TURV / Two Rivers Water & Farming Co - SEC-arkivering, Årsberetning, Fuldmagtserklæring

TURV / Two Rivers Water & Farming Co / Black Mountain Equities, Inc. Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ?? )* Two Rivers Water & Farming Company (Name of Issuer) Common Stock $0.001 par value (Title of Class of Securities) 90207B107 (CUSIP Number) September 18, 2017 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate

Two Rivers Water & Farming Company Plans to Comply with Exchange Act Rule 15c2-11

Exhibit 99.1 Two Rivers Water & Farming Company Plans to Comply with Exchange Act Rule 15c2-11 DENVER, Colorado, July 13, 2021 - Two Rivers Water & Farming Company (?Two Rivers?) (OTCQB: TURV), a strategic company that acquires, manages, and develops the infrastructure of various agricultural industries including land and water rights, plans to comply with the Exchange Act Rule 15c2-11. In Septemb

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): July 13, 2021 Two Rivers Water & Farming Company (Exact name of registrant as specified in its charter) Commission File No.: 000-51139 Colorado 13-4228144 (State or other jurisdiction

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): July 1, 2020 Two Rivers Water & Farming Company (Exact name of registrant as specified in its charter) Commission File No.: 000-51139 Colorado 13-4228144 (State or other jurisdiction

Letter to stockholders dated July 15, 2020

Exhibit 20.1 Two Rivers Water & Farming Company Letter to Shareholders from Chief Executive Officer, Mr. Greg Harrington Dear Two Rivers Shareholders, As we start into the Q3 2020, I wanted to reach out to our shareholders and keep you apprised of the recent happenings within Two Rivers and our subsidiaries. I’ll touch on the state of the Company in regard to how we are navigating through these ch

Two Rivers Water & Farming Company and WaterVault America, Inc. Announce Definitive Agreement for Sale of HCIC Holdings, LLC.

Exhibit 99.1 Two Rivers Water & Farming Company and WaterVault America, Inc. Announce Definitive Agreement for Sale of HCIC Holdings, LLC. DENVER, Colorado, April 20, 2020 (GLOBE NEWSWIRE) — Two Rivers Water & Farming Company (“Two Rivers”) (OTCQB: TURV), a strategic company that acquires, manages and develops the infrastructure of various agricultural industries including land and water rights, a

Entry into a Material Definitive Agreement, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Other Events, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): February 27, 2020 Two Rivers Water & Farming Company (Exact name of registrant as specified in its charter) Commission File No.: 000-51139 Colorado 13-4228144 (State or other jurisdic

Share Exchange Agreement dated February 27, 2020, between Two Rivers Water & Farming Company and WaterVault America, Inc.

Exhibit 10.1

Two Rivers Water & Farming Company Welcomes New Members to the Board of Directors

EX-99.2 4 ex99-2.htm Exhibit 99.2 Two Rivers Water & Farming Company Welcomes New Members to the Board of Directors DENVER, Colorado, April 27, 2020 (GLOBE NEWSWIRE) — Two Rivers Water & Farming Company (“Two Rivers” or the “Company”) (OTCQB: TURV), a strategic company that acquires, manages and develops the infrastructure of various agricultural industries including land and water rights, is plea

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): March 30, 2020 Two Rivers Water & Farming Company (Exact name of registrant as specified in its charter) Commission File No.: 000-51139 Colorado 13-4228144 (State or other jurisdictio

Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-51139 (Commission file number) Two Rivers Wat

TURV / Two Rivers Water & Farming Company NT 10-Q - -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b – 25 SEC FILE NUMBER 0-51139 CUSIP NUMBER 90207B 107 NOTIFICATION OF LATE FILING (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: September 30, 2019 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Rep

Letter to shareholders dated November 6, 2019

Two Rivers Water & Farming Company Releases October Update Letter from CEO DENVER, Colorado, Nov.

GS Capital Partners, LLC convertible note dated November 7, 2019

NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS.

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): November 6, 2019 Two Rivers Water & Farming Company (Exact name of registrant as specified in its charter) Commission File No.: 000-51139 Colorado 13-4228144 (State or other jurisdict

Securities Purchase Agreement dated November 7, 2019

SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of November 7, 2019, by and between Two Rivers Water & Farming Company, a Colorado corporation, with headquarters located at 3025 S Parker Rd, Suite 140, Aurora, CO 80014 (the “Company”), and GS CAPITAL PARTNERS, LLC, a New York Limited Liability Company, with its address at 30 Washington Street, Brooklyn, NY 11201 (the “Buyer”).

Audited financial statements for the period from inception to December 31, 2017 and for the year ended December 31, 2018 for Vaxa Global, LLC.

Unaudited pro forma combined condensed balance sheet as of June 30, 2019 and the unaudited pro forma combined statements of operations for the year ended December 31, 2018 and six months ended June 30, 2019, and the related notes thereto.

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): July 31, 2019 Two Rivers Water & Farming Company (Exact name of registrant as specified in its charter) Commission File No.: 000-51139 Colorado 13-4228144 (State or

Unaudited financial statements for the six month period ending June 30, 2019 and June 30, 2018 for Vaxa Global, LLC.

Securities Purchase Agreement dated September 19, 2019 between Two Rivers Water & Farming Company and Labrys Fund, LP (2)

$575,000 Labrys Convertible Note

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 24, 2019 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in its charter) Colorado 000-51139 13-4228144 (State or Other Jurisdicti

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 10, 2019 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorporation) 000-51139 13-4228144 (C

Two Rivers Announces Executive Leadership Change

EXHIBIT 99.1 Two Rivers Announces Executive Leadership Change Two Rivers Water & Farming Company (OTCQB: TURV) today announced the resignation of Chief Executive Officer Wayne Harding, and the appointment of Greg Harrington as Interim Chief Executive Officer. Mr. Harrington will also replace Mr. Harding on the Board of Directors and assume his role as Acting Chief Financial Officer. Mr. Harding jo

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 11, 2019 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorporation) 000-5

Two Rivers’ Investor Conference Call Transcript Held on September 10, 2019

EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Two Rivers’ Investor Conference Call Transcript Held on September 10, 2019 C O R P O R A T E P A R T I C I P A N T S Wayne Harding, Chief Executive Officer and Acting Chief Financial Officer Gerald Anderton, Board Chairman Greg Harrington, Managing Director [Kyle Porter] Greetings and welcome to Two Rivers Water and Farming company investor Conference Call. At thi

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 10, 2019 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorporation) 000-5

Two Rivers to Acquire Hemp Farming and CBD Extraction Assets of Monteverde Partners

EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Two Rivers to Acquire Hemp Farming and CBD Extraction Assets of Monteverde Partners Two Rivers Water & Farming Company (OTCQB: TURV) announced today its wholly owned subsidiary, Vaxa Global, LLC (Vaxa) has reached agreements with Montverde Partners, LLC (Montverde) to acquire extraction equipment, seeds and clones inventory and full ownership of the 2019 hemp crop

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 10, 2019 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorporation) 000-5

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 29, 2019 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorporation) 000-51139 13-4228144 (Comm

Two Rivers to Host Investor Conference Call to Discuss Corporate Initiatives

EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Two Rivers to Host Investor Conference Call to Discuss Corporate Initiatives DENVER, Colorado – August 29, 2019 – Two Rivers Water & Farming Company (“Two Rivers” or the “Company”) (OTCQB: TURV), which acquires, manages and develops the infrastructure of various agricultural industries including water rights and hemp, announced today it has scheduled a conference

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 19, 2019 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorporation) 000-51139 13-4228144 (Comm

Two Rivers Clarifies Appointment of Sandro Piancone as Executive Director and Potential Acquisition

EXHIBIT 99.2 Two Rivers Clarifies Appointment of Sandro Piancone as Executive Director and Potential Acquisition DENVER, CO, Aug. 20, 2019 (GLOBE NEWSWIRE) - via NEWMEDIAWIRE – Two Rivers Water & Farming Company (“Two Rivers or the “Company”) (OTCQB: TURV) which acquires, manages and develops the infrastructure of various agricultural industries including water rights and hemp, clarifies its press

