TMP SEC-arkivering - Tompkins Financial Corporation- Årsrapport, fuldmagtserklæring, prospekt

Grundlæggende statistik

LEI	254900QDQ6V0QJ0Z2348
CIK	1005817

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Tompkins Financial Corporation

SEC Filings (Chronological Order)

Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.

May 26, 2026	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported)   May 19, 2026 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employer
May 19, 2026	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported)   May 19, 2026 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employer
May 19, 2026	EX-99.1	Tompkins Financial Corporation 8-K Tompkins Financial Corporation 8-K Exhibit 99.1 Annual Shareholder Meeting May 19, 2026 This presentation contains "forward - looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. Forward - looking statements are made based on management’s expectations and beliefs concerning future events impacting the Company and are subject to certain risks and uncertain
May 5, 2026	10-Q	United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2026 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-12709 Tompkins Financial Corp
April 27, 2026	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 27, 2026 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employer
April 24, 2026	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 23, 2026 Tompkins Financial UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 23, 2026 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employer
April 24, 2026	EX-99.1	Average Balance Sheet Average earning assets $ 8,198,556 $ 8,058,427 $ 7,967,674 $ 7,875,490 $ 7,761,723 $ 7,916,783 Average assets 8,581,323 8,372,287 8,297,448 8,168,595 8,056,578 8,224,794 Average interest-bearing liabilities 5,643,611 5,484,440 5 For more information contact: Stephen S. Romaine, President & CEO Matthew Tomazin, Executive VP & CFO Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, April 24, 2026 Tompkins Financial Corporation Reports Record First Quarter Financial Results ITHACA, NY - Tompkins Financial Corporation (NYSE American: TMP) Tompkins Financial Corporation ("Tompkins" or the "Company") rep
April 24, 2026	EX-99.2	Friday, April 24, 2026 For more information contact: Stephen S. Romaine, President & CEO Matthew Tomazin, Executive VP & CFO Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, April 24, 2026 Tompkins Financial Corporation Reports Cash Dividend ITHACA, NY - Tompkins Financial Corporation (NYSE American: TMP) Tompkins Financial Corporation announced today that its Board of Directors approved payme
April 6, 2026	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi
April 6, 2026	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Defi
April 6, 2026	ARS	ARS 2025 2025This letter to shareholders contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995.
March 16, 2026	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 16, 2026 Tompkins Financial UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 16, 2026 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employer
March 16, 2026	EX-99.1	1 For more information contact: Stephen S. Romaine, President & CEO Matthew Tomazin, Executive VP, CFO & Treasurer Tompkins Financial Corporation (888) 503-5753 For Immediate Release Monday, March 16, 2026 Tompkins Community Bank Names Phil Quintana President-Elect; Quintana succeeds John McKenna, who will retire in July 2026 ITHACA, NY - Tompkins Financial Corporation (NYSE American: TMP) Tompkins
February 26, 2026	EX-10.45	Tompkins Financial Non-Equity Short Term Incentive Plan Senior Leadership Team Exhibit 10.45 Tompkins Financial Non-Equity Short Term Incentive Plan Senior Leadership Team Introduction a.The Tompkins Financial Non-Equity Short Term Incentive Plan (“the Plan”) is a performance based variable compensation program tied to the achievement of specific performance metrics and strategic goals. It is designed to motivate and reward selected Senior Officers of Tompkins Financial or o
February 26, 2026	EX-10.41	SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENT Exhibit 10.41 SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENT This Supplemental Executive Retirement Agreement (the "Agreement") is entered into effective December 16, 2025 (the “Effective Date”) by Tompkins Financial Corporation, with offices at 118 E. Seneca St., Ithaca, New York 14850, and Matthew Tomazin, residing at [ ] (the "Executive"). The Executive and the Company are sometimes referred to he
February 26, 2026	EX-10.39	Amendment to the TFC Officer Group Term Replacement Plan for David Boyce Exhibit 10.39 Amendment to the TFC Officer Group Term Replacement Plan for David Boyce Reference is hereby made to the Officer Group Term Replacement Plan, dated on or about December 13, 2005, and the amendment thereto, dated on or about February 28, 2020 (collectively, the “Plan”) between Tompkins Financial Corporation (the “Company”) and David Boyce (the “Participant”). The parties agree that th
February 26, 2026	EX-10.36	RETENTION AWARD AGREEMENT Group 2 –2/3 Payment at Closing and 1/3 Payment at 1 Year Exhibit 10.36 RETENTION AWARD AGREEMENT This RETENTION AWARD AGREEMENT (this “Agreement”) is effective as of October 31, 2025 (the “Effective Date”), by and between Tompkins Insurance Agencies, Inc., a New York corporation (the “Company”), and David Boyce, an individual (“Employee” and, together with the Company, the “Parties”). RECITALS WH
February 26, 2026	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2025 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-12709 Tompkins Fina
February 26, 2026	EX-21	Subsidiaries of Registrant Exhibit 21 Subsidiaries of Registrant Tompkins Community Bank – a New York state – chartered bank
February 26, 2026	EX-10.40	NON-COMPETITION AGREEMENT Exhibit 10.40 NON-COMPETITION AGREEMENT This NON-COMPETITION AGREEMENT (“Agreement”) is entered into, effective as of October 31, 2025 (“Effective Date”), by and between TOMPKINS FINANCIAL CORPORATION, a New York business corporation (“Company”), and DAVID S. BOYCE, a natural person having an address at [address] (“Executive”). RECITALS: WHEREAS, Executive, while an employee of Tompkins Insurance
February 26, 2026	EX-10.42	2025 SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENT Exhibit 10.42 2025 SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENT This 2025 Supplemental Executive Retirement Agreement (the "Agreement") is entered into effective as of December 16, 2025 (“Effective Date”), by and between TOMPKINS FINANCIAL CORPORATION, with offices at 118 E. Seneca St., Ithaca, New York 14850 (the “Company”), and STEPHEN S. ROMAINE, residing at [ ] (the "Executive"). The Executive
February 26, 2026	EX-10.44	TOMPKINS FINANCIAL CORPORATION 2019 EQUITY PLAN AWARD AGREEMENT Exhibit 10.44 TOMPKINS FINANCIAL CORPORATION 2019 EQUITY PLAN AWARD AGREEMENT ###GRANTDATE### ###PARTICIPANTNAME### ###HOMEADDRESS### 1) Tompkins Financial Corporation (the “Company”) hereby grants to ###PARTICIPANTNAME### the award(s) summarized below (the “Award”), pursuant to the terms and conditions of the Company’s 2019 Equity Plan, as it may be amended from time to time (the “Plan”). Capital
February 26, 2026	EX-10.37	Date Payable Exhibit 10.37 To: David Boyce As you are aware, effective October 31, 2025, Tompkins entered into an agreement to sell Tompkins Insurance Agencies, Inc. to Gallagher. As we begin transition process, I want to take a moment to recognize the significance of this change — not just for the business, but for each of you personally. We understand that transitions like this can bring a mix of emotions an
February 26, 2026	EX-10.43	AMENDMENT NO. 2 TO AMENDED AND RESTATED SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENT BETWEEN TOMPKINS FINANCIAL CORPORATION AND STEPHEN S. ROMAINE Exhibit 10.43 AMENDMENT NO. 2 TO AMENDED AND RESTATED SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENT BETWEEN TOMPKINS FINANCIAL CORPORATION AND STEPHEN S. ROMAINE This AMENDMENT NO. 2 TO AMENDED AND RESTATED SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENT (the “Amendment”) between TOMPKINS FINANCIAL CORPORATION, with offices at 118 E. Seneca St., Ithaca, New York 14850 (the “Company”), and STEPHEN S. ROM
February 26, 2026	EX-10.38	October 31, 2025 Exhibit 10.38 October 31, 2025 David Boyce [Address] [E-Mail Address] Re: Freeze of Benefit Accrual Under SERP Agreements Dear David: This letter hereby provides notice to you, as required under Section 2.1 of the Amended and Restated Supplemental Executive Retirement Agreement dated November 9, 2016 (the “SERP”) and Section 2.1 of the Supplemental Executive Retirement Agreement dated November 9,
January 30, 2026	EX-99.2	Friday, January 30, 2026 For more information contact: Stephen S. Romaine, President & CEO Matthew Tomazin, Executive VP, CFO & Treasurer Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, January 30, 2026 Tompkins Financial Corporation Reports Cash Dividend ITHACA, NY - Tompkins Financial Corporation (NYSE American: TMP) Tompkins Financial Corporation announced today that its Board of Directors a
January 30, 2026	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 29, 2026 Tompkins Financia UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 29, 2026 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employe
January 30, 2026	EX-99.1	Average Balance Sheet Average earning assets $ 8,058,427 $ 7,967,674 $ 7,875,490 $ 7,761,723 $ 7,691,242 $ 7,916,783 Average assets 8,372,287 8,297,448 8,168,595 8,056,578 7,973,732 8,224,794 Average interest-bearing liabilities 5,484,440 5,530,563 5 For more information contact: Stephen S. Romaine, President & CEO Matthew Tomazin, Executive VP, CFO & Treasurer Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, January 30, 2026 Tompkins Financial Corporation Reports Record Earnings Per Share for the Fourth Quarter of 2025 ITHACA, NY - Tompkins Financial Corporation (NYSE American: TMP) Tompkins Financial Corporation ("
