Grundlæggende statistik
| CIK | 1837240 |
SEC Filings
SEC Filings (Chronological Order)
| June 1, 2026 |
SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT SYMBOTIC INC. (Exact name of the registrant as specified in its charter) Delaware 001-40175 98-1572401 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 200 Research Drive Wilmington, MA 01887 (Address of principal |
|
| May 6, 2026 |
formofsymboticofferlette [Form of Offer Letter for Executive Officers] [DATE] [NAME] [ADDRESS] [ADDRESS] [EMAIL ADDRESS] Dear [NAME], Congratulations! On behalf of Symbotic, we are excited to offer you the position of [JOB TITLE] based out of our [LOCATION] office. |
|
| May 6, 2026 |
Symbotic Reports Second Quarter Fiscal Year 2026 Results Exhibit 99.1 FOR IMMEDIATE RELEASE Symbotic Reports Second Quarter Fiscal Year 2026 Results Wilmington, Massachusetts (May 6, 2026) - Symbotic Inc. (Nasdaq: SYM), a leader in A.I.-enabled robotics technology for the supply chain, announced financial results for its second quarter of fiscal year 2026, which ended on March 28, 2026. Symbotic reported revenue of $676 million, up 23% year-over-year, a |
|
| May 6, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2026 SYMBOTIC INC. (Exact name of registrant as specified in its charter) Delaware 001-40175 98-1572401 (State or other jurisdiction of incorporation or organization) ( |
|
| May 6, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 28, 2026 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40175 SYMBOTIC I |
|
| May 6, 2026 |
symboticinvestorpresenta 1 | © Symbotic, Inc. All Rights Reserved | Proprietary and ConfidentialInc. Al Rights Reserved Investor Presentation May 6, 2026 2 | © Symbotic, Inc. All Rights Reserved | Proprietary and ConfidentialInc. Al Rights Reserved Disclaimer Forward Looking Statements This Presentation contains forward-looking statements within the meaning of the Private Securities Litigation Ref |
|
| March 9, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2026 SYMBOTIC INC. (Exact name of registrant as specified in its charter) Delaware 001-40175 98-1572401 (State or other jurisdiction of incorporation or organization) |
|
| February 4, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2026 SYMBOTIC INC. (Exact name of registrant as specified in its charter) Delaware 001-40175 98-1572401 (State or other jurisdiction of incorporation or organizati |
|
| February 4, 2026 |
symboticinvestorpresenta 1 | © Symbotic, Inc. All Rights Reserved | Proprietary and ConfidentialInc. Al Rights Reserved Investor Presentation February 4, 2026 2 | © Symbotic, Inc. All Rights Reserved | Proprietary and ConfidentialInc. Al Rights Reserved Disclaimer Forward Looking Statements This Presentation contains forward-looking statements within the meaning of the Private Securities Litigatio |
|
| February 4, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 27, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40175 SYMBOTI |
|
| February 4, 2026 |
gtpreferabilityletter-fi Grant Thornton LLP 53 State Street Suite 1600 Boston, MA 02109 T 617. |
|
| February 4, 2026 |
Symbotic Reports First Quarter Fiscal Year 2026 Results Exhibit 99.1 FOR IMMEDIATE RELEASE Symbotic Reports First Quarter Fiscal Year 2026 Results Wilmington, Massachusetts (February 4, 2026) - Symbotic Inc. (Nasdaq: SYM), a leader in A.I.-enabled robotics technology for the supply chain, announced financial results for its first quarter of fiscal year 2026, which ended on December 27, 2025. Symbotic reported revenue of $630 million, up 29% year-over-y |
|
| January 16, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
|
| January 16, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
|
| January 16, 2026 |
Exhibit 10.3 October 1, 2024 Dear James, We are pleased to confirm the following updates to your Symbotic employment offer dated June 10, 2024: 1. Start Date and Schedule Your start date with the company will be October 1, 2024. From October 1 through December 31 (the “Transition Period”), you will be working part time in an advisory role and will transition to full-time as the Chief Technology Of |
|
| January 16, 2026 |
Exhibit 10.4 June 6, 2025 James Kuffner 1917 NW 86th Cir Vancouver, WA 98665 Re: Corporate Apartment James: As discussed, Symbotic LLC (the “Company”) will provide you with temporary accommodations near our headquarters in Wilmington, MA subject to the terms of this letter and your continued employment with the Company. This letter provides the specifics. If you understand and agree to these terms |
|
| January 16, 2026 |
Exhibit 10.1 January 23, 2025 Mike Dunn Senior Vice President, Sales, Marketing & Product Strategy RE: Letter of Intent Dear Mike, The purpose of this letter of intent is to formally confirm our recent discussions regarding the evolution of your role, and your desire to be set up to focus on managing the relationship with Walmart. The detail below summarizes the change in title, additional benefit |
|
| January 16, 2026 |
UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington,D.C.20549 FORM10-K (MarkOne) ☒ ANNUALREPORTPURSUANTTOSECTION13OR15(d)OFTHESECURITIESEXCHANGEACTOF1934 ForthefiscalyearendedSeptember27,2025 OR ☐ TRANSITIONREPORTPURSUANTTOSECTION13OR15(d)OFTHESECURITIESEXCHANGEACTOF1934 Forthetransitionperiodfrom to Commissionfilenumber001-40175 SYMBOTICINC. (Exactnameofregistrantasspecifiedinitscharter) Dela |
|
| January 16, 2026 |
Exhibit 10.2 June 10,2024 James Kuffner Email Dear James, Congratulations! On behalf of Symbotic, we are excited to offer you the position of Chief Technology Officer based at USA Remote & Travel – WA location. This position will report to Symbotic’s Chief Executive Officer, Rick Cohen. Your anticipated start date will be October 1, 2024. We feel your background and experience will be a beneficial |
|
| January 16, 2026 |
Item 8.01. Other Events. Item 9.01. Financial Statements and Exhibits. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2026 SYMBOTIC INC. (Exact name of registrant as specified in its charter) Delaware 001-40175 98-1572401 (State or other jurisdiction of incorporation or organizati |
|
| December 8, 2025 |
10,000,000 Shares Class A Common Stock 424B5 Table of Contents Filed pursuant to Rule 424(b)(5) Registration No. 333-291911 PROSPECTUS SUPPLEMENT (To prospectus dated December 3, 2025) 10,000,000 Shares Class A Common Stock We are offering 6,500,000 shares of Class A common stock, par value $0.0001 per share (“Class A Common Stock”). The selling securityholders identified in this prospectus supplement (the “Selling Securityholders”) ar |
|
| December 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2025 SYMBOTIC INC. (Exact name of registrant as specified in its charter) Delaware 001-40175 98-1572401 (State or other jurisdiction of incorporation or organizati |
|
| December 8, 2025 |
Calculation of Filing Fee Tables S-3 Symbotic Inc. Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effec |
|
| December 8, 2025 |
Symbotic Inc. Class A Common Stock Underwriting Agreement EX-1.1 Exhibit 1.1 Execution Version Symbotic Inc. Class A Common Stock Underwriting Agreement December 4, 2025 Goldman Sachs & Co. LLC, Citigroup Global Markets Inc. As representatives (the “Representatives”) of the several Underwriters named in Schedule I hereto, c/o Goldman Sachs & Co. LLC 200 West Street New York, New York 10282-2198 c/o Citigroup Global Markets Inc. 388 Greenwich Street New Y |
