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| CIK | 1372000 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Universal Power Group, Inc.
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
| November 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-33207 Universal Power Group, Inc. (Exact name of registrant as specifie |
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| October 31, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-33207 Issuer: Universal Power Group, Inc. Exchange: NYSE-MKT (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) |
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| October 16, 2013 |
- S-8 (POST EFFECTIVE AMENDMENT NO.1) As filed with the Securities and Exchange Commission on October 16, 2013 Registration Statement No. |
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| September 27, 2013 |
Submission of Matters to a Vote of Security Holders - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 24, 2013 UNIVERSAL POWER GROUP, INC. (Exact name of Registrant as specified in its charter) Texas 001-33207 75-1288690 (State or other jurisdiction (Commission File (IRS Emp |
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| August 23, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14a INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide |
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| August 21, 2013 |
Universal Power Group Reports Second Quarter 2013 Results Exhibit 99.1 Company Contacts: Investor Relations: Universal Power Group, Inc. Lambert, Edwards & Associates 469.892.1122 616.233.0500 Mimi Tan, SVP Jeff Tryka, CFA or Bob Burton [email protected] [email protected] Universal Power Group Reports Second Quarter 2013 Results COPPELL, Texas — August 14, 2013 — Universal Power Group, Inc. (NYSE MKT: UPG), a Texas-based distributor and supplier of |
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| August 21, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 14, 2013 UNIVERSAL POWER GROUP, INC. (Exact name of Registrant as specified in its charter) Texas 001-33207 75-1288690 (State or other jurisdiction of incorporation) (Commissio |
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| August 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-33207 Universal Power Group |
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| May 13, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-33207 Universal Power Grou |
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| March 29, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K 10-K 1 t7585710k.htm FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001- |
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| February 11, 2013 |
UNIV / Universal Infotainment Systems Corp. / PERRITT CAPITAL MANAGEMENT INC Passive Investment SC 13G 1 cg200.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Universal Power Group, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 913788105 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| December 31, 2012 |
Exhibit 4.2 Master Revolving Note LIBOR-based Rate/Daily Adjusting LIBOR Rate Maturity Date (Business and Commercial Loans Only) AMOUNT $30,000,000.00 NOTE DATE December 20, 2012 MATURITY DATE December 20, 2016 On or before the Maturity Date set forth above, FOR VALUE RECEIVED, the undersigned promise(s) to pay to the order of COMERICA BANK (herein called “Bank”), at any office of the Bank in the |
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| December 31, 2012 |
EX-10.1 4 ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 CREDIT AGREEMENT THIS CREDIT AGREEMENT is made and delivered to be effective as of December 20, 2012, by and between UNIVERSAL POWER GROUP, INC., a Texas corporation (herein referred to with all successors, assigns and/or personal representatives as the “Borrower”), and COMERICA BANK (herein referred to with its successors and assigns as the “Bank”). |
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| December 31, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 24, 2012 UNIVERSAL POWER GROUP, INC. (Exact name of Registrant as specified in its charter) Texas 001-33207 75-1288690 (State or other jurisdiction of incorporation) (Commiss |
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| December 31, 2012 |
Installment Note LIBOR-based Rate/Daily Adjusting LIBOR Rate Exhibit 4.1 Installment Note LIBOR-based Rate/Daily Adjusting LIBOR Rate AMOUNT $4,000,000.00 NOTE DATE December 20, 2012 AMOUNT December 20, 2016 FOR VALUE RECEIVED, the undersigned promise(s) to pay to the order of COMERICA BANK (herein called “Bank”), at any office of the Bank in the State of Texas, the principal sum of FOUR MILLION AND NO/100 DOLLARS ($4,000,000.00), payable in monthly install |
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| December 31, 2012 |
Security Agreement (Comprehensive) Exhibit 10.2 Security Agreement (Comprehensive) As of December 20, 2012, for value received, the undersigned (“Debtor”) pledges, assigns and grants to Comerica Bank (“Bank”), whose address is P. O. Box 650282, Dallas, Texas 75265-0282, Attention: Commercial Lending Services, Mail Code 6514, a continuing security interest and lien (any pledge, assignment, security interest or other lien arising her |
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| November 9, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-33207 Universal Power |
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| November 9, 2012 |
EXHIBIT 10.15 INDUSTRIAL REAL ESTATE LEASE Multi-Tenant Net Form Landlord: Cabot II - TX1B02, L.P. Tenant: Universal Power Group, Inc. Property Address: 488 S. Royal Lane, Coppell, TX 75019 Building: 488 S. Royal Lane table of contents ARTICLE ONE - BASIC TERMS 1 ARTICLE TWO - PREMISES 3 ARTICLE THREE - LEASE TERM 3 ARTICLE FOUR - RENT 4 ARTICLE FIVE - PROPERTY TAXES 5 ARTICLE SIX - UTILITIES 6 AR |
