DFFN / Diffusion Pharmaceuticals Inc - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Diffusion Pharmaceuticals Inc
US ˙ NASDAQ
DETTE SYMBOL ER IKKE LÆNGERE AKTIVT

Insideraktier18.181.629 shares
Insider-stemningsscore

Insider Sentiment Score viser, at virksomhederne bliver købt af virksomheders insidere.

Det er resultatet af en sofistikeret, multi-faktor kvantitativ model, der identificerer virksomheder med de højeste niveauer af insider-akkumulering. Scoringsmodellen bruger en kombination af nettoantallet af insidere, der har købt de foregående 90 dage, det samlede antal aktier købt som en procentdel af float og det samlede antal aktier ejet af insidere. Tallet går fra 0 til 100, hvor højere tal indikerer et højere niveau af akkumulering for sine jævnaldrende, og 50 er gennemsnittet.

Opdateringsfrekvens: Dagligt

Se Insiders Top Picks, som giver en liste over virksomheder med den højeste insider-akkumulering.

Officers sentiment score

Officer Sentiment Score finder virksomheder, der bliver købt af Corporate Officers.

Per definition er Corporate Officers Corporate Insiders, men i modsætning til nogle af de andre Insiders (10 % aktionærer og bestyrelsesmedlemmer), arbejder officerer for virksomheden på daglig basis, og de bruger deres egne penge, når de handler . (10 % aktionærer og bestyrelsesmedlemmer er ofte fondsforvaltere, der administrerer andres penge.) Som sådan er insiderhandler foretaget af embedsmænd meget mere betydningsfulde og bør behandles passende.

Ligesom Insider Sentiment Score er Officer Sentiment Score resultatet af en sofistikeret, multi-faktor kvantitativ model, der identificerer virksomheder med de højeste niveauer af officerakkumulering.

Opdateringsfrekvens: Dagligt

Se Insiders Top Picks, som giver en liste over virksomheder med højeste insider-stemning.

Nøgle Insider Metrics

Dette kort viser, hvordan virksomheden rangerer langs forskellige insider-metrics. Percentilrangen viser, hvordan denne virksomhed sammenligner sig med andre virksomheder på de amerikanske markeder. Højere placeringer er tegn på bedre situationer.

For eksempel er det generelt accepteret, at insider-køb er en positiv indikator, så virksomheder med flere insider-køb vil rangere højere end virksomheder med mindre insider-køb (eller endda insider-salg).

Netto antal insidere, der køber (rang)

N/A

Netto antal insidere, der køber, er det samlede antal insiders, der køber minus det samlede antal insiders, der har solgt inden for de sidste 90 dage. Percentilrangen vises her (spænder fra 0 til 100%).

Procent af float købt af insidere (rangering)

N/A

Procent af float købt af insidere er det samlede antal aktier købt af insidere minus det samlede antal aktier solgt af insidere inden for de sidste 90 dage, divideret med den samlede float og ganget med 100.

Insiderhandelsdiagram

Diffusion Pharmaceuticals Inc insiderhandler er vist i følgende diagram. Insidere er embedsmænd, direktører eller betydelige investorer i en virksomhed. Generelt er det generelt ulovligt for insidere at foretage handler i deres virksomheder baseret på væsentlige, ikke-offentlige oplysninger. Dette betyder ikke, at det er ulovligt for dem at handle i deres egne virksomheder. De skal dog rapportere alle handler til SEC via en formular 4.

Insiderliste og lønsomhedsmålinger

Denne tabel viser listen over kendte insidere og genereres automatisk fra arkiveringer, der er videregivet til SEC. Ud over navnene, den seneste titel og direktør, officer eller 10 % ejerbetegnelse giver vi de seneste offentliggjorte besiddelser. Derudover giver vi, når det er muligt, den historiske handelspræstation for insideren. Den historiske handelspræstation er et vægtet gennemsnit af præstationen af faktiske købstransaktioner på det åbne marked foretaget af insideren. For mere information om, hvordan dette beregnes, se dette YouTube-webinar.

See our leaderboard of most profitable insider traders.

Insider Gennemsnitlig fortjeneste (%) Aktier
Ejet
Dele
Justeret

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Track Records af insiderkøb - Kortsigtet profitanalyse

I dette afsnit analyserer vi rentabiliteten af ethvert uplanlagt insiderkøb i åbent marked foretaget i DFFN / Diffusion Pharmaceuticals Inc. Denne analyse hjælper med at forstå, om insideren konsekvent genererer unormale afkast og er værd at følge. Denne analyse er for et år efter hver handel, og resultaterne er teoretiske .

Følgende tabel viser de seneste køb på det åbne marked, der ikke var en del af en automatisk handelsplan.

Handelsdato Insider Rapporteret
Aktier
Rapporteret
Pris
Justeret
Aktier
Justeret
Pris
Omkostningsgrundlag dage til
Maks
Pris kl
Maks
Maks
Fortjeneste ($)
Maks. afkast (%)
2025-11-18 ELDER WILLIAM ROBERT 2.500 8,3200 2.500 8,3200 20.800 8 9.9400 4.050 19,47
2025-11-18 Winton Matthew 1.500 7,9500 1.500 7,9500 11.925
2025-11-17 ALAM JOHN J 10.793 8,4600 10.793 8,4600 91.309
2025-11-17 ALAM JOHN J 10.807 8,4600 10.807 8,4600 91.427
2025-11-17 ELDER WILLIAM ROBERT 1.000 8,4500 1.000 8,4500 8.450
2025-11-17 Winton Matthew 3.500 8,4300 3.500 8,4300 29.505
2025-11-17 Gregoire Sylvie 10.807 8,4600 10.807 8,4600 91.427
2025-11-17 Gregoire Sylvie 10.793 8,4600 10.793 8,4600 91.309
2025-11-14 Winton Matthew 10.000 7,5700 10.000 7,5700 75.700

Justeret pris er den split-justerede pris. Adjusted Shares er de split-justerede aktier.

