HTFB / Horizon Technology Finance Corporation - Preferred Security - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Horizon Technology Finance Corporation - Preferred Security
US ˙ NYSE ˙ US44045A4094

Total Insiders20
Insider-stemningsscore

Insider Sentiment Score viser, at virksomhederne bliver købt af virksomheders insidere.

Det er resultatet af en sofistikeret, multi-faktor kvantitativ model, der identificerer virksomheder med de højeste niveauer af insider-akkumulering. Scoringsmodellen bruger en kombination af nettoantallet af insidere, der har købt de foregående 90 dage, det samlede antal aktier købt som en procentdel af float og det samlede antal aktier ejet af insidere. Tallet går fra 0 til 100, hvor højere tal indikerer et højere niveau af akkumulering for sine jævnaldrende, og 50 er gennemsnittet.

Opdateringsfrekvens: Dagligt

Se Insiders Top Picks, som giver en liste over virksomheder med den højeste insider-akkumulering.

Officers sentiment score

Officer Sentiment Score finder virksomheder, der bliver købt af Corporate Officers.

Per definition er Corporate Officers Corporate Insiders, men i modsætning til nogle af de andre Insiders (10 % aktionærer og bestyrelsesmedlemmer), arbejder officerer for virksomheden på daglig basis, og de bruger deres egne penge, når de handler . (10 % aktionærer og bestyrelsesmedlemmer er ofte fondsforvaltere, der administrerer andres penge.) Som sådan er insiderhandler foretaget af embedsmænd meget mere betydningsfulde og bør behandles passende.

Ligesom Insider Sentiment Score er Officer Sentiment Score resultatet af en sofistikeret, multi-faktor kvantitativ model, der identificerer virksomheder med de højeste niveauer af officerakkumulering.

Opdateringsfrekvens: Dagligt

Se Insiders Top Picks, som giver en liste over virksomheder med højeste insider-stemning.

Nøgle Insider Metrics

Dette kort viser, hvordan virksomheden rangerer langs forskellige insider-metrics. Percentilrangen viser, hvordan denne virksomhed sammenligner sig med andre virksomheder på de amerikanske markeder. Højere placeringer er tegn på bedre situationer.

For eksempel er det generelt accepteret, at insider-køb er en positiv indikator, så virksomheder med flere insider-køb vil rangere højere end virksomheder med mindre insider-køb (eller endda insider-salg).

Netto antal insidere, der køber (rang)

N/A

Netto antal insidere, der køber, er det samlede antal insiders, der køber minus det samlede antal insiders, der har solgt inden for de sidste 90 dage. Percentilrangen vises her (spænder fra 0 til 100%).

Procent af float købt af insidere (rangering)

N/A

Procent af float købt af insidere er det samlede antal aktier købt af insidere minus det samlede antal aktier solgt af insidere inden for de sidste 90 dage, divideret med den samlede float og ganget med 100.

Insiderhandelsdiagram

Horizon Technology Finance Corporation - Preferred Security insiderhandler er vist i følgende diagram. Insidere er embedsmænd, direktører eller betydelige investorer i en virksomhed. Generelt er det generelt ulovligt for insidere at foretage handler i deres virksomheder baseret på væsentlige, ikke-offentlige oplysninger. Dette betyder ikke, at det er ulovligt for dem at handle i deres egne virksomheder. De skal dog rapportere alle handler til SEC via en formular 4.

Insiderliste og lønsomhedsmålinger

Denne tabel viser listen over kendte insidere og genereres automatisk fra arkiveringer, der er videregivet til SEC. Ud over navnene, den seneste titel og direktør, officer eller 10 % ejerbetegnelse giver vi de seneste offentliggjorte besiddelser. Derudover giver vi, når det er muligt, den historiske handelspræstation for insideren. Den historiske handelspræstation er et vægtet gennemsnit af præstationen af faktiske købstransaktioner på det åbne marked foretaget af insideren. For mere information om, hvordan dette beregnes, se dette YouTube-webinar.

See our leaderboard of most profitable insider traders.