Two Rivers Announces Appointment of Sandro Piancone as Executive Director

EXHIBIT 99.1 Two Rivers Announces Appointment of Sandro Piancone as Executive Director DENVER, CO, Aug. 19, 2019 (GLOBE NEWSWIRE) — via NEWMEDIAWIRE – Two Rivers Water & Farming Company (“Two Rivers” or the “Company”) (OTCQB: TURV), a strategic company that acquires, manages and develops the infrastructure of various agricultural industries including water rights and hemp, announced today the appo

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 25, 2019 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorporation) 000-51139

Two Rivers Announces CMW Media as Strategic Communications Firm Partnership will enhance Two Rivers’ ability to focus on corporate communication

EXHIBIT 99.1 Two Rivers Announces CMW Media as Strategic Communications Firm Partnership will enhance Two Rivers’ ability to focus on corporate communication DENVER, Colo, Aug. 13, 2019 (GLOBE NEWSWIRE) - Two Rivers Water & Farming Company (“Two Rivers” or the “Company”) (OTCQB: TURV), announced today its partnership with CMW Media, a public relations and creative agency specializing in cannabidio

Two Rivers Signs Letter of Intent to Acquire Established B2B Hemp Consumable Company Cannasmoke

EXHIBIT 99.2 Two Rivers Signs Letter of Intent to Acquire Established B2B Hemp Consumable Company Cannasmoke DENVER, CO, Aug. 15, 2019 (GLOBE NEWSWIRE) - via NEWMEDIAWIRE – Two Rivers Water & Farming Company (“Two Rivers” or the “Company”) (OTCQB: TURV), a strategic company that acquires, manages and develops the infrastructure of southeastern Colorado’s water delivery, announced today that the Co

TURV / Two Rivers Water & Farming Company 10-Q - Quarterly Report -

10-Q 1 form10-q.htm UNIted States SeCURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numb

Two Rivers [OTCBB:TURV] CompLetes Purchase of Three Hemp-focused Companies Two Rivers to use its Water Assets and Land to Grow, Cultivate, Process and Sell Hemp-Based Products

Two Rivers [OTCBB:TURV] CompLetes Purchase of Three Hemp-focused Companies Two Rivers to use its Water Assets and Land to Grow, Cultivate, Process and Sell Hemp-Based Products DENVER, Colorado – August 1, 2019 – Two Rivers Water & Farming Company (“Two Rivers” OTCQB: TURV) is pleased to announce on July 31, 2019 Two Rivers purchased three hemp-focused businesses.

Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2019 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in its charter) Colorado 000-51139 13-4228144 (State or Other Jurisdiction of

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 29, 2019 Two Rivers Water & Farming Company (Exact Name of Registrant as Specified in Charter) Colorado 000-51139 13-4228144 (State or other jurisdiction of incor

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 8, 2019 TWO RIVERS WATER & FARMING COMPANY (Exact Name of Registrant as Specified in its Charter) Colorado 000-51139 13-4228144 (State or Other Jurisdiction of Incorporation) (Co

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 25, 2019 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorporation) 000-51139 13-4228144 (Commis

Hemp planting update issued by Vaxa on June 25, 2019 Vaxa Global and Two Rivers Water and Farming Announces Industrial Hemp Production on 158 acres of Land for 2019

EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Hemp planting update issued by Vaxa on June 25, 2019 Vaxa Global and Two Rivers Water and Farming Announces Industrial Hemp Production on 158 acres of Land for 2019 DENVER, Colorado, June 25, 2019. Vaxa Global, LLC. announced that it has entered into a farm management agreement with Monteverde Partners LLC to farm and manage industrial hemp production on 158 acres

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2019 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in its charter) Colorado 000-51139 13-4228144 (State or Other Jurisdictio

TURV / Two Rivers Water & Farming Company / America 2030 Capital Ltd. - TURV SCHEDULE13G AMERICA 2030 LTD 05/09/19 Passive Investment

SC 13G 1 turvsch13gamerica2030ltd.htm TURV SCHEDULE13G AMERICA 2030 LTD 05/09/19 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.  )* Two Rivers Water & Farming Co (Name of Issuer) Common Stock (Title of Class of Securities) 90207B107 (CUSIP Number) September 21, 2018 (Date of Event Which Requires Filing o

TURV / Two Rivers Water & Farming Company / Bentley Rothschild Financial, Llc - TURV SCH13G BENTLEY ROTHSCHILD 06/03/19 Passive Investment

TURV- BENTLEY ROTHSCHILD 13G 06/03/19 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Convertible Promissory Note dated May 21, 2019 of Two Rivers Water & Farming Company issued to Auctus Fund, LLC

EXHIBIT 10.4 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of May 21, 2019, by and between TWO RIVERS WATER & FARMING COMPANY, a Colorado corporation, with headquarters located at 3025 S Parker Rd., Suite 140, Aurora, CO 80014 (the “Company”), and AUCTUS FUND, LLC, a Delaware limited liability company, with its address at 545 Boylston Street, 2nd Floo

Securities Purchase Agreement dated May 21, 2019, between Two Rivers Water & Farming Company and Morningview Financial, LLC

EX-10.1 2 ex10-1.htm EXHIBIT 10.1 NEITHER THE ISSUANCE NOR SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGIST

Convertible Promissory Note dated May 21, 2019 of Two Rivers Water & Farming Company issued to Morningview Financial, LLC

EXHIBIT 10.2 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of May 21, 2019, by and between TWO RIVERS WATER & FARMING COMPANY, a Colorado corporation, with headquarters located at 3025 S Parker Rd., Suite 140, Aurora, CO 80014 (the “Company”), and MORNINGVIEW FINANCIAL, LLC, a Wyoming limited liability company, with its address at 401 Park Ave. South,

Two Rivers [OTCQB: TURV] Announces Additional Capital Infusion Funding to Facilitate Continued Hemp Production Business Strategy

EX-99.1 6 ex99-1.htm EXHIBIT 99.1 Two Rivers [OTCQB: TURV] Announces Additional Capital Infusion Funding to Facilitate Continued Hemp Production Business Strategy DENVER, Colorado – May 28, 2019 – Two Rivers Water & Farming Company (“Two Rivers” OTCQB: TURV) on May 24, 2019 entered into an agreement (“Agreement”) with two accredited investors (“Note Holders”) to provide a net of $480,000 in short

Securities Purchase Agreement dated May 21, 2019, between Two Rivers Water & Farming Company and Auctus Fund, LLC

EX-10.3 4 ex10-3.htm EXHIBIT 10.3 NEITHER THE ISSUANCE NOR SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGIST

Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits

8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2019 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in its charter) Colorado 000-51139 13-4228144 (State or Other Jurisdiction of

TURV / Two Rivers Water & Farming Company 10-Q Quarterly Report

10-Q 1 form10-q.htm UNIted States SeCURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file num

Share Exchange Agreement Amendment

Exhibit 10.2 FIRST AMENDMENT TO THE SHARE EXCHANGE AGREEMENT This First Amendment to Share Exchange Agreement (this “Amendment”) is made and entered into effective as of April 15, 2019, by and between Easby Land & Cattle Company, LLC, a Colorado limited liability company (“EASBY”), and Two Rivers Water & Farming Company, a Colorado corporation (“Two Rivers”). For purposes of this Agreement, each o

Entry into a Material Definitive Agreement, Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2019 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in its charter) Colorado 000-51139 13-4228144 (State or Other Jurisdiction of Incorporation or

Two Rivers Amends its Agreement to Purchase Three Hemp-focused Companies

Two Rivers Amends its Agreement to Purchase Three Hemp-focused Companies DENVER, Colorado – April 16, 2019 – Two Rivers Water & Farming Company (“Two Rivers” OTCQB: TURV) on February 21, 2019 entered into an agreement (“Agreement”) to purchase three hemp-focused businesses.