DFFN / Diffusion Pharmaceuticals Inc Insider Trades
Track Records af insidersalg - Kortsigtet tabsanalyse

I dette afsnit analyserer vi den kortsigtede undgåelse af tab af ethvert uplanlagt insidersalg på åbent marked, der foretages i DFFN / Diffusion Pharmaceuticals Inc. Et konsekvent mønster af tabsforebyggelse kan tyde på, at fremtidige salgstransaktioner kan forudsige prisfald. Denne analyse er for et år efter hver handel, og resultaterne er teoretiske .

Følgende tabel viser de seneste salg på det åbne marked, der ikke var en del af en automatisk handelsplan.

Handelsdato Insider Rapporteret
Aktier
Rapporteret
Pris
Justeret
Aktier
Justeret
Pris
Omkostningsgrundlag dage til
Min
Pris kl
Min
Max tab
Undgået ($)
Max tab
Undgået (%)
2024-02-26 BOGER JOSHUA S 36 36 291 1.9000

Justeret pris er den split-justerede pris. Adjusted Shares er de split-justerede aktier.

DFFN / Diffusion Pharmaceuticals Inc Insider Trades
Transaktionshistorik

Klik på linkikonet for at se den fulde transaktionshistorik. Transaktioner, der rapporteres som en del af en automatisk handelsplan 10b5-1, vil have et X i kolonnen markeret 10b-5.