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| November 6, 2012 |
Submission of Matters to a Vote of Security Holders - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 23, 2012 UNIVERSAL POWER GROUP, INC. (Exact name of Registrant as specified in its charter) Texas 001-33207 75-1288690 (State or other jurisdiction of incorporation) (Commissi |
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| October 2, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 27, 2012 UNIVERSAL POWER GROUP, INC. (Exact name of Registrant as specified in its charter) Texas 001-33207 75-1288690 (State or other jurisdiction of incorporation) (Commis |
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| September 20, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14a INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide |
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| August 13, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q 1 t7402010q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: |
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| August 13, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 9, 2012 UNIVERSAL POWER GROUP, INC. (Exact name of Registrant as specified in its charter) Texas 001-33207 75-1288690 (State or other jurisdiction of incorporation) (Commission |
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| August 13, 2012 |
Exhibit 99.1 Company Contacts: Investor Relations: Universal Power Group, Inc. Lambert, Edwards & Associates 469.892.1122 616.233.0500 Mimi Tan, SVP Jeff Tryka, CFA or Karen Keller [email protected] [email protected] Universal Power Group Reports Second Quarter 2012 Results CARROLLTON, Texas — Aug. 9, 2012 — Universal Power Group, Inc. (NYSE MKT: UPG), a Texas-based distributor and supplier o |
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| May 14, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2012 UNIVERSAL POWER GROUP, INC. (Exact name of Registrant as specified in its charter) Texas 001-33207 75-1288690 (State or other jurisdiction of incorporation) (Commission Fi |
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| May 14, 2012 |
Exhibit 99.1 Company Contacts: Investor Relations: Universal Power Group, Inc. Lambert, Edwards & Associates 469.892.1122 616.233.0500 Mimi Tan, SVP Jeff Tryka, CFA or Karen Keller [email protected] [email protected] Universal Power Group Reports First Quarter 2012 Results CARROLLTON, Texas — May 9, 2012 — Universal Power Group, Inc. (NYSE Amex: UPG), a Texas-based distributor and supplier of |
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| May 10, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-33207 Universal Power Grou |
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| April 5, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-33207 Universal Power Group, In |
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| November 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2011 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-33207 Universal Power |
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| October 4, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14a INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide |
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| August 15, 2011 |
10-Q 1 c6662610-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2011 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-33207 |
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| May 11, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2011 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-33207 Universal Power Grou |
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| March 31, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2010 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-33207 Universal Power Group, In |
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| March 31, 2011 |
Exhibit 10.10 INDUSTRIAL (MULTI-TENANT NET) LEASE BETWEEN AZURE SOUTHWOODS ATLANTA, LLC, a Delaware limited liability company AS LANDLORD and UNIVERSAL POWER GROUP, INC., a Texas corporation, AS TENANT for SOUTHWOODS BUSINESS CENTER I SUMMARY OF BASIC LEASE INFORMATION This Summary of Basic Lease Information (the “Lease Summary”) is hereby incorporated into and made a part of the attached Industri |
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| November 15, 2010 |
SECOND AMENDMENT TO CREDIT AGREEMENT EX-10.14(C) 3 c63334ex10-14c.htm Exhibit 10.14c SECOND AMENDMENT TO CREDIT AGREEMENT THIS SECOND AMENDMENT TO CREDIT AGREEMENT (the “Amendment”) dated May , 2010 is among UNIVERSAL POWER GROUP, INC. (the “Borrower”), MONARCH OUTDOOR ADVENTURES, LLC (“Monarch”), each of the banks or other lending institutions which is a party hereto (individually a “Bank” and collectively the “Banks”), and WELLS FA |
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| November 15, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2010 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-33207 Universal Power |
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| November 15, 2010 |
FIRST AMENDMENT TO CREDIT AGREEMENT Exhibit 10.14b FIRST AMENDMENT TO CREDIT AGREEMENT THIS FIRST AMENDMENT TO CREDIT AGREEMENT (the ?Amendment?) dated March 17, 2010 is among UNIVERSAL POWER GROUP, INC. (the ?Borrower?), MONARCH OUTDOOR ADVENTURES, LLC (?Monarch?), each of the banks or other lending institutions which is a party hereto (individually a ?Bank? and collectively the ?Banks?), and WELLS FARGO BANK, NATIONAL ASSOCIATION, |
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| October 12, 2010 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 7, 2010 UNIVERSAL POWER GROUP, INC. (Exact name of Registrant as specified in its charter) Texas 001-33207 75-1288690 (State or other jurisdiction (Commission (IRS Employer of |