December 17, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 16, 2025 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employ
November 18, 2025	10-Q/A	United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-12709
November 18, 2025	10-Q/A	f United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) f United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-12709 T
November 18, 2025	10-Q/A	United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q/A ( Amendment No. 1) United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q/A ( Amendment No. 1) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-12709 Tom
November 3, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 31, 2025 Tompkins Financia UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 31, 2025 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employe
November 3, 2025	EX-99.2	UNAUDITED PRO FORMA CONDENSED FINANCIAL INFORMATION Exhibit 99.2 UNAUDITED PRO FORMA CONDENSED FINANCIAL INFORMATION The following unaudited pro forma condensed financial information reflects the statements of income for the nine months ended September 30, 2025 and for the year ended December 31, 2024 as if the sale of stock (the “Stock Sale”) of Tompkins Insurance Agencies, Inc. (Tompkins Insurance”) to Arthur J. Gallagher & Co. (“Gallagher”) had
November 3, 2025	EX-99.1	Monday, November 3, 2025 Exhibit 99.1 For more information contact: Stephen S. Romaine, President & CEO Matthew Tomazin, Executive VP, CFO & Treasurer Tompkins Financial Corporation (888) 503-5753 For Immediate Release Monday, November 3, 2025 Tompkins Financial Corporation Announces Sale of Tompkins Insurance Agencies, Inc. to Arthur J. Gallagher & Co. ITHACA, NY - Tompkins Financial Corporation (NYSE American: TMP) Tomp
November 3, 2025	EX-2.1	STOCK PURCHASE AGREEMENT BY AND AMONG ARTHUR J. GALLAGHER RISK MANAGEMENT SERVICES, LLC, AS BUYER, TOMPKINS INSURANCE AGENCIES, INC., AS THE COMPANY, TOMPKINS FINANCIAL CORPORATION, AS SELLER Dated as of October 31, 2025 TABLE OF CONTENTS Exhibit 2.1 STOCK PURCHASE AGREEMENT BY AND AMONG ARTHUR J. GALLAGHER RISK MANAGEMENT SERVICES, LLC, AS BUYER, AND TOMPKINS INSURANCE AGENCIES, INC., AS THE COMPANY, AND TOMPKINS FINANCIAL CORPORATION, AS SELLER Dated as of October 31, 2025 TABLE OF CONTENTS Page Section 1.1. Definitions and Defined Terms 1 Section 1.2. Rules of Construction 1 ARTICLE II CLOSING TRANSACTIONS; PURCHASE PRICE; CLOSI
October 28, 2025	10-Q	United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-12709 Tompkins Financial
October 24, 2025	EX-99.2	Friday, October 24, 2025 For more information contact: Stephen S. Romaine, President & CEO Matthew Tomazin, Executive VP, CFO & Treasurer Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, October 24, 2025 Tompkins Financial Corporation Reports Cash Dividend ITHACA, NY - Tompkins Financial Corporation (NYSE American: TMP) Tompkins Financial Corporation announced today that its Board of Directors a
October 24, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 23, 2025 Tompkins Financia UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 23, 2025 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employe
October 24, 2025	EX-99.1	Average Balance Sheet Average earning assets $ 7,967,674 $ 7,875,490 $ 7,761,723 $ 7,691,242 $ 7,638,314 $ 7,599,098 Average assets 8,297,448 8,168,595 8,056,578 7,973,732 7,914,924 7,875,339 Average interest-bearing liabilities 5,530,563 5,503,624 5 For more information contact: Stephen S. Romaine, President & CEO Matthew Tomazin, Executive VP, CFO & Treasurer Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, October 24, 2025 Tompkins Financial Corporation Reports Improved Third Quarter Financial Results ITHACA, NY - Tompkins Financial Corporation (NYSE American: TMP) Tompkins Financial Corporation ("Tompkins" or the
August 5, 2025	10-Q	United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-12709 Tompkins Financial Corpo
July 25, 2025	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 24, 2025 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employer o
July 25, 2025	EX-99.1	Average Balance Sheet Average earning assets $ 7,875,490 $ 7,761,723 $ 7,691,242 $ 7,638,314 $ 7,547,689 $ 7,599,098 Average assets 8,168,595 8,056,578 7,973,732 7,914,924 7,810,061 7,875,339 Average interest-bearing liabilities 5,503,624 5,450,993 5 For more information contact: Stephen S. Romaine, President & CEO Matthew Tomazin, Executive VP, CFO & Treasurer Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, July 25, 2025 Tompkins Financial Corporation Reports Improved Second Quarter Financial Results ITHACA, NY - Tompkins Financial Corporation (NYSE American: TMP) Tompkins Financial Corporation ("Tompkins" or the "
July 25, 2025	S-8	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TOMPKINS FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) NEW YORK (State or other ju As filed with the Securities and Exchange Commission on July 25, 2025 SEC Registration No.
July 25, 2025	EX-99.3	Friday, July 25, 2025 For more information contact: Stephen S. Romaine, President & CEO Matthew Tomazin, Executive VP, CFO & Treasurer Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, July 25, 2025 Tompkins Financial Corporation Announces Stock Repurchase Program ITHACA, NY - Tompkins Financial Corporation (NYSE American:TMP) Tompkins Financial Corporation announced today that its Board of Di
July 25, 2025	EX-FILING FEES	Filing Fee Table TOMPKINS FINANCIAL CORPORATION S-8 EXHIBIT 107 CALCULATION OF FILING FEE TABLES FORM S-8 (Form Type) TOMPKINS FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, par value $0.
July 25, 2025	EX-99.2	Friday, July 25, 2025 For more information contact: Stephen S. Romaine, President & CEO Matthew Tomazin, Executive VP, CFO & Treasurer Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, July 25, 2025 Tompkins Financial Corporation Reports Cash Dividend ITHACA, NY - Tompkins Financial Corporation (NYSE American: TMP) Tompkins Financial Corporation announced today that its Board of Directors appr
July 25, 2025	EX-99.1	Tompkins Retirement Savings Plan TOMPKINS FINANCIAL CORPORATION S-8 Exhibit 99.1 PRINCIPAL FINANCIAL GROUP ESOP/KSOP PRE-APPROVED PLAN Table of Contents Article 1 - 1 - Plan Elections - 1 - Section 1.01 – New, Restated or Amended Plan - 1 - Section 1.02 – Employer - 1 - Section 1.03 – Plan Name and Plan Number - 1 - Section 1.04 – Effective Date - 1 - Section 1.05 – Yearly Date - 1 - Section 1.06 – Fiscal Year - 1 - Section 1.07
June 26, 2025	11-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FORM 11-K [X] ANNUAL REPORT TO SECTION 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FORM 11-K [X] ANNUAL REPORT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal year ended: December 31, 2024 [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURI
May 14, 2025	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 13, 2025 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employer of
May 13, 2025	EX-99.1	Tompkins Financial Corporation 8-K Tompkins Financial Corporation 8-K EXHIBIT 99.1 Annual Shareholder Meeting May 13, 2025 This presentation contains "forward - looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. Forward - looking statements are made based on management’s expectations and beliefs concerning future events impacting the Company and are subject to certain risks and uncertain
May 13, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 13, 2025 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employer of
May 6, 2025	10-Q	United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-12709 Tompkins Financial Corp
April 25, 2025	EX-99.2	Friday, April 25, 2025 For more information contact: Stephen S. Romaine, President & CEO Matthew Tomazin, Executive VP, CFO & Treasurer Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, April 25, 2025 Tompkins Financial Corporation Reports Cash Dividend ITHACA, NY - Tompkins Financial Corporation (NYSE American:TMP) Tompkins Financial Corporation announced today that its Board of Directors appr
April 25, 2025	EX-99.1	Average Balance Sheet Average earning assets $ 7,761,723 $ 7,691,242 $ 7,638,314 $ 7,547,689 $ 7,517,705 $ 7,599,098 Average assets 8,056,578 7,973,732 7,914,924 7,810,061 7,801,125 7,875,339 Average interest-bearing liabilities 5,450,993 5,311,044 5 For more information contact: Stephen S. Romaine, President & CEO Matthew Tomazin, Executive VP, CFO & Treasurer Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, April 25, 2025 Tompkins Financial Corporation Reports Improved First Quarter Financial Results ITHACA, NY - Tompkins Financial Corporation (NYSE American: TMP) Tompkins Financial Corporation ("Tompkins" or the "
April 25, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 24, 2025 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employer
April 25, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 24, 2025 Tompkins Financial UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 24, 2025 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employer
April 1, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Defi
April 1, 2025	ARS	ARS 2024 2024As 2024 began, we were in one of the most challenging banking environments in t b\|;vol;ঞl;ĺolbm]o@\|;;;Ѵvo=v;;u-Ѵb]ŊruoCѴ;0-mh =-bѴu;vķ-m7b\|- ubvbm ] u-\|;;mbuoml;m\|ru;vvubm ] ;-umbm ] vķ\|;;-u0; ] -mb\|m1;u\|-bm\| ĺ $-hbm ] -\|ouo ] -m77;\|-bѴ;7-rruo-1b1bm1Ѵ7;7vol;7bL1Ѵ\|7;1bvbomvķ ; ru;r-u;7-rѴ-m7;vb]m;7\|o=-1;\|;1-ѴѴ;m];v;-7Ŋom-m7u;\| umour;u=oul-m1; \|o \|;Ѵ;;Ѵ v\|ob1; -;0;;m - 11 v\| ol;7ĺ A message from T om Rochon & Steve Romaine We are pleased to share that our team met the challenge in 2024.
