ALXA / Alexza Pharmaceuticals, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Alexza Pharmaceuticals, Inc.
US ˙ NASDAQ
DETTE SYMBOL ER IKKE LÆNGERE AKTIVT

Insideraktier23.755.099 shares
Insider-stemningsscore

Insider Sentiment Score viser, at virksomhederne bliver købt af virksomheders insidere.

Det er resultatet af en sofistikeret, multi-faktor kvantitativ model, der identificerer virksomheder med de højeste niveauer af insider-akkumulering. Scoringsmodellen bruger en kombination af nettoantallet af insidere, der har købt de foregående 90 dage, det samlede antal aktier købt som en procentdel af float og det samlede antal aktier ejet af insidere. Tallet går fra 0 til 100, hvor højere tal indikerer et højere niveau af akkumulering for sine jævnaldrende, og 50 er gennemsnittet.

Opdateringsfrekvens: Dagligt

Se Insiders Top Picks, som giver en liste over virksomheder med den højeste insider-akkumulering.

Officers sentiment score

Officer Sentiment Score finder virksomheder, der bliver købt af Corporate Officers.

Per definition er Corporate Officers Corporate Insiders, men i modsætning til nogle af de andre Insiders (10 % aktionærer og bestyrelsesmedlemmer), arbejder officerer for virksomheden på daglig basis, og de bruger deres egne penge, når de handler . (10 % aktionærer og bestyrelsesmedlemmer er ofte fondsforvaltere, der administrerer andres penge.) Som sådan er insiderhandler foretaget af embedsmænd meget mere betydningsfulde og bør behandles passende.

Ligesom Insider Sentiment Score er Officer Sentiment Score resultatet af en sofistikeret, multi-faktor kvantitativ model, der identificerer virksomheder med de højeste niveauer af officerakkumulering.

Opdateringsfrekvens: Dagligt

Se Insiders Top Picks, som giver en liste over virksomheder med højeste insider-stemning.

Nøgle Insider Metrics

Dette kort viser, hvordan virksomheden rangerer langs forskellige insider-metrics. Percentilrangen viser, hvordan denne virksomhed sammenligner sig med andre virksomheder på de amerikanske markeder. Højere placeringer er tegn på bedre situationer.

For eksempel er det generelt accepteret, at insider-køb er en positiv indikator, så virksomheder med flere insider-køb vil rangere højere end virksomheder med mindre insider-køb (eller endda insider-salg).

Netto antal insidere, der køber (rang)

N/A

Netto antal insidere, der køber, er det samlede antal insiders, der køber minus det samlede antal insiders, der har solgt inden for de sidste 90 dage. Percentilrangen vises her (spænder fra 0 til 100%).

Procent af float købt af insidere (rangering)

N/A

Procent af float købt af insidere er det samlede antal aktier købt af insidere minus det samlede antal aktier solgt af insidere inden for de sidste 90 dage, divideret med den samlede float og ganget med 100.

Insiderhandelsdiagram

Alexza Pharmaceuticals, Inc. insiderhandler er vist i følgende diagram. Insidere er embedsmænd, direktører eller betydelige investorer i en virksomhed. Generelt er det generelt ulovligt for insidere at foretage handler i deres virksomheder baseret på væsentlige, ikke-offentlige oplysninger. Dette betyder ikke, at det er ulovligt for dem at handle i deres egne virksomheder. De skal dog rapportere alle handler til SEC via en formular 4.

Insiderliste og lønsomhedsmålinger

Denne tabel viser listen over kendte insidere og genereres automatisk fra arkiveringer, der er videregivet til SEC. Ud over navnene, den seneste titel og direktør, officer eller 10 % ejerbetegnelse giver vi de seneste offentliggjorte besiddelser. Derudover giver vi, når det er muligt, den historiske handelspræstation for insideren. Den historiske handelspræstation er et vægtet gennemsnit af præstationen af faktiske købstransaktioner på det åbne marked foretaget af insideren. For mere information om, hvordan dette beregnes, se dette YouTube-webinar.

See our leaderboard of most profitable insider traders.

Insider Gennemsnitlig fortjeneste (%) Aktier
Ejet
Dele
Justeret

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Track Records af insiderkøb - Kortsigtet profitanalyse

I dette afsnit analyserer vi rentabiliteten af ethvert uplanlagt insiderkøb i åbent marked foretaget i ALXA / Alexza Pharmaceuticals, Inc.. Denne analyse hjælper med at forstå, om insideren konsekvent genererer unormale afkast og er værd at følge. Denne analyse er for et år efter hver handel, og resultaterne er teoretiske .

Følgende tabel viser de seneste køb på det åbne marked, der ikke var en del af en automatisk handelsplan.