|
| December 3, 2025 |
SUBJECT TO COMPLETION, DATED DECEMBER 3, 2025 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-291911 The information in this preliminary prospectus supplement is not complete and may be changed. This prospectus supplement and the accompanying prospectus are not offers to sell these securities and the issuer and the selling securityholders are not soliciting an offer to buy these securities in any state where the |
|
| December 3, 2025 |
Calculation of Filing Fee Tables S-3 Symbotic Inc. Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effec |
|
| December 3, 2025 |
As filed with the Securities and Exchange Commission on December 3, 2025 S-3ASR Table of Contents As filed with the Securities and Exchange Commission on December 3, 2025 Registration No. |
|
| November 24, 2025 |
SYMBOTIC INC. INSIDER TRADING POLICY (Effective November 13, 2024) Exhibit 19.1 SYMBOTIC INC. INSIDER TRADING POLICY (Effective November 13, 2024) In the course of conducting the business of Symbotic Inc. (together with its subsidiaries, the “Company”), you may come into possession of material information that is not available to the investing public (“material, non-public information”) about the Company or other entities. You must maintain the confidentiality of |
|
| November 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 27, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40 |
|
| November 24, 2025 |
SYMBOTIC INC. LIST OF SUBSIDIARIES Exhibit 21.1 SYMBOTIC INC. LIST OF SUBSIDIARIES Legal Name Jurisdiction of Incorporation/Formation Conducts Business Under Symbotic Holdings LLC Delaware Symbotic LLC Delaware Symbotic Symbotic Canada ULC British Columbia Symbotic Canada Symbotic Systems UK Ltd. England and Wales Symbotic UK Axium Europa d.o.o. Croatia Axium International Robotic and Automation ULC British Columbia Axium Technolog |
|
| November 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 24, 2025 SYMBOTIC INC. (Exact name of registrant as specified in its charter) Delaware 001-40175 98-1572401 (State or other jurisdiction of incorporation or organizat |
|
| October 3, 2025 |
144 0001933434 XXXXXXXX LIVE 0001837240 Symbotic Inc. 001-40175 200 Research Drive Wilmington MA 01887 978-284-2800 MICHAEL D DUNN Officer Class A Common Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004 1978 126160.80 111314938 10/03/2025 NASDAQ Class A Common 10/01/2025 Restricted stock vesting under a registered plan Issuer N 1978 10/01/20 |
|
| September 11, 2025 |
144 0001933434 XXXXXXXX LIVE 0001837240 SYMBOTIC INC. 001-40175 200 RESEARCH DRIVE WILMINGTON MA 01887 9782842800 MICHAEL D DUNN Officer Common Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004 6797 332305.33 111314938 09/11/2025 NASDAQ Common 07/23/2024 Restricted Stock Units Issuer N 6797 07/23/2024 N/A N MICHAEL D DUNN 200 RESEARCH DRIVE W |
|
| September 11, 2025 |
144 0002002913 XXXXXXXX LIVE 0001837240 SYMBOTIC INC. 001-40175 200 RESEARCH DRIVE WILMINGTON MA 01887 9782842800 MIRIAM ORT Officer COMMON Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004 29420 1438343.80 111314938 09/11/2025 NASDAQ Common 01/23/2024 Restricted Stock Units Issuer N 29420 01/23/2024 N/A N MIRIAM ORT 200 RESEARCH DRIVE WILMIN |
|
| August 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2025 SYMBOTIC INC. (Exact name of registrant as specified in its charter) Delaware 001-40175 98-1572401 (State or other jurisdiction of incorporation or organizatio |
|
| August 6, 2025 |
symboticinvestorpresenta 1 | © Symbotic, Inc. All Rights Reserved | Proprietary and ConfidentialInc. Al Rights Reserved Investor Presentation August 6, 2025 2 | © Symbotic, Inc. All Rights Reserved | Proprietary and ConfidentialInc. Al Rights Reserved Disclaimer Forward Looking Statements This Presentation contains forward-looking statements within the meaning of the Private Securities Litigation |
|
| August 6, 2025 |
Symbotic Reports Third Quarter Fiscal Year 2025 Results Exhibit 99.1 FOR IMMEDIATE RELEASE Symbotic Reports Third Quarter Fiscal Year 2025 Results Wilmington, Massachusetts (August 6, 2025) - Symbotic Inc. (Nasdaq: SYM), a leader in A.I.-enabled robotics technology for the supply chain, announced financial results for its third quarter of fiscal year 2025, which ended on June 28, 2025. Symbotic reported revenue of $592 million, a net loss of $32 millio |
|
| August 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 28, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40175 SYMBOTIC IN |
|
| August 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2025 SYMBOTIC INC. (Exact name of registrant as specified in its charter) Delaware 001-40175 98-1572401 (State or other jurisdiction of incorporation or organization |
|
| August 6, 2025 |
As filed with the Securities and Exchange Commission on August 6, 2025 S-8 As filed with the Securities and Exchange Commission on August 6, 2025 Registration No. |
|
| August 6, 2025 |
Calculation of Filing Fee Tables S-8 Symbotic Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 1 Equity Class A common stock, par value $.0001 per share Other 6,391,314 $ 50.39 $ 322,058,312.46 0.0001531 $ 49,307.13 Total O |
|
| June 9, 2025 |
Transition Agreement, dated June 9, 2025 between Symbotic Inc. and Carol Hibbard Exhibit 10.2 TRANSITION AGREEMENT AND GENERAL RELEASE OF CLAIMS This TRANSITION AGREEMENT AND GENERAL RELEASE OF CLAIMS (this “Agreement”) is made and entered into as of the date of execution of this Agreement (the “Effective Date”), by and between Carol Hibbard (“Employee”) and Symbotic Inc. (“Symbotic”), on behalf of itself individually and its subsidiaries (collectively, the “Company”), affilia |
|
| June 9, 2025 |
EX-99.1 4 d91164dex991.htm EX-99.1 Exhibit 99.1 Symbotic Announces Chief Financial Officer Transition Plan Wilmington, Massachusetts (June 9, 2025) — Symbotic Inc. (Nasdaq: SYM), a leader in A.I.-enabled robotics technology for the supply chain, today announced the appointment of Izzy Martins as Chief Financial Officer, effective August 9, 2025. Martins will join Symbotic as CFO-designate on July |
|
| June 9, 2025 |
Offer Letter, dated June 5, 2025, between Symbotic Inc. and Izilda Martins Exhibit 10.1 June 5, 2025 Izilda P. Martins 212 4th Street Green Brook, NJ 08812 Dear Izzy, Congratulations! On behalf of Symbotic, we are excited to offer you the position of Chief Financial Officer based out of our Wilmington, Massachusetts office. This position will report to Symbotic’s Chief Executive Officer, Rick Cohen. Your anticipated start date will be July 1, 2025, or a date as may be mu |
|
| June 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2025 SYMBOTIC INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40175 98-1572401 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
|
| May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2025 SYMBOTIC INC. (Exact name of registrant as specified in its charter) Delaware 001-40175 98-1572401 (State or other jurisdiction of incorporation or organization) |
|
| May 15, 2025 |