Fil
Dato
Handle
Dato
Form Insider Ticker Sikkerhedstitel Kode 10b5-1 Direkte Dyrke motion
Pris
Enhed
Pris
Enheder
Ændret
Værdi
Ændret (1K)
Tilbage
Muligheder
Tilbage
Aktier
2025-11-19 2025-11-17 4 Gregoire Sylvie Spouse's IRA CRVO Common Stock P - Purchase I 8,4600 10.807 91 12.500
2025-11-19 2025-11-17 4 Gregoire Sylvie CRVO Common Stock P - Purchase D 8,4600 10.793 91 1.484.078
2025-11-19 2025-11-18 4 Winton Matthew CRVO Common Stock P - Purchase D 7,9500 1.500 12 15.000
2025-11-19 2025-11-17 4 Winton Matthew CRVO Common Stock P - Purchase D 8,4300 3.500 30 13.500
2025-11-19 2025-11-18 4 ELDER WILLIAM ROBERT CRVO Common Stock P - Purchase D 8,3200 2.500 21 12.500
2025-11-19 2025-11-17 4 ELDER WILLIAM ROBERT CRVO Common Stock P - Purchase D 8,4500 1.000 8 10.000
2025-11-19 2025-11-17 4 ALAM JOHN J Spouse's IRA CRVO Common Stock P - Purchase I 8,4600 10.793 91 12.500
2025-11-19 2025-11-17 4 ALAM JOHN J CRVO Common Stock P - Purchase D 8,4600 10.807 91 1.484.078
2025-11-17 2025-11-14 4 Gregoire Sylvie Spouse's IRA CRVO Common Stock P - Purchase I 7,5500 1.693 13 1.693
2025-11-17 2025-11-14 4 Gregoire Sylvie CRVO Common Stock P - Purchase D 7,5700 1.707 13 1.473.285
2025-11-17 2025-11-13 4 Gregoire Sylvie CRVO Common Stock P - Purchase D 7,5100 4.447 33 1.471.578
2025-11-17 2025-11-14 4 Winton Matthew CRVO Common Stock P - Purchase D 7,5700 10.000 76 10.000
2025-11-17 2025-11-14 4 ALAM JOHN J Spouse's IRA CRVO Common Stock P - Purchase I 7,5700 1.707 13 1.707
2025-11-17 2025-11-14 4 ALAM JOHN J CRVO Common Stock P - Purchase D 7,5500 1.693 13 1.473.271
2025-11-17 2025-11-13 4 ALAM JOHN J CRVO Common Stock P - Purchase D 7,5100 4.447 33 1.471.578
2025-11-13 2025-11-12 4 Gregoire Sylvie CRVO Common Stock P - Purchase D 7,3500 5.553 41 1.467.131
2025-11-13 2025-11-12 4 ELDER WILLIAM ROBERT CRVO Common Stock P - Purchase D 7,4400 3.500 26 9.000
2025-11-13 2025-11-12 4 ALAM JOHN J CRVO Common Stock P - Purchase D 7,3500 5.553 41 1.467.131
2025-05-14 2025-05-14 4 ELDER WILLIAM ROBERT CRVO Common Stock P - Purchase D 8,4600 4.233 36 5.500
2024-08-27 2024-08-27 4 ELDER WILLIAM ROBERT CRVO Common Stock P - Purchase D 18,1600 1.000 18 1.267
2024-02-28 2024-02-26 4 BOGER JOSHUA S By Trusts CRVO Common Stock S - Sale I -36 840.451
2024-02-28 2024-02-26 4 BOGER JOSHUA S By Trusts CRVO Common Stock X - Other I 495.995 840.487
2024-02-09 3 BOGER JOSHUA S By Trusts CRVO Common Stock I 344.492
2024-02-09 3 BOGER JOSHUA S CRVO Common Stock D 216.817
2023-11-09 2023-11-09 4 Gregoire Sylvie CRVO Common Stock G - Gift D -10.000 732.039
2023-11-09 2023-11-09 4 ALAM JOHN J CRVO Common Stock G - Gift D -12.500 729.539
2023-09-06 2023-08-31 4 Hollingsworth Jane H CRVO Common Stock D - Sale to Issuer D -45 898
2023-09-06 2023-08-31 4 Hollingsworth Jane H CRVO Common Stock M - Exercise D 122 943
2023-08-25 3 ZAVRL FRANK By The FEZ Delaware Dynasty Trust CRVO Common Stock I 74.831
2023-08-25 3 ZAVRL FRANK CRVO Common Stock D 106.644
2023-08-25 3 ZAVRL FRANK By Paula Zavrl Delaware Dynasty Trust CRVO Common Stock I 171.534
2023-08-23 3 Blackburn Kelly CRVO Common Stock D 13.674
2023-08-23 3 ALAM JOHN J CRVO Common Stock D 742.039
2023-08-23 3 ALAM JOHN J By Spouse CRVO Common Stock I 742.039
2023-08-23 3 Gregoire Sylvie CRVO Common Stock D 742.039
2023-08-23 3 Gregoire Sylvie By Spouse CRVO Common Stock I 742.039
2023-07-05 2023-06-30 4 LANCHONEY DIANA M DFFN Common Stock D - Sale to Issuer D -85 294
2023-07-05 2023-06-30 4 LANCHONEY DIANA M DFFN Common Stock M - Exercise D 232 379
2023-06-02 2023-05-31 4 Hollingsworth Jane H DFFN Common Stock D - Sale to Issuer D -68 1.231
2023-06-02 2023-05-31 4 Hollingsworth Jane H DFFN Common Stock M - Exercise D 183 1.299
2023-04-03 2023-03-31 4 LANCHONEY DIANA M DFFN Common Stock D - Sale to Issuer D -85 147
2023-04-03 2023-03-31 4 LANCHONEY DIANA M DFFN Common Stock M - Exercise D 232 232
2023-03-03 2023-02-28 4 Hollingsworth Jane H DFFN Common Stock D - Sale to Issuer D -68 1.116
2023-03-03 2023-02-28 4 Hollingsworth Jane H DFFN Common Stock M - Exercise D 183 1.184
2023-02-03 2023-01-31 4 Cobuzzi Robert Joseph Jr. DFFN Common Stock D - Sale to Issuer D -121 1.616
2023-02-03 2023-01-31 4 Cobuzzi Robert Joseph Jr. DFFN Common Stock M - Exercise D 327 1.737
2022-12-02 2022-11-30 4 Hollingsworth Jane H DFFN Common Stock D - Sale to Issuer D -68 1.001
2022-12-02 2022-11-30 4 Hollingsworth Jane H DFFN Common Stock M - Exercise D 183 1.069
2022-11-02 2022-10-31 4 Cobuzzi Robert Joseph Jr. DFFN Common Stock D - Sale to Issuer D -121 1.410
2022-11-02 2022-10-31 4 Cobuzzi Robert Joseph Jr. DFFN Common Stock M - Exercise D 327 1.531
2022-09-02 2022-08-31 4 Hollingsworth Jane H DFFN Common Stock D - Sale to Issuer D -67 886