Handelsdato Insider Rapporteret
Aktier
Rapporteret
Pris
Justeret
Aktier
Justeret
Pris
Omkostningsgrundlag dage til
Maks
Pris kl
Maks
Maks
Fortjeneste ($)
Maks. afkast (%)
2016-06-21 Grupo Ferrer Internacional, S.A. 19.465.714 0,9000 19.465.714 0,9000 17.519.143 730
2015-09-28 Grupo Ferrer Internacional, S.A. 125.000 125.000
2013-09-06 RINGOLD GORDON 10.000 4,7700 10.000 4,7700 47.700
2013-07-26 KING THOMAS BRAXTON 2.420 4,4900 2.420 4,4900 10.866
2013-07-25 KING THOMAS BRAXTON 12.580 4,4980 12.580 4,4980 56.585
2013-07-24 KING THOMAS BRAXTON 25.000 4,4760 25.000 4,4760 111.900
2012-12-27 LANSDOWNE PARTNERS AUSTRIA GMBH 28.589 4,8400 28.589 4,8400 138.371
2012-12-27 LANSDOWNE PARTNERS AUSTRIA GMBH 43.600 4,8600 43.600 4,8600 211.896
2012-04-09 RINGOLD GORDON 100.000 0,5400 100.000 0,5400 54.000

Justeret pris er den split-justerede pris. Adjusted Shares er de split-justerede aktier.

ALXA / Alexza Pharmaceuticals, Inc. Insider Trades
Track Records af insidersalg - Kortsigtet tabsanalyse

I dette afsnit analyserer vi den kortsigtede undgåelse af tab af ethvert uplanlagt insidersalg på åbent marked, der foretages i ALXA / Alexza Pharmaceuticals, Inc.. Et konsekvent mønster af tabsforebyggelse kan tyde på, at fremtidige salgstransaktioner kan forudsige prisfald. Denne analyse er for et år efter hver handel, og resultaterne er teoretiske .

Følgende tabel viser de seneste salg på det åbne marked, der ikke var en del af en automatisk handelsplan.

Handelsdato Insider Rapporteret
Aktier
Rapporteret
Pris
Justeret
Aktier
Justeret
Pris
Omkostningsgrundlag dage til
Min
Pris kl
Min
Max tab
Undgået ($)
Max tab
Undgået (%)
2013-01-18 LANSDOWNE PARTNERS AUSTRIA GMBH 25.000 4,7500 25.000 4,7500 118.750 730
2013-01-17 LANSDOWNE PARTNERS AUSTRIA GMBH 100.000 4,7500 100.000 4,7500 475.000
2011-12-30 Occitan Capital Management Inc. 10.000 0,8450 10.000 0,8450 8.450
2011-12-30 Occitan Capital Management Inc. 5.000 0,8480 5.000 0,8480 4.240
2011-12-30 Occitan Capital Management Inc. 3.600 0,8550 3.600 0,8550 3.078

Justeret pris er den split-justerede pris. Adjusted Shares er de split-justerede aktier.

ALXA / Alexza Pharmaceuticals, Inc. Insider Trades
Transaktionshistorik

Klik på linkikonet for at se den fulde transaktionshistorik. Transaktioner, der rapporteres som en del af en automatisk handelsplan 10b5-1, vil have et X i kolonnen markeret 10b-5.