List of Subsidiaries of Two Rivers Water & Farming Company

EXHIBIT 21.1 List of Subsidiaries of Two Rivers Water & Farming Company State of Organ-ization Ultimate Parent Immediate Parent Ownership % TR Capital Partners, LLC CO Two Rivers Water & Farming Company Two Rivers Water & Farming Company 100 TRWC, Inc. CO Two Rivers Water & Farming Company Two Rivers Water & Farming 100 HCIC Holdings, LLC CO Two Rivers Water & Farming Company TRWC, Inc. 100 Huerfa

TURV / Two Rivers Water & Farming Company (Annual Report)

10-K 1 form10-k.htm UNIted States SeCURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number:

TURV / Two Rivers Water & Farming Company

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: December 31, 2018 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q

Financial Statements and Exhibits, Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2019 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in its charter) Colorado 000-51139 13-4228144 (State or Other Jurisdiction of Incorporation

Two Rivers Water & Farming Enters into Agreement to acquire Hemp-focused companies Planning underway with three acquisitions for growing hemp on land owned and water supplied by Two Rivers, along with processing and selling hemp-based

EX-99.1 3 ex99-1.htm Exhibit 99.1 Two Rivers Water & Farming Enters into Agreement to acquire Hemp-focused companies Planning underway with three acquisitions for growing hemp on land owned and water supplied by Two Rivers, along with processing and selling hemp-based products DENVER, Colorado – February 25, 2019 – Two Rivers Water & Farming Company (OTCQB: TURV) has entered into an agreement (the

Share Exchange Agreement dated February 22, 2019, between Two Rivers Water & Farming Company and Easby Land & Cattle Company, LLC

ExhibiT 10.1 Share exchange AGREEMENT This Share Exchange Agreement is made and entered into as of February 22, 2019 (the “Effective Date”), by and between Easby Land & Cattle Company, LLC, a Colorado limited liability company (“EASBY”), and Two Rivers Water & Farming Company, a Colorado corporation (“Two Rivers”). For purposes of this Agreement, each of EASBY and Two Rivers is sometimes individua

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 13, 2019 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorporation) 000-51139 13-4228144 (Co

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 31, 2018 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorporation) 000-51

Investor Update issued by Two Rivers Water & Farming Company

EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Investor Update issued by Two Rivers Water & Farming Company In 2018, Two Rivers engaged with a hemp crop grower to test the production of hemp on several acres of Two Rivers’ Butte Valley farming complex, located in Huerfano County, Colorado. The crop share partner reported a successful test grow. Based on their results, we believe a production target of 1,500 po

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 13, 2018 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorporation) 000-51139 13-4228144 (Co

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 3, 2018 Two Rivers Water & Farming Company (Exact Name of Registrant as Specified in Charter) Colorado 000-51139 13-4228144 (State or other jurisdiction of in

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 27, 2018 Two Rivers Water & Farming Company (Exact name of registrant as specified in charter) Colorado 000-51139 13-4228144 (State or other jurisdiction of incorporation) (Co

Powderhorn Convertible Note Modification (updated) AMENDMENT NO. 4 (updated) OF NOVEMBER 15, 2018 TO 12.5% ORIGINAL ISSUE DISCOUNT CONVERTIBLE PROMISSORY NOTE

EXHIBIT 99.1 Powderhorn Convertible Note Modification (updated) AMENDMENT NO. 4 (updated) OF NOVEMBER 15, 2018 TO 12.5% ORIGINAL ISSUE DISCOUNT CONVERTIBLE PROMISSORY NOTE This AMENDMENT NO. 4 TO 12.5% ORIGINAL ISSUE DISCOUNT CONVERTIBLE PROMISSORY NOTE (this “Amendment”), is made as of November 15, 2018, by and between Two Rivers Water & Farming Company, a Colorado corporation with headquarters l

Other Events, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 15, 2018 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorporation) 000-51139 13-4228144 (

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 12, 2018 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorporation) 000-51

Powderhorn Convertible Note Modification AMENDMENT NO. 4 OF NOVEMBER 15, 2018 TO 12.5% ORIGINAL ISSUE DISCOUNT CONVERTIBLE PROMISSORY NOTE

EXHIBIT 99.1 Powderhorn Convertible Note Modification AMENDMENT NO. 4 OF NOVEMBER 15, 2018 TO 12.5% ORIGINAL ISSUE DISCOUNT CONVERTIBLE PROMISSORY NOTE This AMENDMENT NO. 4 TO 12.5% ORIGINAL ISSUE DISCOUNT CONVERTIBLE PROMISSORY NOTE (this “Amendment”), is made as of November 15, 2018, by and between Two Rivers Water & Farming Company, a Colorado corporation with headquarters located at 3025 S. Pa

Other Events, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 15, 2018 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorporation) 000-51139 13-4228144 (Co

TURV / Two Rivers Water & Farming Company 10-Q (Quarterly Report)

10-Q 1 form10-q.htm UNIted States SeCURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 29, 2018 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorporation) 000-51139 13-4228144 (Com

TURV / Two Rivers Water & Farming Company DEF 14A

DEF 14A 1 def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [

Two Rivers’ Investor Conference Call Transcript Held on October 4, 2018

EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Two Rivers’ Investor Conference Call Transcript Held on October 4, 2018 C O R P O R A T E P A R T I C I P A N T S Wayne Harding, Chief Executive Officer and Acting Chief Financial Officer John Stroh, Past Board Member and Water Consultant C O N F E R E N C E C A L L P A R T I C I P A N T S Eric Peterson, Private Investor Thomas Calder, Private Investor Gary Repovs

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 4, 2018 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorporation) 000-5113

Two Rivers To Host Investor Conference Call

EXHIBIT 99.1 Press Release Issued by Two Rivers Water & Farming Company Two Rivers To Host Investor Conference Call DENVER, Colorado – September 12, 2018 – Two Rivers Water & Farming Company (“Two Rivers” OTCQB: TURV) is pleased to announce that it has scheduled a conference call with existing and potential Two Rivers’ shareholders on October 4, 2018 at 4:30 P.M. Eastern Time. Management will be d

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 12, 2018 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorporation) 000-51139 13-4228144 (C

Amendment to 12.5% Original Issue Discount Convertible Promissory Note due February 9, 2019 dated August 31, 2018 between Two Rivers Water & Farming Company and Powderhorn I, LP

EX-4.1A 2 ex4-1a.htm EXHIBIT 4.1a AMENDMENT TO 12.5% ORIGINAL ISSUE DISCOUNT CONVERTIBLE PROMISSORY NOTE DUE FEBRUARY 9, 2019 This AMENDMENT TO 12.5% ORIGINAL ISSUE DISCOUNT CONVERTIBLE PROMISSORY NOTE (this “Amendment”), dated as of August 31, 2018, is entered into by and between Two Rivers Water & Farming Company, a Colorado corporation (the “Company”), and Powderhorn I, LP, a Delaware limited p

Current Report

8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 31, 2018 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorporation) 000-5113

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 20, 2018 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorporation) 000-51139 13-4228144 (Comm

Two Rivers Settles Suncanna Lawsuit

EXHIBIT 99.1 Press Release Issued by Two Rivers Water & Farming Company Two Rivers Settles Suncanna Lawsuit DENVER, Colorado – August 20, 2018 – Two Rivers Water & Farming Company (“Two Rivers” OTCQB: TURV) is pleased to announce that last week it settled a lawsuit that had been brought by Suncanna, LLC and Aaron Van Wingerden with a full release for all parties in the litigation. On August 14, 20

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 14, 2018 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorporation) 000-51139 13-4228144 (Comm

Investor Update Issued by Two Rivers Water & Farming Company Two Rivers Issues Its June 30, 2018 10Q

EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Investor Update Issued by Two Rivers Water & Farming Company Two Rivers Issues Its June 30, 2018 10Q Yesterday, Two Rivers Water & Farming Company posted its quarterly financial information to the SEC - Form 10Q. There is one important development in our financial reporting. Since the inception of GrowCo in May 2014, Two Rivers has consolidated GrowCo’s financial

TURV / Two Rivers Water & Farming Company 10-Q (Quarterly Report)

UNIted States SeCURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-51139 Two Ri

TURV / Two Rivers Water & Farming Company RW

June 6, 2018 Securities and Exchange Commission Division of Corporation Finance 100 F.