2022-09-02 2022-08-31 4 Hollingsworth Jane H DFFN Common Stock M - Exercise D 183 954
2022-08-03 2022-08-01 4 Cobuzzi Robert Joseph Jr. DFFN Common Stock D - Sale to Issuer D -121 1.204
2022-08-03 2022-08-01 4 Cobuzzi Robert Joseph Jr. DFFN Common Stock M - Exercise D 327 1.325
2022-06-02 2022-05-31 4 Hollingsworth Jane H DFFN Common Stock D - Sale to Issuer D -67 771
2022-06-02 2022-05-31 4 Hollingsworth Jane H DFFN Common Stock M - Exercise D 183 838
2022-05-03 2022-05-02 4 Cobuzzi Robert Joseph Jr. DFFN Restricted Stock Unit M - Exercise D -327 981
2022-05-03 2022-05-02 4 Cobuzzi Robert Joseph Jr. DFFN Common Sock D - Sale to Issuer D -121 998
2022-05-03 2022-05-02 4 Cobuzzi Robert Joseph Jr. DFFN Common Stock M - Exercise D 327 1.119
2022-04-19 2022-04-18 4 ELDER WILLIAM ROBERT DFFN Series C Convertible Preferred Stock C - Conversion D 25,00 25,0000 -100 -2 0
2022-04-19 2022-04-18 4 ELDER WILLIAM ROBERT DFFN Common Stock C - Conversion D 25,0000 100 2 400
2022-04-19 2022-04-18 4 Cobuzzi Robert Joseph Jr. DFFN Series C Convertible Preferred Stock C - Conversion D 25,00 25,0000 -100 -2 0
2022-04-19 2022-04-18 4 Cobuzzi Robert Joseph Jr. DFFN Common Stock C - Conversion D 25,0000 100 2 792
2022-03-22 2022-03-18 4 ELDER WILLIAM ROBERT DFFN Series C Convertible Preferred Stock P - Purchase D 0,50 0,5000 5.000 2 5.000
2022-03-22 2022-03-18 4 Cobuzzi Robert Joseph Jr. DFFN Series C Convertible Preferred Stock P - Purchase D 0,50 0,5000 5.000 2 5.000
2022-02-02 2021-11-01 4/A Cobuzzi Robert Joseph Jr. DFFN Restricted Stock Unit M - Exercise D -16.350 81.750
2022-02-02 2021-11-01 4/A Cobuzzi Robert Joseph Jr. DFFN Common Stock D - Sale to Issuer D -6.049 24.301
2022-02-02 2021-11-01 4/A Cobuzzi Robert Joseph Jr. DFFN Common Stock M - Exercise D 16.350 30.350
2022-02-02 2022-01-31 4 Cobuzzi Robert Joseph Jr. DFFN Restricted Stock Unit M - Exercise D -16.350 65.400
2022-02-02 2022-01-31 4 Cobuzzi Robert Joseph Jr. DFFN Common Stock D - Sale to Issuer D -6.049 34.602
2022-02-02 2022-01-31 4 Cobuzzi Robert Joseph Jr. DFFN Common Stock M - Exercise D 16.350 40.651
2022-01-31 2022-01-27 4 Cobuzzi Robert Joseph Jr. DFFN Stock Option (Right to Buy) A - Award D 0,24 764.357 764.357
2022-01-31 2022-01-27 4 Hornung William Karl DFFN Stock Option (Right to Buy) A - Award D 0,24 305.743 305.743
2022-01-31 2022-01-27 4 ELDER WILLIAM ROBERT DFFN Stock Option (Right to Buy) A - Award D 0,24 305.743 305.743
2022-01-31 2022-01-27 4 GALLOWAY CHRISTOPHER D DFFN Stock Option (Right to Buy) A - Award D 0,24 305.743 305.743
2021-11-03 2021-11-01 4 Cobuzzi Robert Joseph Jr. DFFN Restricted Stock Units M - Exercise D -16.350 81.750
2021-11-03 2021-11-01 4 Cobuzzi Robert Joseph Jr. DFFN Common Stock M - Exercise D 16.350 30.350
2021-10-15 2021-07-01 4 LANCHONEY DIANA M DFFN Restricted Stock Unit A - Award D 69.400 69.400
2021-10-15 2021-07-01 4 LANCHONEY DIANA M DFFN Stock Option (Right to Buy) A - Award D 0,72 83.300 83.300
2021-10-15 2021-07-01 4 LANCHONEY DIANA M DFFN Stock Option (Right to Buy) A - Award D 0,72 83.300 83.300
2021-07-06 2021-07-01 4 Adams Robert W DFFN Stock Option (Right to Buy) A - Award D 0,72 83.300 83.300
2021-07-06 2021-07-01 4 LEVIN ALAN G DFFN Stock Option (Right to Buy) A - Award D 0,72 83.300 83.300
2021-07-06 2021-07-01 4 Hollingsworth Jane H DFFN Stock Option (Right to Buy) A - Award D 0,72 83.300 83.300
2021-07-06 2021-07-01 4 Francois Eric DFFN Restricted Stock Unit A - Award D 69.400 69.400
2021-07-06 2021-07-01 4 Francois Eric DFFN Stock Option (Right to Buy) A - Award D 0,72 83.300 83.300
2021-07-06 2021-07-01 4 Francois Eric DFFN Stock Option (Right to Buy) A - Award D 0,72 83.300 83.300
2021-07-06 2021-07-01 4 Giles Mark T DFFN Stock Option (Right to Buy) A - Award D 0,72 83.300 83.300
2021-05-17 2021-05-13 4 Hollingsworth Jane H DFFN Common Stock P - Purchase D 0,6100 32.786 20 32.786
2021-03-04 2021-03-01 4 ELDER WILLIAM ROBERT DFFN Stock Option (Right to Buy) A - Award D 1,11 62.522 62.522
2021-03-04 2021-03-01 4 ELDER WILLIAM ROBERT DFFN Stock Option (Right to Buy) A - Award D 1,11 87.684 87.684
2021-03-04 2021-03-01 4 Cobuzzi Robert Joseph Jr. DFFN Stock Option (Right to Buy) A - Award D 1,11 161.139 161.139
2021-03-04 2021-03-01 4 Cobuzzi Robert Joseph Jr. DFFN Stock Option (Right to Buy) A - Award D 1,11 53.713 53.713
2021-03-04 2021-03-01 4 Hornung William Karl DFFN Stock Option (Right to Buy) A - Award D 1,11 80.069 80.069
2021-03-04 2021-03-01 4 Hornung William Karl DFFN Stock Option (Right to Buy) A - Award D 1,11 122.771 122.771
2021-03-04 2021-03-01 4 GALLOWAY CHRISTOPHER D DFFN Stock Option (Right to Buy) A - Award D 1,11 81.537 81.537