Fil
Dato
Handle
Dato
Form Insider Ticker Sikkerhedstitel Kode 10b5-1 Direkte Dyrke motion
Pris
Enhed
Pris
Enheder
Ændret
Værdi
Ændret (1K)
Tilbage
Muligheder
Tilbage
Aktier
2016-06-22 2016-06-21 4 Grupo Ferrer Internacional, S.A. See Footnotes ALXA Common Stock P - Purchase I 0,9000 19.465.714 17.519 21.832.649
2016-06-21 2016-06-21 4 BUCHI J KEVIN ALXA Stock Option (right to buy) D - Sale to Issuer D 5,13 -20.000 0
2016-06-21 2016-06-21 4 BUCHI J KEVIN ALXA Stock Option (right to buy) D - Sale to Issuer D 4,35 -12.500 0
2016-06-21 2016-06-21 4 BUCHI J KEVIN ALXA Stock Option (right to buy) D - Sale to Issuer D 1,28 -12.500 0
2016-06-21 2016-06-21 4 PAKIANATHAN DEEPIKA ALXA Stock Option (right to buy) D - Sale to Issuer D 35,20 -625 0
2016-06-21 2016-06-21 4 PAKIANATHAN DEEPIKA ALXA Stock Option (right to buy) D - Sale to Issuer D 98,50 -625 0
2016-06-21 2016-06-21 4 PAKIANATHAN DEEPIKA ALXA Stock Option (right to buy) D - Sale to Issuer D 53,30 -625 0
2016-06-21 2016-06-21 4 PAKIANATHAN DEEPIKA ALXA Stock Option (right to buy) D - Sale to Issuer D 16,90 -625 0
2016-06-21 2016-06-21 4 PAKIANATHAN DEEPIKA ALXA Stock Option (right to buy) D - Sale to Issuer D 15,30 -3.125 0
2016-06-21 2016-06-21 4 PAKIANATHAN DEEPIKA ALXA Stock Option (right to buy) D - Sale to Issuer D 3,50 -3.991 0
2016-06-21 2016-06-21 4 PAKIANATHAN DEEPIKA ALXA Stock Option (right to buy) D - Sale to Issuer D 4,68 -11.606 0
2016-06-21 2016-06-21 4 PAKIANATHAN DEEPIKA ALXA Stock Option (right to buy) D - Sale to Issuer D 4,35 -12.500 0
2016-06-21 2016-06-21 4 PAKIANATHAN DEEPIKA ALXA Stock Option (right to buy) D - Sale to Issuer D 1,28 -12.500 0
2016-06-21 2016-06-21 4 PAKIANATHAN DEEPIKA ALXA Common Stock U - Other I -98.967 0
2016-06-21 2016-06-21 4 PAKIANATHAN DEEPIKA ALXA Common Stock U - Other D -658 0
2016-06-21 2016-06-21 4 Read J Leighton ALXA Stock Option (right to buy) D - Sale to Issuer D 98,50 -625 0
2016-06-21 2016-06-21 4 Read J Leighton ALXA Stock Option (right to buy) D - Sale to Issuer D 35,20 -625 0
2016-06-21 2016-06-21 4 Read J Leighton ALXA Stock Option (right to buy) D - Sale to Issuer D 53,30 -625 0
2016-06-21 2016-06-21 4 Read J Leighton ALXA Stock Option (right to buy) D - Sale to Issuer D 16,90 -625 0
2016-06-21 2016-06-21 4 Read J Leighton ALXA Stock Option (right to buy) D - Sale to Issuer D 15,30 -3.125 0
2016-06-21 2016-06-21 4 Read J Leighton ALXA Stock Option (right to buy) D - Sale to Issuer D 3,50 -3.991 0
2016-06-21 2016-06-21 4 Read J Leighton ALXA Stock Option (right to buy) D - Sale to Issuer D 4,68 -11.606 0
2016-06-21 2016-06-21 4 Read J Leighton ALXA Stock Option (right to buy) D - Sale to Issuer D 1,28 -12.500 0
2016-06-21 2016-06-21 4 Read J Leighton ALXA Stock Option (right to buy) D - Sale to Issuer D 4,35 -12.500 0
2016-06-21 2016-06-21 4 Read J Leighton ALXA Common Stock U - Other D -3.492 0
2016-06-21 2016-06-21 4 RINGOLD GORDON ALXA Stock Option (right to buy) D - Sale to Issuer D 35,20 -625 0
2016-06-21 2016-06-21 4 RINGOLD GORDON ALXA Stock Option (right to buy) D - Sale to Issuer D 98,50 -625 0
2016-06-21 2016-06-21 4 RINGOLD GORDON ALXA Stock Option (right to buy) D - Sale to Issuer D 53,30 -625 0
2016-06-21 2016-06-21 4 RINGOLD GORDON ALXA Stock Option (right to buy) D - Sale to Issuer D 16,90 -625 0
2016-06-21 2016-06-21 4 RINGOLD GORDON ALXA Stock Option (right to buy) D - Sale to Issuer D 15,30 -3.125 0
2016-06-21 2016-06-21 4 RINGOLD GORDON ALXA Stock Option (right to buy) D - Sale to Issuer D 3,50 -3.991 0
2016-06-21 2016-06-21 4 RINGOLD GORDON ALXA Stock Option (right to buy) D - Sale to Issuer D 4,68 -11.606 0
2016-06-21 2016-06-21 4 RINGOLD GORDON ALXA Stock Option (right to buy) D - Sale to Issuer D 1,28 -12.500 0
2016-06-21 2016-06-21 4 RINGOLD GORDON ALXA Stock Option (right to buy) D - Sale to Issuer D 4,35 -12.500 0
2016-06-21 2016-06-21 4 RINGOLD GORDON Held by spouse ALXA Common Stock U - Other I -927 0
2016-06-21 2016-06-21 4 RINGOLD GORDON By the Gordon Ringold & Tanya Zarucki 1999 Reversible Trust, as co-trustees ALXA Common Stock U - Other I -927 0
2016-06-21 2016-06-21 4 RINGOLD GORDON ALXA Common Stock U - Other D -32.392 0
2016-06-21 2016-06-21 4 STEIN ISAAC ALXA Stock Option (right to buy) D - Sale to Issuer D 35,20 -625 0
2016-06-21 2016-06-21 4 STEIN ISAAC ALXA Stock Option (right to buy) D - Sale to Issuer D 98,50 -625 0