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| September 23, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 1 ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2009 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-33207 Univers |
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| September 23, 2010 |
Universal Power Group, Inc. 1720 Hayden Drive Carrollton, Texas 75006 Universal Power Group, Inc. 1720 Hayden Drive Carrollton, Texas 75006 September 23, 2010 Mr. Kevin Vaughn Accounting Branch Chief Ms. Kate Tillian Asst. Chief Accountant United States Securities and Exchange Commission Division of Corporate Finance Washington, DC 20549 Re: Universal Power Group, Inc. Form 10-K for the Fiscal Year Ended December 31, 2009 Filed March 31, 2010 File No. 001-33207 Dear |
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| September 2, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14a INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide |
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| August 16, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2010 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-33207 Universal Power Group |
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| July 15, 2010 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* Universal Power Group (Name of Issuer) Common (Title of Class of Securities) 913788105 (CUSIP Number) 12/22/09 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which this Schedule 13G is fil |
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| May 14, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2010 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-33207 Universal Power Grou |
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| March 31, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2009 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-33207 Universal Power Group, In |
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| December 23, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 16, 2009 UNIVERSAL POWER GROUP, INC. (Exact name of Registrant as specified in its charter) Texas 001-33207 75-1288690 (State or other jurisdiction of incorporation) (Commiss |
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| December 23, 2009 |
Exhibit 10.1 CREDIT AGREEMENT among UNIVERSAL POWER GROUP, INC. as Borrower, MONARCH OUTDOOR ADVENTURES, LLC, as an Obligated Party, WELLS FARGO BANK, NATIONAL ASSOCIATION as Agent, WELLS FARGO SECURITIES, LLC, as Lead Arranger, and the BANKS named herein December 16, 2009 TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS 1 Section 1.1. Definitions 1 Section 1.2. Other Definitional Provisions 15 Secti |
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| December 23, 2009 |
Exhibit 10.2 SECURITY AGREEMENT THIS SECURITY AGREEMENT (the ?Agreement?) dated as of December 16, 2009, is by and among UNIVERSAL POWER GROUP, INC. (?Borrower?), MONARCH OUTDOOR ADVENTURES, LLC, UNIVERSAL BATTERY CORPORATION, and UNIVERSAL MOBILITY, INC., and any Subsidiary or other entity who may become a party hereto pursuant to the execution and delivery of a Subsidiary Joinder Agreement (incl |
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| November 13, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2009 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-33207 Universal Power |
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| August 14, 2009 |
Exhibit 10.3 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the ?Agreement?) is made as of the 1st day of June, 2009, by and among UNIVERSAL POWER GROUP, INC., a Texas corporation (the ?Company?), having its principal place of business at 1720 Hayden Drive, Carrollton, Texas 75006, on the one hand, and IAN EDMONDS, residing at (the ?Executive?), on the other. WITNESSETH WHEREAS, the Executive has |
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| August 14, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2009 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-33207 Universal Power Group |
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| August 13, 2009 |
Universal Power Group Reports Increased Net Income in Second Quarter Exhibit 99.1 Company Contact: Investor Relations: Universal Power Group, Inc. Lambert, Edwards & Associates 469-892-1122 616-233-0500 Mimi Tan, SVP Jeff Tryka, Ryan McGrath [email protected] [email protected] Universal Power Group Reports Increased Net Income in Second Quarter CARROLLTON, Texas, August 11, 2009 ? Universal Power Group, Inc. (NYSE Amex: UPG), a Texas-based distributor and su |
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| August 13, 2009 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 11, 2009 UNIVERSAL POWER GROUP, INC. (Exact name of Registrant as specified in its charter) Texas 001-33207 75-1288690 (State or other jurisdiction of incorporation) (Commissio |
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| June 29, 2009 |
DEF 14A 1 c58070def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14a INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminar |
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| May 15, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2009 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-33207 Universal Power Grou |
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| March 31, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2008 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-33207 Universal Power Group, In |
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| March 31, 2009 |
EX-10.1(C) 2 c57124ex10-1c.htm EXHIBIT 10.1(c) AMENDMENT TO THE UNIVERSAL POWER GROUP, INC. 2006 STOCK OPTION PLAN A. The Universal Power Group, Inc. 2006 Stock Option Plan (the “Plan”) is hereby amended as follows: 1. The Plan is hereby amended to increase the number of shares of Stock covered by the Plan to 2,000,000. In order to effectuate this amendment, Section 5 of the Plan is amended by rep |
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| March 17, 2009 |