UNIted States SeCURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNIted States SeCURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-51139 Two R

12.5% original issue discount convertible promissory note issued to Powderhorn I, LP

Amendment dated as of April 2, 2018 to Securities Purchase Agreement by and between Two Rivers Farms, LLC and Powderhorn I, LP

Exhibit 10.22(b) SUMMARY OF AMENDMENT TO SECURITIES PURCHASE AGREEMENT Two Rivers Water & Farming Company, a Colorado corporation (the “Company”), and Powderhorn 1, LP, a Delaware limited partnership, are parties to a Securities Purchase Agreement dated February 9, 2018, pursuant to which the Company issued to the Powderhorn 1, LP a 12.5% original issue discount convertible promissory note in the

TURV / Two Rivers Water & Farming Company S-1/A

S-1/A 1 forms-1a.htm As filed with the Securities and Exchange Commission on April 16 , 2018. Registration No. 333-222957 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in its charter) Colorado (State or other jurisdi

List of Subsidiaries of Two Rivers Water & Farming Company

EXHIBIT 21.1 List of Subsidiaries of Two Rivers Water & Farming Company State of Organ-ization Ultimate Parent Immediate Parent Ownership % TR Capital Partners, LLC CO Two Rivers Water & Farming Company Two Rivers Water & Farming Company 100 TRWC, Inc. CO Two Rivers Water & Farming Company Two Rivers Water & Farming 100 HCIC Holdings, LLC CO Two Rivers Water & Farming Company TRWC, Inc. 100 Huerfa

TURV / Two Rivers Water & Farming Company 10-K (Annual Report)

10-K 1 form10-k.htm UNIted States SeCURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number:

TURV / Two Rivers Water & Farming Company NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: DECEMBER 31, 2017 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

TURV / Two Rivers Water & Farming Company RW

March 14, 2018 Securities and Exchange Commission Division of Corporation Finance 100 F.

TURV / Two Rivers Water & Farming Company RW

RW 1 rw.htm [email protected] March 14, 2018 T +1 617 261 3260 F +1 617 261 3175 Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, DC 20549 Attention: Julie Griffith J. Nolan McWilliams Re: Withdrawal of Registration Statement on Form S-1 (File No. 333-220816) Ladies and Gentlemen: Reference is made to our letter to the Securities and Exchang

Two Rivers’ Hemp Crop Share, Water and Land Sales Progress

EXHIBIT 99.1 Press Release Issued by Two Rivers Water & Farming Company Two Rivers? Hemp Crop Share, Water and Land Sales Progress DENVER, Colorado ? February 28, 2018 ? Two Rivers Water & Farming Company (?Two Rivers? OTCQB: TURV) is pleased to announce that it is making significant progress on its hemp crop share arrangement and water redevelopment project. Land development sales are progressing

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 28, 2018 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorporation) 000-51139 13-4228144 (Co

12.5% original issue discount convertible promissory note issued as of February 9, 2018, by Two Rivers Water & Farming Company to Powderhorn, LLC

EX-4.1 2 ex4-1.htm NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE

Securities Purchase Agreement, dated as of February 9, 2018, by and between and Two Rivers Water & Farming Company and Powderhorn I, LP

SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of February 9, 2018, by and between Two Rivers Water & Farming company, a Colorado corporation, with headquarters located at 3025 S.

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2018 Two Rivers Water & Farming Company (Exact name of registrant as specified in its charter) Colorado 000-51139 13-4228144 (State or Other Jurisdiction of Incorporation

Amendment to Restated Articles of Incorporation of Two Rivers Water & Farming Company, dated September 21, 2017

Employment Agreement dated as of August 30, 2017 between Wayne Harding and Two Rivers Water & Farming Company

EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT is effective as of the 30th day of August 2017 by and between Wayne Harding, an individual (?Employee?), and Two Rivers Water & Farming Company, a Colorado corporation (the ?Company?).

Form of 12.5% original issue discount convertible promissory note issued to Powderhorn, LLC

EXHIBIT 4.2 Series A Convertible Participating Notes THE SECURITIES REPRESENTED BY THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?). THE SECURITIES MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER SAID ACT, OR AN OPINION OF COUNSEL IN FORM, SUBSTANCE AND SCOPE CUSTOMARY FOR OPINIONS OF

Specimen certificate evidencing common stock

List of Subsidiaries of Two Rivers Water & Farming Company

Exhibit 21.1 List of Subsidiaries of Two Rivers Water & Farming Company Company State of Organization Immediate Parent Ownership % TR Capital Partners, LLC CO Two Rivers Water & Farming Company 100 TRWC, Inc. CO Two Rivers Water & Farming Company 100 HCIC Holdings, LLC CO TRWC, Inc. 100 Huerfano-Cucharas Irrigation Company CO HCIC Holdings 95 Two Rivers Water LLC CO TR Capital Partners, LLC 100 Or

Securities Purchase Agreement, dated as of February 9, 2018, by and between and Two Rivers Water & Farming Company and Powderhorn, LLC

SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of , 2018, by and between Two Rivers Water & Farming company, a Colorado corporation, with headquarters located at 3025 S.

Power of Attorney (included on signature page II-1 of original Registration Statement on Form S-1)

As filed with the Securities and Exchange Commission on February 9, 2018. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in its charter) Colorado 700 13-4228144 (State or other jurisdiction of incorporation or orga

TURV / Two Rivers Water & Farming Company

January 29, 2018 [email protected] Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, DC 20549 Attention: Julie Griffith J. Nolan McWilliams T +1 617 261 3260 F +1 617 261 3175 Withdrawal of Registration Statement on Form S-1 (File No. 333-220816) Ladies and Gentlemen: In accordance with the provisions of Rule 477 of the Securities Act of 1933

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 17, 2018 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorporation) 000-51139 13-4228144 (Com

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 7, 2017 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorporation) 000-511

Prepared Remarks for Two Rivers Water & Farming Company Investor Conference Call on December 7, 2017 Two Rivers December 7, 2017 Call Narrative Investor Update Call

EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Prepared Remarks for Two Rivers Water & Farming Company Investor Conference Call on December 7, 2017 Two Rivers December 7, 2017 Call Narrative Investor Update Call [CHERYL] Welcome everyone to Two Rivers Water & Farming Company investor update call being held on December 7, 2017 at 2:30 pm MST. This investor update call is being recorded. The recording will be po

Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 28, 2017 Two Rivers Water & Farming Company (Exact name of registrant as specified in its charter) Colorado 000-51139 13-4228144 (State or Other Jurisdict

Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2017 Two Rivers Water & Farming Company (Exact name of registrant as specified in its charter) Colorado 000-51139 13-4228144 (State or Other Jurisdiction of (Commission (I

Two Rivers To Host Investor Conference Call

EXHIBIT 99.1 Press Release Issued by Two Rivers Water & Farming Company on December 4, 2017 Two Rivers Water & Farming Retains Consulting For Strategic Growth 1 For Strategic Counseling and Investor Relations Two Rivers To Host Investor Conference Call DENVER, Colorado ? December 4, 2017 ? Two Rivers Water & Farming Company (?Two Rivers? OTCQB: TURV) is pleased to announce that it has scheduled a

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 4, 2017 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorporation) 000-51139 13-4228144 (Com

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 28, 2017 Two Rivers Water & Farming Company (Exact name of registrant as specified in its charter) Colorado 000-51139 13-4228144 (State or Other Jurisdictio

Letter dated November 30, 2017 from Eide Bailly, LLP regarding change in certifying accountant

Exhibit 16.1 November 30, 2017 Securities and Exchange Commission 100 F Street NE Washington, DC 20549 Ladies and Gentlemen: On November 28, 2017, we resigned as the independent registered public accounting firm for Two Rivers Water & Farming Company (the Company). We have read the Company?s disclosure set forth in Item 4.01, ?Changes in Registrant?s Certifying Accountant? of the Company?s Current