2016-06-21 2016-06-21 4 STEIN ISAAC ALXA Stock Option (right to buy) D - Sale to Issuer D 53,30 -625 0
2016-06-21 2016-06-21 4 STEIN ISAAC ALXA Stock Option (right to buy) D - Sale to Issuer D 16,90 -625 0
2016-06-21 2016-06-21 4 STEIN ISAAC ALXA Stock Option (right to buy) D - Sale to Issuer D 15,30 -3.125 0
2016-06-21 2016-06-21 4 STEIN ISAAC ALXA Stock Option (right to buy) D - Sale to Issuer D 3,50 -3.991 0
2016-06-21 2016-06-21 4 STEIN ISAAC ALXA Stock Option (right to buy) D - Sale to Issuer D 4,68 -11.606 0
2016-06-21 2016-06-21 4 STEIN ISAAC ALXA Stock Option (right to buy) D - Sale to Issuer D 4,35 -12.500 0
2016-06-21 2016-06-21 4 STEIN ISAAC ALXA Stock Option (right to buy) D - Sale to Issuer D 1,28 -12.500 0
2016-06-21 2016-06-21 4 STEIN ISAAC By The Stein 1995 Revocable Trust, as co-trustee ALXA Common Stock U - Other I -15.838 0
2016-06-21 2016-06-21 4 TURNER JOSEPH L ALXA Stock Option (right to buy) D - Sale to Issuer D 28,00 -2.500 0
2016-06-21 2016-06-21 4 TURNER JOSEPH L ALXA Stock Option (right to buy) D - Sale to Issuer D 15,30 -3.125 0
2016-06-21 2016-06-21 4 TURNER JOSEPH L ALXA Stock Option (right to buy) D - Sale to Issuer D 3,50 -3.991 0
2016-06-21 2016-06-21 4 TURNER JOSEPH L ALXA Stock Option (right to buy) D - Sale to Issuer D 4,68 -11.606 0
2016-06-21 2016-06-21 4 TURNER JOSEPH L ALXA Stock Option (right to buy) D - Sale to Issuer D 1,28 -12.500 0
2016-06-21 2016-06-21 4 TURNER JOSEPH L ALXA Stock Option (right to buy) D - Sale to Issuer D 4,35 -12.500 0
2016-06-21 2016-06-21 4 TURNER JOSEPH L ALXA Common Stock U - Other D -1.050 0
2016-06-21 2016-06-21 4 KING THOMAS BRAXTON ALXA Stock Option (right to buy) D - Sale to Issuer D 21,00 -5.453 0
2016-06-21 2016-06-21 4 KING THOMAS BRAXTON ALXA Stock Option (right to buy) D - Sale to Issuer D 23,70 -9.921 0
2016-06-21 2016-06-21 4 KING THOMAS BRAXTON ALXA Stock Option (right to buy) D - Sale to Issuer D 15,30 -19.576 0
2016-06-21 2016-06-21 4 KING THOMAS BRAXTON ALXA Stock Option (right to buy) D - Sale to Issuer D 3,47 -33.449 0
2016-06-21 2016-06-21 4 KING THOMAS BRAXTON ALXA Stock Option (right to buy) D - Sale to Issuer D 4,42 -50.001 0
2016-06-21 2016-06-21 4 KING THOMAS BRAXTON ALXA Stock Option (right to buy) D - Sale to Issuer D 4,57 -50.000 0
2016-06-21 2016-06-21 4 KING THOMAS BRAXTON ALXA Stock Option (right to buy) D - Sale to Issuer D 1,08 -400.000 0
2016-06-21 2016-06-21 4 KING THOMAS BRAXTON ALXA Common Stock Warrant (right to buy) D - Sale to Issuer D 27,70 -5.819 0
2016-06-21 2016-06-21 4 KING THOMAS BRAXTON ALXA Common Stock U - Other D -40.000 0
2016-06-21 2016-06-21 4 KING THOMAS BRAXTON By The Thomas and Beth King 2000 Family Trust, as co-trustee ALXA Common Stock U - Other I -37.224 0
2016-06-21 2016-06-21 4 Kamemoto Edwin S ALXA Stock Option (right to buy) D - Sale to Issuer D 15,30 -9.999 0
2016-06-21 2016-06-21 4 Kamemoto Edwin S ALXA Stock Option (right to buy) D - Sale to Issuer D 4,57 -24.000 0
2016-06-21 2016-06-21 4 Kamemoto Edwin S ALXA Stock Option (right to buy) D - Sale to Issuer D 4,42 -43.750 0
2016-06-21 2016-06-21 4 Kamemoto Edwin S ALXA Stock Option (right to buy D - Sale to Issuer D 3,47 -5.000 0
2016-06-21 2016-06-21 4 Kamemoto Edwin S ALXA Stock Option (right to buy) D - Sale to Issuer D 3,47 -15.000 0
2016-06-21 2016-06-21 4 Kamemoto Edwin S ALXA Stock Option (right to buy) D - Sale to Issuer D 1,95 -35.000 0
2016-06-21 2016-06-21 4 Kamemoto Edwin S ALXA Stock Option (right to buy) D - Sale to Issuer D 1,08 -125.000 0
2016-06-21 2016-06-21 4 Kamemoto Edwin S ALXA Common Stock U - Other D -9.112 0
2015-09-28 2015-09-28 4 Grupo Ferrer Internacional, S.A. ALXA Common Stock P - Purchase D 125.000 2.366.935
2015-07-24 2015-07-22 4 Kamemoto Edwin S ALXA Stock Option (right to buy) A - Award D 1,08 125.000 125.000
2015-07-24 2015-07-22 4 KING THOMAS BRAXTON ALXA Stock Option (right to buy) A - Award D 1,08 400.000 400.000
2015-07-24 2015-07-22 4 Oki Mark K ALXA Stock Option (right to buy) A - Award D 1,08 125.000 125.000
2015-06-25 2015-06-23 4 RINGOLD GORDON ALXA Stock Option (right to buy) A - Award D 1,28 12.500 12.500
2015-06-25 2015-06-23 4 TURNER JOSEPH L ALXA Stock Option (right to buy) A - Award D 1,28 12.500 12.500
