2013-07-02 2013-07-01 4 OUGHTRED A WINN OPY Restricted Class A non voting common stock J - Other D -1.213 3.087
2013-07-02 2013-07-01 4 OUGHTRED A WINN OPY Class A non voting common stock J - Other D 1.213 8.563
2013-07-02 2013-07-01 4 EHRHARDT WILLIAM OPY Restricted Class A non voting common stock J - Other D -1.212 3.088
2013-07-02 2013-07-01 4 EHRHARDT WILLIAM OPY Class A non voting common stock J - Other D 1.212 2.762
2013-07-02 2013-07-01 4 KEEHNER MICHAEL OPY Restricted Class A non voting common stock J - Other D -1.212 3.088
2013-07-02 2013-07-01 4 KEEHNER MICHAEL OPY Class A non voting common stock J - Other D 1.212 2.762
2013-03-04 2013-02-25 4 McNAMARA DENNIS P OPY Restricted Class A non-voting common stock J - Other D 8.000 43.000
2013-03-04 2012-02-23 4 McNAMARA DENNIS P OPY Restricted Class A non-voting common stock J - Other D 5.000 35.000
2013-03-04 2013-02-25 4 ALFANO JEFFREY J OPY Restricted Class A non-voting common stock J - Other D 8.000 43.000
2013-03-04 2012-02-23 4 ALFANO JEFFREY J OPY Restricted Class A non-voting common stock J - Other D 5.000 35.000
2013-02-12 2013-01-23 4 LOWENTHAL ALBERT G OPY Restricted Class A non-voting common stock J - Other D 105.470 372.970
2013-01-02 2013-01-02 4 CRYSTAL RICHARD OPY Restricted Class A non voting stock J - Other D 2.650 4.300
2013-01-02 2013-01-02 4 MCARTHUR KENNETH W OPY Restricted Class A non voting common stock J - Other D 2.650 4.300
2013-01-02 2013-01-02 4 OUGHTRED A WINN OPY Restricted Class A non voting common stock J - Other D 2.650 4.300
2013-01-02 2013-01-02 4 EHRHARDT WILLIAM OPY Restricted Class A non voting stock J - Other D 2.650 4.300
2013-01-02 2013-01-02 4 KEEHNER MICHAEL OPY Restricted Class A non voting common stock J - Other D 2.650 4.300
2012-07-02 2012-07-01 4 CRYSTAL RICHARD OPY Restricted Class A non voting common stock J - Other D -550 1.650
2012-07-02 2012-07-01 4 CRYSTAL RICHARD OPY Class A non voting common stock J - Other D 550 5.850
2012-07-02 2012-07-01 4 MCARTHUR KENNETH W OPY Restricted Class A non voting common stock J - Other D -550 1.650
2012-07-02 2012-07-01 4 MCARTHUR KENNETH W OPY Class A non voting common stock J - Other D 550 25.550
2012-07-02 2012-07-01 4 OUGHTRED A WINN OPY Restricted Class A non voting common stock J - Other D -550 1.650
2012-07-02 2012-07-01 4 OUGHTRED A WINN OPY Class A non voting common stock J - Other D 550 7.350
2012-07-02 2012-07-01 4 EHRHARDT WILLIAM OPY Restricted Class A non voting common stock J - Other D -550 1.650
2012-07-02 2012-07-01 4 EHRHARDT WILLIAM OPY Class A non voting common stock J - Other D 550 1.550
2012-07-02 2012-07-01 4 KEEHNER MICHAEL OPY Restricted Class A non voting common stock J - Other D -550 1.650
2012-07-02 2012-07-01 4 KEEHNER MICHAEL OPY Class A non voting common stock J - Other D 550 1.550
2012-02-10 2011-09-19 5 OUGHTRED A WINN OPY Class A non-voting common stock J - Other D 1.300 6.800
2012-02-06 2012-01-25 4 LOWENTHAL ALBERT G OPY Restricted Class A non-voting common stock J - Other D 52.500 267.500
2012-01-18 2012-01-17 4 McNAMARA DENNIS P OPY Restricted Class A non-voting common stock J - Other D -562 30.000
2012-01-18 2012-01-17 4 McNAMARA DENNIS P OPY Class A non-voting common stock J - Other D 562 14.969
2012-01-18 2012-01-17 4 ALFANO JEFFREY J OPY Restricted Class A non-voting common stock J - Other D -1.124 30.000
2012-01-18 2012-01-17 4 ALFANO JEFFREY J OPY Class A non-votinf common stock J - Other D 1.124 32.759
2012-01-05 2012-01-03 4 OUGHTRED A WINN OPY Restricted Class A non-voting common stock J - Other D 2.200 2.200
2012-01-04 2012-01-03 4 CRYSTAL RICHARD OPY Restricted Class A non-voting common stock J - Other D 2.200 2.200
2012-01-04 2012-01-03 4 MCARTHUR KENNETH W OPY Restricted Class A non-voting common stock J - Other D 2.200 2.200
2012-01-04 2012-01-03 4 WINBERG BURTON OPY Restricted Class A non-voting common stock J - Other D 2.200 2.200
2012-01-04 2012-01-03 4 KEEHNER MICHAEL OPY Restricted Class A non-voting stock J - Other D 2.200 2.200
2012-01-04 2012-01-03 4 EHRHARDT WILLIAM OPY Restricted Class A non-voting stock J - Other D 2.200 2.200
P
Åbent marked eller privat køb af ikke-afledte eller afledte værdipapirer
S
Åbent marked eller privat salg af ikke-afledte eller afledte værdipapirer
A
Tildeling, tildeling eller anden erhvervelse af værdipapirer fra virksomheden (såsom en option)
C
Konvertering af derivat
D
Salg eller overførsel af værdipapirer tilbage til virksomheden
F
Betaling af udnyttelseskurs eller skatteforpligtelse ved brug af en del af værdipapirer modtaget fra selskabet
G
Gave af værdipapirer af eller til insideren
K
Aktieswaps og lignende sikringstransaktioner
M
Udnyttelse eller konvertering af afledt værdipapir modtaget fra virksomheden (såsom en option)
V
En transaktion rapporteret frivilligt på formular 4
J
Andet (ledsaget af en fodnote, der beskriver transaktionen)
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