Exhibit 99.1 Eric Branderiz Joins Symbotic’s Board of Directors Seasoned CFO brings deep experience of high-growth environments in industrial technology, and finance and accounting leadership in sophisticated global manufacturing organizations WILMINGTON, Mass. – May 15, 2025 – Symbotic Inc. (Nasdaq: SYM), a leader in A.I.-enabled robotics technology for the supply chain, today announced the elect |
|
| May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 29, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40175 SYMBOTIC I |
|
| May 7, 2025 |
Symbotic Reports Second Quarter Fiscal Year 2025 Results Exhibit 99.1 FOR IMMEDIATE RELEASE Symbotic Reports Second Quarter Fiscal Year 2025 Results Wilmington, Massachusetts (May 7, 2025) - Symbotic Inc. (Nasdaq: SYM), a leader in A.I.-enabled robotics technology for the supply chain, announced financial results for its second quarter of fiscal year 2025, which ended on March 29, 2025. Symbotic posted revenue of $550 million, a net loss of $21 million |
|
| May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2025 SYMBOTIC INC. (Exact name of registrant as specified in its charter) Delaware 001-40175 98-1572401 (State or other jurisdiction of incorporation or organization) ( |
|
| May 7, 2025 |
symboticinvestorpresenta 1 | © Symbotic, Inc. All Rights Reserved | Proprietary and ConfidentialInc. Al Rights Reserved Investor Presentation May 7, 2025 2 | © Symbotic, Inc. All Rights Reserved | Proprietary and ConfidentialInc. Al Rights Reserved Disclaimer Forward Looking Statements This Presentation contains forward-looking statements within the meaning of the Private Securities Litigation Ref |
|
| April 29, 2025 |
April 29, 2025 Carol Hibbard Chief Financial Officer and Treasurer Symbotic Inc. 200 Research Drive Wilmington, MA 01887 Re: Symbotic Inc. Form 10-K for the Fiscal Year Ended September 28, 2024 File No. 001-37883 Dear Carol Hibbard: We have completed our review of your filing. We remind you that the company and its management are responsible for the accuracy and adequacy of their disclosures, notw |
|
| April 22, 2025 |
April 22, 2025 VIA EDGAR TRANSMISSION Kathleen Collins Division of Corporation Finance Office of Technology Securities and Exchange Commission 100 F. |
|
| April 17, 2025 |
CORRESP April 17, 2025 VIA EDGAR TRANSMISSION Kathleen Collins Division of Corporation Finance Office of Technology Securities and Exchange Commission 100 F. |
|
| April 3, 2025 |
April 3, 2025 Carol Hibbard Chief Financial Officer and Treasurer Symbotic Inc. 200 Research Drive Wilmington, MA 01887 Re: Symbotic Inc. Form 10-K for the Fiscal Year Ended September 28, 2024 File No. 001-37883 Dear Carol Hibbard: We have limited our review of your filing to the financial statements and related disclosures and have the following comment. Please respond to this letter within ten b |
|
| March 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2025 SYMBOTIC INC. (Exact name of registrant as specified in its charter) Delaware 001-40175 98-1572401 (State or other jurisdiction of incorporation or organization) |
|
| February 5, 2025 |
Symbotic Reports First Quarter Fiscal Year 2025 Results Exhibit 99.1 FOR IMMEDIATE RELEASE Symbotic Reports First Quarter Fiscal Year 2025 Results Wilmington, Massachusetts (February 5, 2025) - Symbotic Inc. (Nasdaq: SYM), a leader in A.I.-enabled robotics technology for the supply chain, announced financial results for its first fiscal quarter of 2025, ended December 28, 2024. Symbotic posted revenue of $487 million, a net loss of $19 million and adju |
|
| February 5, 2025 |
symboticinvestoroverview 1 | © Symbotic, Inc. All Rights Reserved | Proprietary and ConfidentialInc. Al Rights Reserved Investor Presentation February 5, 2025 2 | © Symbotic, Inc. All Rights Reserved | Proprietary and ConfidentialInc. Al Rights Reserved Disclaimer Forward Looking Statements This Presentation contains forward-looking statements within the meaning of the Private Securities Litigatio |
|
| February 5, 2025 |
SYMBOTIC INC. 2022 OMNIBUS INCENTIVE COMPENSATION PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Award Agreement”), evidences an award of restricted stock units (the “RSUs”) by and between Symbotic Inc., a Delaware corporation (the “Company”) under the Symbotic Inc. 2022 Omnibus Incentive Compensation Plan (the “Plan”). Capitalized terms not defined in |
|
| February 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 28, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40175 SYMBOTI |
|
| February 5, 2025 |
Consulting Agreement, dated October 31, 2024, between George Dramalis and Symbotic LLC georgedramalisconsulting SYMBOTIC LLC Consulting Agreement This Consulting Agreement is effective as of the 31st day of October 2024 between George Dramalis, residing at 4 Priscilla Lane, Westford, MA 01866, (“Consultant”), and Symbotic LLC, a Delaware limited liability company having a place of business at 200 Research Drive, Wilmington, Massachusetts 01887(“Symbotic”). |
|
| February 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2025 SYMBOTIC INC. (Exact name of registrant as specified in its charter) Delaware 001-40175 98-1572401 (State or other jurisdiction of incorporation or organizati |
|
| February 5, 2025 |
SYMBOTIC INC. 2022 OMNIBUS INCENTIVE COMPENSATION PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT THIS PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Award Agreement”), evidences an award of performance-based restricted stock units (the “PSUs”) by and between Symbotic Inc., a Delaware corporation (the “Company”) under the Symbotic Inc. 2022 Omnibus Incentive Compensati |
|
| January 28, 2025 |
Exhibit 99.1 Symbotic Completes Acquisition of Walmart’s Advanced Systems and Robotics Business and Signs Related Commercial Agreement Wilmington, Massachusetts (January 28, 2025) — Symbotic Inc. (Nasdaq: SYM), a leader in A.I.-enabled robotics technology for the supply chain, today announced it has both completed the acquisition of the Advanced Systems and Robotics business from Walmart (NYSE: WM |
|
| January 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2025 SYMBOTIC INC. (Exact name of registrant as specified in its charter) Delaware 001-40175 98-1572401 (State or other jurisdiction of incorporation or organizati |
|
| January 28, 2025 |
Exhibit 10.1 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED AS PERMITTED BY THE RULES OF THE SECURITIES AND EXCHANGE COMMISSION BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) CUSTOMARILY AND ACTUALLY TREATED BY THE REGISTRANT AS PRIVATE OR CONFIDENTIAL. MASTER AUTOMATION AGREEMENT between Walmart Inc. and Symbotic LLC Dated January 27, 2025 Table of Co |
|
| January 17, 2025 |
DEFA14A 1 symdefa14a2025.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as p |
|
| January 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
|
| January 17, 2025 |
UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington,D.C.20549 FORM10-K (MarkOne) ☒ ANNUALREPORTPURSUANTTOSECTION13OR15(d)OFTHESECURITIESEXCHANGEACTOF1934 ForthefiscalyearendedSeptember28,2024 OR ☐ TRANSITIONREPORTPURSUANTTOSECTION13OR15(d)OFTHESECURITIESEXCHANGEACTOF1934 Forthetransitionperiodfrom to Commissionfilenumber001-40175 SYMBOTICINC. (Exactnameofregistrantasspecifiedinitscharter) Dela |
