Grundlæggende statistik
| LEI | 549300TTMSREGCR7D585 |
| CIK | 890447 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Vertex Energy, Inc.
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
| February 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-11476 Vertex Energy, Inc. (Exact name of registrant as specified in its |
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| January 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-11476 Vertex Energy, Inc. The Nasdaq Stock Market LLC (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 1331 Ge |
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| January 22, 2025 |
As filed with the Securities and Exchange Commission on January 22, 2025 As filed with the Securities and Exchange Commission on January 22, 2025 No. 333-281487 333-276700 333-267682 333-266056 333-255090 333-238054 333-197494 333-189107 333-02822 033-73778 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Post-Effective Amendment No. 1 to: Form S-3 Registration Statement No. 333-281487 Form S-3 Registration Statement No. 333-276700 Form S-3 Registr |
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| January 22, 2025 |
As filed with the Securities and Exchange Commission on January 22, 2025 As filed with the Securities and Exchange Commission on January 22, 2025 No. 333-281487 333-276700 333-267682 333-266056 333-255090 333-238054 333-197494 333-189107 333-02822 033-73778 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Post-Effective Amendment No. 1 to: Form S-3 Registration Statement No. 333-281487 Form S-3 Registration Statement No. 333-276700 Form S-3 Registr |
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| January 22, 2025 |
VERTEX ENERGY, INC. SUCCESSFULLY EMERGES FROM CHAPTER 11 WITH RENEWED SUSTAINABLE CAPITAL STRUCTURE Vertex Energy, Inc. 8-K Exhibit 99.1 VERTEX ENERGY, INC. SUCCESSFULLY EMERGES FROM CHAPTER 11 WITH RENEWED SUSTAINABLE CAPITAL STRUCTURE ● Emerges from Chapter 11 as a Privately-Held Company under New Ownership ● Achieves Greatly Improved Balance Sheet and up to $100 million in Exit Financing ● Announces New Leadership to Support Execution of Go-Forward Strategy ● Poised to Produce High-Quality Re |
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| January 22, 2025 |
As filed with the Securities and Exchange Commission on January 22, 2025 As filed with the Securities and Exchange Commission on January 22, 2025 No. 333-253523 333-207157 333-197659 333-162290 033-94502 033-58188 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Post-Effective Amendment No. 1 to: Form S-8 Registration Statement No. 333-253523 Form S-8 Registration Statement No. 333-207157 Form S-8 Registration Statement No. 333-197659 Form S-8 Regi |
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| January 22, 2025 |
As filed with the Securities and Exchange Commission on January 22, 2025 As filed with the Securities and Exchange Commission on January 22, 2025 No. 333-281487 333-276700 333-267682 333-266056 333-255090 333-238054 333-197494 333-189107 333-02822 033-73778 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Post-Effective Amendment No. 1 to: Form S-3 Registration Statement No. 333-281487 Form S-3 Registration Statement No. 333-276700 Form S-3 Registr |
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| January 22, 2025 |
As filed with the Securities and Exchange Commission on January 22, 2025 As filed with the Securities and Exchange Commission on January 22, 2025 No. 333-253523 333-207157 333-197659 333-162290 033-94502 033-58188 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Post-Effective Amendment No. 1 to: Form S-8 Registration Statement No. 333-253523 Form S-8 Registration Statement No. 333-207157 Form S-8 Registration Statement No. 333-197659 Form S-8 Regi |
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| January 22, 2025 |
As filed with the Securities and Exchange Commission on January 22, 2025 As filed with the Securities and Exchange Commission on January 22, 2025 No. 333-253523 333-207157 333-197659 333-162290 033-94502 033-58188 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Post-Effective Amendment No. 1 to: Form S-8 Registration Statement No. 333-253523 Form S-8 Registration Statement No. 333-207157 Form S-8 Registration Statement No. 333-197659 Form S-8 Regi |
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| January 22, 2025 |
VTNRQ / Vertex Energy, Inc. / BlackRock, Inc. - EX-99.A begin 644 ck0001669811-ex99a.pdf M)5!$1BTQ+C<*"C0@,"!O8FH**$ED96YT:71Y*0IE;F1O8FH*-2 P(&]B:@HH M061O8F4I"F5N9&]B:@HX(# @;V)J"CP\"B]&:6QT97(@+T9L871E1&5C;V1E M"B],96YG=&@@-SDQ-3D*+TQE;F=T:#$@,S4W,C0T"B]4>7!E("]3=')E86T* M/CX*<[+T)?%35^3[^GGMG7^L^[XEF4R6R0XAF9 $HA (@IH@ MD2 041 30!1<6NEUJW:EF&B&, EK=:EM8+=H&H%*[5N*&W56I7, MSUW!E3LKQ;E\R7R/\D/&>]Y]Y[EO=]SYFY-T P($D@;4MTX^;^+/G7K\6 MI-/> C<.+&E=4)85^@ |
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| January 22, 2025 |
As filed with the Securities and Exchange Commission on January 22, 2025 As filed with the Securities and Exchange Commission on January 22, 2025 No. 333-281487 333-276700 333-267682 333-266056 333-255090 333-238054 333-197494 333-189107 333-02822 033-73778 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Post-Effective Amendment No. 1 to: Form S-3 Registration Statement No. 333-281487 Form S-3 Registration Statement No. 333-276700 Form S-3 Registr |
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| January 22, 2025 |
As filed with the Securities and Exchange Commission on January 22, 2025 As filed with the Securities and Exchange Commission on January 22, 2025 No. 333-281487 333-276700 333-267682 333-266056 333-255090 333-238054 333-197494 333-189107 333-02822 033-73778 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Post-Effective Amendment No. 1 to: Form S-3 Registration Statement No. 333-281487 Form S-3 Registration Statement No. 333-276700 Form S-3 Registr |
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| January 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 21, 2025 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission Fi |
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| January 22, 2025 |
As filed with the Securities and Exchange Commission on January 22, 2025 As filed with the Securities and Exchange Commission on January 22, 2025 No. 333-253523 333-207157 333-197659 333-162290 033-94502 033-58188 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Post-Effective Amendment No. 1 to: Form S-8 Registration Statement No. 333-253523 Form S-8 Registration Statement No. 333-207157 Form S-8 Registration Statement No. 333-197659 Form S-8 Regi |
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| January 22, 2025 |
As filed with the Securities and Exchange Commission on January 22, 2025 As filed with the Securities and Exchange Commission on January 22, 2025 No. 333-281487 333-276700 333-267682 333-266056 333-255090 333-238054 333-197494 333-189107 333-02822 033-73778 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Post-Effective Amendment No. 1 to: Form S-3 Registration Statement No. 333-281487 Form S-3 Registration Statement No. 333-276700 Form S-3 Registr |
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| January 22, 2025 |
As filed with the Securities and Exchange Commission on January 22, 2025 As filed with the Securities and Exchange Commission on January 22, 2025 No. 333-281487 333-276700 333-267682 333-266056 333-255090 333-238054 333-197494 333-189107 333-02822 033-73778 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Post-Effective Amendment No. 1 to: Form S-3 Registration Statement No. 333-281487 Form S-3 Registration Statement No. 333-276700 Form S-3 Registr |
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| January 22, 2025 |
As filed with the Securities and Exchange Commission on January 22, 2025 As filed with the Securities and Exchange Commission on January 22, 2025 No. 333-253523 333-207157 333-197659 333-162290 033-94502 033-58188 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Post-Effective Amendment No. 1 to: Form S-8 Registration Statement No. 333-253523 Form S-8 Registration Statement No. 333-207157 Form S-8 Registration Statement No. 333-197659 Form S-8 Regi |
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| January 22, 2025 |
As filed with the Securities and Exchange Commission on January 22, 2025 As filed with the Securities and Exchange Commission on January 22, 2025 No. 333-281487 333-276700 333-267682 333-266056 333-255090 333-238054 333-197494 333-189107 333-02822 033-73778 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Post-Effective Amendment No. 1 to: Form S-3 Registration Statement No. 333-281487 Form S-3 Registration Statement No. 333-276700 Form S-3 Registr |
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| January 22, 2025 |
VTNRQ / Vertex Energy, Inc. / BlackRock Inc. - EX-99.A begin 644 ck0001669811-ex99a.pdf M)5!$1BTQ+C<*"C0@,"!O8FH**$ED96YT:71Y*0IE;F1O8FH*-2 P(&]B:@HH M061O8F4I"F5N9&]B:@HX(# @;V)J"CP\"B]&:6QT97(@+T9L871E1&5C;V1E M"B],96YG=&@@-SDQ-3D*+TQE;F=T:#$@,S4W,C0T"B]4>7!E("]3=')E86T* M/CX*<[+T)?%35^3[^GGMG7^L^[XEF4R6R0XAF9 $HA (@IH@ MD2 041 30!1<6NEUJW:EF&B&, EK=:EM8+=H&H%*[5N*&W56I7, MSUW!E3LKQ;E\R7R/\D/&>]Y]Y[EO=]SYFY-T P($D@;4MTX^;^+/G7K\6 MI-/> C<.+&E=4)85^@ |
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| January 22, 2025 |
As filed with the Securities and Exchange Commission on January 22, 2025 As filed with the Securities and Exchange Commission on January 22, 2025 No. 333-281487 333-276700 333-267682 333-266056 333-255090 333-238054 333-197494 333-189107 333-02822 033-73778 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Post-Effective Amendment No. 1 to: Form S-3 Registration Statement No. 333-281487 Form S-3 Registration Statement No. 333-276700 Form S-3 Registr |
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| January 22, 2025 |
As filed with the Securities and Exchange Commission on January 22, 2025 As filed with the Securities and Exchange Commission on January 22, 2025 No. 333-253523 333-207157 333-197659 333-162290 033-94502 033-58188 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Post-Effective Amendment No. 1 to: Form S-8 Registration Statement No. 333-253523 Form S-8 Registration Statement No. 333-207157 Form S-8 Registration Statement No. 333-197659 Form S-8 Regi |
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| January 22, 2025 |
As filed with the Securities and Exchange Commission on January 22, 2025 As filed with the Securities and Exchange Commission on January 22, 2025 No. 333-281487 333-276700 333-267682 333-266056 333-255090 333-238054 333-197494 333-189107 333-02822 033-73778 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Post-Effective Amendment No. 1 to: Form S-3 Registration Statement No. 333-281487 Form S-3 Registration Statement No. 333-276700 Form S-3 Registr |
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| January 21, 2025 |
IN THE UNITED STATES BANKRUPTCY COURT FOR THE SOUTHERN DISTRICT OF TEXAS HOUSTON DIVISION VERTEX ENERGY, INC. 8-K Exhibit 99.2 IN THE UNITED STATES BANKRUPTCY COURT FOR THE SOUTHERN DISTRICT OF TEXAS HOUSTON DIVISION ) In re: ) Chapter 11 VERTEX ENERGY, INC., et al.,1 ) ) Case No. 24-90507 (CML) ) Debtors. ) (Jointly Administered) ) NOTES TO MONTHLY OPERATING REPORT—PERIOD FROM OCTOBER 1, 2024, THROUGH AND INCLUDING OCTOBER 31, 2024 General On September 24, 2024 (the “Petition Date”), |
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| January 21, 2025 |
IN THE UNITED STATES BANKRUPTCY COURT FOR THE SOUTHERN DISTRICT OF TEXAS HOUSTON DIVISION VERTEX ENERGY, INC. 8-K Exhibit 99.3 IN THE UNITED STATES BANKRUPTCY COURT FOR THE SOUTHERN DISTRICT OF TEXAS HOUSTON DIVISION ) In re: ) Chapter 11 VERTEX ENERGY, INC., et al.,1 ) ) Case No. 24-90507 (CML) ) Debtors. ) (Jointly Administered) ) NOTES TO MONTHLY OPERATING REPORT—PERIOD FROM NOVEMBER 1, 2024, THROUGH AND INCLUDING NOVEMBER 30, 2024 General On September 24, 2024 (the “Petition Date”) |