2015-06-25 2015-06-23 4 Read J Leighton ALXA Stock Option (right to buy) A - Award D 1,28 12.500 12.500
2015-06-25 2015-06-23 4 BUCHI J KEVIN ALXA Stock Option (right to buy) A - Award D 1,28 12.500 12.500
2015-06-25 2015-06-23 4 PAKIANATHAN DEEPIKA ALXA Stock Option (right to buy) A - Award D 1,28 12.500 12.500
2015-06-25 2015-06-23 4 STEIN ISAAC ALXA Stock Option (right to buy) A - Award D 1,28 12.500 12.500
2015-04-29 2015-04-28 4 Kamemoto Edwin S ALXA Stock Option (right to buy) A - Award D 1,95 35.000 35.000
2014-11-03 3 Grupo Ferrer Internacional, S.A. ALXA Common Stock D 4.483.870
2014-11-03 3 Grupo Ferrer Internacional, S.A. ALXA Common Stock D 4.483.870
2014-07-08 2014-07-07 4 Cassella James V ALXA Stock Option (right to buy) A - Award D 4,45 25.000 25.000
2014-06-30 2014-06-27 4 KING THOMAS BRAXTON ALXA Stock Option (right to buy) A - Award D 4,57 100.000 100.000
2014-06-30 2014-06-27 4 Cassella James V ALXA Stock Option (right to buy) A - Award D 4,57 125.000 125.000
2014-06-30 2014-06-27 4 Oki Mark K ALXA Stock Option (right to buy) A - Award D 4,57 50.000 50.000
2014-06-30 3 Kamemoto Edwin S ALXA Common Stock D 49.474
2014-06-30 3 Kamemoto Edwin S ALXA Common Stock D 49.474
2014-06-11 2014-06-10 4 BUCHI J KEVIN ALXA Stock Option (right to buy) A - Award D 4,35 12.500 12.500
2014-06-11 2014-06-10 4 TURNER JOSEPH L ALXA Stock Option (right to buy) A - Award D 4,35 12.500 12.500
2014-06-11 2014-06-10 4 PAKIANATHAN DEEPIKA ALXA Stock Option (right to buy) A - Award D 4,35 12.500 12.500
2014-06-11 2014-06-10 4 STEIN ISAAC ALXA Stock Option (right to buy) A - Award D 4,35 12.500 12.500
2014-06-11 2014-06-10 4 Read J Leighton ALXA Stock Option (right to buy) A - Award D 4,35 12.500 12.500
2014-06-11 2014-06-10 4 RINGOLD GORDON ALXA Stock Option (right to buy) A - Award D 4,35 12.500 12.500
2014-02-26 3 Lippe Robert A ALXA Common Stock D 0
2013-09-09 2013-09-06 4 RINGOLD GORDON ALXA Common Stock P - Purchase D 4,7700 10.000 48 32.392
2013-07-26 2013-07-26 4 KING THOMAS BRAXTON ALXA Common Stock P - Purchase D 4,4900 2.420 11 215.000
2013-07-26 2013-07-25 4 KING THOMAS BRAXTON ALXA Common Stock P - Purchase D 4,4980 12.580 57 212.580
2013-07-26 2013-07-24 4 KING THOMAS BRAXTON ALXA Common Stock P - Purchase D 4,4760 25.000 112 200.000
2013-05-22 2013-05-21 4 TURNER JOSEPH L ALXA Stock Option (right to buy) A - Award D 4,68 11.606 11.606
2013-05-22 2013-05-21 4 PAKIANATHAN DEEPIKA ALXA Stock Option (right to buy) A - Award D 4,68 11.606 11.606
2013-05-22 2013-05-21 4 STEIN ISAAC ALXA Stock Option (right to buy) A - Award D 4,68 11.606 11.606
2013-05-22 2013-05-21 4 Read J Leighton ALXA Stock Option (right to buy) A - Award D 4,68 11.606 11.606
2013-05-22 2013-05-21 4 RINGOLD GORDON ALXA Stock Option (right to buy) A - Award D 4,68 11.606 11.606
2013-04-02 2013-03-29 4 KING THOMAS BRAXTON ALXA Stock Option (right to buy) A - Award D 4,42 350.000 350.000
2013-04-02 2013-03-29 4 KING THOMAS BRAXTON ALXA Common Stock A - Award D 4,4200 175.000 774 175.000
2013-04-02 2013-03-29 4 Cassella James V ALXA Stock Option (right to buy) A - Award D 4,42 43.750 43.750
2013-04-02 2013-03-29 4 Cassella James V ALXA Common Stock A - Award D 4,4200 43.750 193 62.495
2013-04-02 2013-03-29 4 Simms Michael J ALXA Stock Option (right to buy) A - Award D 4,42 87.500 87.500
2013-04-02 2013-03-29 4 Simms Michael J ALXA Common Stock A - Award D 4,4200 43.750 193 47.998
2013-04-02 2012-12-05 4 Simms Michael J ALXA Common Stock W - Other D 68 4.248
2013-04-02 2013-03-29 4 Oki Mark K ALXA Stock Option (right to buy) A - Award D 4,42 87.500 87.500
2013-04-02 2013-03-29 4 Oki Mark K ALXA Common Stock A - Award D 4,4200 43.750 193 49.538
2013-04-02 2013-03-29 4 Moreland Darl ALXA Stock Option (right to buy) A - Award D 4,42 87.500 87.500
2013-04-02 2013-03-29 4 Moreland Darl ALXA Common Stock A - Award D 4,4200 43.750 193 47.299
2013-04-02 2013-03-29 4 Schineller Peter W. ALXA Stock Option (right to buy) A - Award D 4,42 87.500 87.500
2013-04-02 2013-03-29 4 Schineller Peter W. ALXA Common Stock A - Award D 4,4200 43.750 193 43.750
2013-03-13 3 Schineller Peter W. ALXA Common Stock D 0
2013-02-27 2013-02-25 4 KING THOMAS BRAXTON By The Thomas B. and Beth King 2000 Family Trust, as co-trustee ALXA Common Stock G - Gift I 9.113 30.149
2013-02-27 2013-02-25 4 KING THOMAS BRAXTON ALXA Common Stock G - Gift D -9.113 0