|
| January 17, 2025 |
Schedule I The name, present principal occupation or employment and citizenship of each of the executive officers and directors of Walmart Inc. |
|
| January 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2025 SYMBOTIC INC. (Exact name of registrant as specified in its charter) Delaware 001-40175 98-1572401 (State or other jurisdiction of incorporation or organizati |
|
| January 16, 2025 |
Exhibit 2.1 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED AS PERMITTED BY THE RULES OF THE SECURITIES AND EXCHANGE COMMISSION BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) CUSTOMARILY AND ACTUALLY TREATED BY THE REGISTRANT AS PRIVATE OR CONFIDENTIAL. PURCHASE AND SALE AGREEMENT dated as of January 15, 2025 by and between Walmart Inc. and Symbotic Inc |
|
| January 16, 2025 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Symbotic to Acquire Walmart’s Advanced Systems and Robotics Business and Sign Related Commercial Agreement • Walmart has selected Symbotic to develop, build and deploy an advanced solution that automates its Accelerated Pickup and Delivery centers (“APDs”), with an initial order covering hundreds of stores. • Acquisition adds new product category for Symbotic to |
|
| January 16, 2025 |
Exhibit 99.2 Symbotic to Acquire Walmart’s Advanced Systems and Robotics Business and Sign Related Commercial Agreement January 2025 1 1 1 ||| © © © S S Sy y ym m mbo bo boti ti tic c c , , Inc Inc Inc. A . . A Allll ll Ri Ri Ri gh gh gh ts ts ts Res Res Reserv erv erved ed ed | | P Pr rop opr riieta etar ry y an and Co d Conf nfiide denti ntial al FORWARD-LOOKING STATEMENTS This communication con |
|
| December 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number |
|
| December 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 29, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0 |
|
| December 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numb |
|
| December 4, 2024 |
List of Subsidiaries of Symbotic Inc. Exhibit 21.1 SYMBOTIC INC. LIST OF SUBSIDIARIES Legal Name Jurisdiction of Incorporation/Formation Conducts Business Under Symbotic Holdings LLC Delaware Symbotic LLC Delaware Symbotic Symbotic Canada ULC British Columbia Symbotic Canada Symbotic Systems UK Ltd. England and Wales Symbotic UK Axium Europa d.o.o. Croatia Axium International Robotic and Automation ULC British Columbia Axium Technolog |
|
| December 4, 2024 | ||
| December 4, 2024 |
Offer Letter, dated November 7, 2011, between November 7, 2011 Corey Dufresne Dear Corey, Congratulations! On behalf of CasePick Systems, LLC, we are excited to offer you the position of General Counsel at our 200 Research Drive, Wilmington, MA location. |
|
| December 4, 2024 |
Exhibit 10.21 EXECUTION VERSION CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED AS PERMITTED BY THE RULES OF THE SECURITIES AND EXCHANGE COMMISSION BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) CUSTOMARILY AND ACTUALLY TREATED BY THE REGISTRANT AS PRIVATE OR CONFIDENTIAL. AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF GREENBOX SYSTEMS LLC |
|
| December 4, 2024 | ||
| December 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 28, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40 |
|
| December 4, 2024 |
Separation and Severance Agreement, dated April 1, 2014, between Symbotic LLC and Corey Dufresne |
|
| December 4, 2024 |
Symbotic Inc. Insider Trading Policy Exhibit 19.1 SYMBOTIC INC. INSIDER TRADING POLICY (Effective November 13, 2024) In the course of conducting the business of Symbotic Inc. (together with its subsidiaries, the “Company”), you may come into possession of material information that is not available to the investing public (“material, non-public information”) about the Company or other entities. You must maintain the confidentiality of |
|
| November 27, 2024 |
Symbotic to Delay Form 10-K Filing for Fiscal Year 2024 Exhibit 99.1 FOR IMMEDIATE RELEASE Symbotic Provides Update to Restatement of Fiscal Year 2024 Financial Results and First Quarter of Fiscal Year 2025 Outlook Symbotic to Delay Form 10-K Filing for Fiscal Year 2024 Wilmington, Massachusetts (November 27, 2024) — Symbotic Inc. (Nasdaq: SYM), a leader in A.I.-enabled robotics technology for the supply chain, today announced that it has filed a Notif |
|
| November 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number: 001-40175 CUSIP: 87151X101 (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: September 28, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 1 |
|
| November 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2024 SYMBOTIC INC. (Exact name of registrant as specified in its charter) Delaware 001-40175 98-1572401 (State or other jurisdiction of incorp |
|
| November 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2024 SYMBOTIC INC. (Exact name of registrant as specified in its charter) Delaware 001-40175 98-1572401 (State or other jurisdiction of incorporation or organizat |
|
| November 18, 2024 |
Symbotic Reports Fourth Quarter and Fiscal Year 2024 Results Exhibit 99.1 FOR IMMEDIATE RELEASE Symbotic Reports Fourth Quarter and Fiscal Year 2024 Results Wilmington, Massachusetts (November 18, 2024) - Symbotic Inc. (Nasdaq: SYM), a leader in A.I.-enabled robotics technology for the supply chain, announced financial results for its fourth fiscal quarter and fiscal year ended September 28, 2024. Symbotic posted revenue of $577 million, net income of $28 m |
|
| November 18, 2024 |
symboticincsupplementalp 1 | © Symbotic, Inc. All Rights Reserved | Proprietary and Confidential November 18, 2024 Comparison of Previously Reported & Restated Fiscal 2024 Interim Financial Results 2 | © Symbotic, Inc. All Rights Reserved | Proprietary and Confidential Disclaimer USE OF NON-GAAP FINANCIAL INFORMATION Symbotic reports its financial results in accordance with Generally Accepted Acco |
|
| July 31, 2024 |
EX-FILING FEES Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Symbotic Inc. |
|
| July 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 29, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40175 SYMBOTIC IN |
|
| July 31, 2024 |
As filed with the Securities and Exchange Commission on July 31, 2024 S-8 As filed with the Securities and Exchange Commission on July 31, 2024 Registration No. |
|
| July 29, 2024 |
Symbotic Reports Third Quarter Fiscal Year 2024 Results Exhibit 99.1 FOR IMMEDIATE RELEASE Symbotic Reports Third Quarter Fiscal Year 2024 Results Wilmington, Massachusetts (July 29, 2024) - Symbotic Inc. (Nasdaq: SYM), a leader in A.I.-enabled robotics technology for the supply chain, announced financial results for its third fiscal quarter of 2024 ended June 29, 2024. Symbotic posted revenue of $492 million, a net loss of $14 million and adjusted EBI |
|
| July 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2024 SYMBOTIC INC. (Exact name of registrant as specified in its charter) Delaware 001-40175 98-1572401 (State or other jurisdiction of incorporation or organization) |
|
| May 10, 2024 |
SYM / Symbotic Inc. / BAILLIE GIFFORD & CO Passive Investment SC 13G 1 Symbotic30042024.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Symbotic Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 87151X101 - (CUSIP Number) 30 April 2024 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