Insider Gennemsnitlig fortjeneste (%) Aktier
Ejet
Dele
Justeret
Anholt Investments Ltd. 10% Owner - [10%] 891.414 891.414
James Bottiglieri Director - [D] 4.844 4.844
Michael Balkin Director - [D] 30.000 30.000
Bombara John C. SVP, Gen. Counsel, CCO & Sec. - [O] 46.875 46.875
Devorsetz Daniel S. SVP and CCO - [O] 100 100
Lynn Denise Murray Dombrowski Chief Accounting Officer - [O] 0 0
Insider Gennemsnitlig fortjeneste (%) Aktier
Ejet
Dele
Justeret
Diane Earle Chief Credit Officer - [O] 0 0
Jonathan Joseph Goodman Director - [D] 2.313 2.313
Mahoney Edmund V. Director - [D] 7.169 7.169
Mathieu Christopher M. SVP, CFO and Treasurer - [O] 15.862 15.862
Michaud Gerald A. President, Director - [D] [O] 169.309 169.309
Kimberley Ann O'Connor Director - [D] 0 0
Pomeroy Robert D. Jr. CEO and Chairman of the Board, Director - [D] [O] 8.717 8.717
Insider Gennemsnitlig fortjeneste (%) Aktier
Ejet
Dele
Justeret
Joseph J Savage Director - [D] 59.500 59.500
Elaine A Sarsynski Director - [D] 7.000 7.000
Paul G Seitz Chief Investment Officer - [O] 600 600
Silvers Brett N. Director - [D] 0 0
Swanson David P. Director - [D] 4.000 4.000
Trolio Daniel R. Executive VP and CFO - [O] 2.374 2.374
Woodward Christopher B. Director - [D] 3.109 3.109

Report errors via our new Insider Auditing Tool

Track Records af insiderkøb - Kortsigtet profitanalyse

I dette afsnit analyserer vi rentabiliteten af ethvert uplanlagt insiderkøb i åbent marked foretaget i HTFB / Horizon Technology Finance Corporation - Preferred Security. Denne analyse hjælper med at forstå, om insideren konsekvent genererer unormale afkast og er værd at følge. Denne analyse er for et år efter hver handel, og resultaterne er teoretiske .

Følgende tabel viser de seneste køb på det åbne marked, der ikke var en del af en automatisk handelsplan.

Handelsdato Insider Rapporteret
Aktier
Rapporteret
Pris
Justeret
Aktier
Justeret
Pris
Omkostningsgrundlag dage til
Maks
Pris kl
Maks
Maks
Fortjeneste ($)
Maks. afkast (%)
2024-12-16 Balkin Michael 20.000 8,5300 20.000 8,5300 170.600 60 9.8600 26.600 15,59
2024-11-25 Michaud Gerald A. 8.000 9,3149 8.000 9,3149 74.519
2024-11-14 SAVAGE JOSEPH J 4.500 9,2000 4.500 9,2000 41.400
2024-11-13 SAVAGE JOSEPH J 5.000 9,3500 5.000 9,3500 46.750
2024-08-05 Balkin Michael 10.000 10,5800 10.000 10,5800 105.800
2024-08-05 Goodman Jonathan Joseph 2.313 10,8100 2.313 10,8100 25.004
2024-03-08 Michaud Gerald A. 3.650 11,7700 3.650 11,7700 42.960
2022-12-20 Michaud Gerald A. 18.250 11,0300 18.250 11,0300 201.298
2022-12-09 Pomeroy Robert D. Jr. 600 13,0300 600 13,0300 7.818

Justeret pris er den split-justerede pris. Adjusted Shares er de split-justerede aktier.

HTFB / Horizon Technology Finance Corporation - Preferred Security Insider Trades
Track Records af insidersalg - Kortsigtet tabsanalyse

I dette afsnit analyserer vi den kortsigtede undgåelse af tab af ethvert uplanlagt insidersalg på åbent marked, der foretages i HTFB / Horizon Technology Finance Corporation - Preferred Security. Et konsekvent mønster af tabsforebyggelse kan tyde på, at fremtidige salgstransaktioner kan forudsige prisfald. Denne analyse er for et år efter hver handel, og resultaterne er teoretiske .

Følgende tabel viser de seneste salg på det åbne marked, der ikke var en del af en automatisk handelsplan.

Handelsdato Insider Rapporteret
Aktier
Rapporteret
Pris
Justeret
Aktier
Justeret
Pris
Omkostningsgrundlag dage til
Min
Pris kl
Min
Max tab
Undgået ($)
Max tab
Undgået (%)
2015-03-24 Anholt Investments Ltd. 380.000 13,9500 380.000 13,9500 5.301.000 190 9.0500 -1.862.000 -35,13

Justeret pris er den split-justerede pris. Adjusted Shares er de split-justerede aktier.