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| January 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 21, 2025 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File |
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| January 21, 2025 |
IN THE UNITED STATES BANKRUPTCY COURT FOR THE SOUTHERN DISTRICT OF TEXAS HOUSTON DIVISION VERTEX ENERGY, INC. 8-K Exhibit 99.1 MOR Notes In re: Vertex Energy, Inc., et al Case No. (Jointly Administered): 24-90507 Reporting Date: 9/25/2024 – 9/30/2024 IN THE UNITED STATES BANKRUPTCY COURT FOR THE SOUTHERN DISTRICT OF TEXAS HOUSTON DIVISION ) In re: ) Chapter 11 VERTEX ENERGY, INC., et al.,1 ) ) Case No. 24-90507 (CML) ) Debtors. ) (Jointly Administered) ) NOTES TO MONTHLY OPERATING REPO |
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| December 27, 2024 |
IN THE UNITED STATES BANKRUPTCY COURT FOR THE SOUTHERN DISTRICT OF TEXAS houston DIVISION VERTEX ENERGY, INC. 8-K Exhibit 2.1 IN THE UNITED STATES BANKRUPTCY COURT FOR THE SOUTHERN DISTRICT OF TEXAS houston DIVISION ) In re: ) Chapter 11 ) VERTEX ENERGY, INC., et al.,1 ) Case No. 24-90507 (CML) ) Debtors. ) (Jointly Administered) ) ORDER CONFIRMING THE SECOND AMENDED JOINT CHAPTER 11 PLAN OF VERTEX ENERGY, INC. AND ITS DEBTOR AFFILIATES The above-captioned d |
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| December 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 20, 2024 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission Fil |
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| November 13, 2024 |
SEC File Number 001-11476 CUSIP Number 92534K107 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 12, 2024 |
VTNRQ / Vertex Energy, Inc. / VANGUARD GROUP INC Passive Investment SC 13G/A 1 UnitedStates13GVertexEner.txt 240.13d-102 Schedule 13G - Information to be included in statements filed pursuant to 240.13d-1(b), (c), and (d) and amendments thereto filed pursuant to 240.13d-2. Securities and Exchange Commission, Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* (Name of Issuer) Vertex Energy Inc (Title of Class of Securit |
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| November 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 19, 2024 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission Fi |
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| November 4, 2024 |
VTNRQ / Vertex Energy, Inc. / VANGUARD GROUP INC Passive Investment SC 13G/A 1 UnitedStates13GVertexEner.txt 240.13d-102 Schedule 13G - Information to be included in statements filed pursuant to 240.13d-1(b), (c), and (d) and amendments thereto filed pursuant to 240.13d-2. Securities and Exchange Commission, Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* (Name of Issuer) Vertex Energy Inc (Title of Class of Securit |
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| October 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 9, 2024 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File |
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| October 9, 2024 |
VERTEX ENERGY ANNOUNCES SUCCESSFUL STARTUP OF MOBILE REFINERY HYDROCRACKER IN CONVENTIONAL SERVICE Vertex Energy, Inc. 8-K Exhibit 99.1 VERTEX ENERGY ANNOUNCES SUCCESSFUL STARTUP OF MOBILE REFINERY HYDROCRACKER IN CONVENTIONAL SERVICE HOUSTON, TX (Business Wire) – October 9, 2024—Vertex Energy, Inc. (OTCPK:VTNRQ) ("Vertex" or the "Company"), a leading specialty refiner and marketer of high-quality refined products, today announced the successful start-up of the Mobile, Alabama refinery (the “Mo |
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| October 1, 2024 |
EX-99.1 2 ef20036525ex99-1.htm EXHIBIT 1 Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) of the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including any and all amendments thereto) with respect to the Common Stock, $0.001 par value per share (the “Common Stock”), of Vertex Energy |
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| October 1, 2024 |
SC 13D 1 p24-2874sc13d.htm VERTEX ENERGY INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Vertex Energy, Inc. (Name of Issuer) Common stock, par value $0.001 per share (Title of Class of Securities) 92534K107 (CUSIP Number) Highbridge Capital Management, LLC 277 Park Avenue, 23rd Floor New York, New York 10172 A |
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| October 1, 2024 |
VERTEX ENERGY, INC. 8-K Exhibit 10.2 EXECUTION VERSION d a T E D S e p t e m b e r 2 5 , 2 0 2 4 ( 1 ) M A C Q U A R I E E N E R G Y N O R T H A M E R I C A T R A D I N G I N C . ( 2 ) V E R T E X R E F I N I N G A L A B A M A L L C ( 3 ) v e r t e x r e n e w a b l e s a l a b a m a l l c ( 4 ) V E R T E X E N E R G Y , I N C . a S S U R A N C E A N D A m e n d m e n t a n d r e s t a t e m e n t |
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| October 1, 2024 |
VTNR / Vertex Energy, Inc. / Straumins Jennifer Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Vertex Energy, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 92534K107 (CUSIP Number) Jennifer Straumins c/o Calumet, Inc. 1060 N Capitol Ave, Suite 6-401 Indianapolis, IN 46204-1044 (317) 328-5660 (Name, Address and Telephone Number o |
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| October 1, 2024 |
VTNR / Vertex Energy, Inc. / WHITEBOX ADVISORS LLC - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* VERTEX ENERGY, INC. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 92534K107 (CUSIP Number) Lisa Conrad Whitebox Advisors LLC 3033 Excelsior Boulevard Suite 500 Minneapolis, MN 55416 (612) 701-7103 (Name, Address |
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| October 1, 2024 |
VERTEX ENERGY, INC. 8-K Exhibit 10.1 Execution Version SENIOR SECURED SUPER-PRIORITY DEBTOR-IN-POSSESSION LOAN AND SECURITY AGREEMENT Dated as of September 25, 2024 among VERTEX REFINING ALABAMA LLC, as the Borrower, VERTEX ENERGY, INC., as Parent and as a Guarantor, CERTAIN DIRECT AND INDIRECT SUBSIDIARIES OF PARENT PARTY HERETO, as Guarantors, THE LENDERS PARTY HERETO, CANTOR FITZGERALD SECURITI |
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| October 1, 2024 |
VERTEX ENERGY, INC. 8-K Exhibit 10.3 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT HAVE BEEN OMITTED AND REPLACED WITH “[***]”. SUCH IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS (I) NOT MATERIAL AND (II) THE REGISTRANT CUSTOMARILY AND ACTUALLY TREATS THAT INFORMATION AS PRIVATE OR CONFIDENTIAL. AMENDMENT AGREEMENT dated as of September 25, 2024 [to the ISDA 2002 Master |
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| October 1, 2024 |
VTNR / Vertex Energy, Inc. / CrowdOut Credit Opportunities Fund LLC - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* VERTEX ENERGY, INC. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 92534K107 (CUSIP Number) Alexander Schoenbaum CrowdOut Capital LLC 812 San Antonio Street Suite 105 Austin, Texas 78701 (512) 900-2646 (Name, Addr |
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| October 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 25, 2024 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission Fi |
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| September 26, 2024 |
RESTRUCTURING SUPPORT AGREEMENT Vertex Energy, Inc. 8-K Exhibit 10.1 THIS RESTRUCTURING SUPPORT AGREEMENT IS NOT AN OFFER OR ACCEPTANCE WITH RESPECT TO ANY SECURITIES OR A SOLICITATION OF ACCEPTANCES OF A CHAPTER 11 PLAN WITHIN THE MEANING OF SECTION 1125 OF THE BANKRUPTCY CODE. ANY SUCH OFFER OR SOLICITATION WILL COMPLY WITH ALL APPLICABLE SECURITIES LAWS AND/OR PROVISIONS OF THE BANKRUPTCY CODE. NOTHING CONTAINED IN THIS RESTR |
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| September 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 19, 2024 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission Fi |
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| September 26, 2024 |
Vertex Energy, Inc. 8-K Exhibit 99.2 Vertex Energy and Its Lenders Initiate Formal Pathway Aimed at Achieving Sustainable Capital Structure • Enters into Restructuring Support Agreement with Lenders to Commence Expedited Voluntary Chapter 11 Proceeding • $80 Million in New Debtor-In-Possession Financing to Fully Support Day-to-Day Business Operations • Consensual Deal to Consummate a Chapter 11 Pl |
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| September 26, 2024 |
VTNR / Vertex Energy, Inc. / BlackRock Inc. - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Vertex Energy, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 92534K107 (CUSIP Number) David Maryles Managing Director, Legal and Compliance BlackRock, Inc. 50 Hudson Yards New York, NY 10001 (212) 810-5300 (Name, Address and |
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| September 26, 2024 |
IN THE UNITED STATES BANKRUPTCY COURT FOR THE SOUTHERN DISTRICT OF TEXAS HOUSTON DIVISION Vertex Energy, Inc. 8-K Exhibit 99.1 IN THE UNITED STATES BANKRUPTCY COURT FOR THE SOUTHERN DISTRICT OF TEXAS HOUSTON DIVISION ) In re: ) Chapter 11 ) VERTEX ENERGY, INC., et al.,1 ) Case No. 24-90507 (CML) ) Debtors. ) (Joint Administration Requested) ) DISCLOSURE STATEMENT FOR THE JOINT CHAPTER 11 PLAN OF VERTEX ENERGY, INC. AND ITS DEBTOR AFFILIATES BRACEWELL LLP KIRKLAND & ELLIS LLP Jason G. C |
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| September 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 30, 2024 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File |
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| September 6, 2024 |
Vertex Energy, Inc. 8-K Exhibit 10.2 VERTEX ENERGY, INC. EXECUTIVE EMPLOYMENT AGREEMENT Joshua D. Foster CHIEF COMMERCIAL OFFICER TABLE OF CONTENTS ARTICLE I. DEFINITIONS 1 1.1. Definitions. 1 ARTICLE II. EMPLOYMENT; TERM; DUTIES 3 2.1. Employment. 3 2.2. Duties and Responsibilities. 4 2.3. Related Party Transaction Committee. 4 2.4. Covenants of Executive. 4 ARTICLE III. COMPENSATION AND OTHER BE |
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| September 6, 2024 |
VERTEX ENERGY ANNOUNCES MANAGEMENT TRANSITION Vertex Energy, Inc. 8-K Exhibit 99.1 VERTEX ENERGY ANNOUNCES MANAGEMENT TRANSITION HOUSTON, TX – September 6, 2024 – Vertex Energy, Inc. (NASDAQ:VTNR) ("Vertex" or the "Company"), a leading specialty refiner and marketer of high-quality refined products, today announced that Doug Haugh is stepping down from his role as the Company’s Chief Commercial Officer. Mr. Haugh has agreed to provide continu |
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| August 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 29, 2024 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File |
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| August 29, 2024 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-281487 PROSPECTUS 3,077,263 Shares Common Stock This prospectus relates to the possible resale or other disposition, from time to time, of up to 3,077,263 shares of our common stock issuable upon exercise of warrants to purchase shares of Vertex Energy, Inc., which we refer to as the “Company”, “we” or “us”, by the selling stockholders named in |
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| August 29, 2024 |
PROSPECTUS SUPPLEMENT DATED AUGUST 29, 2024 TO PROSPECTUS DATED MAY 9, 2023 VERTEX ENERGY, INC. Filed Pursuant to Rule 424(b)(3) Registration No. 333-266056 PROSPECTUS SUPPLEMENT DATED AUGUST 29, 2024 TO PROSPECTUS DATED MAY 9, 2023 VERTEX ENERGY, INC. This Prospectus Supplement, dated August 29, 2024 (the “Prospectus Supplement”), supplements that certain Prospectus filed with the Securities and Exchange Commission (the “SEC”) and dated May 9, 2023 (the “Prospectus”) pursuant to Registratio |