April 1, 2025	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi
February 28, 2025	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-12709 Tompkins Fina
February 28, 2025	EX-19	Tompkins Financial Corporation Insider Trading Policy (filed herewith). Exhibit 19 I.Tompkins Financial Corporation Insider Trading Policy Purpose. This Insider Trading Policy (the “Policy”) provides guidelines with respect to transactions in the securities of Tompkins Financial and the handling of confidential information about Tompkins Financial Corporation and its subsidiaries (collectively, “Tompkins Financial” or the “Company”) and the companies with which the To
February 28, 2025	EX-21	Subsidiaries of Registrant Exhibit 21 Subsidiaries of Registrant Tompkins Community Bank – a New York state – chartered bank Tompkins Insurance Agencies, Inc. – Incorporated in New York
February 3, 2025	424B3	Prospectus Supplement No. 1, dated February 3, 2025 to Prospectus dated August 6, 2024 Dividend Reinvestment and Stock Purchase and Sale Plan An Open Availability and Dividend Reinvestment Plan 294,163 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333- 281027 Prospectus Supplement No. 1, dated February 3, 2025 to Prospectus dated August 6, 2024 Dividend Reinvestment and Stock Purchase and Sale Plan An Open Availability and Dividend Reinvestment Plan 294,163 Shares of Common Stock This prospectus supplement amends and supplements the prospectus, dated August 6, 2024 (the “Prospectus”), relate
January 31, 2025	EX-99.1	Friday, January 31, 2025 For more information contact: Stephen S. Romaine, President & CEO Matthew Tomazin, Executive VP, CFO & Treasurer Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, January 31, 2025 Tompkins Financial Corporation Reports Cash Dividend ITHACA, NY - Tompkins Financial Corporation (NYSE American:TMP) Tompkins Financial Corporation announced today that its Board of Directors ap
January 31, 2025	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 31, 2025 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employe
January 31, 2025	EX-99.2	Average Balance Sheet Average earning assets $ 7,691,242 $ 7,638,314 $ 7,547,689 $ 7,517,705 $ 7,407,976 $ 7,599,098 Average assets 7,973,732 7,914,924 7,810,061 7,801,125 7,666,982 7,875,339 Average interest-bearing liabilities 5,311,044 5,277,988 5 For more information contact: Stephen S. Romaine, President & CEO Matthew Tomazin, Executive VP, CFO & Treasurer Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, January 31, 2025 Tompkins Financial Corporation Reports Increased Fourth Quarter Financial Results ITHACA, NY - Tompkins Financial Corporation (NYSE American: TMP) Tompkins Financial Corporation ("Tompkins" or t
November 6, 2024	10-Q	United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-12709 Tompkins Financial
October 25, 2024	EX-99.2	Friday, October 25, 2024 For more information contact: Stephen S. Romaine, President & CEO Matthew Tomazin, Executive VP, CFO & Treasurer Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, October 25, 2024 Tompkins Financial Corporation Reports Increased Cash Dividend ITHACA, NY - Tompkins Financial Corporation (NYSE American:TMP) Tompkins Financial Corporation announced today that its Board of Di
October 25, 2024	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 25, 2024 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employe
October 25, 2024	EX-99.1	Average Balance Sheet Average earning assets $ 7,638,314 $ 7,547,689 $ 7,517,705 $ 7,407,976 $ 7,405,434 $ 7,408,404 Average assets 7,914,924 7,810,061 7,801,125 7,666,982 7,629,876 7,641,672 Average interest-bearing liabilities 5,277,988 5,215,003 5 For more information contact: Stephen S. Romaine, President & CEO Matthew Tomazin, Executive VP, CFO & Treasurer Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, October 25, 2024 Tompkins Financial Corporation Reports Third Quarter Financial Results ITHACA, NY - Tompkins Financial Corporation (NYSE American: TMP) Tompkins Financial Corporation ("Tompkins" or the "Company
August 8, 2024	EX-10.1	, 2024, between Tompkins Financial Corporation and David M. DeMilia (filed herewith). Exhibit 10.1 SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENT This Supplemental Executive Retirement Agreement (the "Agreement") is entered into effective, 2024 by Tompkins Financial Corporation, with offices at 118 E. Seneca St., Ithaca, New York 14850, and David M. DeMilia, residing at [address] (the "Executive"). The Executive and the Company are sometimes referred to herein individually as “Party”
August 8, 2024	10-Q	United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-12709 Tompkins Financial Corpo
August 1, 2024	S-3/A	As filed with the Securities and Exchange Commission on August 1, 2024 Registration Statement No. 333-281027 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Pre-effective Amendment No. 1 to Form S-3 Registration Statement Unde As filed with the Securities and Exchange Commission on August 1, 2024 Registration Statement No.
August 1, 2024	CORRESP	By EDGAR – As Correspondence By EDGAR – As Correspondence August 1, 2024 The Securities and Exchange Commission Division of Corporation Finance 100 F.
July 31, 2024	LETTER	LETTER July 31, 2024 Alyssa Hochberg Fontaine Executive Vice President and General Counsel Tompkins Financial Corporation P.
July 26, 2024	EX-99.1	Average Balance Sheet Average earning assets $ 7,547,689 $ 7,517,705 $ 7,407,976 $ 7,405,434 $ 7,409,714 $ 7,408,404 Average assets 7,810,061 7,801,125 7,666,982 7,629,876 7,635,800 7,641,672 Average interest-bearing liabilities 5,215,003 5,206,836 5 For more information contact: Stephen S. Romaine, President & CEO Matthew Tomazin, Executive VP, CFO & Treasurer Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, July 26, 2024 Tompkins Financial Corporation Reports Second Quarter Financial Results ITHACA, NY - Tompkins Financial Corporation (NYSE American: TMP) Tompkins Financial Corporation ("Tompkins" or the "Company")
July 26, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 26, 2024 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employer o
July 26, 2024	S-3	As filed with the Securities and Exchange Commission on July 26, 2024 Registration Statement No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form S-3 Registration Statement Under the Securities Act of 1933 TOMPKINS FI As filed with the Securities and Exchange Commission on July 26, 2024 Registration Statement No.
July 26, 2024	EX-FILING FEES	Filing Fee Table Tompkins Financial Corporation S-3 EXHIBIT 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Tompkins Financial Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid Equity Common Stock, par value $0.
July 26, 2024	EX-99.2	Friday, July 26, 2024 For more information contact: Stephen S. Romaine, President & CEO Matthew Tomazin, Executive VP, CFO & Treasurer Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, July 26, 2024 Tompkins Financial Corporation Reports Cash Dividend ITHACA, NY - Tompkins Financial Corporation (NYSE American:TMP) Tompkins Financial Corporation announced today that its Board of Directors appro
June 27, 2024	11-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FORM 11-K [X] ANNUAL REPORT TO SECTION 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FORM 11-K [X] ANNUAL REPORT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal year ended: December 31, 2023 [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURI
June 27, 2024	11-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [X] ANNUAL REPORT TO SECTION 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [X] ANNUAL REPORT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal year ended: December 31, 2023 [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURI
May 17, 2024	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 14, 2024 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employer of
May 14, 2024	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 14, 2024 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employer of
May 14, 2024	EX-99.1	Tompkins Financial Corporation 8-K Tompkins Financial Corporation 8-K Exhibit 99.1 Annual Shareholder Meeting May 14, 2024 This presentation contains "forward - looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. Forward - looking statements are made based on management’s expectations and beliefs concerning future events impacting the Company and are subject to certain risks and uncertain
May 8, 2024	10-Q	United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-12709 Tompkins Financial Corp
April 26, 2024	EX-99.2	Friday, April 26, 2024 For more information contact: Stephen S. Romaine, President & CEO Matthew Tomazin, Executive VP, CFO & Treasurer Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, April 26, 2024 Tompkins Financial Corporation Reports Cash Dividend ITHACA, NY - Tompkins Financial Corporation (NYSE American:TMP) Tompkins Financial Corporation announced today that its Board of Directors appr
April 26, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 26, 2024 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employer
April 26, 2024	EX-99.1	Average Balance Sheet Average earning assets $ 7,517,705 $ 7,407,976 $ 7,405,434 $ 7,409,714 $ 7,410,553 $ 7,408,404 Average assets 7,801,125 7,666,982 7,629,876 7,635,800 7,633,793 7,641,672 Average interest-bearing liabilities 5,206,836 5,020,544 4 For more information contact: Stephen S. Romaine, President & CEO Matthew Tomazin, Executive VP, CFO & Treasurer Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, April 26, 2024 Tompkins Financial Corporation Reports First Quarter Financial Results ITHACA, NY - Tompkins Financial Corporation (NYSE American: TMP) Tompkins Financial Corporation ("Tompkins" or the "Company")
April 2, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Defi
April 2, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi
April 2, 2024	ARS	ARS \|Ľv=-bu\|ov-\|-\|ƑƏƑƒ-vu; ] -u7;7-v-;-uo=7u-l-ঞ11-m ] ;vbm\|;;mbuoml;m\|blr-1ঞm ] 1ollmb\|0-mhvĺlb7v\|;\|;um-Ѵ=-1\|ouvv1-vbmY-ঞomķm1;u \|-bm\|7;\|o0-mh=-bѴu;v-m7]Ѵo0-Ѵ mu;v\|ķ\|;1-m];v;u;lov\|vb]mbC1-m\|Ѵ-ub0\|;7\|oubvbm]b m\|;u;v\|u-\|;v ĺ ) ;hmo=uolbv\|ou \|-\|o;uঞl;ķbm\|;u;v\|u-\|;7bv1omm;1\|v0-Ѵ-m1;\|;lv;Ѵ;vĺ \|;-Ѵvohmo; 1-mĽ\|vb\|-m7-