|
| May 7, 2024 |
AMENDMENT NO. 1 TO LIMITED LIABILITY COMPANY AGREEMENT This AMENDMENT NO. 1 TO LIMITED LIABILITY COMPANY AGREEMENT (this “Amendment”) is entered into as of April 15, 2024 by and among Symbotic Holdings LLC, a Delaware limited liability company (the “Symbotic Member”), Sunlight Investment Corp., a Delaware corporation (the “SB Member”), and GreenBox Systems LLC, a Delaware limited liability company |
|
| May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40175 SYMBOTIC I |
|
| May 6, 2024 |
Symbotic Reports Second Quarter Fiscal Year 2024 Results Exhibit 99.1 FOR IMMEDIATE RELEASE Symbotic Reports Second Quarter Fiscal Year 2024 Results Wilmington, Massachusetts (May 6, 2024) - Symbotic Inc. (Nasdaq: SYM), a leader in A.I.-enabled robotics technology for the supply chain, announced financial results for its second fiscal quarter of 2024 ended March 30, 2024. Symbotic posted revenue of $424 million, a net loss of $41 million and adjusted EB |
|
| May 6, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2024 SYMBOTIC INC. (Exact name of registrant as specified in its charter) Delaware 001-40175 98-1572401 (State or other jurisdiction of incorporation or organization) ( |
|
| March 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2024 SYMBOTIC INC. (Exact name of registrant as specified in its charter) Delaware 001-40175 98-1572401 (State or other jurisdiction of incorporation or organization |
|
| March 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2024 SYMBOTIC INC. (Exact name of registrant as specified in its charter) Delaware 001-40175 98-1572401 (State or other jurisdiction of incorporation or organization) |
|
| March 4, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2024 SYMBOTIC INC. (Exact name of registrant as specified in its charter) Delaware 001-40175 98-1572401 (State or other jurisdiction of incorporation or organization) |
|
| February 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2024 SYMBOTIC INC. (Exact name of registrant as specified in its charter) Delaware 001-40175 98-1572401 (State or other jurisdiction of incorporation or organizat |
|
| February 26, 2024 |
Exhibit 1.1 Execution Version Symbotic Inc. Class A Common Stock Underwriting Agreement February 21, 2024 Goldman Sachs & Co. LLC, As representative (the “Representative”) of the several Underwriters named in Schedule I hereto, c/o Goldman Sachs & Co. LLC 200 West Street New York, New York 10282-2198 Ladies and Gentlemen: Symbotic Inc., a Delaware corporation (the “Company”), proposes, subject to |
|
| February 23, 2024 |
Symbotic Inc. Class A Common Stock Underwriting Agreement EX-99.7 2 d773063dex997.htm EX-99.7 Exhibit 99.7 Execution Version Symbotic Inc. Class A Common Stock Underwriting Agreement February 21, 2024 Goldman Sachs & Co. LLC, As representative (the “Representative”) of the several Underwriters named in Schedule I hereto, c/o Goldman Sachs & Co. LLC 200 West Street New York, New York 10282-2198 Ladies and Gentlemen: Symbotic Inc., a Delaware corporation ( |
|
| February 23, 2024 |
SYM / Symbotic Inc. / Ladensohn David A - SC 13D/A Activist Investment SC 13D/A 1 d778330dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Symbotic Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 87151X101 (CUSIP Number) David A. Ladensohn c/o Symbotic Inc. 200 Research Drive Wilmington, MA 01887 T |
|
| February 23, 2024 |
SYM / Symbotic Inc. / Cohen Richard B - SC 13D/A Activist Investment SC 13D/A 1 d773063dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* Symbotic Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 87151X101 (CUSIP Number) Richard B. Cohen c/o Symbotic Inc. 200 Research Drive Wilmington, MA 01887 Tel |
|
| February 23, 2024 |
SYM / Symbotic Inc. / Cohen Janet L - SC 13D/A Activist Investment SC 13D/A 1 d777020dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Symbotic Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 87151X101 (CUSIP Number) Janet L. Cohen c/o Symbotic Inc. 200 Research Drive Wilmington, MA 01887 Telep |
|
| February 23, 2024 |
Symbotic Inc. Class A Common Stock Underwriting Agreement EX-99.2 2 d778330dex992.htm EX-99.2 Exhibit 99.2 Execution Version Symbotic Inc. Class A Common Stock Underwriting Agreement February 21, 2024 Goldman Sachs & Co. LLC, As representative (the “Representative”) of the several Underwriters named in Schedule I hereto, c/o Goldman Sachs & Co. LLC 200 West Street New York, New York 10282-2198 Ladies and Gentlemen: Symbotic Inc., a Delaware corporation ( |
|
| February 23, 2024 |
Symbotic Inc. Class A Common Stock Underwriting Agreement EX-99.2 2 d777020dex992.htm EX-99.2 Exhibit 99.2 Execution Version Symbotic Inc. Class A Common Stock Underwriting Agreement February 21, 2024 Goldman Sachs & Co. LLC, As representative (the “Representative”) of the several Underwriters named in Schedule I hereto, c/o Goldman Sachs & Co. LLC 200 West Street New York, New York 10282-2198 Ladies and Gentlemen: Symbotic Inc., a Delaware corporation ( |
|
| February 23, 2024 |
10,000,000 Shares Class A Common Stock Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-273383 PROSPECTUS SUPPLEMENT (To prospectus dated August 2, 2023) 10,000,000 Shares Class A Common Stock We are offering 5,000,000 shares of Class A common stock, par value $0.0001 per share (“Class A Common Stock”). The selling securityholders identified in this prospectus supplement (the “Selling Securityholders”) are offeri |
|
| February 21, 2024 |
SUBJECT TO COMPLETION, DATED FEBRUARY 21, 2024 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-273383 The information in this preliminary prospectus supplement is not complete and may be changed. This prospectus supplement and the accompanying prospectus are not offers to sell these securities and the issuer and the selling securityholders are not soliciting an offer to buy these securities in any state where the offer |
|
| February 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40175 SYMBOTI |
|
| February 8, 2024 |
Offer Letter, dated as of January 13, 2023, by and between Symbotic LLC and Walter Odisho January 13, 2023 Walter Odisho Dear Walt, Congratulations! On behalf of Symbotic, we are excited to offer you the position of SVP, Manufacturing, based at our Wilmington, MA location. |
|
| February 5, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2024 SYMBOTIC INC. (Exact name of registrant as specified in its charter) Delaware 001-40175 98-1572401 (State or other jurisdiction of incorporation or organizati |
|
| February 5, 2024 |
Symbotic Reports First Quarter Fiscal Year 2024 Results Exhibit 99.1 FOR IMMEDIATE RELEASE Symbotic Reports First Quarter Fiscal Year 2024 Results Wilmington, Massachusetts (February 5, 2024) - Symbotic Inc. (Nasdaq: SYM), a leader in A.I.-enabled robotics technology for the supply chain, announced financial results for its first fiscal quarter of 2024 ending December 30, 2023. Symbotic posted revenue of $369 million, a net loss of $13 million and adju |
|
| January 19, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
|