TURV / Two Rivers Water & Farming Company 10-Q (Quarterly Report)

UNIted States SeCURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-51139 T

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 24, 2017 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorporation) 000-51139 13-4228144 (Com

Two Rivers Water & Farming Retains Consulting For Strategic Growth 1 For Strategic Counseling and Investor Relations

EXHIBIT 99.1 Press Release Issued by Two Rivers Water & Farming Company on October 24, 2017 Two Rivers Water & Farming Retains Consulting For Strategic Growth 1 For Strategic Counseling and Investor Relations DENVER, Colorado ? (Marketwired- October 24, 2017) ? Two Rivers Water & Farming Company (?Two Rivers? OTCQB: TURV) and its subsidiaries, including Water Redevelopment Company (?Water Redev?),

Specimen certificate evidencing common stock

EX-4.1 2 ex4-1.htm

Two Rivers Water & Farming

As filed with the Securities and Exchange Commission on October 4, 2017. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in its charter) Colorado (State or other jurisdiction of incorporation or organization) 700 (P

List of Subsidiaries of Two Rivers Water & Farming Company

EXHIBIT 21.1 List of Subsidiaries of Two Rivers Water & Farming Company State of Organ-ization Ultimate Parent Immediate Parent Ownership % TR Capital Partners, LLC CO Two Rivers Water & Farming Company Two Rivers Water & Farming Company 100 TRWC, Inc. CO Two Rivers Water & Farming Company Two Rivers Water & Farming 100 HCIC Holdings, LLC CO Two Rivers Water & Farming Company TRWC, Inc. 100 Huerfa

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 27, 2017 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorporation) 000-51139 13-4228144 (C

Two Rivers Secures Three-Year, $5 Million Equity Financing Line

EXHIBIT 99.1 Press Release Issued by Two Rivers Water & Farming Company on September 27, 2017 Two Rivers Secures Three-Year, $5 Million Equity Financing Line DENVER, Colorado ? September 27, 2017 ? Two Rivers Water & Farming Company (?Two Rivers?; OTCQB: TURV) announced today it has entered into an equity purchase agreement under which Two Rivers can obtain investments totalling up to $5 million o

Extension Amendment dated September 18, 2017, fully executed on September 21, 2017

Two Rivers Water & Farming Company 8-K EXHIBIT 10.1 NEITHER THIS NOTE NOR THE SECURITIES INTO WHICH THIS NOTE IS PROMISSORY HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE. THESE SECURITIES HAVE BEEN SOLD IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, M

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 20, 2017 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorporation) 000-51139 13-4228144 (C

Warrant to Purchase Shares of Common Stock of Two Rivers Water & Farming Company issued to Black Mountain Equities Inc. on September 18, 2017, fully executed on September 21, 2017

Two Rivers Water & Farming Company 8-K EXHIBIT 10.2 THIS WARRANT AND THE COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS WARRANT AND THE COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO THIS WARRANT

Equity Purchase Agreement, dated as of September 14, 2017, by and between and Two Rivers Water & Farming Company and Spotfin Funding LLC

Two Rivers Water & Farming Company 8-K Exhibit 10.1 EQUITY PURCHASE AGREEMENT This equity purchase agreement is entered into as of September 14, 2017 (this ?Agreement?), by and between Two Rivers Water & Farming Company, a Colorado corporation (the ?Company?), and Spotfin Funding LLC, a Florida limited liability company (the ?Investor?). WHEREAS, the parties desire that, upon the terms and subject

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): September 14, 2017 Two Rivers Water & Farming Company (Exact Name of Registrant as Specified in Charter) Colorado (State or other jurisdiction of incorporation) 000-51139 13-4228144 (

Registration Rights Agreement dated as of September 14, 2017, by and between Two Rivers Water & Farming Company and Spotfin Funding LLC

EX-10.2 3 ex10-2.htm REGISTRATION RIGHTS AGREEMENT Two Rivers Water & Farming Company 8-K Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of September 14, 2017, by and between TWO RIVERS WATER & FARMING COMPANY, a Colorado corporation (the “Company”), and SPOTFIN FUNDING LLC, a Florida limited liability company (together with it permitted assig

Two Rivers Enters Into Hemp Crop Share Agreement

Two Rivers Water & Farming Company 8-K EXHIBIT 99.1 Press Release Issued by Two Rivers Water & Farming Company on September 13, 2017 Two Rivers Enters Into Hemp Crop Share Agreement DENVER, Colorado ? September 13, 2017 ? Two Rivers Water & Farming Company (?Two Rivers? OTCQB: TURV) and its subsidiaries, announced today it has entered into a 2018 crop share agreement with a hemp grower in Colorado

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 13, 2017 Two Rivers Water & Farming Company (Exact Name of Registrant as Specified in Charter) Colorado (State or other jurisdiction of incorporation) 000-51139 13-4228144 (

Two Rivers Water & Farming Company 8-K

Two Rivers Water & Farming Company 8-K Exhibit 99.1

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 7, 2017 Two Rivers Water & Farming Company (Exact Name of Registrant as Specified in Charter) Colorado 000-51139 13-4228144 (State or other jurisdiction of incorporation) (C

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 1, 2017 Two Rivers Water & Farming Company (Exact Name of Registrant as Specified in Charter) Colorado 000-51139 13-4228144 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.

GrowCo Drives Two Rivers Water & Farming to Operational Net Income Focus on Marijuana Infrastructure and Water Development Propels Growth

TWO RIVERS WATER & FARMING COMPANY 8-K EXHIBIT 99.1 Press Release Issued by Two Rivers Water & Farming Company on August 15, 2017 GrowCo Drives Two Rivers Water & Farming to Operational Net Income Focus on Marijuana Infrastructure and Water Development Propels Growth ● $1,044,000 in net profit from operations in 2017 Q2 ● G&A reduced by over 70% ● Q2 Revenue $1.3 million, YTD $1.9 million DENVER,

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 15, 2017 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorporation) 000-51139 13-4228144 (Comm

Two Rivers Water & Farming Company 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-51139 Two Rivers

Two Rivers Water & Farming DEFINITIVE PROXY STATEMENT

DEF 14A 1 turv-def14a090717.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box:

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 19, 2017 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorporation) 000-51139 13-4228144 (Commis

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 12, 2017 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorporation) 000-51139 13-4228144 (Commis

Two Rivers’ Affiliate Begins Rent Collection From Marijuana Grower

TWO RIVERS WATER & FARMING COMPANY 8-K EXHIBIT 99.1 Press Release Issued by Two Rivers Water & Farming Company Two Rivers? Affiliate Begins Rent Collection From Marijuana Grower DENVER, Colorado ? July 12, 2017 ? Two Rivers Water & Farming Company (?Two Rivers? OTCQB: TURV) announced today that its affiliate, GrowCo Partners 1, LLC (?GCP1?), the owner of a 105,000 square foot greenhouse and associ

Two Rivers Water & Farming Company - 10-Q

10-Q 1 turv-10q033117.htm QUARTERLY REPORT UNIted States SeCURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to

Promissory Note of Two Rivers Water & Farming Company issued to Black Mountain Equities Inc. on May 2, 2017

TWO RIVERS WATER & FARMING COMPANY 8-K EXHIBIT 10.1 NEITHER THIS NOTE NOR THE SECURITIES INTO WHICH THIS NOTE IS PROMISSORY HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE. THESE SECURITIES HAVE BEEN SOLD IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, M

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 2, 2017 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorporation) 000-51139 13-4228144 (Commissi

Warrant to Purchase Shares of Common Stock of Two Rivers Water & Farming Company issued to Black Mountain Equities Inc. on May 2, 2017

TWO RIVERS WATER & FARMING COMPANY 8-K EXHIBIT 10.2 THIS WARRANT AND THE COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS WARRANT AND THE COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO THIS WARRANT

Securities Purchase Agreement entered into on May 2, 2017 by and between Two Rivers Water & Farming Co. and Black Mountain Equities, Inc.