February 29, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-12709 Tompkins Fina
February 29, 2024	EX-97	Tompkins Financial Corporation Amended and Restated Clawback Policy (filed herewith). Exhibit 97 Tompkins Financial Corporation AMENDED AND RESTATED CLAWBACK POLICY WHEREAS, the Board of Directors of Tompkins Financial Corporation adopted the Tompkins Financial Corporation Clawback Policy effective as of April 1, 2019 (the “Clawback Policy”) to provide for recovery of certain executive compensation in the event of an accounting restatement resulting from material noncompliance with
February 29, 2024	EX-10.35	Tompkins Financial Non-Equity Short Term Incentive Plan (filed herewith). Exhibit 10.35 Tompkins Financial Non-Equity Short Term Incentive Plan Senior Leadership Team 1.Introduction a.The Tompkins Financial Non-Equity Short Term Incentive Plan (“the Plan”) is a performance based variable compensation program tied to the achievement of specific performance metrics and strategic goals. It is designed to motivate and reward selected Senior Officers of Tompkins Financial or
February 29, 2024	EX-21	Subsidiaries of Registrant, incorporated herein by reference to Exhibit 21 to the Company’s Annual Report on Form 10-K Exhibit 21 Subsidiaries of Registrant Tompkins Community Bank – a New York state – chartered bank Tompkins Real Estate Holdings, Inc. – Incorporated in New York Castile Funding Corporation – Incorporated in New York Mahopac Funding Corporation – Incorporated in New York Tompkins Insurance Agencies, Inc. – Incorporated in New York
February 29, 2024	EX-10.36	Tompkins Financial Corporation Deferred Compensation Plan for Selected Officers (filed herewith). Exhibit 10.36 TOMPKINS FINANCIAL CORPORATION DEFERRED COMPENSATION PLAN FOR SELECTED OFFICERS AMENDED AND RESTATED PLAN AS OF December 19, 2023 The Tompkins Trustco Inc Deferred Compensation Plan for Senior Officers dated April 23, 2002 was amended and restated January 21, 2010, to change its name to the Tompkins Financial Corporation Deferred Compensation Plan for Selected Officers, was amended a
February 29, 2024	EX-10.31	Letter Agreement, dated July 12, 2023, between Tompkins Financial Corporation and Matthew Tomazin (filed herewith). Exhibit 10.31 July 7, 2023 Dear Matt: I am pleased to offer you the position of Executive Vice President, Chief Financial Officer and Treasurer of Tompkins Financial Corporation at an annual base salary rate of $340,000. Below, please find an outline of the major terms and conditions of this offer based on a projected start date of October 1, 2023. Compensation: Your bi-weekly rate of pay will be
February 29, 2024	EX-10.33	between Tompkins Financial Corporation and Ginger G. Kunkel (filed herewith). Exhibit 10.33 SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENT This Supplemental Executive Retirement Agreement (the "Agreement") is entered into effective December 27, 2023 by Tompkins Financial Corporation, with offices at 118 E. Seneca St., Ithaca, New York 14850, and Ginger G. Kunkel, residing at [ ] (the "Executive"). The Executive and the Company are sometimes referred to herein individually as “
February 29, 2024	EX-10.34	Form of Performance Share Award Agreement (PSUs) under Tompkins Financial Corporation 2019 Equity Plan (filed herewith). Exhibit 10.34 TOMPKINS FINANCIAL CORPORATION 2019 EQUITY PLAN PERFORMANCE SHARE AWARD AGREEMENT ###GRANTDATE### ###PARTICIPANTNAME### ###HOMEADDRESS### Dear ###PARTICIPANTNAME###, 1) Tompkins Financial Corporation (the “Company”) hereby grants to ###PARTICIPANTNAME### (the “Participant”) the award(s) summarized below (the “Grant”), pursuant to the terms and conditions of the Company’s 2019 Equity
February 29, 2024	EX-10.32	Letter Agreement, dated October 24, 2021, between Tompkins Financial Corporation and Ginger G. Kunkel (filed herewith). Exhibit 10.32 October 24, 2021 Dear Ginger: I am pleased to offer you the position of Chief Operating Officer, Tompkins VIST Bank and Executive Vice President of Tompkins Financial Corporation at an annual base salary rate of $300,000. Pending the retirement of Scott Gruber, we anticipate you will be named President, Tompkins Pennsylvania. These titles require Board of Directors approval, and we w
February 13, 2024	SC 13G/A	TMP / Tompkins Financial Corporation / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv02084-tompkinsfinancialcor.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 12)* Name of issuer: Tompkins Financial Corp Title of Class of Securities: Common Stock CUSIP Number: 890110109 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box t
February 12, 2024	SC 13G/A	TMP / Tompkins Financial Corporation / PRINCIPAL FINANCIAL GROUP INC - 13G/A TOMPKINS FINANCIAL CORPORATION AMDT 2 123123 Passive Investment SC 13G/A 1 a13gatompkinsfinancialcorp.htm 13G/A TOMPKINS FINANCIAL CORPORATION AMDT 2 123123 CUSIP No. 890110109 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 2) * Under the Securities Exchange Act of 1934 Tompkins Financial Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 8
February 2, 2024	SC 13G/A	TMP / Tompkins Financial Corporation / TOMPKINS FINANCIAL CORP - AMENDMENT TO FORM SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 24*) TOMPKINS FINANCIAL CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 890110 10 9 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to
January 26, 2024	EX-99.2	Friday, January 26, 2024 For more information contact: Stephen S. Romaine, President & CEO Matthew Tomazin, Executive VP, CFO & Treasurer Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, January 26, 2024 Tompkins Financial Corporation Reports Cash Dividend ITHACA, NY - Tompkins Financial Corporation (NYSE American:TMP) Tompkins Financial Corporation announced today that its Board of Directors ap
January 26, 2024	EX-99.1	Average Balance Sheet Average earning assets $ 7,407,976 $ 7,405,434 $ 7,409,714 $ 7,410,553 $ 7,568,656 $ 7,408,404 Average assets 7,666,982 7,629,876 7,635,800 7,633,793 7,721,335 7,641,672 Average interest-bearing liabilities 5,020,544 4,902,930 4 For more information contact: Stephen S. Romaine, President & CEO Matthew Tomazin, Executive VP, CFO & Treasurer Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, January 26, 2024 Tompkins Financial Corporation Reports Fourth Quarter Financial Results ITHACA, NY - Tompkins Financial Corporation (NYSE American: TMP) Tompkins Financial Corporation ("Tompkins" or the "Compan
January 26, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 26, 2024 Tompkins Financia UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 26, 2024 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employe
January 25, 2024	SC 13G/A	TMP / Tompkins Financial Corporation / STATE STREET CORP Passive Investment SC 13G/A 1 TompkinsFinCorp.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 AMENDED FILING TOMPKINS FINANCIAL CORP (NAME OF ISSUER) COMMON STOCK (TITLE OF CLASS OF SECURITIES) 890110109 (CUSIP NUMBER) 12/31/2023 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PU
January 23, 2024	SC 13G/A	TMP / Tompkins Financial Corporation / BlackRock Inc. Passive Investment SC 13G/A 1 us8901101092012324.txt us8901101092012324.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 14) TOMPKINS FINANCIAL CORPORATION - (Name of Issuer) Common Stock - (Title of Class of Securities) 890110109 - (CUSIP Number) December 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the ap
November 8, 2023	EX-10.3	Amendment to the Officer Group Replacement Plan, dated August 4, 2023, between Tompkins Financial Corporation and Francis M. Fetsko. Exhibit 10.3 Amendment to the Officer Group Term Replacement Plan Reference is hereby made to the undersigned’s Officer Group Term Replacement Plan (the “Plan”), as amended February 28, 2020. The parties agree that the Plan is hereby amended as set forth below. All other sections of the Plan shall continue in full force and effect except as expressly amended hereby. Section 1.11 of the Plan defini
November 8, 2023	EX-10.4	Joint Amendment to Award Agreements, dated July 10, 2023, between Tompkins Financial Corporation and Gregory J. Hartz. Exhibit 10.4 JOINT AMENDMENT to AWARD AGREEMENTS (Eligible Retirees) TOMPKINS FINANCIAL CORPORATION 2009 EQUITY PLAN AND 2019 TOMPKINS FINANCIAL CORPORATION EQUITY INCENTIVE PLAN July 10, 2023 [address] Dear Greg: I am pleased to advise you that the Compensation Committee (the “Committee”) of the Board of Directors of Tompkins Financial Corporation (“we” or the “Company”) has established a post-re
November 8, 2023	EX-10.2	Amendment No. 1 to Performance Share Award Agreements, dated August 4, 2023, between Tompkins Financial Corporation and Francis M. Fetsko, incorporated herein by reference to Exhibit 10.2 to the Company's Quarterly Report on Form 10-Q, filed with the SEC on November 8, 2023. Exhibit 10.2 AMENDMENT NO. 1 TO PERFORMANCE SHARE AWARD AGREEMENTS 2019 EQUITY PLAN TOMPKINS FINANCIAL CORPORATION FRANCIS M. FETSKO Reference is hereby made to the following Performance Share Award Agreements between Francis M. Fetsko (the “Executive”) and Tompkins Financial Corporation (the “Company”): (1)Tompkins Financial Corporation 2019 Equity Plan Performance Share Award Agreement, dated 11
November 8, 2023	EX-10.1	Letter Agreement, dated August 4, 2023, between Tompkins Financial Corporation and Francis M. Fetsko. Exhibit 10.1 August 4, 2023 [address] Dear Frank: In connection with your retirement as Executive Vice President, Chief Financial Officer and Chief Operating Officer of Tompkins Financial Corporation and Tompkins Community Bank, and your willingness to provide services and guidance to assist in the transition of your responsibilities, I am pleased to offer you the position of part-time Director of
November 8, 2023	10-Q	United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-12709 Tompkins Financial
October 31, 2023	S-8	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 TOMPKINS FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) NEW YORK (State or other jurisdic As filed with the Securities and Exchange Commission on October 31, 2023 SEC Registration No.