c569588-k.htm - Converted by SEC Publisher, created by BCL Technologies Inc., for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2009 UNIVERSAL POWER GROUP, INC. (Exact name of registrant as specified in its c |
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| March 17, 2009 |
Exhibit 10.1 AGREEMENT AGREEMENT, dated the 9th day of March, 2009 between UNIVERSAL POWER GROUP, INC. (together with its predecessors, subsidiaries and affiliates, ?UPG?), a Texas corporation, having its principal place of business at 1720 Hayden Road, Carrollton, Texas 75006 and STAN BATTAT, an individual doing business under the assumed name of IMPORT CONSULTANTS (?Battat?), having a business a |
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| January 23, 2009 |
Universal Power Group Announces Departure of CEO Exhibit 99.1 Company Contacts: Universal Power Group, Inc 469.892.1122 Mimi Tan, SVP [email protected] Investor Relations: Lambert, Edwards & Associates 616.233.0500 Jeff Tryka, Ryan McGrath [email protected] Universal Power Group Announces Departure of CEO CARROLLTON, Texas ? Jan. 22, 2009 ? Universal Power Group, Inc. (NYSE Alternext US: UPG), a leading provider of third-party logistics a |
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| January 23, 2009 |
c564438k.htm - Converted by SEC Publisher, created by BCL Technologies Inc., for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 UNIVERSAL POWER GROUP, INC. (Exact name of registrant as specified in its charter) Texas 001-33207 75-1288690 (State or other jurisdiction of |
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| January 23, 2009 |
EX-10.1 2 c56443ex10-1.htm Exhibit 10.1 SEPARATION AGREEMENT This Agreement is made as of the 21st day of January, 2009 by and between Universal Power Group, Inc., a Texas corporation (the “Company”) having a principal place of business at 1720 Hayden Drive Carrollton, Texas and Randy Hardin, residing at 370 Town East Blvd., Sunnydale, Texas 75182 (“Hardin”). WHEREAS, Hardin is a member of the Boa |
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| January 8, 2009 |
Universal Power Group Completes Acquisition of the Monarch Hunting Line of Products EX-99.1 2 c56286ex99-1.htm Exhibit 99.1 Company Contact: Investor Relations: Universal Power Group, Inc. Lambert, Edwards & Associates 469-892-1122 616-233-0500 Mimi Tan, SVP Jeff Tryka, Ryan McGrath [email protected] [email protected] Universal Power Group Completes Acquisition of the Monarch Hunting Line of Products CARROLLTON, Texas — Jan. 8, 2009 — Universal Power Group, Inc. (NYSE Alte |
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| January 8, 2009 |
a56286.htm - Converted by SEC Publisher, created by BCL Technologies Inc., for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 8, 2009 UNIVERSAL POWER GROUP, INC. (Exact name of registrant as specified in its cha |
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| November 13, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2008 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-33207 Universal Power |
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| September 25, 2008 |
Exhibit 10.1 ASSET PURCHASE AGREEMENT This ASSET PURCHASE AGREEMENT, dated as of September 1, 2008 (the “Agreement”), among Universal Power Group, Inc., a Texas corporation, having its principal place of business at 1720 Hayden Road, Carrollton, Texas 75006 (“UPG” or the “Buyer”), as purchaser, and Shanah, Inc. (“Shanah”) and Long Knight, Inc. (formerly known as Silver Spur, Inc.), each a Texas co |
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| September 25, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2008 UNIVERSAL POWER GROUP, INC. (Exact name of registrant as specified in its charter) Texas 001-33207 75-1288690 (State or other jurisdiction of (Commission File No.) |
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| September 25, 2008 |
UNIVERSAL POWER GROUP ENTERS INTO AGREEMENT TO PURCHASE ASSETS OF MONARCH HUNTING PRODUCTS Exhibit 99.1 Investor Contacts: Universal Power Group, Inc. Cameron Associates Roger Tannery, 469.892.1122 Amy Glynn, CFA, 212.554.5464 [email protected] [email protected] Mimi Tan, 469.892.1122 [email protected] UNIVERSAL POWER GROUP ENTERS INTO AGREEMENT TO PURCHASE ASSETS OF MONARCH HUNTING PRODUCTS Carrollton, Texas ? (BUSINESS WIRE) ? September 25, 2008 ? Universal Power Group, Inc. (AMEX: UPG |
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| August 11, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q c5455610q.htm - Converted by SEC Publisher, created by BCL Technologies Inc., for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2008 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1 |
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| July 10, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to §240. |
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| May 15, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q c5356410q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2008 OR p TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-33207 Univer |
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| May 13, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to ?240. |
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| April 29, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 1 þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2007 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-33207 Univers |
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| March 31, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2007 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-33207 Universal Power Group, In |
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| March 28, 2008 |