HTFB / Horizon Technology Finance Corporation - Preferred Security Insider Trades
Transaktionshistorik

Klik på linkikonet for at se den fulde transaktionshistorik. Transaktioner, der rapporteres som en del af en automatisk handelsplan 10b5-1, vil have et X i kolonnen markeret 10b-5.

Fil
Dato
Handle
Dato
Form Insider Ticker Sikkerhedstitel Kode 10b5-1 Direkte Dyrke motion
Pris
Enhed
Pris
Enheder
Ændret
Værdi
Ændret (1K)
Tilbage
Muligheder
Tilbage
Aktier
2025-06-26 3 Seitz Paul G HRZN Common Stock D 600
2024-12-17 2024-12-16 4 Balkin Michael By Self as Trustee for Michael P. Balkin Revocable Trust dated 11/1/93 as Amended HRZN Common Stock P - Purchase I 8,5300 20.000 171 20.000
2024-12-02 2024-11-25 4 Michaud Gerald A. HRZN Common Stock P - Purchase D 9,3149 8.000 75 169.309
2024-11-14 2024-11-14 4 SAVAGE JOSEPH J HRZN Common Stock P - Purchase D 9,2000 4.500 41 59.500
2024-11-14 2024-11-13 4 SAVAGE JOSEPH J HRZN Common Stock P - Purchase D 9,3500 5.000 47 55.000
2024-08-05 2024-08-05 4 Goodman Jonathan Joseph As Trustee for Jonathan J. Goodman Revocable Trust HRZN Common Stock P - Purchase I 10,8100 2.313 25 2.313
2024-08-05 2024-08-05 4 Balkin Michael HRZN Common Stock P - Purchase D 10,5800 10.000 106 10.000
2024-03-11 2024-03-08 4 Michaud Gerald A. HRZN Common Stock P - Purchase D 11,7700 3.650 43 156.244
2023-07-18 3 Balkin Michael HRZN No securities are beneficially owned D 0
2023-07-14 3 Goodman Jonathan Joseph HRZN No securities are beneficially owned D 0
2023-03-02 3 Dombrowski Lynn Denise Murray HRZN No securities are beneficially owned D 0
2023-03-02 3 O'Connor Kimberley Ann HRZN No securities are beneficially owned D 0
2022-12-21 2022-12-20 4 Michaud Gerald A. HRZN Common Stock P - Purchase D 11,0300 18.250 201 144.585
2022-12-12 2022-12-09 4 Pomeroy Robert D. Jr. As custodian for grandchildren HRZN Common Stock P - Purchase I 13,0300 600 8 8.717
2022-12-12 2022-12-09 4 Pomeroy Robert D. Jr. HRZN Common Stock P - Purchase D 13,0300 4.000 52 172.821
2022-12-07 2022-12-06 4 Michaud Gerald A. HRZN Common Stock P - Purchase D 12,9000 4.000 52 126.335
2022-11-17 2022-11-16 4 Trolio Daniel R. HRZN Common Stock P - Purchase D 13,0400 758 10 2.374
2022-09-30 2022-09-29 4 Mahoney Edmund V. HRZN Common Stock P - Purchase D 9,8800 500 5 7.169
2022-06-22 2022-06-21 4 Pomeroy Robert D. Jr. HRZN Common Stock P - Purchase D 11,3000 4.000 45 162.127
2022-05-17 2022-05-16 4 SAVAGE JOSEPH J HRZN Common Stock P - Purchase D 12,2300 10.000 122 50.000
2022-05-12 2022-05-12 4 SAVAGE JOSEPH J HRZN Common Stock P - Purchase D 11,8200 5.000 59 40.000
2022-05-11 2022-05-10 4 Trolio Daniel R. HRZN Common Stock P - Purchase D 12,0000 414 5 1.532
2022-05-11 2022-05-09 4 Michaud Gerald A. HRZN Common Stock P - Purchase D 12,0600 3.050 37 121.899
2022-05-09 2022-05-06 4 Pomeroy Robert D. Jr. As custodian for grandhildren HRZN Common Stock P - Purchase I 12,5700 1.000 13 7.674
2022-05-09 2022-05-06 4 Pomeroy Robert D. Jr. HRZN Common Stock P - Purchase D 12,7260 4.000 51 155.539