October 31, 2023	EX-FILING FEES	Filing Fee Table Tompkins Financial Corporation S-8 Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Tompkins Financial Corporation (Exact Name of Registrant as Specified in its Charter) Table 1 - Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit(3) Maximum Aggregate Offering Price(3) Fee Rate Amount of Registration Fee Equity Common Stock, par value $0.
October 27, 2023	EX-99.1	Average Balance Sheet Average earning assets $ 7,405,434 $ 7,409,714 $ 7,410,553 $ 7,568,656 $ 7,639,123 $ 7,607,078 Average assets 7,629,876 7,635,800 7,633,793 7,721,335 7,853,847 7,828,520 Average interest-bearing liabilities 4,902,930 4,883,026 4 For more information contact: Stephen S. Romaine, President & CEO Matthew Tomazin, Executive VP, CFO & Treasurer Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, October 27, 2023 Tompkins Financial Corporation Reports Third Quarter Financial Results ITHACA, NY - Tompkins Financial Corporation (NYSE American: TMP) Tompkins Financial Corporation ("Tompkins" or the "Company
October 27, 2023	EX-99.2	Friday, October 27, 2023 For more information contact: Stephen S. Romaine, President & CEO Matthew Tomazin, Executive VP, CFO & Treasurer Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, October 27, 2023 Tompkins Financial Corporation Reports Cash Dividend ITHACA, NY - Tompkins Financial Corporation (NYSE American:TMP) Tompkins Financial Corporation announced today that its Board of Directors ap
October 27, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 27, 2023 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employe
September 29, 2023	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 25, 2023 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Emplo
September 18, 2023	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 13, 2023 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Emplo
August 9, 2023	EX-10.1	Amendment No. 1 to the Tompkins Financial Corporation 2019 Equity Incentive Plan, incorporated herein by reference to Exhibit 10.1 to the Company’s Quarterly Report on Form 10-Q filed with the Commission on August 9, 2023. Exhibit 10.1 Apendix A AMENDMENT No. 1 to TOMPKINS FINANCIAL CORPORATION 2019 Equity Incentive Plan WHEREAS, Tompkins Financial Corporation, a New York corporation (the “Company”) maintains the Tompkins Financial Corporation 2019 Equity Incentive Plan (the “Plan”); WHEREAS, pursuant to Section 13.1(a) of the Plan, the Board of Directors of the Company (the “Board”) may from time to time amend the
August 9, 2023	10-Q	United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-12709 Tompkins Financial Corpo
August 7, 2023	S-3ASR	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TOMPKINS FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) NEW YORK (State or other ju As filed with the Securities and Exchange Commission on August 7, 2023 Registration No.
August 7, 2023	EX-FILING FEES	Filing Fee Table Tompkins Financial Corporation S-3ASR Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Tompkins Financial Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit(1) Maximum Aggregate Offering Price(1) Fee Rate(2) Amount of Registration Fee(1) (2) Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid Equity Common Stock, par value $0.
July 21, 2023	EX-99.2	Friday, July 21, 2023 For more information contact: Stephen S. Romaine, President & CEO Francis M. Fetsko, Executive VP, CFO & COO Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, July 21, 2023 Tompkins Financial Corporation Reports Cash Dividend ITHACA, NY - Tompkins Financial Corporation (NYSE American:TMP) Tompkins Financial Corporation announced today that its Board of Directors approved
July 21, 2023	EX-99.3	Friday, July 21, 2023 For more information contact: Stephen S. Romaine, President & CEO Francis M. Fetsko, Executive VP, CFO & COO Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, July 21, 2023 Tompkins Financial Corporation Announces Stock Repurchase Program ITHACA, NY - Tompkins Financial Corporation (NYSE American:TMP) Tompkins Financial Corporation announced today that its Board of Direct
July 21, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 21, 2023 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employer o
July 21, 2023	EX-99.1	Average Balance Sheet Average earning assets $ 7,409,714 $ 7,410,553 $ 7,568,656 $ 7,639,123 $ 7,621,588 $ 7,607,078 Average assets 7,635,800 7,633,793 7,721,335 7,853,847 7,830,645 7,828,520 Average interest-bearing liabilities 4,883,026 4,834,712 4 For more information contact: Stephen S. Romaine, President & CEO Francis M. Fetsko, Executive VP, CFO & COO Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, July 21, 2023 Tompkins Financial Corporation Reports Second Quarter Earnings ITHACA, NY - Tompkins Financial Corporation (NYSE American: TMP) Tompkins Financial Corporation ("Tompkins" or the "Company") reported dil
July 12, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 12, 2023 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employer o
July 12, 2023	EX-99.1	# # # Editor’s note: Attached is a courtesy photo of Matthew Tomazin. # # # Tompkins Financial Corporation 8-K Exhibit 99.1 NEWS RELEASE For Immediate Release: July 12, 2023 For More Information, Contact: Susan Valenti Director of Marketing [email protected] ITHACA, NY (July 12, 2023) – Tompkins Financial Corp. today announced that Matthew Tomazin has been promoted to executive vice president, chief financial officer (CFO) and treasurer of Tompkins Financial
June 28, 2023	11-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FORM 11-K ☒ ANNUAL REPORT TO SECTION 15( UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FORM 11-K ☒ ANNUAL REPORT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal year ended: December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES
June 28, 2023	11-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ☒ ANNUAL REPORT TO SECTION 15( UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ☒ ANNUAL REPORT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal year ended: December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES
May 11, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 9, 2023 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employer of
May 10, 2023	10-Q	United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-12709 Tompkins Financial Corp
May 9, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 9, 2023 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employer of
May 9, 2023	EX-99.1	Tompkins Financial Corporation 8-K Tompkins Financial Corporation 8-K Exhibit 99.1
May 3, 2023	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits Likely bn UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 28, 2023 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS
May 3, 2023	EX-99.1	TOMPKINS FINANCIAL CORP. ANNOUNCES CHIEF FINANCIAL AND CHIEF OPERATING OFFICER FRANCIS M. FETSKO TO RETIRE Tompkins Financial Corporation 8-K Exhibit 99.1 NEWS RELEASE For Immediate Release: May 3, 2023 For More Information, Contact: Susan Valenti Director of Marketing [email protected] TOMPKINS FINANCIAL CORP. ANNOUNCES CHIEF FINANCIAL AND CHIEF OPERATING OFFICER FRANCIS M. FETSKO TO RETIRE ITHACA, NY (May 3, 2023) – The Board of Directors of Tompkins Financial Corp. today announced that
April 28, 2023	EX-99.1	TOMPKINS FINANCIAL CORPORATION CONSOLIDATED STATEMENTS OF CONDITION Tompkins Financial Corp. 8-K Exhibit 99.1 For more information contact: Stephen S. Romaine, President & CEO Francis M. Fetsko, Executive VP, CFO & COO Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, April 28, 2023 Tompkins Financial Corporation Reports First Quarter Earnings ITHACA, NY - Tompkins Financial Corporation (NYSE American: TMP) Tompkins Financial Corporation
April 28, 2023	EX-99.2	Tompkins Financial Corp. 8-K Tompkins Financial Corp. 8-K Exhibit 99.2 For more information contact: Stephen S. Romaine, President & CEO Francis M. Fetsko, Executive VP, CFO & COO Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, April 28, 2023 Tompkins Financial Corporation Reports Cash Dividend ITHACA, NY - Tompkins Financial Corporation (NYSE American:TMP) Tompkins Financial Corporation announced
April 28, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 28, 2023 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employer
March 30, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Defi
March 30, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defini
March 30, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defini
March 1, 2023	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-12709 Tompkins Fina
March 1, 2023	EX-10.31	Form of Performance Share Award Agreement (PSUs) under Tompkins Financial Corporation 2019 Equity Plan. Exhibit 10.31 TOMPKINS FINANCIAL CORPORATION 2019 EQUITY PLAN PERFORMANCE SHARE AWARD AGREEMENT ###GRANTDATE### ###PARTICIPANTNAME### ###HOMEADDRESS### Dear ###PARTICIPANTNAME###, 1) Tompkins Financial Corporation (the “Company”) hereby grants to ###PARTICIPANTNAME### (the “Participant”) the award(s) summarized below (the “Grant”), pursuant to the terms and conditions of the Company’s 2019 Equity
March 1, 2023	EX-21	Subsidiaries of Registrant, incorporated herein by reference to Exhibit 21 to the Company’s Annual Report on Form 10-K, filed herewith. Exhibit 21 Subsidiaries of Registrant Tompkins Community Bank – a New York state – chartered bank Tompkins Real Estate Holdings, Inc. – Incorporated in New York Castile Funding Corporation – Incorporated in New York Mahopac Funding Corporation – Incorporated in New York Tompkins Insurance Agencies, Inc. – Incorporated in New York