| January 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
|
| January 19, 2024 |
UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington,D.C.20549 FORM10-K (MarkOne) ☒ ANNUALREPORTPURSUANTTOSECTION13OR15(d)OFTHESECURITIESEXCHANGEACTOF1934 ForthefiscalyearendedSeptember30,2023 OR ☐ TRANSITIONREPORTPURSUANTTOSECTION13OR15(d)OFTHESECURITIESEXCHANGEACTOF1934 Forthetransitionperiodfrom to Commissionfilenumber001-40175 SYMBOTICINC. (Exactnameofregistrantasspecifiedinitscharter) Dela |
|
| December 14, 2023 |
SYM / Symbotic Inc - Class A / Walmart Inc. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Symbotic Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 87151X101 (CUSIP Number) Gordon Y. Allison Senior Vice President and Chief Counsel, Finance and Corporate Governance Walmart Inc. 702 Southwes |
|
| December 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40 |
|
| December 11, 2023 |
Symbotic Inc. Clawback Policy: Recovery of Erroneously Awarded Incentive-Based Compensation EXHIBIT 97.1 SYMBOTIC INC. CLAWBACK POLICY: RECOVERY OF ERRONEOUSLY AWARDED INCENTIVE-BASED COMPENSATION I. BACKGROUND Symbotic Inc. (the “Company”) has adopted this Policy Regarding the Recovery of Erroneously Awarded Incentive-Based Compensation (this “Policy”) to provide for the recovery or “clawback” of excess Incentive-Based Compensation earned by current or former Executive Officers of the C |
|
| December 11, 2023 |
List of Subsidiaries of Symbotic Inc. Exhibit 21.1 SYMBOTIC INC. LIST OF SUBSIDIARIES Legal Name Jurisdiction of Incorporation/Formation Conducts Business Under Symbotic Holdings LLC Delaware Symbotic LLC Delaware Symbotic Symbotic Canada ULC British Columbia Symbotic Canada Symbotic Systems UK Ltd. England and Wales Symbotic UK Axium Europa d.o.o. Croatia Axium International Robotic and Automation ULC British Columbia Axium Technolog |
|
| November 20, 2023 |
Symbotic Reports 2023 Results with Record Revenue and Improved Margin as Deployments Accelerated Exhibit 99.1 FOR IMMEDIATE RELEASE Symbotic Reports 2023 Results with Record Revenue and Improved Margin as Deployments Accelerated Wilmington, Massachusetts (November 20, 2023) - Symbotic Inc. (Nasdaq: SYM), a leader in A.I.-enabled robotics technology for the supply chain, today announced financial results for its fourth quarter and fiscal year ended September 30, 2023. Symbotic posted revenue o |
|
| November 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2023 SYMBOTIC INC. (Exact name of registrant as specified in its charter) Delaware 001-40175 98-1572401 (State or other jurisdiction of incorporation or organizat |
|
| October 2, 2023 |
Offer Letter, dated September 17, 2023, between Symbotic Inc. and Carol Hibbard Exhibit 10.2 September 17, 2023 Carol Hibbard Email Dear Carol, Congratulations! On behalf of Symbotic, we are excited to offer you the position of Chief Financial Officer based out of our Wilmington, Massachusetts office. This position will report to Symbotic’s Chief Executive Officer, Rick Cohen. Your anticipated start date will be October 23, 2023, or a date as may be mutually agreed by you and |
|
| October 2, 2023 |
Transition Agreement, dated October 1, 2023 between Symbotic Inc. and Thomas Ernst Exhibit 10.1 TRANSITION AGREEMENT AND GENERAL RELEASE OF CLAIMS This TRANSITION AGREEMENT AND GENERAL RELEASE OF CLAIMS (this “Agreement”), is made and entered into as of the date of execution of this Agreement (the “Effective Date”), by and between Thomas Ernst (“Employee”), and Symbotic Inc. (“Symbotic”), on behalf of itself individually and its subsidiaries (collectively, the “Company”), affili |
|
| October 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 1, 2023 SYMBOTIC INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40175 98-1572401 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
|
| October 2, 2023 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Symbotic Announces Tom Ernst’s Retirement and Names Chief Financial Officer Wilmington, Mass. (October 2, 2023) — Symbotic Inc. (Nasdaq: SYM), a leader in A.I.-enabled robotics technology for the supply chain, today announced that Tom Ernst will retire from his role as Chief Financial Officer (CFO) at the end of the calendar year. Carol Hibbard has been n |
|
| August 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 24, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40175 SYMBOTIC IN |
|
| August 1, 2023 |
[Symbotic Inc. Letterhead] August 1, 2023 Via EDGAR Securities and Exchange Commission, Division of Corporation Finance, 100 F. Street, N.E., Washington, D.C. 20549. Re: Acceleration Request for Symbotic Inc. Registration Statement on Form S-3 (File No. 333-273383) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended (the “Securities Act”), Symbotic Inc. (the “Co |
|
| August 1, 2023 |
As filed with the Securities and Exchange Commission on August 1, 2023 S-3/A Table of Contents As filed with the Securities and Exchange Commission on August 1, 2023 Registration No. |
|
| August 1, 2023 |
Calculation of Filing Fee Table Exhibit 107 Calculation of Filing Fee Tables Form S-3 ………….. (Form Type) Symbotic Inc. (Exact name of registrant as specified in its certificate of incorporation) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amoun |
|
| August 1, 2023 |
United States securities and exchange commission logo July 31, 2023 Richard Cohen Chief Executive Officer Symbotic Inc. |
|
| July 31, 2023 |
Symbotic Reports Third Quarter Fiscal Year 2023 Results Exhibit 99.1 FOR IMMEDIATE RELEASE Symbotic Reports Third Quarter Fiscal Year 2023 Results Achieved Record Revenue and Operating Margin Cash, Cash Equivalents, Restricted Cash and Marketable Securities Reach $513 Million GreenBox Joint Venture Doubles Addressable Market & Increases Order Backlog To $23 Billion Wilmington, Massachusetts (July 31, 2023) - Symbotic Inc. (Nasdaq: SYM), a leader in A.I |
|
| July 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2023 SYMBOTIC INC. (Exact name of registrant as specified in its charter) Delaware 001-40175 98-1572401 (State or other jurisdiction of incorporation or organization) |
|
| July 26, 2023 |
SYM / Symbotic Inc - Class A / Cohen Janet L - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Symbotic Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 87151X101 (CUSIP Number) Janet L. Cohen c/o Symbotic Inc. 200 Research Drive Wilmington, MA 01887 Telephone: (978) 284-2800 (Name, Ad |
|
| July 26, 2023 |
SYM / Symbotic Inc - Class A / Ladensohn David A - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Symbotic Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 87151X101 (CUSIP Number) David A. Ladensohn c/o Symbotic Inc. 200 Research Drive Wilmington, MA 01887 Telephone: (978) 284-2800 (Name |
|
| July 26, 2023 |
EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the foregoing Schedule 13D filed on this date with respect to the beneficial ownership by the undersigned of the Class V-3 common shares of Symbotic Inc. is being filed on behalf of each of the undersigned in accordance with Rule 13d-1(k) and that all subsequent amendments to this statement on Schedule 13D may be filed o |
|
| July 26, 2023 |