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| August 27, 2024 |
VTNR / Vertex Energy, Inc. / BlackRock Inc. - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Vertex Energy, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 92534K107 (CUSIP Number) David Maryles Managing Director, Legal and Compliance BlackRock, Inc. 50 Hudson Yards New York, NY 10001 (212) 810-5300 (Name, Address and |
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| August 26, 2024 |
Vertex Energy, Inc. 1331 Gemini Street, Suite 250 Houston, Texas 77058 August 23, 2024 Vertex Energy, Inc. 8-K Exhibit 10.3 Vertex Energy, Inc. 1331 Gemini Street, Suite 250 Houston, Texas 77058 August 23, 2024 Dear Mr. Stein: On behalf of Vertex Energy, Inc., a Nevada corporation (the “Company”), I am pleased to invite you to become a member of the board of directors of the Company (the “Board”). You will serve as a disinterested director (a “Disinterested Director”) for the Compan |
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| August 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 23, 2024 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File |
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| August 26, 2024 |
AMENDMENT NUMBER EIGHT AND LIMITED CONSENT TO LOAN AND SECURITY AGREEMENT Vertex Energy, Inc. 8-K Exhibit 10.1 AMENDMENT NUMBER EIGHT AND LIMITED CONSENT TO LOAN AND SECURITY AGREEMENT THIS AMENDMENT NUMBER EIGHT AND LIMITED CONSENT TO LOAN AND SECURITY AGREEMENT (this “Amendment No. 8”), dated as of August 23, 2024, is entered into by and among Vertex Energy, Inc., a Nevada corporation (“Parent”), Vertex Refining Alabama LLC, a Delaware limited liability compan |
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| August 26, 2024 |
Vertex Energy, Inc. 8-K Exhibit 10.2 FIFTH LIMITED CONSENT This FIFTH LIMITED CONSENT (this “Limited Consent”) is made as of August 23, 2024, by and among Vertex Refining Alabama LLC, a Delaware limited liability company (the “Company”) and Macquarie Energy North America Trading Inc. (“Macquarie”). Capitalized terms used herein and not otherwise defined herein shall have the meanings ascribed to s |
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| August 20, 2024 |
August 20, 2024 Chris Carlson Chief Financial Officer Vertex Energy Inc. 1331 Gemini Street Suite 250 Houston, Texas 77058 Re: Vertex Energy Inc. Registration Statement on Form S-3 Filed August 12, 2024 File No. 333-281487 Dear Chris Carlson: This is to advise you that we have not reviewed and will not review your registration statement. Please refer to Rules 460 and 461 regarding requests for acc |
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| August 19, 2024 |
August 19, 2024 Division of Corporation Finance VIA EDGAR U.S. Securities and Exchange Commission Washington D.C. 20549 Re: Vertex Energy, Inc. Form S-3 Registration Statement File No. 333-281487 Acceleration Request Request Date: August 22, 2024 Request Time: 4:00 p.m. Eastern Time (or as soon thereafter as practicable) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, |
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| August 12, 2024 |
As filed with the Securities and Exchange Commission on August 12, 2024 As filed with the Securities and Exchange Commission on August 12, 2024 Registration No. |
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| August 12, 2024 |
VERTEX ENERGY, INC. S-3 Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) Vertex Energy, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Type Fee Calculation of Carry Forward Rule Amount Registered (1)/(2) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate |
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| August 8, 2024 |
Vertex Energy, Inc. 8-K Exhibit 99.2 Second Quarter 2024 Results Summary Presentation August 2024 DISCLAIMER Forward - looking statements 2 Forward - Looking Statements Certain of the matters discussed in this presentation which are not statements of historical fact constitute forward - looking sta tements within the meaning of the securities laws, including the Private Securities Litigation Refor |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-11476 ——————— VERTEX |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 8, 2024 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File N |
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| August 8, 2024 |
VERTEX ENERGY ANNOUNCES SECOND QUARTER 2024 RESULTS Vertex Energy, Inc. 8-K Exhibit 99.1 VERTEX ENERGY ANNOUNCES SECOND QUARTER 2024 RESULTS HOUSTON, TX (Business Wire) – August 8, 2024 – Vertex Energy, Inc. (NASDAQ:VTNR) ("Vertex" or the "Company"), a leading specialty refiner and marketer of high-quality refined products and renewable fuels, today announced its operational and financial results for the second quarter of 2024. The Company also upd |
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| July 31, 2024 |
VTNR / Vertex Energy, Inc. / BlackRock Inc. - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Vertex Energy, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 92534K107 (CUSIP Number) David Maryles Managing Director, Legal and Compliance BlackRock, Inc. 50 Hudson Yards New York, NY 10001 (212) 810-5300 (Name, Address and Tel |
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| July 30, 2024 |
Vertex Energy, Inc. 8-K Exhibit 10.3 FOURTH LIMITED CONSENT This FOURTH LIMITED CONSENT (this “Limited Consent”) is made as of July 24, 2024, by and among Vertex Refining Alabama LLC, a Delaware limited liability company (the “Company”) and Macquarie Energy North America Trading Inc. (“Macquarie”). Capitalized terms used herein and not otherwise defined herein shall have the meanings ascribed to s |
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| July 30, 2024 |
Vertex Energy, Inc. 8-K Exhibit 4.1 WARRANT AGREEMENT THIS WARRANT AGREEMENT (as amended from time to time in accordance with the terms hereof, this “Agreement”), dated as of July 24, 2024, is by and between Vertex Energy, Inc., a Nevada corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (together with its successors and assigns, t |
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| July 30, 2024 |
Vertex Energy, Inc. 8-K Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (as amended from time to time in accordance with the terms hereof, this “Agreement”), dated as of July 24, 2024, is made and entered into by and among Vertex Energy, Inc., a Nevada corporation (the “Company”), and each of the undersigned entities (together with any person or entity who hereafter b |
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| July 30, 2024 |
AMENDMENT NUMBER SEVEN AND LIMITED CONSENT TO LOAN AND SECURITY AGREEMENT Vertex Energy, Inc. 8-K Exhibit 10.1 AMENDMENT NUMBER SEVEN AND LIMITED CONSENT TO LOAN AND SECURITY AGREEMENT THIS AMENDMENT NUMBER SEVEN AND LIMITED CONSENT TO LOAN AND SECURITY AGREEMENT (this “Amendment No. 7”), dated as of July 24, 2024, is entered into by and among Vertex Energy, Inc., a Nevada corporation (“Parent”), Vertex Refining Alabama LLC, a Delaware limited liability company (“Borrow |
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| July 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 24, 2024 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File Nu |
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| July 18, 2024 |
VERTEX ENERGY, INC. 8-K/A Exhibit 4.1 WARRANT AGREEMENT THIS WARRANT AGREEMENT (as amended from time to time in accordance with the terms hereof, this “Agreement”), dated as of June 25, 2024, is by and between Vertex Energy, Inc., a Nevada corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (together with its successors and |
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| July 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 25, 2024 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) |
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| July 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 16, 2024 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File Nu |
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| July 17, 2024 |
VERTEX ENERGY ANNOUNCES RETIREMENT OF CHIEF OPERATING OFFICER, JAMES RHAME Vertex Energy 8k Exhibit 99.1 VERTEX ENERGY ANNOUNCES RETIREMENT OF CHIEF OPERATING OFFICER, JAMES RHAME HOUSTON – July 17, 2024 – Vertex Energy, Inc. (NASDAQ:VTNR) ("Vertex" or the "Company"), a leading specialty refiner and marketer of high-quality refined products, today announced that Mr. James Rhame will be retiring as Chief Operating Officer (COO) effective July 25th, 2024. Mr. Rhame has agr |
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| July 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 16, 2024 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File Nu |
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| July 16, 2024 |
VERTEX ENERGY PROVIDES OPERATIONAL UPDATE FOR SECOND QUARTER 2024 Vertex Energy 8k Exhibit 99.1 VERTEX ENERGY PROVIDES OPERATIONAL UPDATE FOR SECOND QUARTER 2024 HOUSTON, TX (Business Wire) – July 16, 2024 – Vertex Energy, Inc. (NASDAQ:VTNR) ("Vertex" or the "Company"), a leading specialty refiner and marketer of high-quality refined products, today provided an update to its financial and operational outlook for the second quarter of 2024. Highlights include: · |
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| June 28, 2024 |
Vertex Energy, Inc. 8-K Exhibit 4.1 WARRANT AGREEMENT THIS WARRANT AGREEMENT (as amended from time to time in accordance with the terms hereof, this “Agreement”), dated as of June 25, 2024, is by and between Vertex Energy, Inc., a Nevada corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (together with its successors and assigns, t |
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| June 28, 2024 |
Vertex Energy, Inc. 8-K Exhibit 10.1 AMENDMENT NUMBER SIX AND LIMITED CONSENT TO LOAN AND SECURITY AGREEMENT THIS AMENDMENT NUMBER SIX AND LIMITED CONSENT TO LOAN AND SECURITY AGREEMENT (this “Amendment No. 6”), dated as of June 25, 2024, is entered into by and among Vertex Energy, Inc., a Nevada corporation (“Parent”), Vertex Refining Alabama LLC, a Delaware limited liability company (“Borrower”) |
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| June 28, 2024 |
Vertex Energy, Inc. 8-K Exhibit 10.3 THIRD LIMITED CONSENT THIS THIRD LIMITED CONSENT (this “Limited Consent”) is made as of June 25, 2024, by and among Vertex Refining Alabama LLC, a Delaware limited liability company (the “Company”) and Macquarie Energy North America Trading Inc. (“Macquarie”). Capitalized terms used herein and not otherwise defined herein shall have the meanings ascribed to suc |
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| June 28, 2024 |
Vertex Energy, Inc. 8-K EXHIBIT 10.2 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (as amended from time to time in accordance with the terms hereof, this “Agreement”), dated as of June 25, 2024, is made and entered into by and among Vertex Energy, Inc., a Nevada corporation (the “Company”), and each of the undersigned entities (together with any person or entity who hereafter b |
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| June 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 25, 2024 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File Nu |
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| June 20, 2024 |
VERTEX ENERGY, INC. 8-K EXHIBIT 10.1 LIMITED CONSENT THIS LIMITED CONSENT (this “Limited Consent”) is made as of June 18, 2024, by and among Vertex Refining Alabama LLC, a Delaware limited liability company (the “Borrower”), Vertex Energy, Inc., a Nevada corporation (the “Parent”), each of Parent’s direct and indirect Subsidiaries listed on the signature pages hereto other than Excluded Subsidiari |