2021-03-04 2021-03-01 4 GALLOWAY CHRISTOPHER D DFFN Stock Option (Right to Buy) A - Award D 1,11 27.180 27.180
2020-11-18 2020-11-16 4 Cobuzzi Robert Joseph Jr. DFFN Common Stock P - Purchase D 0,6600 14.000 9 14.000
2020-11-18 2020-11-17 4 ELDER WILLIAM ROBERT DFFN Common Stock P - Purchase D 0,6300 5.000 3 15.000
2020-11-18 2020-11-16 4 ELDER WILLIAM ROBERT DFFN Common Stock P - Purchase D 0,6700 10.000 7 10.000
2020-10-21 2020-10-19 4 GALLOWAY CHRISTOPHER D DFFN Stock Option (Right to Buy) A - Award D 0,85 200.000 200.000
2020-10-21 3 GALLOWAY CHRISTOPHER D Individual Retirement Account (IRA) DFFN Common Stock I 20.000
2020-10-21 3 GALLOWAY CHRISTOPHER D Spouse's Individual Retirement Account (IRA) DFFN Common Stock I 10.000
2020-10-14 2020-09-22 4 ELDER WILLIAM ROBERT DFFN Stock Option (Right to Buy) A - Award D 0,82 70.000 70.000
2020-10-01 2020-09-01 4 Hollingsworth Jane H DFFN Restricted Stock Unit A - Award D 54.900 54.900
2020-10-01 2020-09-01 4 Hollingsworth Jane H DFFN Stock Option (Right to Buy) A - Award D 0,91 67.400 67.400
2020-09-11 2020-09-08 4 Cobuzzi Robert Joseph Jr. DFFN Stock Option (Right to Buy) A - Award D 0,79 475.000 475.000
2020-06-18 2020-06-17 4 LEVIN ALAN G DFFN Stock Option (Right to Buy) A - Award D 1,00 61.300 61.300
2020-06-18 2020-06-17 4 Giles Mark T DFFN Stock Option (Right to Buy) A - Award D 1,00 61.300 61.300
2020-06-18 2020-06-17 4 Cobuzzi Robert Joseph Jr. DFFN Stock Option (Right to Buy) A - Award D 1,00 61.300 61.300
2020-06-18 2020-06-17 4 Adams Robert W DFFN Stock Option (Right to Buy) A - Award D 1,00 61.300 61.300
2020-01-30 2020-01-02 4 Gainer John DFFN Stock Option (Right to Buy) A - Award D 0,46 239.400 239.400
2020-01-30 2020-01-02 4 Hornung William Karl DFFN Stock Option (Right to Buy) A - Award D 0,46 52.600 52.600
2020-01-30 2020-01-02 4 Kalergis David G DFFN Stock Option (Right to Buy) A - Award D 0,46 262.900 262.900
2020-01-13 2020-01-07 4 Cobuzzi Robert Joseph Jr. DFFN Restricted Stock Unit A - Award D 0,51 98.100 98.100
2020-01-13 2020-01-07 4 Cobuzzi Robert Joseph Jr. DFFN Stock Option (Right to Buy) A - Award D 0,42 118.600 118.600
2020-01-09 2020-01-07 4 Byrne Thomas E DFFN Stock Option (Right to Buy) A - Award D 0,42 25.000 25.000
2019-08-06 2019-06-13 4/A LEVIN ALAN G DFFN Stock Option (Right to Buy) A - Award D 3,15 19.200 19.200
2019-08-06 2019-06-13 4/A Giles Mark T DFFN Stock Option (Right to Buy) A - Award D 3,15 19.200 19.200
2019-08-06 2019-06-13 4/A Adams Robert W DFFN Stock Option (Right to Buy) A - Award D 3,15 19.200 19.200
2019-07-19 2019-06-13 4 Giles Mark T DFFN Stock Option (Right to Buy) A - Award D 3,15 13.100 13.100
2019-07-19 2019-06-13 4 LEVIN ALAN G DFFN Stock Option (Right to Buy) A - Award D 3,15 13.100 13.100
2019-07-19 2019-06-13 4 Adams Robert W DFFN Stock Option (Right to Buy) A - Award D 3,15 13.100 13.100
2019-01-30 2019-01-03 4 Byrne Thomas E DFFN Stock Option (Right to Buy) A - Award D 2,10 2.667 2.667
2019-01-04 2019-01-02 4 Hornung William Karl DFFN Stock Option (Right to Buy) A - Award D 2,10 16.334 16.334
2018-06-18 2018-06-14 4 RUFFOLO ROBERT R DFFN Stock Option (Right to Buy) A - Award D 0,54 40.000 40.000
2018-06-18 2018-06-14 4 LEVIN ALAN G DFFN Stock Option (Right to Buy) A - Award D 0,54 40.000 40.000
2018-06-18 2018-06-14 4 Giles Mark T DFFN Stock Option (Right to Buy) A - Award D 0,54 40.000 40.000
2018-06-18 2018-06-14 4 Adams Robert W DFFN Stock Option (Right to Buy) A - Award D 0,54 40.000 40.000
2018-01-04 2018-01-02 4 Giles Mark T DFFN Stock Option (Right to Buy) A - Award D 1,18 25.000 25.000
2018-01-04 2018-01-02 4 Adams Robert W DFFN Stock Option (Right to Buy) A - Award D 1,18 25.000 25.000
2018-01-04 2018-01-02 4 Kalergis David G DFFN Stock Option (Right to Buy) A - Award D 1,18 55.000 55.000
2018-01-04 2018-01-02 4 RUFFOLO ROBERT R DFFN Stock Option (Right to Buy) A - Award D 1,18 25.000 25.000
2018-01-04 2018-01-02 4 Gainer John DFFN Stock Option (Right to Buy) A - Award D 1,18 45.000 45.000
2018-01-04 2018-01-02 4 LEVIN ALAN G DFFN Stock Option (Right to Buy) A - Award D 1,18 25.000 25.000
2018-01-04 2018-01-02 4 Shealy Ben DFFN Stock Option (Right to Buy) A - Award D 1,18 25.000 25.000
2018-01-04 2018-01-02 4 Byrne Thomas E DFFN Stock Option (Right to Buy) A - Award D 1,18 10.000 10.000
2017-07-13 2017-06-29 4 RUFFOLO ROBERT R DFFN Stock Option (Right to Buy) A - Award D 2,31 52.057 52.057
2017-06-30 2017-05-10 4/A Shealy Ben DFFN Stock Option (Right to Buy) A - Award D 2,96 23.100 23.100
2017-06-30 2017-05-10 4/A Gainer John DFFN Stock Option (Right to Buy) A - Award D 2,96 34.000 34.000
2017-06-30 2017-05-10 4/A Kalergis David G DFFN Stock Option (Right to Buy) A - Award D 2,96 41.000 41.000