EX-10.3 4 ex10-3.htm SECURITIES PURCHASE AGREEMENT TWO RIVERS WATER & FARMING COMPANY 8-K EXHIBIT 10.3 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (the “Agreement”) is made as of the 26th day of April, 2017 by and between Two Rivers Water & Farming Co., a Colorado corporation (the “Company”), and Black Mountain Equities, Inc., a California company (collectively, the “Investors

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 f8k50220170331cfo8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 30, 2017 Two Rivers Water & Farming Company (Exact Name of Registrant as Specified in Charter) Colorado 000-51139 13-4228144 (State or other

List of Subsidiaries of Two Rivers Water & Farming

EXHIBIT 21.1 List of Subsidiaries of Two Rivers Water & Farming Company State of Organ-ization Ultimate Parent Immediate Parent Ownership % TR Capital Partners, LLC CO Two Rivers Water & Farming Company Two Rivers Water & Farming Company 100 TRWC, Inc. CO Two Rivers Water & Farming Company Two Rivers Water & Farming 100 HCIC Holdings, LLC CO Two Rivers Water & Farming Company TRWC, Inc. 100 Huerfa

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-51139 Two Rivers Wat

Two Rivers Announces Formation of Water Redevelopment Company Investor Update Call Scheduled For Thursday, March 30th

Converted by EDGARwiz EXHIBIT 99.1 Press Release Issued by Two Rivers Water & Farming Company Two Rivers Announces Formation of Water Redevelopment Company Investor Update Call Scheduled For Thursday, March 30th DENVER, Colorado ? March 28, 2017 ? Two Rivers Water & Farming Company (?Two Rivers? OTCQB: TURV) is pleased to announce it has created a separate company to focus on its existing and futu

Two Rivers Water & Farming FORM 8-K (Current Report/Significant Event)

SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Two Rivers To Host Investor Conference Call

Converted by EDGARwiz EXHIBIT 99.1 Press Release Issued by Two Rivers Water & Farming Company Two Rivers To Host Investor Conference Call DENVER, Colorado ? March 21, 2017 ? Two Rivers Water & Farming Company (?Two Rivers? OTCQB: TURV) is pleased to announce that it has scheduled a conference call with Two Rivers? management for potential and existing shareholders on March 30, 2017 at 4:15 P.M. ED

Two Rivers Water & Farming FORM 8-K (Current Report/Significant Event)

SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 f8k701201703085m8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 7, 2017 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incor

GrowCo Completes Capital Raise and Begins Follow Up Raise

Converted by EDGARwiz EXHIBIT 99.1 Press Release Issued by Two Rivers Water & Farming Company and GrowCo, Inc. GrowCo Completes Capital Raise and Begins Follow Up Raise DENVER, Colorado ? March 7, 2017 ? Two Rivers Water & Farming Company (?Two Rivers? OTCQB: TURV) is pleased to announce that its subsidiary GrowCo, Inc. (?GrowCo?), has recently completed a capital raise totaling $5,000,000. The pr

Regulation FD Disclosure, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

GrowCo Signs Lease for Additional Tenant to Begin Growing in Pueblo

EX-99.1 2 exhibit99ex99z1.htm EXHIBIT 99.1 EXHIBIT 99.1 Press Release Issued by Two Rivers Water & Farming Company and GrowCo, Inc. GrowCo Signs Lease for Additional Tenant to Begin Growing in Pueblo DENVER, Colorado – February 1, 2017 – Two Rivers Water & Farming Company (“Two Rivers” OTCQB: TURV) announced today that its subsidiary GrowCo, Inc. (“GrowCo”) through GrowCo Partners 1, LLC (“GCP1”)

Two Rivers Properties Begin Rent Revenue Two Rivers to Re-emphasize Development of Water Assets

Converted by EDGARwiz EXHIBIT 99.1 Press Release Issued by Two Rivers Water & Farming Company and GrowCo, Inc. Two Rivers Properties Begin Rent Revenue Two Rivers to Re-emphasize Development of Water Assets DENVER, Colorado ? January 19, 2017 ? Two Rivers Water & Farming Company (?Two Rivers? OTCQB: TURV) announced today that GrowCo Partners 1, LLC (?GCP1?) began accruing rent on 52,500 sq ft of i

EX-99.2

Converted by EDGARwiz

Regulation FD Disclosure, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Two Rivers Water & Farming FORM 8-K (Current Report/Significant Event)

SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

EX-99.1

Converted by EDGARwiz

Two Rivers Water & Farming FORM 8-K (Current Report/Significant Event)

SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Investor Update Issued by Two Rivers Water & Farming Company and GrowCo New Tenant Approved to Begin Growing in GCP 1

EX-99.2 3 exhibit992ex99z2.htm EXHIBIT 99.2 EXHIBIT 99.2 Investor Update Issued by Two Rivers Water & Farming Company and GrowCo New Tenant Approved to Begin Growing in GCP 1 GrowCo, Inc. announced yesterday in a press release that a new tenant was approved on November 28, 2016 by the Pueblo County Liquor and Marijuana Licensing Board to immediately begin growing marijuana in GrowCo’s first greenh

New Tenant Approved to Begin Growing in GrowCo’s First Greenhouse

Converted by EDGARwiz EXHIBIT 99.1 Press Release Issued by Two Rivers Water & Farming Company and GrowCo, Inc. New Tenant Approved to Begin Growing in GrowCo?s First Greenhouse DENVER, Colorado ? November 29, 2016 ? GrowCo, Inc. (GrowCo), announced that a new tenant, a sublease of our existing tenant, was approved on November 28, 2016 by the Pueblo County Liquor and Marijuana Licensing Board to im

Orlando Water Service Agreement SERVICE AGREEMENT

Converted by EDGARwiz Exhibit 10.1 Orlando Water Service Agreement SERVICE AGREEMENT THIS SERVICE AGREEMENT (the "Agreement"), dated the 28th day of January, 2011 (the "Effective Date"), is between THE ORLANDO RESERVOIR NO. 2 COMPANY, LLC, a Colorado limited liability company (referred to hereinafter as "Orlando"), MARKSHEFFEL WOODMEN INVESTMENTS, LLC, a Colorado limited liability company (referre

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 30, 2016 Two Rivers Water & Farming Company (Exact Name of Registrant as Specified in Charter) Colorado 000-51139 13-4228144 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) ofthe Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 30, 2016 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorporation) 000-51139 13-4228144 (Co

Two Rivers Water & Farming FORM 8-K (Current Report/Significant Event)

SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Investor Update Issued by Two Rivers Water & Farming Company and GrowCo Two Rivers – GrowCo Emails Being Spoofed

Converted by EDGARwiz EXHIBIT 99.2 Investor Update Issued by Two Rivers Water & Farming Company and GrowCo Two Rivers ? GrowCo Emails Being Spoofed Investors and shareholders may have received fraudulent spoofing emails from a site called WeTransfer, an internet service provider out of Amsterdam, pretending to be sent from Two Rivers and GrowCo. The fraudulent spoofing emails are designed to harm

Two Rivers – GrowCo Emails Being Spoofed

Converted by EDGARwiz EXHIBIT 99.1 Press Release Issued by Two Rivers Water & Farming Company and GrowCo, Inc. Two Rivers – GrowCo Emails Being Spoofed DENVER, Colorado – September 6, 2016– Two Rivers Water & Farming Company (“Two Rivers” OTCQB: TURV) and its subsidiary, GrowCo, Inc. (“GrowCo”) announced today that its investors and shareholders may have received fraudulent spoofing emails from a

Two Rivers Water & Farming FORM DEFA14A

DEFA14A 1 defa14adefa14a.htm FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Pr

Two Rivers Water & Farming FORM DEFA14A

DEFA14A 1 defa14adefa14a.htm FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Pr

Two Rivers Announces Annual Meeting Nominated Board Slate

Converted by EDGARwiz EXHIBIT 99.1 Press Release Issued by Two Rivers Water & Farming Company and GrowCo, Inc. _ Two Rivers Announces Annual Meeting Nominated Board Slate DENVER, Colorado – August 18, 2016– Two Rivers Water & Farming Company (“Two Rivers” OTCQB: TURV) announced today its nominated board of directors’ slate to be voted on at its annual meeting of shareholders on September 30, 2016.