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| June 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 18, 2024 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File Nu |
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| June 20, 2024 |
VERTEX ENERGY, INC. 8-K EXHIBIT 10.2 SECOND LIMITED CONSENT THIS SECOND LIMITED CONSENT (this “Limited Consent”) is made as of June 18, 2024, by and among Vertex Refining Alabama LLC, a Delaware limited liability company (the “Company”) and Macquarie Energy North America Trading Inc. (“Macquarie”). Capitalized terms used herein and not otherwise defined herein shall have the meanings ascribed to s |
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| June 17, 2024 |
VERTEX ENERGY, INC. 8-K EXHIBIT 10.6 OMNIBUS AMENDMENT AND WAIVER THIS OMNIBUS AMENDMENT AND WAIVER (this “Omnibus Amendment”), dated as of June 3, 2024, is entered into by and among Vertex Energy, Inc., a Nevada corporation (“Parent”), Vertex Refining Alabama LLC, a Delaware limited liability company (“Borrower”), each of Parent’s direct and indirect Subsidiaries listed on the signature pages her |
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| June 17, 2024 |
VERTEX ENERGY, INC. 8-K EXHIBIT 10.4 LIMITED CONSENT AND WAIVER THIS LIMITED CONSENT AND WAIVER (this “Limited Consent”) is made as of May 23, 2024, by and among Vertex Refining Alabama LLC, a Delaware limited liability company (the “Borrower”), Vertex Energy, Inc., a Nevada corporation (the “Parent”), each of Parent’s direct and indirect Subsidiaries listed on the signature pages hereto other tha |
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| June 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 23, 2024 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File Num |
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| June 17, 2024 |
VERTEX ENERGY, INC. 8-K EXHIBIT 10.2 LIMITED CONSENT THIS LIMITED CONSENT (this “Limited Consent”) is made as of June 11, 2024, by and among Vertex Refining Alabama LLC, a Delaware limited liability company (the “Company”) and Macquarie Energy North America Trading Inc. (“Macquarie”). Capitalized terms used herein and not otherwise defined herein shall have the meanings ascribed to such terms in t |
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| June 17, 2024 |
VERTEX ENERGY, INC. 8-K EXHIBIT 10.5 LIMITED CONSENT AND PARTIAL LIEN RELEASE THIS LIMITED CONSENT AND PARTIAL LIEN RELEASE (this “Limited Consent”) is made as of May 24, 2024, by and among Vertex Refining Alabama LLC, a Delaware limited liability company (the “Borrower”), Vertex Energy, Inc., a Nevada corporation (the “Parent”), each of Parent’s direct and indirect Subsidiaries listed on the sign |
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| June 17, 2024 |
VERTEX ENERGY, INC. 8-K EXHIBIT 10.1 SECOND AMENDED AND RESTATED INTERCREDITOR AGREEMENT originally dated as of April 1, 2022, as amended and restated as of May 26, 2023, and as further amended and restated June 3, 2024 INTERCREDITOR AGREEMENT dated as of April 1, 2022 among CANTOR FITZGERALD SECURITIES, as the Term Loan Agent, MACQUARIE ENERGY NORTH AMERICA TRADING INC., as the Intermediation Fac |
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| June 17, 2024 |
VERTEX ENERGY, INC. 8-K EXHIBIT 10.3 LIMITED CONSENT THIS LIMITED CONSENT (this “Limited Consent”) is made as of June 11, 2024, by and among Vertex Refining Alabama LLC, a Delaware limited liability company (the “Borrower”), Vertex Energy, Inc., a Nevada corporation (the “Parent”), each of Parent’s direct and indirect Subsidiaries listed on the signature pages hereto other than Excluded Subsidiari |
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| June 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 12, 2024 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 30, 2024 |
VERTEX ENERGY, INC. 8-K Exhibit 10.1 EXECUTION VERSION daTED May 23, 2024 (1) MACQUARIE ENERGY NORTH AMERICA TRADING INC. (2) VERTEX REFINING ALABAMA LLC (3) Vertex Renewables Alabama llc (4) VERTEX ENERGY, INC. amendment agreement No. 5 in respect of a supply and offtake agreement dated april 1, 2022 and certain other transaction documents CONTENTS SECTION 1 interpretation 1 2 amendment of the Tr |
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| May 30, 2024 |
VERTEX ENERGY, INC. 8-K Exhibit 10.2 EXECUTION VERSION DATED May 23, 2024 (1) MACQUARIE ENERGY NORTH AMERICA TRADING INC. (2) Vertex Renewables Alabama llc (3) VERTEX REFINING ALABAMA LLC (4) VERTEX ENERGY, INC. tERMINATION AND Release agreement in respect of a supply and offtake agreement dated mAY 26, 2023 and certain other transaction documents CONTENTS SECTION 1 interpretation 1 2 RENEWABLES E |
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| May 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 23, 2024 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by party other than the registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)). ☐ Definitive Proxy Statem |
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| May 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 17, 2024 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 22, 2024 |
Vertex Energy 8-K Exhibit 10.1 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT HAVE BEEN OMITTED AND REPLACED WITH “[***]”. SUCH IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS (I) NOT MATERIAL AND (II) THE REGISTRANT CUSTOMARILY AND ACTUALLY TREATS THAT INFORMATION AS PRIVATE OR CONFIDENTIAL. DATED May 17, 2024 (1) MACQUARIE ENERGY NORTH AMERICA TRADING INC. (2) VERTEX REFI |
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| May 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001 |
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| May 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-1147 |
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| May 17, 2024 |
Vertex Energy, Inc. 10-Q/A EXHIBIT 10.3 LIMITED CONSENT THIS LIMITED CONSENT (this “Limited Consent”) is made as of March 22, 2024, by and among Vertex Refining Alabama LLC, a Delaware limited liability company (the “Borrower”), Vertex Energy, Inc., a Nevada corporation (the “Parent”), Cantor Fitzgerald Securities, as administrative agent and collateral agent (the “Agent”) under the Loan Agreement |
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| May 17, 2024 |
Vertex Energy, Inc. 10-Q/A EXHIBIT 10.4 LIMITED CONSENT THIS LIMITED CONSENT (this “Limited Consent”) is made as of March 28, 2024, by and among Vertex Refining Alabama LLC, a Delaware limited liability company (the “Borrower”), Vertex Energy, Inc., a Nevada corporation (the “Parent”), each of Parent’s direct and indirect Subsidiaries listed on the signature pages hereto other than Excluded Subsid |
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| May 9, 2024 |
Vertex Energy, Inc. 8-K Exhibit 99.1 VERTEX ENERGY ANNOUNCES FIRST QUARTER 2024 RESULTS AND OPTIMIZATION OF HYDROCRACKING CAPACITY FROM RENEWABLES TO CONVENTIONAL PRODUCTION HOUSTON, TX (Business Wire) – May 9, 2024 – Vertex Energy, Inc. (NASDAQ:VTNR) (“Vertex” or the “Company”), a leading specialty refiner and marketer of high-quality refined products and renewable fuels, today announced its oper |
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| May 9, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 9, 2024 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File Numb |
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| May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-11476 ——————— VERTE |
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| May 9, 2024 |
Vertex Energy, Inc. 8-K Exhibit 99.2 First Quarter 2024 Results Summary Presentation May 2024 DISCLAIMER Forward - looking statements 2 Forward - Looking Statements Certain of the matters discussed in this presentation which are not statements of historical fact constitute forward - looking sta tements within the meaning of the securities laws, including the Private Securities Litigation Reform Ac |
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| May 8, 2024 |
VTNR / Vertex Energy, Inc. / BlackRock Inc. Passive Investment us92534k1079050724.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 1) Vertex Energy Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 92534K107 - (CUSIP Number) April 30, 2024 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh |
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| April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by party other than the registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)). ☐ Definitive Proxy Statem |
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| April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ;; ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-11476 ——————— VERTEX |
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| April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by party other than the registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)). ☒ Definitive Proxy Statem |
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| April 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 18, 2024 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File N |
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| April 18, 2024 |
VERTEX ENERGY PROVIDES OPERATIONAL UPDATE FOR FIRST QUARTER 2024 VERTEX ENERGY, INC. 8-K Exhibit 99.1 VERTEX ENERGY PROVIDES OPERATIONAL UPDATE FOR FIRST QUARTER 2024 HOUSTON, TX (Business Wire) – April 18,2024 – Vertex Energy, Inc. (NASDAQ:VTNR) ("Vertex" or the "Company"), a leading specialty refiner and marketer of high-quality refined products, today provided an update to its financial and operational outlook for the first quarter of 2024. Highlights includ |
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| April 4, 2024 |
First Amendment to Vertex Energy, Inc. Amended and Restated 2020 Equity Incentive Plan VERTEX ENERGY, INC. 8-K Exhibit 10.2 FIRST AMENDMENT TO VERTEX ENERGY, INC. AMENDED AND RESTATED 2020 EQUITY INCENTIVE PLAN This First Amendment to Vertex Energy, Inc. Amended and Restated 2020 Equity Incentive Plan (this “Amendment”) is adopted by the Board of Directors (the “Board”) of Vertex Energy, Inc., a Nevada corporation (the “Company”), effective as of April 1, 2024 (the “Effect |
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| April 4, 2024 |
VERTEX ENERGY, INC. 8-K Exhibit 10.3 RSU Number XX-XXXX-X VERTEX ENERGY, INC. RSU AWARD GRANT NOTICE (Amended and Restated 2020 Equity Incentive Plan, as amended) Vertex Energy, Inc. (the “Company”) has awarded to you (the “Participant”) the number of restricted stock units specified and on the terms set forth below (the “RSU Award”). Your RSU Award is subject to all of the terms and conditions as |
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| April 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 1, 2024 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File Nu |
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| March 7, 2024 |
EXHIBIT 21.1 Subsidiaries* •Vertex Energy Operating, LLC, a Texas Limited Liability Company (wholly-owned)(“Vertex Operating”) •Vertex Refining LA, LLC, a Louisiana Limited Liability Company (wholly-owned by Vertex Operating) •Vertex Recovery Management, LLC, a Texas Limited Liability Company (wholly-owned)(“Vertex Recovery”) •Vertex Recovery Management LA, LLC, a Louisiana Limited Liability Compa |
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| March 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-11476 ——————— VERTEX ENE |
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| February 29, 2024 |