UNIVERSAL POWER GROUP REPORTS FOURTH QUARTER AND FULL-YEAR 2007 FINANCIAL RESULTS EX-99.1 2 c52899ex99-1.htm Exhibit 99.1 Company Contacts: Investor Relations: Universal Power Group, Inc Cameron Associates 469-892-1122 212-554-5464 Mimi Tan, SVP Amy Glynn, CFA [email protected] [email protected] Roger Tannery, CFO [email protected] UNIVERSAL POWER GROUP REPORTS FOURTH QUARTER AND FULL-YEAR 2007 FINANCIAL RESULTS CARROLLTON, Texas — March 24, 2008 — Universal Power Group, Inc. (A |
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| March 28, 2008 |
c528998k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2008 UNIVERSAL POWER GROUP, INC. (Exact name of registrant as specified in its charter) Texas 001-33207 75-1288690 (State or other jurisdiction of (Commission F |
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| November 9, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2007 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-33207 Universal Power |
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| August 13, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q c4983610q.htm - Converted by SEC Publisher, created by BCL Technologies Inc., for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2007 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1 |
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| August 6, 2007 |
EX-10.1 2 c49716ex10-1.htm Exhibit 10.1 AMENDED AND RESTATED REVOLVING CREDIT AND SECURITY AGREEMENT By and Between COMPASS BANK and UNIVERSAL POWER GROUP, INC. JUNE 19, 2007 TABLE OF CONTENTS SECTION 1. Bank’s Agreement to Make Advances 1 1.1 Borrowing Base 1 1.2 Evidence of Advance Not Causing Excess of Borrowing Base 2 1.3 Borrower’s Loan Account 3 1.4 Exceeding Borrowing Base 3 1.5 Discretiona |
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| August 6, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 3, 2007 UNIVERSAL POWER GROUP, INC. (Exact name of Registrant as specified in its Charter) Texas 001-33207 75-1288690 (State or other jurisdiction of incorporation) (Commissi |
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| August 6, 2007 |
Exhibit 99.1 Investor Contacts: Universal Power Group, Inc. Cameron Associates Mimi Tan, 469-892-1122 Amy Glynn, CFA, 212-554-5464 [email protected] [email protected] UNIVERSAL POWER GROUP RENEWS CREDIT FACILITY WITH COMPASS BANK Increases Line of Credit to $30 Million CARROLLTON, Texas — August 3, 2007 — Universal Power Group, Inc. (AMEX: UPG), a leading provider of third-party logistics and suppl |
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| May 15, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2007 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-33207 Universal Power Grou |
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| May 10, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 8, 2007 |
Amendment to Universal Power Group, Inc. 2006 Stock Option Plan Exhibit 10.1(c) Amendment to Universal Power Group, Inc. 2006 Stock Option Plan Section 5 of the Universal Power Group, Inc. 2006 Stock Option Plan (the “Plan”) has been amended to increase to 1,500,000 the maximum number of shares of Stock reserved for the grant of Awards under the Plan, subject to adjustment as provided in the Plan. |
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| May 8, 2007 |
As filed with the Securities and Exchange Commission on May 8, 2007 As filed with the Securities and Exchange Commission on May 8, 2007 Registration Statement No. |
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| April 27, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 29, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2006 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-33207 Universal Power Group, In |
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| March 6, 2007 |
Universal Power Group Reports Fourth Quarter and Year End 2006 Financial Results Exhibit 99.1 Investor Contacts: Universal Power Group, Inc. Cameron Associates Mimi Tan, 469-892-1122 Amy Glynn, CFA, 212-554-5464 [email protected] [email protected] Universal Power Group Reports Fourth Quarter and Year End 2006 Financial Results Recent Highlights: Consummated Initial Public Offering (?IPO?) in December 2006 Generated Double-Digit Sales and Earnings Growth for the Fourth Quarter A |
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| March 6, 2007 |
- Converted by SEC Publisher, created by BCL Technologies Inc., for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 5, 2007 UNIVERSAL POWER GROUP, INC. (Exact name of Registrant as specified in its Charter) Texas 0 |
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| December 22, 2006 |
3,000,000 Shares UNIVERSAL POWER GROUP, INC. Filed Pursuant to 424(b)4 Registration No. 333-137265 3,000,000 Shares UNIVERSAL POWER GROUP, INC. This is our initial public offering. A total of 3,000,000 shares of common stock are being offered. We are offering 2,000,000 shares of common stock and our corporate parent, Zunicom, Inc. (“Zunicom”), is selling 1,000,000 shares of our common stock that it owns. We will not receive any of the procee |
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| December 18, 2006 |
As filed with the Securities and Exchange Commission on December 18, 2006 S-1/A 1 c44128s1a.htm As filed with the Securities and Exchange Commission on December 18, 2006 Registration No. 333-137265 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 7 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 UNIVERSAL POWER GROUP, INC. (Exact name of Registrant as specified in its charter) Texas 7389; 5063 75-1288690 (State or |
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| December 15, 2006 |
As filed with the Securities and Exchange Commission on December 15, 2006 As filed with the Securities and Exchange Commission on December 15, 2006 Registration No. |
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| December 14, 2006 |
As filed with the Securities and Exchange Commission on December 14, 2006 As filed with the Securities and Exchange Commission on December 14, 2006 Registration No. |