Regulation FD Disclosure, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Regulation FD Disclosure, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Two Rivers Announces Annual Meeting Nominated Board Slate

Converted by EDGARwiz EXHIBIT 99.1 Press Release Issued by Two Rivers Water & Farming Company and GrowCo, Inc. _ Two Rivers Announces Annual Meeting Nominated Board Slate DENVER, Colorado – August 18, 2016– Two Rivers Water & Farming Company (“Two Rivers” OTCQB: TURV) announced today its nominated board of directors’ slate to be voted on at its annual meeting of shareholders on September 30, 2016.

Two Rivers Water & Farming DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material under ?240.

Two Rivers Water & Farming DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material under ?240.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June, 30 2016 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-51139 Two Ri

Regulation FD Disclosure, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

GrowCo Subs Lease Greenhouses and Extraction Facility to Johnny Cannaseed

Converted by EDGARwiz EXHIBIT 99.1 Press Release Issued by Two Rivers Water & Farming Company and GrowCo, Inc. GrowCo Subs Lease Greenhouses and Extraction Facility to Johnny Cannaseed DENVER, Colorado ?August 5, 2016? Two Rivers Water & Farming Company (?Two Rivers? OTCQB: TURV) subsidiary GrowCo, Inc. (?GrowCo?) announced today that GrowCo Partners 1, LLC (?GCP 1?) and GrowCo Partners 2, LLC (GC

Regulation FD Disclosure, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

______________ GrowCo Partners 2 Completes Land Purchase Issues 50% Ownership to Two Rivers

Converted by EDGARwiz EXHIBIT 99.1 Press Release Issued by Two Rivers Water & Farming Company and GrowCo, Inc. GrowCo Partners 2 Completes Land Purchase Issues 50% Ownership to Two Rivers DENVER, Colorado ?August 4, 2016? GrowCo, Inc. (?GrowCo?) announced today that GrowCo Partners 2, LLC (?GCP 2?) completed the purchase of approximately 40 acres of land at 39335 Harbour Road, Avondale Colorado, t

Regulation FD Disclosure

SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

GrowCo Enters Series of Agreements to Recapitalize and Galvanize Its Growth

Converted by EDGARwiz EXHIBIT 99.1 Press Release Issued by Two Rivers Water & Farming Company and GrowCo, Inc. GrowCo Enters Series of Agreements to Recapitalize and Galvanize Its Growth DENVER, Colorado ?July 27, 2016? GrowCo, Inc. (?GrowCo?), a subsidiary of Two Rivers Water and Farming Company (?Two Rivers? OTCQB: TURV), announced today it has entered into a series of agreements to recapitalize

Two Rivers Water & Farming FORM 8-K (Current Report/Significant Event)

SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 f8k701201607258k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 22, 2016 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorpo

Two Rivers Water and Farming Company Subsidiary Receives Court Order for Eviction of Suncanna New Tenant to Begin Growing on September 7,2016

Converted by EDGARwiz EXHIBIT 99.1 Press Release Issued by Two Rivers Water & Farming Company and GrowCo, Inc. _ Two Rivers Water and Farming Company Subsidiary Receives Court Order for Eviction of Suncanna New Tenant to Begin Growing on September 7,2016 DENVER, Colorado –July 25, 2016– GrowCo, Inc. (“GrowCo”), a majority owned subsidiary of Two Rivers Water and Farming Company (OTCQB: TURV), anno

Regulation FD Disclosure

SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Two Rivers Water & Farming FORM 8-K (Current Report/Significant Event)

SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 29, 2016 Two Rivers Water & Farming Company (Exact Name of Registrant as Specified in Charter) Colorado 000-51139 13-4228144 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 f8k502201606308k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 24, 2016 Two Rivers Water & Farming Company (Exact Name of Registrant as Specified in Charter) Colorado 000-51139 13-4228144 (State or other jur

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 f8kboardchanges8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 13, 2016 Two Rivers Water & Farming Company (Exact Name of Registrant as Specified in Charter) Colorado 000-51139 13-4228144 (State or other ju

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

To the Two Rivers Water & Farming Company Board of Directors; GrowCo, Inc. Board of Directors; the Dionisio Farms & Produce, Inc. Board of Directors; GrowCo Partners 1, LLC Board of Managers; TR Capital, LLC Board of Managers; GCP Super Units, LLC Bo

Converted by EDGARwiz Exhibit 17.1 To the Two Rivers Water & Farming Company Board of Directors; GrowCo, Inc. Board of Directors; the Dionisio Farms & Produce, Inc. Board of Directors; GrowCo Partners 1, LLC Board of Managers; TR Capital, LLC Board of Managers; GCP Super Units, LLC Board of Managers, and any other affiliates of Two Rivers Water & Farming Company and GrowCo, Inc.: After much discus

Two Rivers’ Subsidiary Files to Evict Suncanna

Converted by EDGARwiz EXHIBIT 99.1 Press Release Issued by Two Rivers Water & Farming Company and GrowCo, Inc. Two Rivers? Subsidiary Files to Evict Suncanna Denver, CO, May 19, 2016, GrowCo Partners 1, LLC (?GCP 1?), which is a 50% owned subsidiary of Two Rivers Water and Farming Company (OTCQB: TURV), announced today that on April 29, 2016 GCP 1 filed a complaint in Pueblo County District Court

Regulation FD Disclosure, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-51139 Two R

State of Colorado and Two Rivers Settle on Development of Cucharas Dam

EX-99.1 2 exhibit99ex99z1.htm EXHIBIT 99.1 EXHIBIT 99.1 Press Release Issued by Two Rivers Water & Farming Company State of Colorado and Two Rivers Settle on Development of Cucharas Dam Denver, CO, May 10, 2016, Two Rivers Water and Farming Company (Two Rivers) (OTCQB: TURV), announced today the Company has completed a settlement agreement with the State of Colorado for the development of the Cuch

Regulation FD Disclosure, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Two Rivers Water & Farming FORM 8-K (Current Report/Significant Event)

SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Suncanna Receives Summary Notice of Suspension

EX-99.1 2 exhibit99ex99z1.htm EXHIBIT 99.1 EXHIBIT 99.1 Press Release Issued by Two Rivers Water & Farming Company and GrowCo, Inc. Suncanna Receives Summary Notice of Suspension DENVER, Colorado –April 21, 2016– GrowCo, Inc. (“GrowCo”), a wholly owned subsidiary of Two Rivers Water and Farming Company (OTCQB: TURV), announced today that on April 19, 2016 GrowCo’s subsidiary, GrowCo Partners 1, LL

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 17, 2016 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorporation) 000-51139 13-4228144 (Commi

Two Rivers Water & Farming FORM 8-K (Current Report/Significant Event)

SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-51139 Two Rivers Wat

Real estate lease between GrowCo Partners 1, LLC and Suncanna, LLC

List of Subsidiaries of Two Rivers Water & Farming

EX-21.1 3 exhibit21ex21z1.htm EXHIBIT 21.1 EXHIBIT 21.1 List of Subsidiaries of Two Rivers Water & Farming Company State of Organ-ization Ultimate Parent Immediate Parent Ownership % TR Capital Partners, LLC CO Two Rivers Water & Farming Company Two Rivers Water & Farming Company 100 TRWC, Inc. CO Two Rivers Water & Farming Company Two Rivers Water & Farming 100 HCIC Holdings, LLC CO Two Rivers Wa

Colorado Investor Group Purchases Suncanna

Converted by EDGARwiz EXHIBIT 99.1 Press Release Issued by Two Rivers Water & Farming Company and GrowCo, Inc. Colorado Investor Group Purchases Suncanna DENVER, Colorado ?March 4, 2016? GrowCo, Inc. (?GrowCo?), a wholly owned subsidiary of Two Rivers Water and Farming Company (OTCQB: TURV, ?Two Rivers?), announced today that a Colorado investor group, headed by John McKowen, the CEO of Two Rivers