February 10, 2023	SC 13G/A	TMP / Tompkins Financial Corporation / TOMPKINS FINANCIAL CORP - AMENDMENT TO FORM SC 13G Passive Investment SC 13G/A 1 tmpsc13ga-021023.htm AMENDMENT TO FORM SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 21*) TOMPKINS FINANCIAL CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 890110 10 9 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Che
February 10, 2023	SC 13G/A	TMP / Tompkins Financial Corporation / STATE STREET CORP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 AMEMDED FILING TOMPKINS FINANCIAL CORP (NAME OF ISSUER) COMMON STOCK (TITLE OF CLASS OF SECURITIES) 890110109 (CUSIP NUMBER) 12/31/2022 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO WHICH THIS SCHEDULE I
February 9, 2023	SC 13G/A	TMP / Tompkins Financial Corporation / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv02052-tompkinsfinancialcor.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 11)* Name of issuer: Tompkins Financial Corp. Title of Class of Securities: Common Stock CUSIP Number: 890110109 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box
February 6, 2023	SC 13G/A	TMP / Tompkins Financial Corporation / PRINCIPAL FINANCIAL GROUP INC - SC13G/A TOMPKINS FINANCIAL CORP AMDT 1 123122 Passive Investment CUSIP No. 890110109 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 1) * Under the Securities Exchange Act of 1934 Tompkins Financial Corp (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 890110109 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appro
January 27, 2023	EX-99.1	TOMPKINS FINANCIAL CORPORATION CONSOLIDATED STATEMENTS OF CONDITION Tompkins Financial Corporation 8-K Exhibit 99.1 For more information contact: Stephen S. Romaine, President & CEO Francis M. Fetsko, Executive VP, CFO & COO Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, January 27, 2023 Tompkins Financial Corporation Reports Increase in Fourth Quarter Earnings ITHACA, NY - Tompkins Financial Corporation (NYSE American: TMP) Tompkins F
January 27, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 27, 2023 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employe
January 27, 2023	EX-99.2	Tompkins Financial Corporation 8-K Tompkins Financial Corporation 8-K Exhibit 99.2 For more information contact: Stephen S. Romaine, President & CEO Francis M. Fetsko, Executive VP, CFO & COO Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, January 27, 2023 Tompkins Financial Corporation Reports Increased Cash Dividend ITHACA, NY - Tompkins Financial Corporation (NYSE American:TMP) Tompkins Financial Corp
January 23, 2023	SC 13G/A	TMP / Tompkins Financial Corporation / BlackRock Inc. Passive Investment SC 13G/A 1 us8901101092012323.txt us8901101092012323.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 13) TOMPKINS FINANCIAL CORPORATION - (Name of Issuer) Common Stock - (Title of Class of Securities) 890110109 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the ap
December 12, 2022	SC 13G/A	TMP / Tompkins Financial Corporation / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: Tompkins Financial Corp. Title of Class of Securities: Common Stock CUSIP Number: 890110109 Date of Event Which Requires Filing of this Statement: November 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is fi
November 7, 2022	10-Q	United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-12709 Tompkins Financial
November 7, 2022	EX-10.1	Form of Performance Share Award Agreement Exhibit 10.1 ? Form of Performance Share Award Agreement TOMPKINS FINANCIAL CORPORATION 2019 EQUITY PLAN PERFORMANCE SHARE AWARD AGREEMENT 1) Tompkins Financial Corporation (the ?Company?) hereby grants to ###PARTICIPANTNAME### (the ?Participant?) the award(s) summarized below (the ?Grant?), pursuant to the terms and conditions of the Company?s 2019 Equity Plan, as it may be amended from time to t
October 28, 2022	EX-99.2	Tompkins Financial Corp 8-K Tompkins Financial Corp 8-K Exhibit 99.2 For more information contact: Stephen S. Romaine, President & CEO Francis M. Fetsko, Executive VP, CFO & COO Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, October 28, 2022 Tompkins Financial Corporation Reports Increased Cash Dividend ITHACA, NY - Tompkins Financial Corporation (NYSE American:TMP) Tompkins Financial Corporation
October 28, 2022	EX-99.1	TOMPKINS FINANCIAL CORPORATION CONSOLIDATED STATEMENTS OF CONDITION Tompkins Financial Corp 8-K Exhibit 99.1 For more information contact: Stephen S. Romaine, President & CEO Francis M. Fetsko, Executive VP, CFO & COO Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, October 28, 2022 Tompkins Financial Corporation Reports third Quarter Earnings ITHACA, NY - Tompkins Financial Corporation (NYSE American: TMP) Tompkins Financial Corporation
October 28, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 28, 2022 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employe
August 8, 2022	10-Q	United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-12709 Tompkins Financial Corpo
July 22, 2022	EX-99.1	TOMPKINS FINANCIAL CORPORATION CONSOLIDATED STATEMENTS OF CONDITION Tompkins Financial Corp 8-K Exhibit 99.1 For more information contact: Stephen S. Romaine, President & CEO Francis M. Fetsko, Executive VP, CFO & COO Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, July 22, 2022 Tompkins Financial Corporation Reports Second Quarter Earnings ITHACA, NY - Tompkins Financial Corporation (NYSE American: TMP) Tompkins Financial Corporation r
July 22, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 22, 2022 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employer o
July 22, 2022	EX-99.2	Tompkins Financial Corp 8-K Tompkins Financial Corp 8-K Exhibit 99.2 For more information contact: Stephen S. Romaine, President & CEO Francis M. Fetsko, Executive VP, CFO & COO Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, July 22, 2022 Tompkins Financial Corporation Reports Cash Dividend ITHACA, NY - Tompkins Financial Corporation (NYSE American: TMP) Tompkins Financial Corporation announced t
June 29, 2022	11-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FORM 11-K ☒ ANNUAL REPORT TO SECTION 15( 11-K 1 tmp-isop11k123121.htm ANNUAL REPORT OF EMPLOYEE STOCK PURCHASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FORM 11-K ☒ ANNUAL REPORT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal year ended: December 31
June 29, 2022	11-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ☒ ANNUAL REPORT TO SECTION 15( 11-K 1 tmp-esop11k123121.htm ANNUAL REPORT OF EMPLOYEE STOCK PURCHASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ☒ ANNUAL REPORT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal year ended: December 31
May 16, 2022	8-K	Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 10, 2022 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employer of
May 11, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 10, 2022 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employer of
May 11, 2022	EX-99.1	2022 Annual Shareholder Meeting May 10, 2022 Tom Rochon, Chair Tompkins Financial Corp. Steve Romaine, President & CEO Tompkins Financial Corp. "Safe Harbor" Statement under the Private Securities Litigation Reform Act of 1995 This presentation conta Tompkins Financial Corporation 8-K Exhibit 99.1 Exhibit 99.1 Annual Meeting of Shareholders (Presentation Slides) 2022 Annual Shareholder Meeting May 10, 2022 Tom Rochon, Chair Tompkins Financial Corp. Steve Romaine, President & CEO Tompkins Financial Corp. "Safe Harbor" Statement under the Private Securities Litigation Reform Act of 1995 This presentation contains ?forward - looking statements? w
May 9, 2022	10-Q	United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-12709 Tompkins Financial Corp
May 2, 2022	EX-99.1	Tompkins Financial Corporation 8-K Tompkins Financial Corporation 8-K Exhibit 99.1 For more information contact: Stephen S. Romaine, President & CEO Francis M. Fetsko, Executive VP, CFO & COO Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, April 29, 2022 Tompkins Financial Corporation Reports First Quarter Earnings ITHACA, NY - Tompkins Financial Corporation (NYSE American: TMP) Tompkins Financial Corpor
May 2, 2022	EX-99.2	Tompkins Financial Corporation 8-K Tompkins Financial Corporation 8-K Exhibit 99.2 For more information contact: Stephen S. Romaine, President & CEO Francis M. Fetsko, Executive VP, CFO & COO Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, April 29, 2022 Tompkins Financial Corporation Reports Cash Dividend ITHACA, NY - Tompkins Financial Corporation (NYSE American:TMP) Tompkins Financial Corporation anno
May 2, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 29, 2022 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employer
April 13, 2022	10-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-12709 Tompkins Fi
March 28, 2022	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 DEF 14A 1 tmp-def14a051022.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Co
March 28, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 DEFA14A 1 tmp-defa14a051022.htm ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confiden
March 1, 2022	EX-21	Subsidiaries of Registrant, incorporated herein by reference to Exhibit 21 to the Company’s Annual Report on Form 10-K, filed herewith. Exhibit 21 Subsidiaries of Registrant Tompkins Trust Company ? a New York state ? chartered bank Tompkins Real Estate Holdings, Inc.