2017-06-16 2017-06-15 4 LEVIN ALAN G DFFN Stock Option (Right to Buy) A - Award D 2,40 23.900 23.900
2017-06-16 2017-06-15 4 Adams Robert W DFFN Stock Option (Right to Buy) A - Award D 2,40 23.900 23.900
2017-06-16 2017-06-15 4 Giles Mark T DFFN Stock Option (Right to Buy) A - Award D 2,40 23.900 23.900
2017-05-12 2017-05-10 4 Kalergis David G DFFN Stock Option (Right to Buy) A - Award D 2,95 41.000 41.000
2017-05-12 2017-05-10 4 Gainer John DFFN Stock Option (Right to Buy) A - Award D 2,95 34.000 34.000
2017-05-12 2017-05-10 4 Shealy Ben DFFN Stock Option (Right to Buy) A - Award D 2,95 23.100 23.100
2017-01-04 2017-01-03 4 Byrne Thomas E DFFN Stock Option (Right to Buy) A - Award D 2,26 4.673 4.673
2016-12-28 2016-12-28 4 Giles Mark T By MTG Investment Holdings, LLC DFFN Common Stock P - Purchase I 290.580 802.689
2016-12-28 2016-12-27 4 Giles Mark T By PANDA Holdings, LLC DFFN Common Stock J - Other I -290.580 0
2016-12-16 2016-12-15 4 Giles Mark T By MTG Investment Holdings, LLC DFFN Common Stock P - Purchase I 512.109 512.109
2016-12-16 2016-12-14 4 Giles Mark T By PANDA Holdings, LLC DFFN Common Stock J - Other I -339.055 290.580
2016-12-13 2016-12-08 4 LEVIN ALAN G DFFN Stock Option (Right to Buy) A - Award D 2,74 14.000 14.000
2016-12-13 2016-12-08 4 Shealy Ben DFFN Stock Option (Right to Buy) A - Award D 2,74 16.000 16.000
2016-12-13 2016-12-08 4 Gainer John DFFN Stock Option (Right to Buy) A - Award D 2,74 34.000 34.000
2016-12-13 2016-12-08 4 Adams Robert W DFFN Stock Option (Right to Buy) A - Award D 2,74 14.000 14.000
2016-12-13 2016-12-08 4 Giles Mark T DFFN Stock Option (Right to Buy) A - Award D 2,74 14.000 14.000
2016-12-13 2016-12-08 4 Kalergis David G DFFN Stock Option (Right to Buy) A - Award D 2,74 105.000 105.000
2016-09-16 2016-08-31 4 BLECH ISAAC DFFN Stock Option (Right to Buy) A - Award D 8,00 204.907 204.907
2016-08-30 3 BLECH ISAAC By Trusts DFFN Common Stock I 349.765
2016-08-30 3 BLECH ISAAC DFFN Common Stock D 223.336
2016-08-30 3 BLECH ISAAC By Spouse DFFN Common Stock I 206.907
2016-08-30 3 BLECH ISAAC By Trusts DFFN Common Stock I 349.765
2016-08-30 3 BLECH ISAAC By Spouse DFFN Common Stock I 206.907
2016-08-30 3 BLECH ISAAC DFFN Common Stock D 223.336
2016-07-25 2016-07-21 4 LEVIN ALAN G DFFN Stock Option (Right to Buy) A - Award D 0,90 58.473 58.473
2016-07-25 2016-07-21 4 Adams Robert W DFFN Stock Option (Right to Buy) A - Award D 0,90 58.473 58.473
2016-07-25 2016-07-21 4 Giles Mark T DFFN Stock Option (Right to Buy) A - Award D 0,90 58.473 58.473
2016-05-20 2016-05-16 4 Shealy Ben DFFN Stock Option (Right to Buy) A - Award D 0,96 89.583 89.583
2016-05-20 2016-05-16 4 Gainer John DFFN Stock Option (Right to Buy) A - Award D 0,96 83.333 83.333
2016-05-20 2016-05-16 4 Byrne Thomas E DFFN Stock Option (Right to Buy) A - Award D 0,96 16.667 16.667
2016-05-20 2016-05-16 4 Kalergis David G DFFN Stock Option (Right to Buy) A - Award D 0,96 204.167 204.167
2016-02-19 3 Gilliam Richard Baxter DFFN Diffusion Pharmaceuticals Inc D 25.375.950
2016-02-19 3 Gilliam Richard Baxter DFFN Diffusion Pharmaceuticals Inc D 25.375.950
2016-01-15 3 Jones David Randolph RESX Common Stock D 765.114
2016-01-15 3 Jones David Randolph RESX Common Stock D 765.114
2016-01-13 2016-01-08 4 Kalergis David G RESX Stock Option (Right to Buy) A - Award D 0,55 331.595 331.595
2016-01-13 2016-01-08 4 Kalergis David G RESX Stock Option (Right to Buy) A - Award D 0,55 365.265 365.265
2016-01-13 2016-01-08 4 Kalergis David G RESX Stock Option (Right to Buy) A - Award D 0,42 127.843 127.843
2016-01-13 2016-01-08 4 Kalergis David G RESX Stock Option (Right to Buy) A - Award D 0,35 127.843 127.843
2016-01-13 2016-01-08 4 Kalergis David G RESX Stock Option (Right to Buy) A - Award D 0,62 182.632 182.632
2016-01-13 2016-01-08 4 Kalergis David G RESX Stock Option (Right to Buy) A - Award D 0,42 182.632 182.632
2016-01-13 2016-01-08 4 Kalergis David G RESX Stock Option (Right to Buy) A - Award D 0,22 273.949 273.949
2016-01-13 2016-01-08 4 Kalergis David G RESX Stock Option (Right to Buy) A - Award D 0,22 91.316 91.316
2016-01-13 2016-01-08 4 Kalergis David G RESX Stock Option (Right to Buy) A - Award D 0,22 295.865 295.865
2016-01-13 2016-01-08 4 Kalergis David G By Daughter RESX Common Stock A - Award I 215.506 215.506
2016-01-13 2016-01-08 4 Kalergis David G RESX Common Stock A - Award D 1.069.216 1.069.216
2016-01-12 2016-01-08 4 Byrne Thomas E RESX Stock Option (Right to Buy) A - Award D 0,55 237.422 237.422
2016-01-12 2016-01-08 4 Byrne Thomas E RESX Stock Option (Right to Buy) A - Award D 0,55 365.265 365.265
2016-01-12 2016-01-08 4 Byrne Thomas E RESX Stock Option (Right to Buy) A - Award D 0,42 182.632 182.632
2016-01-12 2016-01-08 4 Byrne Thomas E RESX Stock Option (Right to Buy) A - Award D 0,62 182.632 182.632