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| December 13, 2006 |
Exhibit 4.1 [UPG GRAPHIC OMITTED] LET US POWER YOU.(TM) [Graphic Omitted] UNIVERSAL POWER GROUP, INC. [Graphic Omitted] INCORPORATED UNDER THE LAWS OF THE STATE OF TEXAS AUTHORIZED: 50,000,000 COMMON SHARES, $.01 PAR VALUE THIS CERTIFIES THAT SEE REVERSE FOR CERTAIN DEFINITIONS - IS THE OWNER OF CUSIP 913788105 - FULLY PAID AND NON-ASSESSABLE COMMON SHARE, $.01 PAR VALUE UNIVERSAL POWER GROUP, INC |
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| December 13, 2006 |
As filed with the Securities and Exchange Commission on December 13, 2006 As filed with the Securities and Exchange Commission on December 13, 2006 Registration No. |
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| December 13, 2006 |
EX-10.1(B) 5 c44128ex10-1b.htm Exhibit 10.1(b) FORM OF STOCK OPTION AGREEMENT STOCK OPTION AGREEMENT (hereinafter called this "Agreement") made as of this day of , 20 between Universal Power Group, Inc., a Texas corporation (hereinafter called the "Corporation"), and (hereinafter called the "Optionee"). WHEREAS, in accordance with the Universal Power Group, Inc. 2006 Stock Option Plan (the "Plan") |
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| November 30, 2006 |
FIRST AMENDMENT TO MASTER REVOLVING PROMISSORY NOTE Exhibit 10.5(d) FIRST AMENDMENT TO MASTER REVOLVING PROMISSORY NOTE THIS FlRST AMENDMENT TO MASTER REVOLVING PROMISSORY NOTE (this “Amendment”) is executed on April 18, 2006 (the “Effective Date”), by and between UNIVERSAL POWER GROUP, INC., a Texas corporation (“Borrower”), and COMPASS BANK (together with its successors and assigns, “Lender”). RECITALS A. Borrower executed to the order of Lender |
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| November 30, 2006 |
CUSTOMER NON DISCLOSURE AND SUPPLY AGREEMENT EX-10.10 DATE: May 6, 1998 TO: Universal Battery Corporation FROM: Stan Battat ATT: Randy T. Hardin PAGES: 1 CUSTOMER NON DISCLOSURE AND SUPPLY AGREEMENT THIS AGREEMENT IS MADE THIS 6TH DAY OF MAY, 1998 BY AND BETWEEN STAN BATTAT D/B/A IMPORT CONSULTANTS OF TRUMBULL CONNECTICUT (?IMPORT?) AND UNIVERSAL BATTERY CORPORATION OF DALLAS, TEXAS. WHEREAS IMPORT HAS VAST EXPERIENCE LOCATING FACTORIES AND |
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| November 30, 2006 |
AMENDED AND RESTATED CERTIFICATE OF FORMATION OF UNIVERSAL POWER GROUP, INC. EX-3.(I) 4 c44128ex3-i.htm Exhibit 3(i) AMENDED AND RESTATED CERTIFICATE OF FORMATION OF UNIVERSAL POWER GROUP, INC. Pursuant to the provisions of 3.057 -3.063 of the Texas Business Organizations Code (the "TBOC"), the undersigned Corporation adopts the following Amended and Restated Certificate of Formation. Article I. The name of the Corporation is Universal Power Group, Inc. Article II. The fil |
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| November 30, 2006 |
EX-10.3 EMPLOYMENT AGREEMENT In consideration of the employment, or continued employment, of Ian C. Edmonds (hereinafter referred to as "Employee") by Universal Power Group, Inc., a Texas corporation (hereinafter referred to as "Company") and the attendant benefits to the Employee as a result thereof, Company and Employee agree as follows: 1. Definitions. For purposes of this Agreement, the follow |
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| November 30, 2006 |
Exhibit 10.1(b) FORM OF STOCK OPTION AGREEMENT STOCK OPTION AGREEMENT (hereinafter called this "Agreement") made as of this day of , 20 between Universal Power Group, Inc., a Texas corporation (hereinafter called the "Corporation"), and (hereinafter called the "Optionee"). WHEREAS, in accordance with the Universal Power Group, Inc. 2006 Stock Option Plan (the "Plan"), a copy of which has been deli |
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| November 30, 2006 |
SECOND RENEWAL AND MODIFICATION AGREEMENT Exhibit 10.5(c) SECOND RENEWAL AND MODIFICATION AGREEMENT THIS SECOND RENEWAL AND MODIFICATION AGREEMENT (this ?Modification?) is made by and between UNIVERSAL POWER GROUP, INC., a Texas corporation (?Borrower?), and COMPASS BANK (?Lender?), to be effective as of the 18th day of April, 2006. RECITALS: WHEREAS, Borrower executed and delivered to Lender that certain Revolving Credit and Security Agr |
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| November 30, 2006 |
Exhibit 10.11(a) UNSECURED PROMISSORY NOTE $2,850,000.00 Dallas, Texas , 2006 FOR VALUE RECEIVED, the undersigned, UNIVERSAL POWER GROUP, INC., a Texas corporation (“Maker”), promises to pay to the order of ZUNICOM, INC., a Texas corporation (“Payee”), on or before , 2012 (the “Maturity Date”), the principal sum of TWO MILLION EIGHT HUNDRED FIFTY THOUSAND AND NO/100 DOLLARS ($2,850,000.00), with i |
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| November 30, 2006 |
As filed with the Securities and Exchange Commission on November 30, 2006 S-1/A 1 c44128s1a.htm As filed with the Securities and Exchange Commission on November 30, 2006 Registration No. 333-137265 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 3 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 UNIVERSAL POWER GROUP, INC. (Exact name of Registrant as specified in its charter) Texas 7389; 5063 75-1288690 (State or |
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| November 30, 2006 |
THIRD PARTY LOGISTICS & PURCHASE AGREEMENT EX-10.13 16 c44128ex10-13.htm NOTE: CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS AGREMENT HAS BEEN OMITTED AND HAS BEEN FILED SEPARATELY WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION THIRD PARTY LOGISTICS & PURCHASE AGREEMENT THIS THIRD PARTY LOGISTICS AND PURCHASE AGREEMENT (“Agreement”) entered into as of November 22, 2006 by and between BRINK’S HOME SECURITY, INC. (“Brink’s”) and UNIVE |
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| November 30, 2006 |