2021-12-07 2021-12-06 4 Pomeroy Robert D. Jr. As custodian for grandhildren HRZN Common Stock P - Purchase I 16,1300 600 10 6.448
2021-12-07 2021-12-06 4 Pomeroy Robert D. Jr. HRZN Common Stock P - Purchase D 16,1100 2.500 40 146.244
2021-12-06 2021-12-06 4 Michaud Gerald A. HRZN Common Stock P - Purchase D 15,8700 3.450 55 116.301
2021-05-06 2021-05-06 4 Pomeroy Robert D. Jr. As custodian for grandchildren HRZN Common Stock P - Purchase I 16,3600 600 10 5.475
2021-05-06 2021-05-06 4 Pomeroy Robert D. Jr. HRZN Common Stock P - Purchase D 16,3400 2.500 41 138.073
2021-05-05 2021-05-04 4 Michaud Gerald A. HRZN Common Stock P - Purchase D 16,1900 2.500 40 112.078
2021-03-09 2021-03-05 4/A Pomeroy Robert D. Jr. HRZN Common Stock P - Purchase D 13,2500 5.000 66 133.877
2021-03-08 2021-03-05 4 Michaud Gerald A. HRZN Common Stock P - Purchase D 13,3000 11.300 150 109.578
2021-03-08 2021-03-05 4 Pomeroy Robert D. Jr. HRZN Common Stock P - Purchase D 13,2500 5.000 66 97.986
2020-06-04 2020-06-04 4 Pomeroy Robert D. Jr. HRZN Common Stock P - Purchase D 11,7000 10.000 117 120.204
2020-06-03 2020-06-02 4 Michaud Gerald A. HRZN Common Stock P - Purchase D 11,3800 14.900 170 95.844
2020-05-06 2020-05-05 4 Trolio Daniel R. HRZN Commons Stock P - Purchase D 9,3060 538 5 962
2020-03-31 2020-03-31 4 SAVAGE JOSEPH J HRZN Common Stock P - Purchase D 8,4300 6.500 55 35.000
2020-03-25 2020-03-25 4 SAVAGE JOSEPH J HRZN Common Stock P - Purchase D 8,9100 2.000 18 28.500
2020-03-20 2020-03-20 4 SAVAGE JOSEPH J HRZN Common Stock P - Purchase D 7,5700 8.000 61 26.500
2020-03-18 2020-03-18 4 Pomeroy Robert D. Jr. HRZN Common Stock P - Purchase D 5,9800 4.000 24 106.408
2020-03-16 2020-03-12 4 Sarsynski Elaine A HRZN Common Stock P - Purchase D 9,6400 2.000 19 7.000
2020-03-16 2020-03-13 4 Pomeroy Robert D. Jr. As custodian for grandchildren HRZN Common Stock P - Purchase I 10,3300 800 8 4.337
2020-03-16 2020-03-13 4 Pomeroy Robert D. Jr. HRZN Common Stock P - Purchase D 10,7500 4.000 43 102.498
2020-03-12 2020-03-11 4 Trolio Daniel R. HRZN Common Stock P - Purchase D 11,8280 421 5 421
2020-02-28 3 Earle Diane HRZN No securities are beneficially owned D 0
2019-08-15 2019-08-14 4 Michaud Gerald A. HRZN Common Stock P - Purchase D 12,0000 3.500 42 77.128
2019-08-07 2019-08-07 4 Pomeroy Robert D. Jr. As custodian for grandchildren HRZN Common Stock P - Purchase I 12,1390 575 7 3.351
2019-08-07 2019-08-07 4 Pomeroy Robert D. Jr. HRZN Common Stock P - Purchase D 12,1350 5.000 61 93.225
2019-05-13 2019-05-09 4 Michaud Gerald A. HRZN Common Stock P - Purchase D 11,6522 900 10 73.842
2019-05-13 2019-05-13 4 Pomeroy Robert D. Jr. As custodian for grandchildren HRZN Common Stock P - Purchase I 11,7000 555 6 2.719
2019-05-13 2019-05-13 4 Pomeroy Robert D. Jr. HRZN Common Stock P - Purchase D 11,7000 4.500 53 86.077
2018-05-18 2018-05-18 4 Michaud Gerald A. HRZN Common Stock P - Purchase D 10,0800 15.000 151 70.034
2018-05-08 2018-05-07 4 Sarsynski Elaine A HRZN Common Stock P - Purchase D 10,0000 3.000 30 5.000