2013-02-08 2013-02-07 4 Cassella James V ALXA Common Stock A - Award D 17.795 18.745
2013-01-22 2013-01-18 4 LANSDOWNE PARTNERS AUSTRIA GMBH ALXA Common Stock, $0.0001 par value per share S - Sale I 4,7500 -25.000 -119 1.520.055
2013-01-22 2013-01-17 4 LANSDOWNE PARTNERS AUSTRIA GMBH ALXA Common Stock $0.0001 par value per share S - Sale I 4,7500 -100.000 -475 1.545.055
2013-01-03 3 BUCHI J KEVIN ALXA Common Stock D 0
2012-12-31 3 LANSDOWNE PARTNERS AUSTRIA GMBH ALXA Common Stock, $0.0001 par value per share I 1.572.866
2012-12-31 2012-12-27 4 LANSDOWNE PARTNERS AUSTRIA GMBH ALXA Common Stock, $0.0001 par value per share P - Purchase I 4,8400 28.589 138 1.645.055
2012-12-31 2012-12-27 4 LANSDOWNE PARTNERS AUSTRIA GMBH ALXA Common Stock, $0.0001 par value per share P - Purchase I 4,8600 43.600 212 1.616.466
2012-12-27 2012-12-26 4 Cassella James V ALXA Common Stock S - Sale D 4,8959 -4.558 -22 950
2012-12-27 2012-12-26 4 Simms Michael J ALXA Common Stock S - Sale D 4,8959 -4.558 -22 4.180
2012-08-29 2012-08-27 4 KING THOMAS BRAXTON ALXA Common Stock S - Sale D 4,1364 -10.000 -41 10.229
2012-08-29 2012-08-14 4 KING THOMAS BRAXTON By The Thomas B. and Beth King 2000 Family Trust, as co-trustee ALXA Common Stock G - Gift I 1.116 20.482
2012-08-29 2012-08-14 4 KING THOMAS BRAXTON ALXA Common Stock G - Gift D -1.116 9.113
2012-08-29 2012-08-27 4 Cassella James V ALXA Common Stock S - Sale D 4,1364 -10.000 -41 5.508
2012-08-29 2012-08-27 4 Simms Michael J ALXA Common Stock S - Sale D 4,1364 -10.000 -41 7.957
2012-08-29 2012-08-27 4 Oki Mark K ALXA Common Stock S - Sale D 4,1364 -10.000 -41 3.788
2012-08-29 2012-08-27 4 Moreland Darl ALXA Common Stock S - Sale D 4,1364 -10.000 -41 1.908
2012-07-30 2012-07-26 4 KING THOMAS BRAXTON ALXA Stock Option (right to buy) A - Award D 3,47 50.000 50.000
2012-07-30 2012-07-26 4 Cassella James V ALXA Stock Option (right to buy) A - Award D 3,47 25.000 25.000
2012-07-30 2012-07-26 4 Cassella James V ALXA Stock Option (right to buy) A - Award D 3,47 15.000 15.000
2012-07-30 2012-07-26 4 Simms Michael J ALXA Stock Option (right to buy) A - Award D 3,47 25.000 25.000
2012-07-30 2012-07-26 4 Oki Mark K ALXA Stock Option (right to buy) A - Award D 3,47 25.000 25.000
2012-07-30 2012-07-26 4 Oki Mark K ALXA Stock Option (right to buy) A - Award D 3,47 10.000 10.000
2012-07-30 3 Moreland Darl ALXA Common Stock D 11.908
2012-06-08 2012-06-06 4 Read J Leighton ALXA Stock Option (right to buy) A - Award D 0,35 39.918 39.918
2012-06-08 2012-06-06 4 TURNER JOSEPH L ALXA Stock Option (right to buy) A - Award D 0,35 39.918 39.918
2012-06-08 2012-06-06 4 PAKIANATHAN DEEPIKA ALXA Stock Option (right to buy) A - Award D 0,35 39.918 39.918
2012-06-08 2012-06-06 4 STEIN ISAAC ALXA Stock Option (right to buy) A - Award D 0,35 39.918 39.918
2012-06-08 2012-06-06 4 RINGOLD GORDON ALXA Stock Option (right to buy) A - Award D 0,35 39.918 39.918
2012-06-08 2012-06-06 4 KING THOMAS BRAXTON ALXA Common Stock S - Sale D 0,3381 -65.516 -22 202.325
2012-06-08 2012-06-06 4 Cassella James V ALXA Common Stock S - Sale D 0,3381 -46.222 -16 157.801
2012-06-08 2012-06-06 4 Barron Hal ALXA Stock Option (right to buy) A - Award D 0,35 39.918 39.918
2012-06-08 2012-06-06 4 Simms Michael J ALXA Common Stock S - Sale D 0,3381 -46.222 -16 179.603
2012-06-08 2012-06-06 4 BUSSER ANDREW L ALXA Stock Option (right to buy) A - Award D 0,35 39.918 39.918
2012-06-08 2012-06-06 4 Oki Mark K ALXA Common Stock S - Sale D 0,3381 -31.873 -11 137.896
2012-05-14 2012-05-10 4 KING THOMAS BRAXTON ALXA Common Stock A - Award D 100.000 267.841
2012-05-14 2012-05-10 4 Cassella James V ALXA Common Stock A - Award D 100.000 204.023
2012-05-14 2012-05-10 4 Simms Michael J ALXA Common Stock A - Award D 100.000 225.825
2012-05-14 2012-05-10 4 Oki Mark K ALXA Common Stock A - Award D 100.000 169.769
2012-04-11 2012-04-09 4 RINGOLD GORDON ALXA Common Stock P - Purchase D 0,5400 100.000 54 223.925
2012-04-11 2012-03-20 4 RINGOLD GORDON ALXA Common Stock G - Gift D 7.000 123.925
2012-04-11 2012-03-20 4 RINGOLD GORDON By the Vivian Robb Trust, as trustee ALXA Common Stock G - Gift I -7.000 0
2012-03-26 2012-03-23 4 KING THOMAS BRAXTON ALXA Common Stock A - Award D 65.516 167.841
2012-03-26 2012-03-23 4 Cassella James V ALXA Common Stock A - Award D 46.222 104.023