SYM / Symbotic Inc - Class A / Cohen Richard B - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Symbotic Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 87151X101 (CUSIP Number) Richard B. Cohen c/o Symbotic Inc. 200 Research Drive Wilmington, MA 01887 Telephone: (978) 284-2800 (Name, |
|
| July 26, 2023 |
EX-99.1 Exhibit 99.1 Execution Version CONFIDENTIAL STOCK PURCHASE AGREEMENT This STOCK PURCHASE AGREEMENT (this “Agreement”) is being entered into as of July 23, 2023 (the “Execution Date”) by and among The RBC Millennium Trust, the Richard B. Cohen Revocable Trust (together with The RBC Millennium Trust, “Sellers” and each, a “Seller”) and SVF II Strategic Investments AIV LLC, a Delaware limited |
|
| July 26, 2023 |
EX-99.1 Exhibit 99.1 Execution Version CONFIDENTIAL STOCK PURCHASE AGREEMENT This STOCK PURCHASE AGREEMENT (this “Agreement”) is being entered into as of July 23, 2023 (the “Execution Date”) by and among The RBC Millennium Trust, the Richard B. Cohen Revocable Trust (together with The RBC Millennium Trust, “Sellers” and each, a “Seller”) and SVF II Strategic Investments AIV LLC, a Delaware limited |
|
| July 26, 2023 |
EX-99.6 Exhibit 99.6 Execution Version CONFIDENTIAL STOCK PURCHASE AGREEMENT This STOCK PURCHASE AGREEMENT (this “Agreement”) is being entered into as of July 23, 2023 (the “Execution Date”) by and among The RBC Millennium Trust, the Richard B. Cohen Revocable Trust (together with The RBC Millennium Trust, “Sellers” and each, a “Seller”) and SVF II Strategic Investments AIV LLC, a Delaware limited |
|
| July 25, 2023 |
Exhibit 5 Execution Version STOCK PURCHASE AGREEMENT This STOCK PURCHASE AGREEMENT (this “Agreement”) is being entered into as of July 23, 2023 (the “Execution Date”) by and among The RBC Millennium Trust, the Richard B. |
|
| July 25, 2023 |
SYM / Symbotic Inc - Class A / SOFTBANK GROUP CORP - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Symbotic Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 87151X101 (CUSIP Number) SB Global Advisers Limited Attn: Stephen Lam 69 Grosvenor St Mayfair, London W1K 3JP +44 0207 629 0431 (Name, Address and Telephone Number of Pers |
|
| July 25, 2023 |
Exhibit 7 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that they are jointly filing this statement on Schedule 13D. |
|
| July 24, 2023 |
S-3 Table of Contents As filed with the Securities and Exchange Commission on July 24, 2023 Registration No. |
|
| July 24, 2023 |
EX-10.1 Exhibit 10.1 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED AS PERMITTED BY THE RULES OF THE SECURITIES AND EXCHANGE COMMISSION BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) CUSTOMARILY AND ACTUALLY TREATED BY THE REGISTRANT AS PRIVATE OR CONFIDENTIAL. EXECUTION VERSION FRAMEWORK AGREEMENT by and among SYMBOTIC INC., SYMBOTIC HOLDINGS LLC, SYM |
|
| July 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2023 SYMBOTIC INC. (Exact name of registrant as specified in its charter) Delaware 001-40175 98-1572401 (State or other jurisdiction of incorporation or organization) |
|
| July 24, 2023 |
EX-99.1 Exhibit 99.1 SoftBank Group and Symbotic Establish New Warehouse-as-a-Service Joint Venture To Transform Supply Chain Services Through Automation and A.I. • New joint venture, GreenBox, to offer first of its kind automated warehouse services, unlocking significant new addressable market • Symbotic and GreenBox contract for the sale of approximately $7.5 billion in systems over the course o |
|
| July 24, 2023 |
EX-4.1 Exhibit 4.1 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED AS PERMITTED BY THE RULES OF THE SECURITIES AND EXCHANGE COMMISSION BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) CUSTOMARILY AND ACTUALLY TREATED BY THE REGISTRANT AS PRIVATE OR CONFIDENTIAL. EXECUTION VERSION THIS WARRANT AND THE SECURITIES ISSUABLE ON EXERCISE HEREOF HAVE NOT BEEN RE |
|
| July 24, 2023 |
EX-4.1 Exhibit 4.1 SYMBOTIC INC. ——————————— INDENTURE Dated as of [], 2023 ——————————— [], as Trustee TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE Section 1.1 Definitions 1 Section 1.2 Other Definitions 4 Section 1.3 Incorporation by Reference of Trust Indenture Act 5 Section 1.4 Rules of Construction 5 ARTICLE II THE SECURITIES Section 2.1 Issuable in Series 6 Sect |
|
| July 24, 2023 |
EX-10.3 Exhibit 10.3 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED AS PERMITTED BY THE RULES OF THE SECURITIES AND EXCHANGE COMMISSION BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) CUSTOMARILY AND ACTUALLY TREATED BY THE REGISTRANT AS PRIVATE OR CONFIDENTIAL. EXECUTION VERSION CONFIDENTIAL MASTER SERVICES, LICENSE AND EQUIPMENT AGREEMENT by and betwe |
|
| July 24, 2023 |
EX-99.2 Exhibit 99.2 Creation of GreenBox to Bring Symbotic’s Technology Platform to Warehouse-as-a-Service July 24, 2023 Disclaimer Cautionary Notes This presentation (together with the information and data contained herein, “Presentation”) is for informational purposes only. No representations or warranties, express or implied, are given in, or in respect of, this Presentation or otherwise with |
|
| July 24, 2023 |
Calculation of Filing Fee Table EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables Form S-3 ………….. (Form Type) Symbotic Inc. (Exact name of registrant as specified in its certificate of incorporation) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price |
|
| July 24, 2023 |
EX-10.2 Exhibit 10.2 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED AS PERMITTED BY THE RULES OF THE SECURITIES AND EXCHANGE COMMISSION BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) CUSTOMARILY AND ACTUALLY TREATED BY THE REGISTRANT AS PRIVATE OR CONFIDENTIAL. EXECUTION VERSION LIMITED LIABILITY COMPANY AGREEMENT OF GREENBOX SYSTEMS LLC (A DELAWARE LI |
|
| June 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2023 SYMBOTIC INC. (Exact name of registrant as specified in its charter) Delaware 001-40175 98-1572401 (State or other jurisdiction of incorporation or organization) |
|
| May 5, 2023 |
Up to 554,976,655 Shares of Class A Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-265906 PROSPECTUS SUPPLEMENT NO. 2 (to prospectus dated December 16, 2022) Up to 554,976,655 Shares of Class A Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated December 16, 2022 (as supplemented or amended from time to time, the “Prospectus”), with the information |
|
| May 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 25, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40175 SYMBOTIC I |
|
| May 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION May 2, 2023 ORDER GRANTING CONFIDENTIAL TREATMENT UNDER THE SECURITIES EXCHANGE ACT OF 1934 Symbotic Inc. |
|
| May 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2023 SYMBOTIC INC. (Exact name of registrant as specified in its charter) Delaware 001-40175 98-1572401 (State or other jurisdiction of incorporation or organization) ( |
|
| May 1, 2023 |
Symbotic Reports Second Quarter Fiscal 2023 Results Exhibit 99.1 FOR IMMEDIATE RELEASE Symbotic Reports Second Quarter Fiscal 2023 Results Revenue Growth Accelerates to 177% Year-Over-Year Reached Significant Outsourcing and Resource Rationalization Milestones Initiated Seven New System Deployments Wilmington, Massachusetts (May 1, 2023) - Symbotic Inc. (Nasdaq: SYM), a leader in A.I.-enabled robotics technology for the supply chain, today announce |