2018-03-16 2018-03-15 4 SAVAGE JOSEPH J HRZN Common Stock P - Purchase D 10,6000 10.000 106 18.500
2017-11-28 2017-11-28 4 Pomeroy Robert D. Jr. As custodian for grandchildren HRZN Common Stock P - Purchase I 11,0776 400 4 1.868
2017-11-28 2017-11-28 4 Pomeroy Robert D. Jr. HRZN Common Stock P - Purchase D 11,0692 400 4 70.680
2017-05-23 2017-05-22 4 Sarsynski Elaine A HRZN Common Stock P - Purchase D 11,2100 2.000 22 2.000
2017-05-08 2017-05-08 4 SAVAGE JOSEPH J HRZN Common Stock P - Purchase D 11,2740 7.000 79 8.500
2016-11-08 2016-11-07 4 Pomeroy Robert D. Jr. As custodian for grandchildren HRZN Common Stock P - Purchase I 10,4900 225 2 1.306
2016-11-08 2016-11-07 4 Pomeroy Robert D. Jr. HRZN Common Stock P - Purchase D 10,5000 4.000 42 62.117
2016-09-21 2016-09-19 4 Michaud Gerald A. Owned by Spouse HRZN Common Stock P - Purchase I 13,4200 225 3 485
2016-09-07 3 Trolio Daniel R. HRZN No securities are beneficially owned D 0
2016-03-28 2016-03-23 4 SAVAGE JOSEPH J HRZN Common Stock P - Purchase D 11,5700 1.500 17 1.500
2016-03-21 2016-03-21 4 Michaud Gerald A. Owned by Spouse HRZN Common Stock P - Purchase I 11,4300 260 3 260
2016-03-21 2016-03-17 4 Michaud Gerald A. HRZN Common Stock P - Purchase D 11,7060 1.700 20 49.171
2016-03-17 2016-03-16 4 Pomeroy Robert D. Jr. HRZN Common Stock P - Purchase D 11,5000 2.000 23 54.577
2016-03-07 3 SAVAGE JOSEPH J HRZN No securities are beneficially owned D 0
2015-12-21 2015-12-21 4 Pomeroy Robert D. Jr. HRZN Common Stock P - Purchase D 11,1600 1.800 20 50.921
2015-12-21 2015-12-18 4 Michaud Gerald A. HRZN Common Stock P - Purchase D 11,5402 4.400 51 46.832
2015-11-10 2015-11-09 4 Michaud Gerald A. HRZN Common Stock P - Purchase D 10,8000 4.500 49 42.432
2015-11-09 2015-11-09 4 Pomeroy Robert D. Jr. HRZN Common Stock P - Purchase D 10,8600 5.000 54 48.187
2015-08-25 2015-08-25 4 Mathieu Christopher M. HRZN Common Stock P - Purchase D 10,0000 3.000 30 15.862
2015-08-25 2015-08-24 4 Mahoney Edmund V. HRZN Common Stock P - Purchase D 10,2700 500 5 4.360
2015-08-18 2015-08-17 4 Michaud Gerald A. HRZN Common Stock P - Purchase D 11,0000 1.000 11 37.274
2015-08-11 2015-08-10 4 Mahoney Edmund V. HRZN Common Stock P - Purchase D 11,1800 500 6 3.825
2015-08-10 2015-08-07 4 Pomeroy Robert D. Jr. HRZN Common Stock P - Purchase D 10,9639 4.000 44 41.825
2015-06-09 2015-06-08 4/A Michaud Gerald A. HRZN Common Stock P - Purchase D 13,5100 550 7 35.933
2015-06-09 2015-06-09 4 Pomeroy Robert D. Jr. HRZN Common Stock P - Purchase D 13,5430 2.000 27 37.181
2015-04-01 2015-03-31 4 Pomeroy Robert D. Jr. As custodian for grandchildren HRZN Common Stock P - Purchase I 13,9199 30 0 901
2015-04-01 2015-03-31 4 Pomeroy Robert D. Jr. HRZN Common Stock P - Purchase D 13,9172 1.500 21 34.624
2015-03-26 2015-03-26 4 Woodward Christopher B. HRZN Common Stock P - Purchase D 13,6700 1.000 14 3.109
2015-03-24 2015-03-24 4 Anholt Investments Ltd. HRZN Common Stock, par value $0.001 per share S - Sale I 13,9500 -380.000 -5.301 891.414