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 f8k701201603048k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 4, 2016 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorpo

Regulation FD Disclosure

8-K 1 f8k701201603018k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 1, 2016 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorpo

Regulation FD Disclosure

SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 f8k701201601058k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 5, 2016 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incor

Two Rivers Completes Another Capital Raise for GrowCo

Converted by EDGARwiz EXHIBIT 99.1 Press Release Issued by Two Rivers Water & Farming Company and GrowCo, Inc. Two Rivers Completes Another Capital Raise for GrowCo DENVER, Colorado – January 5, 2016 – Two Rivers Water & Farming Company (OTCQB: TURV), (“Two Rivers”) announced today that it has completed another raise of $5.5 million in capital to support GrowCo, Inc. (“GrowCo”), a majority owned s

TURV / Two Rivers Water & Farming Company / MORRIS I WISTAR III - SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Two Rivers Water & Farming Company (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 90207B-10-7 (CUSIP Number) I Wistar Morris, III c/o PTC, Five Radnor Corporate Center, Suite 450 100 Matsonford Road Radnor, PA 190

Two Rivers Water & Farming FORM 8-K (Current Report/Significant Event)

SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Investor Update Issued by Two Rivers Water & Farming Company and GrowCo, Inc. on November 23, 2015

Converted by EDGARwiz EXHIBIT 99.1 Investor Update Issued by Two Rivers Water & Farming Company and GrowCo, Inc. on November 23, 2015 Suncanna replanted into 5 gal pots the first clones that were moved into the greenhouse on 10/29/15. Today, the plants will be moved into the 2nd bay, which is one of two "small vegetation" bays, for their second stage of growth. The plants will also have RFID tags

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 f8k701201511238k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 23, 2015 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of inc

Regulation FD Disclosure, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Investor Update Issued by Two Rivers Water & Farming Company and GrowCo, Inc.

Converted by EDGARwiz EXHIBIT 99.1 Investor Update Issued by Two Rivers Water & Farming Company and GrowCo, Inc. Black out curtain for the east end of the greenhouse is being installed. Suncanna moved 500 new clones into greenhouse on Friday. Within the growing cycle of the first clones, Suncanna should be able to take clippings and produce its own clones. The loading ramp and dock should be compl

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-51139 T

Investor Update Issued by Two Rivers Water & Farming Company and GrowCo, Inc.

Converted by EDGARwiz EXHIBIT 99.1 Investor Update Issued by Two Rivers Water & Farming Company and GrowCo, Inc. Office facilities are being constructed inside the warehouse. First vegetation bays are being completed. All bays in the first greenhouse and the environmentally controlled curing chambers in the warehouse are expected to be completed well in advance of the first crop's harvest. Suncann

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 f8k701201511028k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 2, 2015 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of inco

Two Rivers Water & Farming FORM 8-K (Current Report/Significant Event)

SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Regulation FD Disclosure, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

SuncannaObtains License to Grow Cannabisin GrowCo Greenhouse

Converted by EDGARwiz EXHIBIT 99.1 Press Release Issued by Two Rivers Water & Farming Company and GrowCo, Inc. SuncannaObtains License to Grow Cannabisin GrowCo Greenhouse DENVER, Colorado ? October 19, 2015 ? GrowCo, Inc.(?GrowCo?) announced today that Suncanna, LLC, (?Suncanna?), the tenant in its first greenhouse, has obtained its license to begin growing cannabis. GrowCo is a majority owned su

Regulation FD Disclosure, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Two Rivers Shareholders to Earn 2,500,000 GrowCo Dividend Shares First Greenhouse Lease Commences

Converted by EDGARwiz EXHIBIT 99.1 Press Release Issued by Two Rivers Water & Farming Company Two Rivers Shareholders to Earn 2,500,000 GrowCo Dividend Shares First Greenhouse Lease Commences DENVER, Colorado – September 24, 2015 – Two Rivers Water & Farming Company (OTCQB: TURV) (“Two Rivers”), announced today that the fourth of four dividend record dates is scheduled to occur on October 1, 2015.

Two Rivers Water & Farming FORM 8-K (Current Report/Significant Event)

SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 26, 2015 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorporation) 000-51139 13-4228144 (Comm

GrowCo Signs Deal with Maryland Greenhouse Grower, Leverages Capacity Through Regional Development

Converted by EDGARwiz EXHIBIT 99.1 Press Release Issued by Two Rivers Water & Farming Company and GrowCo, Inc. GrowCo Signs Deal with Maryland Greenhouse Grower, Leverages Capacity Through Regional Development DENVER, Colorado – August 26, 2016 – GrowCo, Inc., a majority owned subsidiary of Two Rivers Water & Farming Company (OTCQB: TURV) (“Two Rivers”), announced today that it has signed a bindin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

10-Q 1 turv2015063010q10q.htm FORM 10Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to C

Two Rivers Water & Farming DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material under ?240.

Two Rivers Water & Farming FORM 8-K (Current Report/Significant Event)

SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

A New Exclusive Audio Interview with Two Rivers Water & Farming Company, CFO Wayne Harding is now Available at Corporate Media Straight Talk.com

Converted by EDGARwiz EXHIBIT 99.1 Press Release Issued by Two Rivers Water & Farming Company A New Exclusive Audio Interview with Two Rivers Water & Farming Company, CFO Wayne Harding is now Available at Corporate Media Straight Talk.com Denver, Colorado, June 22, 2015 (Marketwired - Two Rivers Water and Farming Company (OTCQB: TURV) and subsidiary, GrowCo, Inc. announced today that a new audio i

Two Rivers Water & Farming FORM 8-K (Current Report/Significant Event)

SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

GrowCo Business Development Commences Operations Providing Grower Services to First Tenant

Converted by EDGARwiz EXHIBIT 99.1 Press Release Issued by Two Rivers Water & Farming Company and GrowCo, Inc. GrowCo Business Development Commences Operations Providing Grower Services to First Tenant DENVER, CO- Jun 18, 2015 - GrowCo, Inc. ("GrowCo"), a majority owned subsidiary of Two Rivers Water & Farming Company ("Two Rivers") (OTCQB: TURV), announced today that it has begun providing tenant

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 f8k701201506168k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June16, 2015 TWO RIVERS WATER & FARMING COMPANY (Exact name of registrant as specified in charter) Colorado (State or other jurisdiction of incorpor

Presentation Released by Two Rivers Water & Farming Company and GrowCo, Inc.

Converted by EDGARwiz EXHIBIT 99.1 Presentation Released by Two Rivers Water & Farming Company and GrowCo, Inc.

Two Rivers Water & Farming FORM 8-K (Current Report/Significant Event)

SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

GrowCo Purchases Second Cannabis Greenhouse GrowCo Begins Negotiations with Licensed Growers in Other States

Converted by EDGARwiz EXHIBIT 99.1 Press Release Issued by Two Rivers Water & Farming Company and GrowCo, Inc. GrowCo Purchases Second Cannabis Greenhouse GrowCo Begins Negotiations with Licensed Growers in Other States DENVER, Colorado ? June 4, 2015 ? GrowCo, Inc., (?GrowCo?) a majority owned subsidiary of Two Rivers Water & Farming Company (?Two Rivers? OTCQB: TURV) announced today that GrowCo

Two Rivers Reaffirms Ex-Dividend Date for GrowCo Share Distribution July 1st to be Penultimate Dividend Date for Distribution of GrowCo Equity Shares to Holders of TURV Common Stock

Converted by EDGARwiz EXHIBIT 99.1 Press Release Issued by Two Rivers Water & Farming Company and GrowCo, Inc. Two Rivers Reaffirms Ex-Dividend Date for GrowCo Share Distribution July 1st to be Penultimate Dividend Date for Distribution of GrowCo Equity Shares to Holders of TURV Common Stock DENVER, Colorado ? May 19, 2015 ? TwoRiversWater&Farming, a Colorado corporation(?Two Rivers? OTCQB: TURV)a

Two Rivers Water & Farming FORM 8-K (Current Report/Significant Event)

SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.