2016-01-12 2016-01-08 4 Byrne Thomas E RESX Stock Option (Right to Buy) A - Award D 0,42 182.632 182.632
2016-01-12 2016-01-08 4 Byrne Thomas E RESX Stock Option (Right to Buy) A - Award D 0,35 36.526 36.526
2016-01-12 2016-01-08 4 Byrne Thomas E RESX Stock Option (Right to Buy) A - Award D 0,22 109.579 109.579
2016-01-12 2016-01-08 4 Byrne Thomas E RESX Stock Option (Right to Buy) A - Award D 0,22 91.316 91.316
2016-01-12 2016-01-08 4 Byrne Thomas E RESX Stock Option (Right to Buy) A - Award D 0,22 215.506 215.506
2016-01-12 2016-01-08 4 Byrne Thomas E RESX Common Stock A - Award D 1.391.867 1.391.867
2016-01-12 2016-01-08 4 Adams Robert W RESX Stock Option (Right to Buy) A - Award D 0,55 365.265 365.265
2016-01-12 2016-01-08 4 Adams Robert W RESX Stock Option (Right to Buy) A - Award D 0,62 182.632 182.632
2016-01-12 2016-01-08 4 Adams Robert W RESX Stock Option (Right to Buy) A - Award D 0,42 182.632 182.632
2016-01-12 2016-01-08 4 Adams Robert W RESX Stock Option (Right to Buy) A - Award D 0,22 91.316 91.316
2016-01-12 2016-01-08 4 Adams Robert W RESX Stock Option (Right to Buy) A - Award D 0,22 186.285 186.285
2016-01-12 2016-01-08 4 Adams Robert W By the Nixon & Vanderhye 401K for the benefit of Robert W. Adams RESX Common Stock A - Award I 188.973 188.973
2016-01-12 2016-01-08 4 Adams Robert W RESX Common Stock A - Award D 350.504 350.504
2016-01-12 2016-01-08 4 Giles Mark T RESX Stock Option (Right to Buy) A - Award D 0,55 365.265 365.265
2016-01-12 2016-01-08 4 Giles Mark T RESX Stock Option (Right to Buy) A - Award D 0,62 182.632 182.632
2016-01-12 2016-01-08 4 Giles Mark T RESX Stock Option (Right to Buy) A - Award D 0,42 182.632 182.632
2016-01-12 2016-01-08 4 Giles Mark T RESX Stock Option (Right to Buy) A - Award D 0,22 91.316 91.316
2016-01-12 2016-01-08 4 Giles Mark T RESX Stock Option (Right to Buy) A - Award D 0,22 98.621 98.621
2016-01-12 2016-01-08 4 Giles Mark T By PANDA Holdings, LLC RESX Common Stock A - Award I 6.296.346 6.296.346
2016-01-12 2016-01-08 4 Giles Mark T By the VNB Trust IRA fbo Mark T. Giles RESX Common Stock A - Award I 44.069 44.069
2016-01-12 2016-01-08 4 LEVIN ALAN G RESX Stock Option (Right to Buy) A - Award D 0,55 365.265 365.265
2016-01-12 2016-01-08 4 LEVIN ALAN G RESX Stock Option (Right to Buy) A - Award D 0,42 276.140 276.140
2016-01-12 2016-01-08 4 LEVIN ALAN G RESX Common Stock A - Award D 248.032 248.032
2016-01-12 2016-01-08 4 Gainer John RESX Stock Option (Right to Buy) A - Award D 0,55 219.159 219.159
2016-01-12 2016-01-08 4 Gainer John RESX Stock Option (Right to Buy) A - Award D 0,55 365.265 365.265
2016-01-12 2016-01-08 4 Gainer John RESX Stock Option (Right to Buy) A - Award D 0,42 109.579 109.579
2016-01-12 2016-01-08 4 Gainer John RESX Stock Option (Right to Buy) A - Award D 0,22 182.632 182.632
2016-01-12 2016-01-08 4 Gainer John RESX Stock Option (Right to Buy) A - Award D 0,42 182.632 182.632
2016-01-12 2016-01-08 4 Gainer John RESX Stock Option (Right to Buy) A - Award D 0,22 91.316 91.316
2016-01-12 2016-01-08 4 Gainer John RESX Stock Option (Right to Buy) A - Award D 0,35 91.316 91.316
2016-01-12 2016-01-08 4 Gainer John RESX Stock Option (Right to Buy) A - Award D 0,62 182.632 182.632
2016-01-12 2016-01-08 4 Gainer John RESX Stock Option (Right to Buy) A - Award D 0,22 226.486 226.486
2016-01-12 2016-01-08 4 Gainer John By the John L. Gainer Declaration of Trust RESX Common Stock A - Award I 3.725.711 3.725.711
2015-09-21 2014-01-07 4 BLECH ISAAC RESX Stock Option (right to buy) A - Award D 3,00 17.441 17.441
2014-08-06 2014-08-04 4 Weinberg Mark A. RESX Stock Option (right to buy) A - Award D 3,90 521.475 521.475
2014-07-29 2014-07-24 4 SHERRIS DAVID RESX Stock Option (right to buy) A - Award D 3,92 119.482 119.482
2014-07-29 2014-07-24 4 Donenberg Phillip B. RESX Stock Option (right to buy) A - Award D 3,92 271.475 271.475
2014-07-29 2014-07-24 4 BARER SOL J RESX Stock Option (right to buy) A - Award D 3,92 123.287 123.287
2014-07-29 2014-07-24 4 Bright Rex RESX Stock Option (right to buy) A - Award D 3,92 61.085 61.085
2014-07-29 2014-07-24 4 STACKS NELSON K. RESX Stock Option (right to buy) A - Award D 3,92 61.374 61.374
2014-07-29 2014-07-24 4 Schwartz Yael RESX Stock Option (right to buy) A - Award D 3,92 119.482 119.482
2014-07-29 2014-07-24 4 Boris Timothy RESX Stock Option (right to buy) A - Award D 3,92 79.655 79.655
2014-07-29 2014-07-24 4 SIMES STEPHEN M RESX Stock Option (right to buy) A - Award D 3,92 542.975 542.975
2014-07-29 2014-07-24 4 BLECH ISAAC RESX Stock Option (right to buy) A - Award D 3,92 87.449 87.449
2014-06-19 2014-06-06 4/A BARER SOL J RESX Common Stock C - Conversion D 2,0000 126.894 254 1.011.072