2014-12-15 2014-12-12 4 Mahoney Edmund V. HRZN Common Stock P - Purchase D 13,6099 500 7 3.116
2014-12-09 2014-12-09 4 Pomeroy Robert D. Jr. As custodian for grandchildren HRZN Common Stock P - Purchase I 13,6755 225 3 848
2014-12-09 2014-12-08 4 Pomeroy Robert D. Jr. As custodian for grandchildren HRZN Common Stock P - Purchase I 13,7000 100 1 623
2014-12-09 2014-12-08 4 Pomeroy Robert D. Jr. HRZN Common Stock P - Purchase D 13,7288 425 6 32.060
2014-11-18 2014-11-17 4 Woodward Christopher B. HRZN Common Stock P - Purchase D 14,1320 600 8 2.109
2014-09-29 2014-09-25 4 Mahoney Edmund V. HRZN Common Stock P - Purchase D 13,9799 500 7 2.578
2014-03-18 2014-03-17 4 Michaud Gerald A. HRZN Common Stock P - Purchase D 12,8550 1.900 24 16.013
2014-03-17 2014-03-17 4 Pomeroy Robert D. Jr. HRZN Common Stock P - Purchase D 12,8560 1.500 19 12.320
2013-11-25 2013-11-25 4 Woodward Christopher B. HRZN Common Stock P - Purchase D 14,1500 450 6 1.509
2013-11-13 2013-11-13 4 Pomeroy Robert D. Jr. HRZN Common Stock P - Purchase D 14,0670 4.000 56 10.512
2013-11-12 2013-11-11 4 Michaud Gerald A. HRZN Common Stock P - Purchase D 13,8895 7.200 100 13.836
2013-08-28 2013-08-27 4 Mahoney Edmund V. HRZN Common Stock P - Purchase D 13,5000 500 7 2.012
2013-08-19 2013-08-16 4 Mathieu Christopher M. HRZN Common Stock P - Purchase D 13,6800 1.000 14 4.500
2013-08-19 2013-08-19 4 Michaud Gerald A. HRZN Common Stock P - Purchase D 13,6300 1.100 15 6.532
2013-08-19 2013-08-16 4 Pomeroy Robert D. Jr. HRZN Common Stock P - Purchase D 13,5960 1.000 14 6.409
2012-12-06 2012-12-05 4 Pomeroy Robert D. Jr. HRZN Common Stock P - Purchase D 13,9785 500 7 5.079
2012-12-05 2012-12-04 4 Mathieu Christopher M. HRZN Common Stock P - Purchase D 13,9900 1.000 14 3.500
2012-12-05 2012-12-05 4 Mahoney Edmund V. HRZN Common Stock P - Purchase D 13,5619 500 7 1.500
2012-12-05 2012-12-04 4 Swanson David P. HRZN Common Stock P - Purchase D 14,0000 1.307 18 4.000
2012-12-05 2012-12-04 4 Swanson David P. HRZN Common Stock P - Purchase D 13,9700 200 3 2.693
2012-12-05 2012-12-04 4 Swanson David P. HRZN Common Stock P - Purchase D 13,9500 200 3 2.493
2012-12-05 2012-12-04 4 Swanson David P. HRZN Common Stock P - Purchase D 13,9600 293 4 2.293
2012-12-05 2012-12-05 4 Michaud Gerald A. HRZN Common Stock P - Purchase D 13,8592 1.090 15 5.101
2012-09-14 2012-09-14 4 Michaud Gerald A. HRZN Common Stock P - Purchase D 16,2160 620 10 3.886
2012-09-13 2012-09-12 4 Mathieu Christopher M. HRZN Common Stock P - Purchase D 15,9600 1.000 16 2.500
2012-09-12 2012-09-12 4 BOTTIGLIERI JAMES HRZN Common Stock P - Purchase D 15,9967 1.000 16 4.844
2012-09-06 2012-06-15 4/A Mahoney Edmund V. HRZN Common Stock P - Purchase D 15,6720 500 8 500
2012-09-06 2012-09-05 4 Mahoney Edmund V. HRZN Common Stock P - Purchase D 16,5359 500 8 1.000
2012-09-06 2012-09-06 4 Pomeroy Robert D. Jr. HRZN Common Stock P - Purchase D 16,6483 600 10 4.437
2012-09-04 2012-09-04 4 Woodward Christopher B. HRZN Common Stock P - Purchase D 16,5860 500 8 1.000