Vertex Energy, Inc. 8-K Exhibit 99.1 CORRECTING and REPLACING Vertex Energy Announces Fourth Quarter and Full Year 2023 Financial and Results HOUSTON, TX / BUSINESSWIRE / February 28, 2024 / Two in-text references to fourth-quarter 2023 net loss per fully-diluted share to be corrected. · First bullet point under “FOURTH QUARTER 2023 HIGHLIGHTS” should read: Reported net loss attributable to the Co |
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| February 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 28, 2024 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission Fil |
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| February 28, 2024 |
Vertex Energy Announces Fourth Quarter and Full Year 2023 Financial and Results Vertex Energy, Inc. 8-K Exhibit 99.1 Vertex Energy Announces Fourth Quarter and Full Year 2023 Financial and Results HOUSTON, TX / BUSINESSWIRE / February 28, 2024 / Vertex Energy, Inc. (NASDAQ: VTNR) (“Vertex” or the “Company”), a leading specialty refiner and marketer of high-quality refined products, today announced its financial results for the fourth quarter ended December 31, 2023. The Compa |
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| February 28, 2024 |
Vertex Energy, Inc. 8-K Exhibit 99.2 Fourth Quarter & Full Year 2023 Results Summary Presentation February 2024 DISCLAIMER Forward - looking statements 2 Forward - Looking Statements Certain of the matters discussed in this presentation which are not statements of historical fact constitute forward - looking sta tements within the meaning of the securities laws, including the Private Securities Li |
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| February 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 28, 2024 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission Fil |
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| February 13, 2024 |
VTNR / Vertex Energy, Inc. / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SC 13G 1 tv02208-vertexenergyinc.htm SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Vertex Energy Inc Title of Class of Securities: Common Stock CUSIP Number: 92534K107 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursuant to whi |
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| February 12, 2024 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-276700 PROSPECTUS 1,000,000 Shares Common Stock This prospectus relates to the possible resale or other disposition, from time to time, of up to 1,000,000 shares of our common stock issuable upon exercise of warrants to purchase shares of Vertex Energy, Inc., which we refer to as the “Company”, “we” or “us”, by the selling stockholders named in |
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| February 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 6, 2024 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File |
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| February 9, 2024 |
Second Amended and Restated Bylaws of Vertex Energy, Inc. VERTEX ENERGY, INC. 8-K Exhibit 3.1 SECOND AMENDED AND RESTATED BYLAWS OF VERTEX ENERGY, INC. a Nevada corporation Originally adopted January 10, 2014; Amended and Restated by the Board of Directors on April 26, 2019 and February 6, 2024 ARTICLE 1. DEFINITIONS 1.1 Definitions. Unless the context clearly requires otherwise, in these Amended and Restated Bylaws: (a) “Articles of Incorporation” or “A |
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| February 6, 2024 |
February 6, 2024 Division of Corporation Finance VIA EDGAR U.S. Securities and Exchange Commission Washington D.C. 20549 Re: Vertex Energy, Inc. Form S-3 Registration Statement File No. 333-276700 Acceleration Request Request Date: February 8, 2024 Request Time: 4:00 p.m. Eastern Time (or as soon thereafter as practicable) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933 |
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| February 5, 2024 |
United States securities and exchange commission logo February 5, 2024 Benjamin Cowart Chief Executive Officer Vertex Energy Inc. |
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| January 29, 2024 |
VTNR / Vertex Energy, Inc. / BlackRock Inc. Passive Investment SC 13G 1 us92534k1079012924.txt us92534k1079012924.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: ) Vertex Energy Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 92534K107 - (CUSIP Number) December 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| January 26, 2024 |
Vertex Energy, Inc. S-3 Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) Vertex Energy, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Type Fee Calculation of Carry Forward Rule Amount Registered (1) / (2) Proposed Maximum Offering Price Per Unit (3) Maximum Aggregate Offering Price Fee |
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| January 26, 2024 |
As filed with the Securities and Exchange Commission on January 25, 2024 As filed with the Securities and Exchange Commission on January 25, 2024 Registration No. |
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| January 23, 2024 |
Vertex Energy, Inc. 8-K Exhibit 99.1 Vertex Energy Provides Operational Update for Fourth Quarter 2023 Conventional throughput volumes anticipated at approximately 67,000 bpd, vs. previously forecasted 68,000-71,000 bpd Expected fourth quarter finished product yield of 65%-67%, in line with previously forecasted range of 64%-68% Renewable throughput volumes anticipated at approximately 3,900 bpd, |
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| January 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 23, 2024 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File |
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| January 22, 2024 |
VTNR / Vertex Energy, Inc. / STATE STREET CORP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 EXIT FILING VERTEX ENERGY INC (NAME OF ISSUER) COMMON STOCK (TITLE OF CLASS OF SECURITIES) 92534K107 (CUSIP NUMBER) 12/31/2023 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO WHICH THIS SCHEDULE IS FILED: |
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| January 2, 2024 |
Vertex Energy, Inc. 8-K Exhibit 4.3 AMENDMENT NO. 1 TO THE WARRANT AGREEMENT December 28, 2023 AMENDMENT NO. 1 TO THE WARRANT AGREEMENT This AMENDMENT NO. 1 TO THE WARRANT AGREEMENT (this “Amendment”) is made and entered into as of December 28, 2023, by and between Vertex Energy, Inc., a Nevada corporation (the “Company”), and Continental Stock Transfer & Trust Company (together with its successor |
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| January 2, 2024 |
Vertex Energy, Inc. 8-K Exhibit 4.2 AMENDMENT NO. 1 TO THE WARRANT AGREEMENT December 28, 2023 AMENDMENT NO. 1 TO THE WARRANT AGREEMENT This AMENDMENT NO. 1 TO THE WARRANT AGREEMENT (this “Amendment”) is made and entered into as of December 28, 2023, by and between Vertex Energy, Inc., a Nevada corporation (the “Company”), and Continental Stock Transfer & Trust Company (together with its successor |
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| January 2, 2024 |
Vertex Energy, Inc. 8-K Exhibit 4.1 WARRANT AGREEMENT THIS WARRANT AGREEMENT (as amended from time to time in accordance with the terms hereof, this “Agreement”), dated as of December 28, 2023, is by and between Vertex Energy, Inc., a Nevada corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (together with its successors and assign |
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| January 2, 2024 |
Vertex Energy Amends Existing Term Loan Agreement Vertex Energy, Inc. 8-K Exhibit 99.1 Vertex Energy Amends Existing Term Loan Agreement ● Amended term loan provides for an incremental $50 million of liquidity on balance sheet ● Additional financing is expected to provide strategic flexibility around potential transaction opportunities HOUSTON, TX / BUSINESSWIRE / January 2, 2024 / Vertex Energy, Inc. (NASDAQ: VTNR) (“Vertex” or the “Company”), a |
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| January 2, 2024 |
Vertex Energy, Inc. 8-K Exhibit 10.1 AMENDMENT NUMBER FIVE TO LOAN AND SECURITY AGREEMENT THIS AMENDMENT NUMBER FIVE TO LOAN AND SECURITY AGREEMENT (this “Amendment No. 5”), dated as of December 28, 2023, is entered into by and among Vertex Energy, Inc., a Nevada corporation (“Parent”), Vertex Refining Alabama LLC, a Delaware limited liability company (“Borrower”), each of Parent’s direct and indi |
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| January 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 28, 2023 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission Fil |
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| January 2, 2024 |
Vertex Energy, Inc. 8-K Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (as amended from time to time in accordance with the terms hereof, this “Agreement”), dated as of December 28, 2023, is made and entered into by and among Vertex Energy, Inc., a Nevada corporation (the “Company”), and each of the undersigned entities (together with any person or entity who hereaft |
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| December 13, 2023 |
Vertex Energy Inc. 8-K Exhibit 10.1 AMENDMENT NO. 3 TO SUPPLY AND OFFTAKE AGREEMENT This AMENDMENT NO. 3 TO SUPPLY AND OFFTAKE AGREEMENT (this “Amendment”) is made and entered effective as of December 8, 2023, by and between VERTEX REFINING ALABAMA LLC (“Vertex” or “Company”) and MACQUARIE ENERGY NORTH AMERICA TRADING INC. (“Macquarie”). RECITALS WHEREAS, Vertex and Macquarie are parties to that c |
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| December 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 8, 2023 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File |
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| December 5, 2023 |
Vertex Energy, Inc. 8-K Exhibit 99.1 Vertex Energy Meets Renewable Fuel Standard Revised Annual Compliance Report Filing Deadline of December 1, 2023, for Calendar Year 2022 HOUSTON, TX / BUSINESSWIRE / December 5, 2023 / Vertex Energy, Inc. (NASDAQ: VTNR) (“Vertex” or the “Company”), a leading specialty refiner and marketer of high-quality refined products, today announced that Vertex Refining Al |
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| December 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 5, 2023 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File |
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| November 22, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 22, 2023 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission Fil |
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| November 22, 2023 |
REMEMBERING BOARD MEMBER CHRIS STRATTON: A TRIBUTE TO HIS LEGACY AND CONTRIBUTIONS Vertex Energy, Inc. 8-K Exhibit 99.1 REMEMBERING BOARD MEMBER CHRIS STRATTON: A TRIBUTE TO HIS LEGACY AND CONTRIBUTIONS HOUSTON, TX / BUSINESSWIRE / November 22, 2023 / Vertex Energy, Inc. (NASDAQ: VTNR) ("Vertex" or the "Company") today pays tribute to the enduring legacy of Chris Stratton, esteemed member of our Board of Directors, who passed away on November 16th. Vertex CEO and Board Chairman, |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-11476 ——————— V |
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| November 7, 2023 |
Vertex Energy Announces Third Quarter 2023 Results Vertex Energy, Inc. 8-K Exhibit 99.1 Vertex Energy Announces Third Quarter 2023 Results HOUSTON, TX / BUSINESSWIRE / November 7, 2023 / Vertex Energy, Inc. (NASDAQ: VTNR) (“Vertex” or the “Company”), a leading specialty refiner and marketer of high-quality refined products, today announced its financial results for the third quarter ended September 30, 2023. The Company will host a conference call |
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| November 7, 2023 |