March 1, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-12709 Tompkins Fina
February 11, 2022	SC 13G/A	TMP / Tompkins Financial Corporation / Tompkins Trust Co - AMENDMENT TO FORM SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 21*) TOMPKINS FINANCIAL CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 890110 10 9 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to
February 11, 2022	SC 13G/A	TMP / Tompkins Financial Corporation / STATE STREET CORP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 AMENDED FILING TOMPKINS FINANCIAL CORP (NAME OF ISSUER) COMMON STOCK (TITLE OF CLASS OF SECURITIES) 890110109 (CUSIP NUMBER) 12/31/2021 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO WHICH THIS SCHEDULE I
February 10, 2022	SC 13G/A	TMP / Tompkins Financial Corporation / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv02046-tompkinsfinancialcor.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: Tompkins Financial Corp. Title of Class of Securities: Common Stock CUSIP Number: 890110109 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box t
February 7, 2022	SC 13G	TMP / Tompkins Financial Corporation / PRINCIPAL FINANCIAL GROUP INC - 13G TOMPKINS FINANCIAL CORP 123121 Passive Investment CUSIP No. 890110109 13G Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Tompkins Financial Corp (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 890110109 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate
January 28, 2022	EX-99.2	Tompkins Financial Corp 8-K Tompkins Financial Corp 8-K EXHIBIT 99.2 For more information contact: Stephen S. Romaine, President & CEO Francis M. Fetsko, Executive VP, CFO & COO Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, January 28, 2022 Tompkins Financial Corporation Reports Cash Dividend ITHACA, NY - Tompkins Financial Corporation (NYSE American: TMP) Tompkins Financial Corporation announce
January 28, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 28, 2022 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employe
January 28, 2022	EX-99.1	Tompkins Financial Corp 8-K Tompkins Financial Corp 8-K EXHIBIT 99.1 For more information contact: Stephen S. Romaine, President & CEO Francis M. Fetsko, Executive VP, CFO & COO Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, January 28, 2022 Tompkins Financial Corporation Reports Record Full Year Earnings ITHACA, NY - Tompkins Financial Corporation (NYSE American: TMP) For the year ended December
January 27, 2022	SC 13G/A	TMP / Tompkins Financial Corporation / BlackRock Inc. Passive Investment us8901101092012722.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 13) TOMPKINS FINANCIAL CORPORATION - (Name of Issuer) Common Stock - (Title of Class of Securities) 890110109 - (CUSIP Number) December 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul
January 26, 2022	SC 13G/A	TMP / Tompkins Financial Corporation / BlackRock Inc. Passive Investment SC 13G/A 1 us8901101092012522.txt us8901101092012522.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 12) TOMPKINS FINANCIAL CORPORATION - (Name of Issuer) Common Stock - (Title of Class of Securities) 890110109 - (CUSIP Number) December 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the ap
December 3, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 3, 2021 (December 1, 2021) Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Comm
November 8, 2021	10-Q	United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-12709 Tompkins Financial
October 22, 2021	EX-99.1	Tompkins Financial Corporation 8-K Tompkins Financial Corporation 8-K Exhibit 99.1 For more information contact: Stephen S. Romaine, President & CEO Francis M. Fetsko, Executive VP, CFO & COO Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, October 22, 2021 Tompkins Financial Corporation Reports Third Quarter Earnings ITHACA, NY - Tompkins Financial Corporation (NYSE American: TMP) Tompkins Financial Corp
October 22, 2021	EX-99.2	Tompkins Financial Corporation 8-K Tompkins Financial Corporation 8-K Exhibit 99.2 For more information contact: Stephen S. Romaine, President & CEO Francis M. Fetsko, Executive VP, CFO & COO Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, October 22, 2021 Tompkins Financial Corporation Reports Increased Cash Dividend ITHACA, NY - Tompkins Financial Corporation (NYSE American: TMP) Tompkins Financial Cor
October 22, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 22, 2021 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employe
August 9, 2021	10-Q	United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-12709 Tompkins Financial Corpo
August 2, 2021	CORRESP	By EDGAR – As Correspondence By EDGAR ? As Correspondence August 2, 2021 The Securities and Exchange Commission Division of Corporation Finance 100 F.
July 30, 2021	LETTER	LETTER United States securities and exchange commission logo July 30, 2021 Stephen S. Romaine Chief Executive Officer Tompkins Financial Corporation P.O. Box 460 Ithaca, NY 14851 Re: Tompkins Financial Corporation Registration Statement on Form S-3 Filed July 27, 2021 File No. 333-258191 Dear Mr. Romaine: This is to advise you that we have not reviewed and will not review your registration statement. Ple
July 27, 2021	S-3	As filed with the Securities and Exchange Commission on July 27, 2021 Registration Statement No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form S-3 Registration Statement The Securities Act of 1933 TOMPKINS FINANCIA As filed with the Securities and Exchange Commission on July 27, 2021 Registration Statement No.
July 23, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 23, 2021 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employer o
July 23, 2021	EX-99.1	TOMPKINS FINANCIAL CORPORATION CONSOLIDATED STATEMENTS OF CONDITION Tompkins Financial Corporation 8-K EXHIBIT 99.1 Tompkins Financial Corporation Reports Record Second Quarter Earnings ITHACA, NY - Tompkins Financial Corporation (NYSE American: TMP) Tompkins Financial Corporation reported diluted earnings per share of $1.54 for the second quarter of 2021, up 6.9% from $1.44 per share in the second quarter of 2020. Net income for the second quarter of 2021 was $22
July 23, 2021	EX-99.2	Tompkins Financial Corporation 8-K Tompkins Financial Corporation 8-K EXHIBIT 99.2 Tompkins Financial Corporation Reports Cash Dividend ITHACA, NY - Tompkins Financial Corporation (NYSE American:TMP) Tompkins Financial Corporation announced today that its Board of Directors approved payment of a regular quarterly cash dividend of $0.54 per share, payable on August 13, 2021, to common shareholders of record on August 3, 2021. Tompki
June 25, 2021	11-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FORM 11-K ☒ ANNUAL REPORT TO SECTION 15( UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FORM 11-K ? ANNUAL REPORT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal year ended: December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES
June 25, 2021	11-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [X] ANNUAL REPORT TO SECTION 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [X] ANNUAL REPORT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal year ended: December 31, 2020 [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURI
May 14, 2021	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 11, 2021 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employer of
May 7, 2021	10-Q	Quarterly Report - 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-12709 Tompkins Financial Corp
April 30, 2021	EX-99.1	TOMPKINS FINANCIAL CORPORATION CONSOLIDATED STATEMENTS OF CONDITION Tompkins Financial Corporation 8-K EXHIBIT 99.1 For more information contact: Stephen S. Romaine, President & CEO Francis M. Fetsko, Executive VP, CFO & COO Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, April 30, 2021 Tompkins Financial Corporation Reports Record First Quarter Earnings ITHACA, NY - Tompkins Financial Corporation (NYSE American: TMP) Tompkins Financial
April 30, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 30, 2021 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employer
April 30, 2021	EX-99.2	Tompkins Financial Corporation 8-K Tompkins Financial Corporation 8-K EXHIBIT 99.2 For more information contact: Stephen S. Romaine, President & CEO Francis M. Fetsko, Executive VP, CFO & COO Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, April 30, 2021 Tompkins Financial Corporation Reports Cash Dividend ITHACA, NY - Tompkins Financial Corporation (NYSE American: TMP) Tompkins Financial Corporation ann
March 29, 2021	DEFA14A	- ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definit
March 29, 2021	DEF 14A	- DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definit
March 1, 2021	EX-10.30	Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and Its Wholly-owned Subsidiaries, filed herewith. Exhibit 10.30 SECOND AMENDED AND RESTATED RETAINER PLAN FOR ELIGIBLE DIRECTORS OF TOMPKINS FINANCIAL CORPORATION AND ITS WHOLLY-OWNED SUBSIDIARIES (formerly known as the ?Stock Retainer Plan for Eligible Directors of Tompkins Trustco, Inc. and Participating Subsidiaries?) 1.General. This Second Amended and Restated Retainer Plan (the "Plan") for Eligible Directors of Tompkins Financial Corporation
March 1, 2021	10-K	Annual Report - 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-12709 Tompkins Fina
March 1, 2021	EX-21	Subsidiaries of Registrant, incorporated herein by reference to Exhibit 21 to the Company’s Annual Report on Form 10-K, filed herewith. Exhibit 21 Subsidiaries of Registrant Tompkins Trust Company ? a New York state ? chartered bank Tompkins Real Estate Holdings, Inc.
February 12, 2021	SC 13G/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 20) TOMPKINS FINANCIAL CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) (CUSIP Numb UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 20) TOMPKINS FINANCIAL CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 890110 10 9 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to
February 11, 2021	SC 13G	SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 ANNUAL FILING TOMPKINS FINANCIAL CORP (NAME OF ISSUER) COMMON STOCK (TITLE OF CLASS OF SECURITIES) 890110109 (CUSIP NUMBER) 12/31/2020 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO WHICH THIS SCHEDULE IS
February 10, 2021	SC 13G/A	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: Tompkins Financial Corp. Title of Class of Securities: Common Stock CUSIP Number: 890110109 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is fil
January 29, 2021	EX-99.1	TOMPKINS FINANCIAL CORPORATION CONDENSED CONSOLIDATED STATEMENTS OF CONDITION Tompkins Financial Corporation 8-K EXHIBIT 99.1 For more information contact: Stephen S. Romaine, President & CEO Francis M. Fetsko, Executive VP, CFO & COO Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, January 29, 2021 Tompkins Financial Corporation Reports Record Fourth Quarter Earnings ITHACA, NY - Tompkins Financial Corporation (NYSE American: TMP) Tompkins Financ
January 29, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 29, 2021 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employe
January 29, 2021	EX-99.2	Tompkins Financial Corporation 8-K Tompkins Financial Corporation 8-K EXHIBIT 99.2 For more information contact: Stephen S. Romaine, President & CEO Francis M. Fetsko, Executive VP, CFO & COO Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, January 29, 2021 Tompkins Financial Corporation Reports Cash Dividend ITHACA, NY - Tompkins Financial Corporation (NYSE American: TMP) Tompkins Financial Corporation a
January 26, 2021	SC 13G/A	SC 13G/A us8901101092012621.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 11) TOMPKINS FINANCIAL CORPORATION - (Name of Issuer) Common Stock - (Title of Class of Securities) 890110109 - (CUSIP Number) December 31, 2020 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul
November 9, 2020	10-Q	United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-12709 Tompkins Financial
October 23, 2020	EX-99.2	Tompkins Financial Corporation 8-K Tompkins Financial Corporation 8-K EXHIBIT 99.2 For more information contact: Stephen S. Romaine, President & CEO Francis M. Fetsko, Executive VP, CFO & COO Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, October 23, 2020 Tompkins Financial Corporation Reports Cash Dividend ITHACA, NY - Tompkins Financial Corporation (NYSE American:TMP) Tompkins Financial Corporation an
October 23, 2020	EX-99.1	2 Tompkins Financial Corporation 8-K EXHIBIT 99.1 For more information contact: Stephen S. Romaine, President & CEO Francis M. Fetsko, Executive VP, CFO & COO Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, October 23, 2020 Tompkins Financial Corporation Reports Record Third Quarter Earnings ITHACA, NY - Tompkins Financial Corporation (NYSE American: TMP) Tompkins Financi
October 23, 2020	8-K	Results of Operations and Financial Condition, Other Events, Financial Statements and Exhibits - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 23, 2020 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction of incorporation) (Commi
August 10, 2020	10-Q	Quarterly Report - 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-12709 Tompkins Financial Corpo
August 4, 2020	S-3/A	- AMENDMENT TO FORM S-3 As filed with the Securities and Exchange Commission on August 4, 2020 Registration Statement No.