MO R S E , ZE L N I C K , RO S E & LA N D E R A L I M I T E D L I A B I L I T Y P A R T N E R S H I P 405 PARK AVENUE NEW YORK, NEW YORK 10022-2605 212-838-1177 FAX – 212-838-9190 November 30, 2006 WRITER’S DIRECT LINE (212) 838-8269 BY FEDERAL EXPRESS Peggy Fisher, Esq. |
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| November 30, 2006 |
EX-10.4 EMPLOYMENT AGREEMENT In consideration of the employment, or continued employment, of Mee Mee Tan (hereinafter referred to as "Employee") by Universal Power Group, Inc., a Texas corporation (hereinafter referred to as "Company") and the attendant benefits to the Employee as a result thereof, Company and Employee agree as follows: 1. Definitions. For purposes of this Agreement, the following |
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| November 30, 2006 |
Exhibit 10.1(a) UNIVERSAL POWER GROUP, INC. 2006 STOCK OPTION PLAN UNIVERSAL POWER GROUP, INC. 2006 STOCK OPTION PLAN Section Page 1. Purpose; Types of Awards; Construction. 1 2. Definitions. 1 3. Administration. 5 4. Eligibility. 6 5. Stock Subject to the Plan. 6 6. Specific Terms of Awards. 7 7. General Provisions. 9 UNIVERSAL POWER GROUP, INC. 2006 STOCK OPTION PLAN 1. Purpose; Types of Awards; |
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| November 30, 2006 |
Exhibit 10.11(b) UNSECURED PROMISSORY NOTE $ Dallas, Texas , 2006 FOR VALUE RECEIVED, the undersigned, UNIVERSAL POWER GROUP, INC., a Texas corporation (?Maker?), promises to pay to the order of ZUNICOM, INC., a Texas corporation (?Payee?), on or before , 2012 (the ?Maturity Date?), the principal sum of MILLION AND NO/100 DOLLARS ($,000,000.00) , with interest thereon from this date on the unpaid |
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| November 30, 2006 |
EX-10.2 EMPLOYMENT AGREEMENT In consideration of the employment, or continued employment, of Randy Hardin (hereinafter referred to as "Employee") by Universal Power Group, Inc., a Texas corporation (hereinafter referred to as "Company") and the attendant benefits to the Employee as a result thereof, Company and Employee agree as follows: 1. Definitions. For purposes of this Agreement, the followin |
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| October 26, 2006 |
Exhibit 4.2 THESE SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD OR OFFERED FOR SALE IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES OR AN OPINION OF COUNSEL OR OTHER EVIDENCE ACCEPTABLE TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED. UNIVERSAL POWER GROUP, INC. WARRANT 1. Iss |
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| October 26, 2006 |
As filed with the Securities and Exchange Commission on October 26, 2006 As filed with the Securities and Exchange Commission on October 26, 2006 Registration No. |
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| October 26, 2006 |
Exhibit 10.6 AMENDMENT This is an Amendment to the Purchase Agreement between Brink's Home Security, Inc. ("Brink's") and Universal Power Group, Inc. ("UPG") dated June 1, 2004. This Amendment will be effective November 15, 2005. 1. Compensation. (a) As reimbursement for amounts paid by UPG to procure each Final Package and related goods and services on Brink's behalf and as full compensation for |
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| October 26, 2006 |
FIRST AMENDMENT TO MASTER REVOLVING PROMISSORY NOTE Exhibit 10.5(d) FIRST AMENDMENT TO MASTER REVOLVING PROMISSORY NOTE THIS FlRST AMENDMENT TO MASTER REVOLVING PROMISSORY NOTE (this “Amendment”) is executed on April 18, 2006 (the “Effective Date”), by and between UNIVERSAL POWER GROUP, INC., a Texas corporation (“Borrower”), and COMPASS BANK (together with its successors and assigns, “Lender”). RECITALS A. Borrower executed to the order of Lender |
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| October 26, 2006 |
GARLAND P. ASHER 4001 Monticello Drive Fort Worth, Texas 76107 October 19, 2006 GARLAND P. ASHER 4001 Monticello Drive Fort Worth, Texas 76107 October 19, 2006 Board of Directors Universal Power Group, Inc. 1720 Hayden Road Carrollton, Texas Dear Sirs: This letter confirms my acceptance of your offer to join the Board of Directors of Universal Power Group, Inc. immediately upon effectiveness of the company's initial public offering. Very truly yours, /s/ Garland P. Asher |
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| October 26, 2006 |
AMENDED AND RESTATED CERTIFICATE OF FORMATION OF UNIVERSAL POWER GROUP, INC. Exhibit 3(i) AMENDED AND RESTATED CERTIFICATE OF FORMATION OF UNIVERSAL POWER GROUP, INC. |
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| October 26, 2006 |
Exhibit 10.12(a) LESLIE BERNHARD ADSTAR, INC. 4553 GLENCOE AVENUE MARINA DEL REY, CA 90292 October 18, 2006 Board of Directors Universal Power Group, Inc. 1720 Hayden Road Carrollton, Texas Dear Sirs: This letter confirms my acceptance of your offer to join the Board of Directors of Universal Power Group, Inc. immediately upon effectiveness of the company's initial public offering. Very truly your |
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| October 26, 2006 |
Exhibit 10.12(b) MARVIN I. HAAS 91 CENTRAL PARK WEST NEW YORK, NEW YORK 10023 October 18, 2006 Board of Directors Universal Power Group, Inc. 1720 Hayden Road Carrollton, Texas 75006 Dear Sirs: This letter confirms my acceptance of your offer to join the Board of Directors of Universal Power Group, Inc. immediately upon effectiveness of the company's initial public offering. Very truly yours, /s/ |
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| October 26, 2006 |
SECOND RENEWAL AND MODIFICATION AGREEMENT Exhibit 10.5(c) SECOND RENEWAL AND MODIFICATION AGREEMENT THIS SECOND RENEWAL AND MODIFICATION AGREEMENT (this ?Modification?) is made by and between UNIVERSAL POWER GROUP, INC., a Texas corporation (?Borrower?), and COMPASS BANK (?Lender?), to be effective as of the 18th day of April, 2006. RECITALS: WHEREAS, Borrower executed and delivered to Lender that certain Revolving Credit and Security Agr |