2012-08-30 2012-08-29 4 Swanson David P. HRZN Common Stock P - Purchase D 16,5000 2.000 33 2.000
2012-06-18 2012-06-15 4 Mahoney Edmund V. HRZN Common Stock P - Purchase D 15,6720 -500 -8 500
2012-06-15 2012-06-14 4 Pomeroy Robert D. Jr. HRZN Common Stock P - Purchase D 15,5000 200 3 3.737
2012-06-15 2012-06-14 4 Pomeroy Robert D. Jr. As custodian for grandchild HRZN Common Stock P - Purchase I 15,5600 40 1 409
2012-06-14 3 Sarsynski Elaine A HRZN No securities are beneficially owned D 0
2012-06-04 2012-06-04 4 BOTTIGLIERI JAMES HRZN Common Stock P - Purchase D 15,3060 500 8 3.751
2012-06-04 2012-06-01 4 Pomeroy Robert D. Jr. HRZN Common Stock P - Purchase D 15,4200 500 8 3.537
2012-06-01 2012-06-01 4 Woodward Christopher B. HRZN Common Stock P - Purchase D 15,2960 500 8 500
2012-05-21 2012-05-21 4 Devorsetz Daniel S. HRZN Common Stock P - Purchase D 16,3112 100 2 100
2012-05-18 2012-05-17 4 Woodward Christopher B. By Trust HRZN Common Stock P - Purchase I 16,6520 500 8 3.305
2012-05-11 2012-05-10 4 Mathieu Christopher M. HRZN Common Stock P - Purchase D 16,8200 500 8 1.500
2012-05-11 2012-05-11 4 Michaud Gerald A. HRZN Common Stock P - Purchase D 16,8340 1.500 25 3.094
2012-05-11 2012-05-10 4 Pomeroy Robert D. Jr. HRZN Common Stock P - Purchase D 16,8440 500 8 3.313
2010-10-28 3 Bombara John C. By HTF-CHF Holdings LLC HRZN Common Stock I 46.875
2010-10-28 3 BOTTIGLIERI JAMES HRZN No securities are beneficially owned D 0
2010-10-28 3 Devorsetz Daniel S. By HTF-CHF Holdings LLC HRZN Common Stock I 46.875
2010-10-28 3 Mahoney Edmund V. HRZN No securities are beneficially owned D 0
2010-10-28 3 Mathieu Christopher M. By HTF-CHF Holdings LLC HRZN Common Stock I 46.875
2010-10-28 3 Michaud Gerald A. By HTF-CHF Holdings LLC HRZN Common Stock I 46.875
2010-10-28 3 Pomeroy Robert D. Jr. By HTF-CHF Holdings LLC HRZN Common Stock I 46.875
2010-10-28 3 Silvers Brett N. HRZN No securities are beneficially owned D 0
2010-10-28 3 Swanson David P. HRZN No securities are beneficially owned D 0
2010-10-28 3 Woodward Christopher B. HRZN No securities are beneficially owned D 0
2010-10-28 3 Path Spirit LTD HRZN Common Stock D 2.598.249
P
Åbent marked eller privat køb af ikke-afledte eller afledte værdipapirer
S
Åbent marked eller privat salg af ikke-afledte eller afledte værdipapirer
A
Tildeling, tildeling eller anden erhvervelse af værdipapirer fra virksomheden (såsom en option)
C
Konvertering af derivat
D
Salg eller overførsel af værdipapirer tilbage til virksomheden
F
Betaling af udnyttelseskurs eller skatteforpligtelse ved brug af en del af værdipapirer modtaget fra selskabet
G
Gave af værdipapirer af eller til insideren
K
Aktieswaps og lignende sikringstransaktioner
M
Udnyttelse eller konvertering af afledt værdipapir modtaget fra virksomheden (såsom en option)
V
En transaktion rapporteret frivilligt på formular 4
J
Andet (ledsaget af en fodnote, der beskriver transaktionen)
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