Vertex Energy, Inc. 8-K Exhibit 99.2 Third Quarter 2023 Quarterly Results Summary Presentation November 2023 DISCLAIMER Forward - looking statements 2 Forward - Looking Statements Certain of the matters discussed in this presentation which are not statements of historical fact constitute forward - looking sta tements within the meaning of the securities laws, including the Private Securities Litig |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 7, 2023 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File |
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| November 7, 2023 |
Vertex Energy, Inc., Policy for the Recovery of Erroneously Awarded Incentive-Based Compensation EXHIBIT 10.2 VERTEX ENERGY, INC. POLICY FOR THE RECOVERY OF ERRONEOUSLY AWARDED INCENTIVE-BASED COMPENSATION The Board of Directors (the “Board”) of Vertex Energy, Inc. (the “Company”) believes that it is in the best interests of the Company and its stockholders to adopt this Policy for the Recovery of Erroneously Awarded Incentive-Based Compensation (the “Policy”), which provides for the recovery |
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| November 7, 2023 |
First Amendment to Clawback and Forfeiture Policy EXHIBIT 10.3 VERTEX ENERGY, INC. FIRST AMENDMENT TO CLAWBACK AND FORFEITURE POLICY Approved by the Board of Directors on November 6, 2023 1.Effective as of October 2, 2023 (the “Effective Date”), that certain Clawback and Forfeiture Policy of Vertex Energy, Inc. (“Vertex”), as adopted by Vertex’s Board of Directors on December 12, 2022 (the “Policy”)1, is amended as follows: Section 5.5 of Policy |
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| October 16, 2023 |
VERTEX ENERGY, INC. 8-K Exhibit 99.1 VERTEX ENERGY ENGAGES INVESTMENT BANK TO ENHANCE RENEWABLE FUELS AND SUSTAINABLE PRODUCTS GROWTH STRATEGY HOUSTON, TX / BUSINESSWIRE / October 16, 2023 / Vertex Energy, Inc. (NASDAQ: VTNR) ("Vertex" or the "Company"), a leading specialty refiner and marketer of high-quality refined products, today announced that it has formally named BofA Securities, Inc. (“Bof |
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| October 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 16, 2023 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File |
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| October 13, 2023 |
VERTEX ENERGY, INC. 8-K Exhibit 99.1 Vertex Energy Provides Operational Update for Third Quarter 2023 Conventional throughput volumes expected for the third quarter of 2023 of approximately 80,000 bpd to exceed previously forecasted 74,000-77,000 bpd range, reflecting continued focus on enhanced conventional feedstock supply-chain flexibility and continued operational efficiency and reliability Ex |
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| October 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 13, 2023 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File |
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| September 19, 2023 |
VERTEX ENERGY, INC. 8-K Exhibit 10.1 AMENDMENT NO. 2 TO SUPPLY AND OFFTAKE AGREEMENT This AMENDMENT NO. 2 TO SUPPLY AND OFFTAKE AGREEMENT (this “Amendment”) is made and entered effective September 1, 2023, by and between VERTEX REFINING ALABAMA LLC (“Vertex” or “Company”) and MACQUARIE ENERGY NORTH AMERICA TRADING INC. (“Macquarie”). RECITALS WHEREAS, Vertex and Macquarie are parties to that certa |
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| September 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 14, 2023 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission Fi |
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| August 9, 2023 |
LIMITED CONSENT THIS LIMITED CONSENT (this “Limited Consent”) is made as of January 31, 2023, by and among Vertex Refining Alabama LLC, a Delaware limited liability company (the “Borrower”), Cantor Fitzgerald Securities (the “Agent”), as Agent under the Loan Agreement (as such terms are defined below), and the Lenders party hereto. |
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| August 9, 2023 |
Vertex Energy Announces Second Quarter 2023 Results VERTEX ENERGY, INC. 8-K EXHIBIT 99.1 Vertex Energy Announces Second Quarter 2023 Results HOUSTON, TX / BUSINESSWIRE / August 9, 2023 / Vertex Energy, Inc. (NASDAQ: VTNR) (“Vertex” or the “Company”), a leading specialty refiner and marketer of high-quality refined products, today announced its financial results for the second quarter ended June 30, 2023. The Company will host a conference call to d |
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| August 9, 2023 |
Form of 2019 Equity Incentive Plan Stock Option Agreement – May 2023 VERTEX ENERGY, INC. 2019 EQUITY INCENTIVE PLAN STOCK OPTION AGREEMENT Unless otherwise defined herein, the terms in the Stock Option Agreement (the “Option Agreement”) have the same meanings as defined in the Vertex Energy, Inc. 2019 Equity Incentive Plan (as amended from time to time)(the “Plan”). I.NOTICE OF STOCK OPTION GRANT Optionee: [Optionee] Address: See signature page of this Option Agree |
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| August 9, 2023 |
VERTEX ENERGY, INC. 8-K EXHIBIT 99.2 Second Quarter 2023 Quarterly Results Summary Presentation August 2023 DISCLAIMER Forward - looking statements 2 Certain of the matters discussed in this communication which are not statements of historical fact constitute forward - looking statements within the meaning of the securities laws, including the Private Securities Litigation Reform Act of 1995 , tha |
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| August 9, 2023 |
Form of 2019 Equity Incentive Plan Stock Option Agreement – May 2023 Employee VERTEX ENERGY, INC. 2019 EQUITY INCENTIVE PLAN STOCK OPTION AGREEMENT Unless otherwise defined herein, the terms in the Stock Option Agreement (the “Option Agreement”) have the same meanings as defined in the Vertex Energy, Inc. 2019 Equity Incentive Plan (as amended from time to time)(the “Plan”). I.NOTICE OF STOCK OPTION GRANT Optionee: [Optionee] Address: See signature page of this Option Agree |
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| August 9, 2023 |
Form of 2020 Equity Incentive Plan Stock Option Agreement – VERTEX ENERGY, INC. AMENDED AND RESTATED 2020 EQUITY INCENTIVE PLAN NOTICE OF RESTRICTED STOCK GRANT Capitalized but otherwise undefined terms in this Notice of Restricted Stock Grant and the attached Restricted Stock Grant Agreement shall have the same defined meanings as in the Amended and Restated Vertex Energy, Inc. 2020 Equity Incentive Plan (as amended from time to time)(the “Plan”). Grantee |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-11476 ——————— VERTEX |
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| August 9, 2023 |
Form of 2020 Equity Incentive Plan Stock Option Agreement – Douglas Haugh - May 2023 Executive Award VERTEX ENERGY, INC. AMENDED AND RESTATED 2020 EQUITY INCENTIVE PLAN STOCK OPTION AGREEMENT Unless otherwise defined herein, the terms in the Stock Option Agreement (the “Option Agreement”) have the same meanings as defined in the Vertex Energy, Inc. Amended and Restated 2020 Equity Incentive Plan (as amended from time to time)(the “Plan”). I.NOTICE OF STOCK OPTION GRANT Optionee: Douglas Haugh Add |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 9, 2023 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File N |
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| August 9, 2023 |
LIMITED CONSENT THIS LIMITED CONSENT (this “Limited Consent”) is made as of May 5, 2023, by and among Vertex Refining Alabama LLC, a Delaware limited liability company (the “Borrower”), Cantor Fitzgerald Securities, as agent (the “Agent”) under the Loan Agreement (as such terms are defined below), and the Lenders party hereto. |
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| July 25, 2023 |
VERTEX ENERGY, INC. 8-K Exhibit 99.1 Vertex Energy Provides Operational Update for Second Quarter 2023 Renewable diesel ("RD") production achieved full targeted production capacity of 8,000 bpd during the quarter, as planned Conventional throughput volumes for the second quarter of 2023 of approximately 76,000 bpd to exceed previously forecasted 68,000-72,000 bpd range, reflecting active mitigatio |
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| July 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 25, 2023 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File Nu |
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| July 7, 2023 |
PROSPECTUS SUPPLEMENT DATED JULY 7, 2023 TO PROSPECTUS DATED MAY 9, 2023 VERTEX ENERGY, INC. Filed Pursuant to Rule 424(b)(3) Registration No. 333-266056 PROSPECTUS SUPPLEMENT DATED JULY 7, 2023 TO PROSPECTUS DATED MAY 9, 2023 VERTEX ENERGY, INC. This Prospectus Supplement, dated July 7, 2023, supplements that certain Prospectus filed with the Securities and Exchange Commission (the “SEC”) and dated May 9, 2023 (the “Prospectus”) pursuant to Registration Statement No. 333-266056 and shoul |
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| June 26, 2023 |
Vertex Energy Announces First Commercial Sales of Renewable Diesel VERTEX ENERGY, INC. 8-K Exhibit 99.1 Vertex Energy Announces First Commercial Sales of Renewable Diesel HOUSTON, TX / BUSINESSWIRE / June 26, 2023 / Vertex Energy, Inc. (NASDAQ: VTNR) ("Vertex" or “the Company"), a leading specialty refiner and marketer of high-quality refined products, today announced that the Company has completed its first series of commercial sales transactions of renewable di |
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| June 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 26, 2023 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File Nu |
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| June 20, 2023 |
VTNR / Vertex Energy Inc / Cowart Benjamin P - AMENDMENT TO FORM SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| June 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 14, 2023 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File Nu |
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| June 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 14, 2023 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File Nu |
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| June 14, 2023 |
Vertex Energy Announces EPA Approval For Generation of D4 RINs VERTEX ENERGY, INC. 8-K Exhibit 99.1 Vertex Energy Announces EPA Approval For Generation of D4 RINs HOUSTON, TX / BUSINESSWIRE / June 14, 2023 / Vertex Energy, Inc. (NASDAQ: VTNR) ("Vertex" or “the Company"), a leading specialty refiner and marketer of high-quality refined products, today announced that it has received approval from the Environmental Protection Agency ("EPA") for the generation of |
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| June 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 7, 2023 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File Num |
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| June 8, 2023 |
VERTEX ENERGY, INC. 8-K Exhibit 99.1 Vertex Energy Announces Key Step in Strengthening Balance Sheet Position with Private Exchange of Approximately $79.95 Million of 6.25% Convertible Notes Due 2027 HOUSTON, TX / BUSINESSWIRE / June 7, 2023 / Vertex Energy, Inc. (NASDAQ: VTNR) ("Vertex" or “the Company"), a leading specialty refiner and marketer of high-quality refined products, today announced t |
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| June 8, 2023 |
Form of Exchange Agreement Relating to the Company’s 6.25% Convertible Senior Notes due 2027 VERTEX ENERGY, INC. 8-K Exhibit 10.1 Vertex Energy, Inc. Exchange Agreement June 7, 2023 The undersigned investor (the “Investor”), for itself and, if applicable, on behalf of the beneficial owners listed on Exhibit A hereto (“Accounts”) for whom the Investor holds contractual and investment authority (each, including the Investor if it is a party exchanging Notes (as defined below), an “Exchangin |
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| May 31, 2023 |