2014-06-19 2014-06-06 4/A BARER SOL J RESX Common Stock C - Conversion D 2,0000 76.755 154 884.178
2014-06-19 2014-06-06 4/A BARER SOL J RESX Common Stock C - Conversion D 2,0000 78.473 157 807.423
2014-06-19 2014-06-06 4/A BARER SOL J RESX Common Stock C - Conversion D 2,0000 270.616 541 728.950
2014-06-12 2014-06-03 4 SHERRIS DAVID RESX Stock Option (right to buy) A - Award D 4,15 115.193 115.193
2014-06-12 2014-06-03 4 Abolin Craig RESX Stock Option (right to buy) A - Award D 4,15 57.596 57.596
2014-06-12 2014-06-03 4 Schwartz Yael RESX Stock Option (right to buy) A - Award D 4,15 115.193 115.193
2014-06-10 2014-06-06 4 BARER SOL J RESX Warrant A - Award D 2,00 95.170 95.170
2014-06-10 2014-06-06 4 BARER SOL J RESX Secured Convertible Promissory Note dated 3/19/14 C - Conversion D -126.894 0
2014-06-10 2014-06-06 4 BARER SOL J RESX Warrant A - Award D 2,00 57.566 57.566
2014-06-10 2014-06-06 4 BARER SOL J RESX Secured Convertible Promissory Note dated 2/4/14 C - Conversion D -76.755 0
2014-06-10 2014-06-06 4 BARER SOL J RESX Secured Convertible Promissory Note dated 12/19/13 C - Conversion D -78.473 0
2014-06-10 2014-06-06 4 BARER SOL J RESX Warrant A - Award D 2,00 202.962 202.962
2014-06-10 2014-06-06 4 BARER SOL J RESX Secured Convertible Promissory Note dated 8/9/13 C - Conversion D -270.606 0
2014-06-10 2014-06-06 4 BARER SOL J RESX Common Stock C - Conversion D 2,0000 126.894 254 46.386.071
2014-06-10 2014-06-06 4 BARER SOL J RESX Common Stock C - Conversion D 2,0000 76.755 154 46.259.177
2014-06-10 2014-06-06 4 BARER SOL J RESX Common Stock C - Conversion D 2,0000 78.473 157 46.182.422
2014-06-10 2014-06-06 4 BARER SOL J RESX Common Stock C - Conversion D 2,0000 270.616 541 46.103.949
2014-06-06 2014-05-27 4 Donenberg Phillip B. RESX Stock Option (right to buy) A - Award D 4,00 250.000 250.000
2014-04-09 3 SHERRIS DAVID RESX Common Stock D 3.195.186
2014-04-09 3 SHERRIS DAVID RESX Common Stock D 3.195.186
2014-03-12 2014-03-05 4 SIMES STEPHEN M SMDID Stock Option (right to buy) A - Award D 0,02 50.000.000 50.000.000
2014-03-10 2014-02-05 4 Bright Rex SMDID Stock Option (right to buy) A - Award D 0,03 1.650.000 1.650.000
2013-11-22 3 STACKS NELSON K. SMDI Common Stock D 0
2013-11-22 3 Abolin Craig SMDI Common Stock D 2.283.720
2013-11-22 3 Schwartz Yael SMDI Common Stock D 2.397.673
2013-11-01 3 BARER SOL J SMDI COMMON STOCK D 45.833.333
2013-06-10 2013-05-29 4 BLECH ISAAC By Trusts SMDI Warrants (right to buy) X - Other I 1,00 -8.125.000 0
2013-06-10 2013-05-29 4 BLECH ISAAC By Trusts SMDI Warrants (right to buy) X - Other I 0,65 -16.250.000 0
2013-06-10 2013-05-29 4 BLECH ISAAC By Trusts SMDI Series E Preferred Stock, par value $0.001 per share C - Conversion I 0,06 -6.500 0
2013-06-10 2013-05-29 4 BLECH ISAAC By Spouse SMDI Warrants (right to buy) X - Other I 1,00 -625.000 0
2013-06-10 2013-05-29 4 BLECH ISAAC By Spouse SMDI Warrants (right to buy) X - Other I 0,65 -1.250.000 0
2013-06-10 2013-05-29 4 BLECH ISAAC By Spouse SMDI Series E Preferred Stock, par value $0.001 per share C - Conversion I 0,06 -500 0
2013-06-10 2013-05-29 4 BLECH ISAAC By Trusts SMDI Common Stock, par value $0.001 per share X - Other I 46.428.571 185.000.000
2013-06-10 2013-05-29 4 BLECH ISAAC By Trusts SMDI Common Stock, par value $0.001 per share C - Conversion I 0,0600 108.333.333 6.500 138.571.429
2013-06-10 2013-05-29 4 BLECH ISAAC By Spouse SMDI Common Stock, par value $0.001 per share X - Other I 3.571.429 30.238.096
2013-06-10 2013-05-29 4 BLECH ISAAC By Spouse SMDI Common Stock, par value $0.001 per share C - Conversion I 0,0600 8.333.333 500 26.666.667
2013-06-10 2013-05-02 4 BLECH ISAAC SMDI Common Stock, par value $0.001 per share P - Purchase D 0,0600 18.333.334 1.100 18.333.334
2012-09-14 3 Schneider John SMDI Common Stock D 900.000
2012-09-14 3 Schneider John SMDI Common Stock D 179.105
P
Åbent marked eller privat køb af ikke-afledte eller afledte værdipapirer
S
Åbent marked eller privat salg af ikke-afledte eller afledte værdipapirer
A
Tildeling, tildeling eller anden erhvervelse af værdipapirer fra virksomheden (såsom en option)
C
Konvertering af derivat
D
Salg eller overførsel af værdipapirer tilbage til virksomheden
F
Betaling af udnyttelseskurs eller skatteforpligtelse ved brug af en del af værdipapirer modtaget fra selskabet
G
Gave af værdipapirer af eller til insideren
K
Aktieswaps og lignende sikringstransaktioner
M
Udnyttelse eller konvertering af afledt værdipapir modtaget fra virksomheden (såsom en option)
V
En transaktion rapporteret frivilligt på formular 4
J
Andet (ledsaget af en fodnote, der beskriver transaktionen)
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