2012-03-26 2012-03-23 4 Simms Michael J ALXA Common Stock A - Award D 46.222 125.825
2012-03-26 2012-03-23 4 Oki Mark K ALXA Common Stock A - Award D 31.873 69.769
2012-02-10 2012-02-09 4 Occitan Capital Management Inc. See notes ALXA Call Option (obligation to sell) J - Other I 3,00 0,0500 -13.500 -1 33.512
2012-02-10 2012-02-09 4 Occitan Capital Management Inc. See notes ALXA Call Option (obligation to sell) J - Other I 6,01 0,0100 -33.000 -0 47.012
2012-02-09 3 OCCITAN MASTER FUND L.P. See notes ALXA Common Stock, par value $0.0001 I 3.548.208
2012-01-20 2012-01-18 4 Occitan Capital Management Inc. See notes ALXA Call Option (right to buy) S - Sale I 6,00 0,0010 -47.000 -0 33.012
2012-01-20 2012-01-13 4 Occitan Capital Management Inc. See notes ALXA Call Option (right to buy) P - Purchase I 1,00 0,3685 172 0 80.012
2012-01-20 2012-01-12 4 Occitan Capital Management Inc. See notes ALXA Call Option (right to buy) P - Purchase I 1,00 0,4685 3.500 2 79.840
2012-01-20 2012-01-10 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,9183 100 0 3.644.145
2012-01-20 2012-01-10 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,9199 10.000 9 3.644.045
2012-01-20 2012-01-10 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,9200 7.225 7 3.634.045
2012-01-20 2012-01-10 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,9280 100 0 3.626.820
2012-01-20 2012-01-10 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,9280 100 0 3.626.820
2012-01-20 2012-01-10 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,9279 1.700 2 3.626.620
2012-01-20 2012-01-10 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,9300 100 0 3.624.920
2012-01-20 2012-01-10 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,9300 100 0 3.624.920
2012-01-20 2012-01-10 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,9300 2.500 2 3.624.720
2012-01-20 2012-01-10 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,9300 175 0 3.622.220
2012-01-20 2012-01-10 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,9250 2.775 3 3.622.045
2012-01-20 2012-01-10 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,9283 800 1 3.619.270
2012-01-20 2012-01-06 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,9407 5.000 5 3.618.470
2012-01-20 2012-01-06 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,9410 5.000 5 3.613.470
2012-01-20 2012-01-06 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,9399 10.000 9 3.608.470
2012-01-20 2012-01-03 4 Occitan Capital Management Inc. See notes ALXA Call Option (right to buy) P - Purchase I 1,00 0,5215 10.000 5 76.340
2012-01-20 2012-01-03 4 Occitan Capital Management Inc. See notes ALXA Call Option (right to buy) P - Purchase I 1,00 0,3685 32 0 66.340
2012-01-20 2011-12-30 4 Occitan Capital Management Inc. See notes ALXA Call Option (right to buy) P - Purchase I 1,00 0,4685 2.000 1 66.308
2012-01-20 2011-12-30 4 Occitan Capital Management Inc. See notes ALXA Call Option (right to buy) P - Purchase I 1,00 0,4406 1.700 1 64.308
2012-01-20 2011-12-30 4 Occitan Capital Management Inc. See notes ALXA Call Option (right to buy) P - Purchase I 1,00 0,3670 3.295 1 62.608
2012-01-20 2011-12-30 4 Occitan Capital Management Inc. See notes ALXA Call Option (right to buy) P - Purchase I 1,00 0,3185 1.000 0 59.313
2012-01-20 2011-12-30 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,7949 21.070 17 3.598.470
2012-01-20 2011-12-30 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 S - Sale I 0,8450 -10.000 -8 3.577.400
2012-01-20 2011-12-30 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 S - Sale I 0,8480 -5.000 -4 3.587.400
2012-01-20 2011-12-30 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 S - Sale I 0,8550 -3.600 -3 3.592.400
2012-01-20 2011-12-29 4 Occitan Capital Management Inc. See notes ALXA Call Option (right to buy) P - Purchase I 2,00 0,2685 200 0 58.313
2012-01-20 2011-12-29 4 Occitan Capital Management Inc. See notes ALXA Call Option (right to buy) P - Purchase I 1,00 0,4477 6.000 3 58.113
2012-01-20 2011-12-29 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,8137 10.000 8 3.596.000
2012-01-20 2011-12-29 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,7899 500 0 3.586.000
2012-01-20 2011-12-28 4 Occitan Capital Management Inc. See notes ALXA Call Option (right to buy) P - Purchase I 1,00 0,4185 293 0 52.113