VERTEX ENERGY INC. 8-K Exhibit 10.2 Execution Version AMENDED AND RESTATED INTERCREDITOR AGREEMENT originally dated as of April 1, 2022, and as amended and restated as of May 26, 2023 among CANTOR FITZGERALD SECURITIES, as the Term Loan Agent, MACQUARIE ENERGY NORTH AMERICA TRADING INC., as the Intermediation Facility Secured Party, MACQUARIE ENERGY NORTH AMERICA TRADING INC., as the Renewables In |
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| May 31, 2023 |
Exhibit 10.1 EXECUTION VERSION daTED May 26, 2023 (1) MACQUARIE ENERGY NORTH AMERICA TRADING INC. (2) Vertex RENEWABLES Alabama LLC SUPPLY AND OFFTAKE AGREEMENT Reed Smith llp reedsmith.com CONTENTS clause 1 DEFINITIONS AND CONSTRUCTION 2 2 CONDITIONS TO occurrence of Effective Date and COMMENCEMENT Date 28 3 TERM OF AGREEMENT 35 4 Effective DATE TRANSFER 35 5 PURCHASE AND SALE OF Permitted Feedst |
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| May 31, 2023 |
VERTEX ENERGY INC. 8-K Exhibit 10.3 GUARANTY between VERTEX REFINING ALABAMA LLC and MACQUARIE ENERGY NORTH AMERICA TRADING INC. dated as of May 26, 2023 TABLE OF CONTENTS Page SECTION 1. DEFINITIONS 1 SECTION 2. AGREEMENT TO GUARANTEE OBLIGATIONS 1 2.1 Guaranty 1 2.2 Reinstatement 2 SECTION 3. GUARANTY ABSOLUTE AND UNCONDITIONAL; WAIVERS 2 3.1 Guaranty Absolute and Unconditional; No Waiver of Obl |
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| May 31, 2023 |
VERTEX ENERGY INC. 8-K Exhibit 99.1 VERTEX ENERGY ANNOUNCES COMMERCIAL PRODUCTION OF RENEWABLE DIESEL AND ENTRY INTO WORKING CAPITAL FACILITY FOR RENEWABLE DIESEL BUSINESS HOUSTON, TX / BUSINESSWIRE / May 31, 2023 / Vertex Energy, Inc. (NASDAQ: VTNR) ("Vertex" or the "Company"), a leading specialty refiner and marketer of high-quality refined products, today announced the successful completion of |
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| May 31, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 26, 2023 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 31, 2023 |
VERTEX ENERGY INC. 8-K Exhibit 10.6 daTED May 26, 2023 (1) VERTEX RENEWABLES ALABAMA LLC (2) Macquarie Energy North America Trading Inc. ORIGINAL/COUNTERPART INVENTORY SALES AGREEMENT EXECUTION VERSION CONTENTS clause 1 DEFINITIONS 2 2 ASSIGNMENT AND CONVEYANCE 3 3 DETERMINATION OF INVENTORY 3 4 PAYMENT AND PRICING 4 5 MISCELLANEOUS 6 THIS INVENTORY SALES AGREEMENT (this “Agreement”), is made and |
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| May 31, 2023 |
VERTEX ENERGY INC. 8-K Exhibit 10.8 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT HAVE BEEN OMITTED AND REPLACED WITH “[***]”. SUCH IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS (I) NOT MATERIAL AND (II) THE REGISTRANT CUSTOMARILY AND ACTUALLY TREATS THAT INFORMATION AS PRIVATE OR CONFIDENTIAL. AMENDMENT OF MASTER OFFTAKE AGREEMENT A Master Offtake Agreement with an Effe |
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| May 31, 2023 |
VERTEX ENERGY INC. 8-K Exhibit 10.9 Execution Version AMENDMENT NUMBER FOUR AND CONSENT AND WAIVER TO LOAN AND SECURITY AGREEMENT THIS AMENDMENT NUMBER FOUR AND CONSENT AND WAIVER TO LOAN AND SECURITY AGREEMENT (this “Amendment No. 4”), dated as of May 26, 2023, is entered into by and among Vertex Energy, Inc., a Nevada corporation (“Parent”), Vertex Refining Alabama LLC, a Delaware limited liabil |
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| May 31, 2023 |
VERTEX ENERGY INC. 8-K Exhibit 10.4 GUARANTY between VERTEX ENERGY, INC. and MACQUARIE ENERGY NORTH AMERICA TRADING INC. dated as of May 26, 2023 TABLE OF CONTENTS Page Section 1. DEFINITIONS 1 Section 2. AGREEMENT TO GUARANTEE OBLIGATIONS 1 2.1 Guaranty 1 2.2 Reinstatement 1 Section 3. GUARANTY ABSOLUTE AND UNCONDITIONAL; WAIVERS 2 3.1 Guaranty Absolute and Unconditional; No Waiver of Obligations |
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| May 31, 2023 |
VERTEX ENERGY INC. 8-K Exhibit 10.7 daTED May 26, 2023 (1) MACQUARIE ENERGY NORTH AMERICA TRADING INC. (2) VERTEX REFINING ALABAMA LLC (3) VERTEX ENERGY, INC. amendment agreement No. 1 in respect of a supply and offtake agreement dated 1 april 2022 and certain other transaction documents Reed Smith llp The Broadgate Tower 20 Primrose Street London EC2A 2RS Phone: +44 (0) 20 3116 3000 Fax: +44 (0) |
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| May 31, 2023 |
VERTEX ENERGY INC. 8-K Exhibit 10.5 PLEDGE AND SECURITY AGREEMENT THIS PLEDGE AND SECURITY AGREEMENT (this “Agreement”), dated as of May 26, 2023, is made between VERTEX RENEWABLES ALABAMA LLC, a Delaware limited liability company (the “Company”), and MACQUARIE ENERGY NORTH AMERICA TRADING INC., a Delaware corporation (the “Secured Party”). Reference is made to that certain Supply and Offtake Agre |
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| May 16, 2023 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-266056 PROSPECTUS 2,834,900 Shares Common Stock This prospectus relates to the possible resale or other disposition, from time to time, of up to 2,834,900 shares of our common stock issuable upon exercise of warrants to purchase shares of our common stock by the selling stockholders named in this prospectus or in supplements to this prospectus. |
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| May 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 14, 2023 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 10, 2023 |
VTNR / Vertex Energy Inc / STATE STREET CORP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 AMENDED FILING VERTEX ENERGY INC (NAME OF ISSUER) COMMON STOCK (TITLE OF CLASS OF SECURITIES) 92534K107 (CUSIP NUMBER) 04/30/2023 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO WHICH THIS SCHEDULE IS FILE |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-11476 ——————— VERTE |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 9, 2023 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File Numb |
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| May 9, 2023 |
As filed with the Securities and Exchange Commission on May 8, 2023 As filed with the Securities and Exchange Commission on May 8, 2023 Registration No. |
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| May 9, 2023 |
VERTEX ENERGY, INC. 8-K Exhibit 99.2 First Quarter 2023 Quarterly Results Summary Presentation May 2023 Certain of the matters discussed in this communication which are not statements of historical fact constitute forward - looking statements within the meaning of the securities laws, including the Private Securities Litigation Reform Act of 1995 , that involve a number of risks and uncertainties |
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| May 9, 2023 |
Vertex Energy Announces First Quarter 2023 Results VERTEX ENERGY, INC. 8-K Exhibit 99.1 Vertex Energy Announces First Quarter 2023 Results HOUSTON, TX / BUSINESSWIRE / May 9, 2023 / Vertex Energy, Inc. (NASDAQ:VTNR) (“Vertex” or the “Company”), a leading specialty refiner and marketer of high-quality refined products, today announced its financial results for the first quarter ended March 31, 2023. The Company will host a conference call to discus |
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| May 9, 2023 |
As filed with the Securities and Exchange Commission on May 8, 2023 As filed with the Securities and Exchange Commission on May 8, 2023 Registration No. |
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| May 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by party other than the registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)). ☐ Definitive Proxy Statem |
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| May 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by party other than the registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)). ☒ Defin |
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| May 1, 2023 |
Vertex Energy Cuts Ribbon on First Renewable Diesel Unit Vertex Energy, Inc. 8-K Exhibit 99.1 Vertex Energy Cuts Ribbon on First Renewable Diesel Unit HOUSTON, TX – May 1, 2023 – (Business Wire) - Vertex Energy, Inc. (“Vertex” or the “Company”), a leading specialty refiner and marketer of high-quality refined products, cut the ribbon on its first renewable diesel facility at the Company's Mobile refinery and the first renewable diesel facility in Alabam |
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| May 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 1, 2023 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File Numb |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by party other than the registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)). ☒ Definitive Proxy Statem |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by party other than the registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)). ☐ Definitive Proxy Statem |
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| April 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 14, 2023 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File N |
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| April 20, 2023 |
VERTEX ENERGY, INC. 8-K Exhibit 10.2 VERTEX ENERGY, INC. EXECUTIVE EMPLOYMENT AGREEMENT DOUGLAS S. HAUGH CHIEF COMMERCIAL OFFICER TABLE OF CONTENTS ARTICLE I. DEFINITIONS 1 1.1. Definitions. 1 ARTICLE II. EMPLOYMENT; TERM; DUTIES 3 2.1. Employment. 3 2.2. Duties and Responsibilities. 4 2.3. Related Party Transaction Committee. 4 2.4. Covenants of Executive. 4 ARTICLE III. COMPENSATION AND OTHER BE |
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| April 20, 2023 |
Vertex Energy Appoints Doug Haugh as Chief Commercial Officer VERTEX ENERGY, INC. 8-K Exhibit 99.1 Vertex Energy Appoints Doug Haugh as Chief Commercial Officer HOUSTON, April 20, 2023-(Business Wire)-Vertex Energy, Inc. (NASDAQ:VTNR) (“Vertex” or the “Company”), a leading specialty refiner and marketer of high-quality refined products, today announced that it has appointed energy and technology industry veteran Doug Haugh as Chief Commercial Officer of Vert |
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| April 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 14, 2023 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File N |
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| April 14, 2023 |
VERTEX ENERGY, INC. 8-K Exhibit 99.1 Vertex Energy Provides Operational Update for Q1 2023 Conventional throughput volumes for the first quarter of 2023 within previously forecasted 69,000-72,000 bpd range, reflecting planned facility downtime Renewable diesel conversion project currently in commissioning and startup following the previously announced mechanical completion on March 31, 2023 First |
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| April 4, 2023 |
Vertex Energy Announces On-Time and On-Budget Mechanical Completion of Renewable Diesel Unit Vertex Energy, Inc. 8-K Exhibit 99.1 Vertex Energy Announces On-Time and On-Budget Mechanical Completion of Renewable Diesel Unit HOUSTON, TX / BUSINESSWIRE / April 4, 2023 / Vertex Energy, Inc. (NASDAQ:VTNR) (“Vertex” or the “Company”), a leading specialty refiner and marketer of high-quality refined products, today announced the successful mechanical completion of its transformational renewable |
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| April 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 4, 2023 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File Nu |
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| March 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 22, 2023 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File N |
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| March 22, 2023 |