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| October 26, 2006 |
M O R S E, Z E L N I C K, RO S E & LA N D E R A L I M I T E D L I A B I L I T Y P A R T N E R S H I P 405 PARK AVENUE NEW YORK, NEW YORK 10022-2605 212-838-1177 FAX – 212-838-9190 October 26, 2006 WRITER’S DIRECT LINE (212) 838-8269 BY FEDERAL EXPRESS Peggy Fisher, Esq. |
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| October 26, 2006 |
Exhibit 1 3,000,000 Shares of Common Stock UNIVERSAL POWER GROUP, INC. UNDERWRITING AGREEMENT , 2006 LADENBURG THALMANN & CO. INC. WUNDERLICH SECURITIES, INC. AS REPRESENTATIVES OF THE SEVERAL UNDERWRITERS NAMED IN SCHEDULE I HERETO c/o Ladenburg Thalmann & Co. Inc. 153 East 53rd Street, 49th Floor New York, N.Y. 10022 Dear Sirs: Universal Power Group, Inc., a corporation organized and existing un |
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| October 26, 2006 |
ROBERT M. GUTKOWSKI 20 Fox Hunt Lane Cold Sprink Harbor, New York 11724 October 25, 2006 Board of Directors Universal Power Group, Inc. 1720 Hayden Road Carrollton, Texas Dear Sirs: This letter confirms my acceptance of your offer to join the Board of Directors of Universal Power Group, Inc. immediately upon effectiveness of the company's initial public offering. Very truly yours, /s/ Robert M. Gu |
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| October 26, 2006 |
Amended and Restated Bylaws of Universal Power Group, Inc. Adopted By The Board of Directors on October 25, 2006 Amended and Restated Bylaws of Universal Power Group, Inc. Article 1. General 1.1. General Offices. Unless otherwise determined by resolution of the Board of Directors, the principal office of the Corporation shall be located in the City of Carrollton, County of Dallas, State of Texas. |
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| September 14, 2006 |
As filed with the Securities and Exchange Commission on September 14, 2006 As filed with the Securities and Exchange Commission on September 14, 2006 Registration No. |
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| September 12, 2006 |
EX-10.4 EMPLOYMENT AGREEMENT In consideration of the employment, or continued employment, of Mimi Tan Edmonds (hereinafter referred to as "Employee") by Universal Power Group, Inc., a Texas corporation (hereinafter referred to as "Company") and the attendant benefits to the Employee as a result thereof, Company and Employee agree as follows: 1. Definitions. For purposes of this Agreement, the foll |
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| September 12, 2006 |
CUSTOMER NON DISCLOSURE AND SUPPLY AGREEMENT EX-10.10 DATE: May 6, 1998 TO: Universal Battery Corporation FROM: Stan Battat ATT: Randy T. Hardin PAGES: 1 CUSTOMER NON DISCLOSURE AND SUPPLY AGREEMENT THIS AGREEMENT IS MADE THIS 6TH DAY OF MAY, 1998 BY AND BETWEEN STAN BATTAT D/B/A IMPORT CONSULTANTS OF TRUMBULL CONNECTICUT (?IMPORT?) AND UNIVERSAL BATTERY CORPORATION OF DALLAS, TEXAS. WHEREAS IMPORT HAS VAST EXPERIENCE LOCATING FACTORIES AND |
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| September 12, 2006 |
As filed with the Securities and Exchange Commission on September 12, 2006 As filed with the Securities and Exchange Commission on September 12, 2006 Registration No. |
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| September 12, 2006 |
EX-10.8 8 c44128ex10-8.htm EX-10.8 LEASE AGREEMENT This Lease Agreement ("Lease"), made this 30 day of April, 2003, by and between VANA ECONOMOPOULOS, an Individual ("LESSOR") and UNIVERSAL BATTERY CORPORATION, a Texas corporation ("LESSEE"). W I T N E S S E T H : 1. For and in consideration of the mutual covenants and conditions hereinafter contained, LESSOR does hereby lease and let to LESSEE th |
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| September 12, 2006 |
EX-10.7 Scaly Properties Standard Industrial Lease Multi-Tenant Modified Gross July 2002 LEASE AGREEMENT PARTIES This Lease Agreement ("Lease") is entered into on the date of the last execution by the parties hereto, between Sealy Hayden Road, L.P., a Georgia limited partnership, ("LESSOR"); and Universal Battery Corporation ("LESSEE"), and includes all pages and exhibits attached hereto and incor |
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| September 12, 2006 |
EX-10.2 EMPLOYMENT AGREEMENT In consideration of the employment, or continued employment, of Randy Hardin (hereinafter referred to as "Employee") by Universal Power Group, Inc., a Texas corporation (hereinafter referred to as "Company") and the attendant benefits to the Employee as a result thereof, Company and Employee agree as follows: 1. Definitions. For purposes of this Agreement, the followin |
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| September 12, 2006 |
EX-10.3 EMPLOYMENT AGREEMENT In consideration of the employment, or continued employment, of Ian C. Edmonds (hereinafter referred to as "Employee") by Universal Power Group, Inc., a Texas corporation (hereinafter referred to as "Company") and the attendant benefits to the Employee as a result thereof, Company and Employee agree as follows: 1. Definitions. For purposes of this Agreement, the follow |
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| September 12, 2006 |
Exhibit 21 Subsidiary Schedule Set forth below is a list of companies that are wholly-owned subsidiaries of Universal Power Group. |
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| September 12, 2006 |
SOUTH TECH BUSINESS PARK LEASE EX-10.9 SOUTH TECH BUSINESS PARK LEASE This lease agreement (“Lease”) dated for reference purposes as of November 21, 2005, is made and entered into by and between SOUTH TECH-DIABLO BUSINESS CENTER, a limited-liability company organized and existing under the laws of the State of Nevada (“Landlord”), and UNIVERSAL POWER GROUP, INC., a Texas Corporation (“Tenant”) for and in consideration of the mu |