2012-01-20 2011-12-28 4 Occitan Capital Management Inc. See notes ALXA Call Option (right to buy) P - Purchase I 1,00 0,3185 2.000 1 51.820
2012-01-20 2011-12-28 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,8089 500 0 3.585.500
2012-01-20 2011-12-28 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,7995 10.000 8 3.585.000
2012-01-20 2011-12-28 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,7880 12.077 10 3.575.000
2012-01-20 2011-12-28 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,7885 2.923 2 3.562.923
2012-01-20 2011-12-27 4 Occitan Capital Management Inc. See notes ALXA Call Option (right to buy) P - Purchase I 1,00 0,4429 3.000 1 49.820
2012-01-20 2011-12-27 4 Occitan Capital Management Inc. See notes ALXA Call Option (right to buy) P - Purchase I 1,00 0,3185 200 0 46.820
2012-01-20 2011-12-23 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,8180 4.100 3 3.560.000
2012-01-20 2011-12-23 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,8180 900 1 3.555.900
2012-01-20 2011-12-23 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,8199 500 0 3.555.000
2012-01-20 2011-12-23 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,8300 1.900 2 3.554.500
2012-01-20 2011-12-23 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,8300 4.392 4 3.552.600
2012-01-20 3 OCCITAN MASTER FUND L.P. See notes ALXA Common Stock, par value $0.0001 I 3.548.208
2012-01-20 2012-01-13 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,8300 10.000 8 3.823.186
2012-01-20 2012-01-13 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,7999 10.000 8 3.813.186
2012-01-20 2012-01-13 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,8000 25.000 20 3.803.186
2012-01-20 2012-01-13 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,8000 25.000 20 3.803.186
2012-01-20 2012-01-13 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,7999 15.000 12 3.778.186
2012-01-20 2012-01-13 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,8017 25.000 20 3.763.186
2012-01-20 2012-01-13 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,8017 25.000 20 3.738.186
2012-01-20 2012-01-13 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,7976 9.800 8 3.688.186
2012-01-20 2012-01-13 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,7976 1.900 2 3.678.386
2012-01-20 2012-01-12 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,8700 5.000 4 3.676.486
2012-01-20 2012-01-12 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,8700 5.000 4 3.671.486
2012-01-20 2012-01-12 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,8700 10.000 9 3.666.486
2012-01-20 2012-01-12 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,8381 5.000 4 3.656.486
2012-01-20 2012-01-12 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,8376 1.000 1 3.651.486
2012-01-20 2012-01-12 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,8350 2.441 2 3.650.486
2012-01-20 2012-01-10 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,9200 2.500 2 3.648.048
2012-01-20 2012-01-10 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,9200 500 0 3.645.545
2012-01-20 2012-01-10 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,9200 700 1 3.645.045
2012-01-20 2012-01-10 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,9183 100 0 3.644.345
2012-01-20 2012-01-10 4 Occitan Capital Management Inc. See notes ALXA Common Stock, par value $0.0001 P - Purchase I 0,9183 100 0 3.644.245
P
Åbent marked eller privat køb af ikke-afledte eller afledte værdipapirer
S
Åbent marked eller privat salg af ikke-afledte eller afledte værdipapirer
A
Tildeling, tildeling eller anden erhvervelse af værdipapirer fra virksomheden (såsom en option)
C
Konvertering af derivat
D
Salg eller overførsel af værdipapirer tilbage til virksomheden
F
Betaling af udnyttelseskurs eller skatteforpligtelse ved brug af en del af værdipapirer modtaget fra selskabet
G
Gave af værdipapirer af eller til insideren
K
Aktieswaps og lignende sikringstransaktioner
M
Udnyttelse eller konvertering af afledt værdipapir modtaget fra virksomheden (såsom en option)
V
En transaktion rapporteret frivilligt på formular 4
J
Andet (ledsaget af en fodnote, der beskriver transaktionen)
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