August 4, 2020	CORRESP	- By EDGAR – As Correspondence August 4, 2020 United States Securities and Exchange Commission Division of Corporation Finance 100 F Street N.
July 30, 2020	TEXT-EXTRACT	- United States securities and exchange commission logo July 30, 2020 Francis M. Fetsko Executive Vice President, COO and CFO Tompkins Financial Corporation P.O. Box 460 Ithaca, New York 14851 Re: Tompkins Financial Corporation Registration Statement on Form S-3 Filed on July 24, 2020 File No. 333-240069 Dear Mr. Fetsko: This is to advise you that we have not reviewed and will not review your regist
July 30, 2020	LETTER	LETTER United States securities and exchange commission logo July 30, 2020 Francis M. Fetsko Executive Vice President, COO and CFO Tompkins Financial Corporation P.O. Box 460 Ithaca, New York 14851 Re: Tompkins Financial Corporation Registration Statement on Form S-3 Filed on July 24, 2020 File No. 333-240069 Dear Mr. Fetsko: This is to advise you that we have not reviewed and will not review your regist
July 24, 2020	EX-99.1	TOMPKINS FINANCIAL CORPORATION CONDENSED CONSOLIDATED STATEMENTS OF CONDITION Tompkins Financial Corporation 8-K EXHIBIT 99.1 For more information contact: Stephen S. Romaine, President & CEO Francis M. Fetsko, Executive VP, CFO & COO Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, July 24, 2020 Tompkins Financial Corporation Reports Increased Second Quarter Earnings ITHACA, NY - Tompkins Financial Corporation (NYSE American: TMP) Tompkins Financ
July 24, 2020	EX-99.2	Tompkins Financial Corporation 8-K Tompkins Financial Corporation 8-K EXHIBIT 99.2 For more information contact: Stephen S. Romaine, President & CEO Francis M. Fetsko, Executive VP, CFO & COO Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, July 24, 2020 Tompkins Financial Corporation Reports Cash Dividend ITHACA, NY - Tompkins Financial Corporation (NYSE American:TMP) Tompkins Financial Corporation annou
July 24, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 24, 2020 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employer o
July 24, 2020	S-3	Tompkins Financial Corporation S-3 As filed with the Securities and Exchange Commission on July 24, 2020 Registration Statement No.
June 25, 2020	11-K	Tompkins Financial Corporation ISOP 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FORM 11-K ☒ ANNUAL REPORT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal year ended: December 31, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES
June 25, 2020	11-K	Tompkins Financial Corporation ESOP 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ☒ ANNUAL REPORT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal year ended: December 31, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES
May 11, 2020	EX-99.1	Ita M. Rahilly joins Tompkins Financial Corporation Board of Directors Tompkins Financial Corporation 8-K EXHIBIT 99.1 News Release For Immediate Release: May 11, 2020 For more information contact: Stephen S. Romaine, President & CEO Tompkins Financial Corporation (888) 503-5753 WITH PHOTO – Ita Rahilly https://www.sec.gov/Archives/edgar/data/1005817/000138713120004587/shot.jpg Ita M. Rahilly joins Tompkins Financial Corporation Board of Directors ITHACA, NY - Tompki
May 11, 2020	10-Q	Quarterly Report - 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-12709 Tompkins Financial Corp
May 11, 2020	8-K	Submission of Matters to a Vote of Security Holders, Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 5, 2020 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction of incorporation) (Commission
May 1, 2020	EX-99.2	Tompkins Financial Corporation 8-K Tompkins Financial Corporation 8-K EXHIBIT 99.2 For more information contact: Stephen S. Romaine, President & CEO Francis M. Fetsko, Executive VP, CFO & COO Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, May 1, 2020 Tompkins Financial Corporation Reports Cash Dividend ITHACA, NY - Tompkins Financial Corporation (NYSE American:TMP) Tompkins Financial Corporation announc
May 1, 2020	EX-99.1	Tompkins Financial Corporation 8-K Tompkins Financial Corporation 8-K EXHIBIT 99.1 For more information contact: Stephen S. Romaine, President & CEO Francis M. Fetsko, Executive VP, CFO & COO Tompkins Financial Corporation (888) 503-5753 For Immediate Release Friday, May 1, 2020 Tompkins Financial Corporation Reports First Quarter Earnings ITHACA, NY - Tompkins Financial Corporation (NYSE American: TMP) Tompkins Financial Corporati
May 1, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 1, 2020 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employer of
March 31, 2020	EX-99.1	Tompkins Financial Corporation to Aid Employees Affected by the COVID-19 Pandemic Tompkins Financial Corporation 8-K EXHIBIT 99.1 For more information contact: Stephen S. Romaine, President & CEO Bonita N. Lindberg, SVP Director of Human Resources Tompkins Financial Corporation (888) 503-5753 For Immediate Release Wednesday, April 1, 2020 Tompkins Financial Corporation to Aid Employees Affected by the COVID-19 Pandemic ITHACA, NY - Tompkins Financial Corporation (NYSE American:
March 31, 2020	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 31, 2020 Tompkins Financial Corporation (Exact name of registrant as specified in its charter) New York 1-12709 16-1482357 (State or other jurisdiction (Commission (IRS Employer
March 27, 2020	DEF 14A	TMP / Tompkins Financial, Inc. DEF 14A - - DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Definit
March 2, 2020	EX-10.31	Amendment to the TFC Officer Group Term Replacement Plan by and between the Company and Stephen S. Romaine, dated as of February 28, 2020, incorporated herein by reference to Exhibit 10.32 to the Company's Annual Report on Form 10K, filed with the commission on March 2, 2020. Exhibit 10.31 Amendment to the TFC Officer Group Term Replacement Plan Reference is hereby made to the undersigned’s Officer Group Term Replacement Plan (the “Plan”), dated on or about December 13, 2005. The parties agree that the Plan is hereby amended as set forth below. All other sections of the Plan shall continue in full force and effect except as expressly amended hereby. 1.Article 1 (Genera
March 2, 2020	10-K	Annual Report - 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the fiscal year ended December 31, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-12709 Tompkins Finan
March 2, 2020	EX-4.2	Description of Securities Registered Under Section 12 of the Securities Exchange Act of 1934, incorporated herein by reference to Exhibit 4.2 to the Company's Annual Report on Form 10-K, filed with the commission on March 2, 2020. Exhibit 4.2 Description of Securities Registered Under Section 12 of the Securities Exchange Act of 1934 The authorized capital stock of Tompkins consists of 25,000,000 shares of common stock, par value $0.10 per share, and 3,000,000 shares of preferred stock, par value $0.01 per share, which may be issued in series with such powers, designations and rights as may be established from time to time
March 2, 2020	EX-10.33	Amendment to the TFC Officer Group Term Replacement Plan by and between the Company and David S. Boyce, dated as of February 28, 2020, incorporated herein by reference to Exhibit 10.32 to the Company's Annual Report on Form 10K, filed with the commission on March 2, 2020. Exhibit 10.33 Amendment to the TFC Officer Group Term Replacement Plan Reference is hereby made to the undersigned’s Officer Group Term Replacement Plan (the “Plan”), dated on or about December 13, 2005. The parties agree that the Plan is hereby amended as set forth below. All other sections of the Plan shall continue in full force and effect except as expressly amended hereby. 1.Article 1 (Genera
March 2, 2020	EX-10.32	Amendment to the TFC Officer Group Term Replacement Plan by and between the Company and Francis M. Fetsko, dated as of February 28, 2020, incorporated herein by reference to Exhibit 10.32 to the Company's Annual Report on Form 10K, filed with the commission on March 2, 2020. Exhibit 10.32 Amendment to the TFC Officer Group Term Replacement Plan Reference is hereby made to the undersigned’s Officer Group Term Replacement Plan (the “Plan”), dated on or about January 16, 2002. The parties agree that the Plan is hereby amended as set forth below. All other sections of the Plan shall continue in full force and effect except as expressly amended hereby. 1.Article 1 (General

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