Vertex Energy, Inc. 8-K Exhibit 99.1 OVERVIEW PRESENTATION Vertex Energy March 2023 Disclaimer Forward - Looking Statements Certain of the matters discussed in this presentation which are not statements of historical fact constitute forward - looking statements within the meaning of the securities laws, including the Private Securities Litigation Reform Act of 1995 , that involve a number of risks |
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| March 2, 2023 |
As filed with the Securities and Exchange Commission on March 2, 2023 As filed with the Securities and Exchange Commission on March 2, 2023 Registration No. |
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| March 2, 2023 |
As filed with the Securities and Exchange Commission on March 2, 2023 As filed with the Securities and Exchange Commission on March 2, 2023 Registration No. |
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| March 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-11476 ——————— VERTEX ENE |
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| March 1, 2023 |
Restated Articles of Incorporation of Vertex Energy, Inc. VERTEX ENERGY, INC. POSASR Exhibit 4.1 RESTATED ARTICLES OF INCORPORATION OF VERTEX ENERGY, INC. ARTICLE I. The name of the corporation (hereinafter called the “Corporation”) is: Vertex Energy, Inc. ARTICLE II. [Omitted pursuant to Nevada Revised Statutes 78.403] ARTICLE III. The nature of the business of the Corporation and the objects or the purposes to be transacted, promoted, or carried on by |
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| March 1, 2023 |
VERTEX ENERGY, INC. POSASR EXHIBIT 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Vertex Energy, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amo |
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| March 1, 2023 |
As filed with the Securities and Exchange Commission on March 1, 2023 As filed with the Securities and Exchange Commission on March 1, 2023 Registration No. |
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| March 1, 2023 |
Description of Securities of the Registrant Exhibit 4.5 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summary describes the common stock of Vertex Energy, Inc., a Nevada corporation (“Vertex” or the “Company”), which common stock is registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). Only the Company’s common stock is re |
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| March 1, 2023 |
As filed with the Securities and Exchange Commission on March 1, 2023 As filed with the Securities and Exchange Commission on March 1, 2023 Registration No. |
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| March 1, 2023 |
Restated Articles of Incorporation of Vertex Energy, Inc. VERTEX ENERGY, INC. POSASR Exhibit 4.1 RESTATED ARTICLES OF INCORPORATION OF VERTEX ENERGY, INC. ARTICLE I. The name of the corporation (hereinafter called the “Corporation”) is: Vertex Energy, Inc. ARTICLE II. [Omitted pursuant to Nevada Revised Statutes 78.403] ARTICLE III. The nature of the business of the Corporation and the objects or the purposes to be transacted, promoted, or carried on by |
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| March 1, 2023 |
EXHIBIT 21.1 Subsidiaries* •Vertex Energy Operating, LLC, a Texas Limited Liability Company (wholly-owned)(“Vertex Operating”) •Vertex Refining LA, LLC, a Louisiana Limited Liability Company (wholly-owned by Vertex Operating) •Vertex Recovery Management, LLC, a Texas Limited Liability Company (wholly-owned)(“Vertex Recovery”) •Vertex Recovery Management LA, LLC, a Louisiana Limited Liability Compa |
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| March 1, 2023 |
Restated Articles of Incorporation of Vertex Energy, Inc EX-3.1 2 a12312022-ex31.htm EX-3.1 Exhibit 3.1 RESTATED ARTICLES OF INCORPORATION OF VERTEX ENERGY, INC. ARTICLE I. The name of the corporation (hereinafter called the “Corporation”) is: Vertex Energy, Inc. ARTICLE II. [Omitted pursuant to Nevada Revised Statutes 78.403] ARTICLE III. The nature of the business of the Corporation and the objects or the purposes to be transacted, promoted, or carrie |
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| February 28, 2023 |
Vertex Energy Announces Fourth Quarter and Full Year 2022 Results Exhibit 99.1 Vertex Energy Announces Fourth Quarter and Full Year 2022 Results HOUSTON, TX / BUSINESSWIRE / February 28, 2023 / Vertex Energy, Inc. (NASDAQ:VTNR) (“Vertex” or the “Company”), a dark-green energy transition company focused on producing and distributing both conventional and alternative fuels, today announced its financial results for the fourth quarter and full-year ended December 3 |
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| February 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 28, 2023 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission Fil |
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| February 28, 2023 |
EX-99.2 3 ex99-2.htm Vertex Energy, Inc. 8-K Exhibit 99.2 Fourth Quarter & Full Year 2022 Results Summary Presentation February 2023 Certain of the matters discussed in this communication which are not statements of historical fact constitute forward - looking statements within the meaning of the securities laws, including the Private Securities Litigation Reform Act of 1995 , that involve a numbe |
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| February 13, 2023 |
VTNR / Vertex Energy Inc / LYTTON LAURENCE W Passive Investment SC 13G/A 1 vertex13ga4.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Vertex Energy, Inc. (Name of Issuer) Common Stock, $0.001 Par Value Per Share (Title of Class of Securities) 92534K107 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropria |
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| February 9, 2023 |
VTNR / Vertex Energy Inc / STATE STREET CORP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 AMEMDED FILING VERTEX ENERGY INC (NAME OF ISSUER) COMMON STOCK (TITLE OF CLASS OF SECURITIES) 92534K107 (CUSIP NUMBER) 12/31/2022 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO WHICH THIS SCHEDULE IS FILE |
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| February 9, 2023 |
ZI / ZoomInfo Technologies Inc. Class A / BlackRock Inc. Passive Investment SC 13G 1 us92534k1079020923.txt us92534k1079020923.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 1) VERTEX ENERGY INC - (Name of Issuer) Class A Common Stock - (Title of Class of Securities) 98980F104 - (CUSIP Number) January 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| February 8, 2023 |
ZI / ZoomInfo Technologies Inc. Class A / BlackRock Inc. Passive Investment SC 13G 1 us92534k1079020823.txt us92534k1079020823.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: ) VERTEX ENERGY INC - (Name of Issuer) Class A Common Stock - (Title of Class of Securities) 98980F104 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| February 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 1, 2023 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File |
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| February 1, 2023 |
Vertex Energy, Inc. 8-K Exhibit 99.1 Vertex Energy Announces Sale of Heartland Used Motor Oil Collections and Refining Business UMO divestiture significantly streamlines business, improving focus on conventional fuels refining operations and initial renewable diesel production operations at Mobile, AL facility Net proceeds of $85 million provide substantial liquidity to improve balance sheet healt |
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| January 17, 2023 |
Vertex Energy, Inc. 8-K Exhibit 99.1 Vertex Energy Provides Operational Update for Q4 2022 Renewable diesel conversion project remains on schedule, on budget, and on track for mechanical completion by late March Throughput volumes for the fourth quarter of 2022 were approximately 77,000 bpd, exceeding prior forecast of 74,000 bpd by 4% Fourth quarter 2022 financial results expected to benefit from |
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| January 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 17, 2023 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File |
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| January 12, 2023 |
Vertex Energy Inc. 8-K Exhibit 10.2 Form of Guarantor Joinder THIS JOINDER AGREEMENT NO. 3 (this “Agreement”), dated as of January 5, 2023, to that certain Loan and Security Agreement dated April 1, 2022 (as amended by that certain Amendment Number One to Loan and Security Agreement, dated as of May 26, 2022, that certain Amendment Number Two to Loan and Security Agreement dated as September 30, 2 |
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| January 12, 2023 |
EX-10.1 2 ex10-1.htm AMENDMENT NUMBER THREE TO LOAN AND SECURITY AGREEMENT Vertex Energy Inc. 8-K Exhibit 10.1 AMENDMENT NUMBER THREE TO LOAN AND SECURITY AGREEMENT THIS AMENDMENT NUMBER THREE TO LOAN AND SECURITY AGREEMENT (this “Amendment No. 3”), dated as of January 8, 2023, is entered into by and among Vertex Energy Inc., a Nevada corporation (“Parent”), Vertex Refining Alabama LLC, a Delaware |
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| January 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 8, 2023 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File |
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| December 14, 2022 |
Vertex Energy, Inc. 8-K Exhibit 10.2 VERTEX ENERGY, INC. EXECUTIVE EMPLOYMENT AGREEMENT BENJAMIN P. COWART PRESIDENT AND CHIEF EXECUTIVE OFFICER TABLE OF CONTENTS ARTICLE I. DEFINITIONS 1 1.1. Definitions 1 ARTICLE II. EMPLOYMENT; TERM; DUTIES 3 2.1. Employment 3 2.2. Duties and Responsibilities 4 2.3. Related Party Transaction Committee 4 2.4. Covenants of Executive 4 2.5. Board of Directors 4 AR |
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| December 14, 2022 |
Vertex Energy, Inc. 8-K Exhibit 10.3 VERTEX ENERGY, INC. EXECUTIVE EMPLOYMENT AGREEMENT CHRIS CARLSON CHIEF FINANCIAL OFFICER TABLE OF CONTENTS ARTICLE I. DEFINITIONS 1 1.1. Definitions 1 ARTICLE II. EMPLOYMENT; TERM; DUTIES 3 2.1. Employment 3 2.2. Duties and Responsibilities 4 2.3. Related Party Transaction Committee 4 2.4. Covenants of Executive 4 2.5. Retroactive Pay 4 ARTICLE III. COMPENSATIO |
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| December 14, 2022 |
Vertex Energy, Inc. 8-K Exhibit 99.1 Vertex Energy, Inc. (the “Company”) Amended Charter of the Nominating, Corporate Governance and Environmental, Social, and Governance Committee Adopted by the Board of Directors on December 12, 2022 Role: The Nominating, Corporate Governance and Environmental, Social, and Governance Committee’s role is to (a) determine the slate of director nominees for electio |
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| December 14, 2022 |
VERTEX ENERGY, INC. CLAWBACK AND FORFEITURE POLICY Vertex Energy, Inc. 8-K Exhibit 99.2 VERTEX ENERGY, INC. CLAWBACK AND FORFEITURE POLICY Effective as of December 12, 2022 (the “Effective Date”), this Clawback and Forfeiture Policy (the “Policy”) of Vertex Energy, Inc. (”Vertex”), as adopted by Vertex’s Board of Directors, is as follows. 1. Definitions. For purposes of this Policy the following terms shall have the meanings set forth below: 1.1. |
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| December 14, 2022 |
Vertex Energy, Inc. 8-K Exhibit 10.5 VERTEX ENERGY, INC. EXECUTIVE EMPLOYMENT AGREEMENT ALVARO RUIZ CHIEF STRATEGY OFFICER TABLE OF CONTENTS ARTICLE I. DEFINITIONS 1 1.1. Definitions 1 ARTICLE II. EMPLOYMENT; TERM; DUTIES 3 2.1. Employment 3 2.2. Duties and Responsibilities 4 2.3. Related Party Transaction Committee 4 2.4. Covenants of Executive 4 2.5. Retroactive Pay 4 ARTICLE III. COMPENSATION A |
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| December 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 9, 2022 VERTEX ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-11476 94-3439569 (State or other jurisdiction of incorporation) (Commission File |