|
| April 11, 2023 |
SYM / Symbotic Inc - Class A / SB Global Advisors Ltd - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Symbotic Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 87151X101 (CUSIP Number) SB Global Advisers Limited Attn: Stephen Lam 69 Grosvenor St Mayfair, London W1K 3JP +44 0207 629 0431 (Name, Address and Telephone Numbe |
|
| April 11, 2023 |
EX-99.1 EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that they are jointly filing this statement on Schedule 13D. Each of them is responsible for the timely filing of such statement and any amendments thereto, and for the completeness and accuracy of the information concerning su |
|
| March 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2023 SYMBOTIC INC. (Exact name of registrant as specified in its charter) Delaware 001-40175 98-1572401 (State or other jurisdiction of incorporation or organization) |
|
| February 14, 2023 |
SYM / Symbotic Inc - Class A / SVF Sponsor III (DE) LLC - SC 13G/A Passive Investment SC 13G/A 1 d457213dsc13ga.htm SC 13G/A Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Symbotic Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per |
|
| February 6, 2023 |
SVFC / SVF Investment Corp 3 / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Symbotic Inc. (Name of Issuer) Common Stock (Title of Class of Securities) G8601N108 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
|
| February 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 24, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40175 SYMBOTI |
|
| February 3, 2023 |
Up to 554,976,655 Shares of Class A Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-265906 PROSPECTUS SUPPLEMENT NO. 1 (to prospectus dated December 16, 2022) Up to 554,976,655 Shares of Class A Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated December 16, 2022 (as supplemented or amended from time to time, the “Prospectus”), with the information |
|
| January 30, 2023 |
Symbotic Reports First Quarter Fiscal 2023 Results Exhibit 99.1 FOR IMMEDIATE RELEASE Symbotic Reports First Quarter Fiscal 2023 Results Achieved 168% Revenue Growth Year-Over-Year Initiated a Record Six System Deployments Contracted Backlog Increased to $12 Billion Wilmington, Massachusetts (January 30, 2023) - Symbotic Inc. (Nasdaq: SYM), a leader in A.I.-enabled robotics technology for the supply chain, today announced financial results for its |
|
| January 30, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2023 SYMBOTIC INC. (Exact name of registrant as specified in its charter) Delaware 001-40175 98-1572401 (State or other jurisdiction of incorporation or organizati |
|
| January 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
|
| January 18, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
|
| January 13, 2023 |
[Remainder of page intentionally left blank] EX-99.1 2 sym-ex991.htm EX-99.1 Exhibit 99.1 January 13, 2023 Perry Cohen Dear Perry: This Board Observer Agreement (this “Agreement”) is made by and between Symbotic Inc., a Delaware corporation (the “Company”), and Perry Cohen, an individual resident of Massachusetts (the “Observer”). WHEREAS, subject to the terms and conditions of this Agreement, the Company desires to designate the Observer to |
|
| January 13, 2023 |
SYM / Symbotic Inc - Class A / Cohen Richard B - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Symbotic Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 87151X101 (CUSIP Number) Richard B. Cohen c/o Symbotic Inc. 200 Research Drive Wilmington, MA 01887 Telephone: (978) 284-2800 (Name, Address a |
|
| December 16, 2022 |
Up to 554,976,655 Shares of Class A Common Stock Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333- 265906 PROSPECTUS Up to 554,976,655 Shares of Class A Common Stock This prospectus relates to the offer and sale from time to time by the selling securityholders identified in this prospectus, or their permitted transferees (the ?Selling Securityholders?), of up to an aggregate of 554,976,655 shares of Class A Common Stock, p |
|
| December 12, 2022 |
Table of Contents As filed with the Securities and Exchange Commission on December 12, 2022 Registration No. |
|
| December 9, 2022 |
Description of Securities of Symbotic Inc. Exhibit 4.2 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED As of September 24, 2022, Symbotic Inc. (?Symbotic,? ?we,? ?us? or ?our?) had one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): our class A common stock, par value $0.0001 per share (the ?Class A Common |
|
| December 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 24, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40 |
|
| November 28, 2022 |
Up to 554,976,655 Shares of Class A Common Stock 424B3 1 d414414d424b3.htm 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-265906 PROSPECTUS SUPPLEMENT NO. 2 (to prospectus dated August 1, 2022) Up to 554,976,655 Shares of Class A Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated August 1, 2022 (as supplemented or amended from time to time, the “Prospectu |
|
| November 21, 2022 |
EX-10.1 Exhibit 10.1 SEPARATION AGREEMENT AND GENERAL RELEASE OF CLAIMS This SEPARATION AGREEMENT AND GENERAL RELEASE OF CLAIMS (this “Agreement”), is made and entered into as of the date of execution of this Agreement (the “Effective Date”), by and between Michael J. Loparco (“Employee”), and Symbotic Inc., on behalf of itself individually and its subsidiaries (collectively, the “Company”), affil |
|
| November 21, 2022 |
Symbotic Reports Fourth Quarter and Fiscal Year 2022 Results EX-99.1 Exhibit 99.1 Symbotic Reports Fourth Quarter and Fiscal Year 2022 Results Achieved Record Quarterly Revenue of $244 Million (167% Growth Year Over Year) Rick Cohen Named Chief Executive Officer Established Key Partnerships to Support Growth Through 2025 Expanded Customer Base with New Multi-System Win Wilmington, Massachusetts (November 21, 2022) — Symbotic Inc. (Nasdaq: SYM), a leader in |
|
| November 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2022 SYMBOTIC INC. (Exact name of registrant as specified in its charter) Delaware 001-40175 98-1572401 (State or other jurisdiction of incorporation or organizat |
|
| August 29, 2022 |
SYM / Symbotic Inc - Class A / AFFUSO ANTHONY - SC 13G/A Passive Investment SC 13G/A 1 d285154dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Symbotic Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 87151X101 (CUSIP Number) July 29, 2022 (Date of Event Which Requires Filing of this Statement) Check th |
|
| August 29, 2022 |
Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the foregoing Schedule 13G filed on this date with respect to the beneficial ownership by the undersigned of the limited liability company units of Symbotic Holdings LLC and an equal number of paired shares of Class V-1 Common Stock of Symbotic Inc. is being filed on behalf of each of the undersigned in accordance with Rule 13d- |
|
| August 17, 2022 |
Up to 68,300,928 Shares of Class A Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-266829 PROSPECTUS SUPPLEMENT NO. 1 (to Reoffer Prospectus dated August 12, 2022) Up to 68,300,928 Shares of Class A Common Stock This prospectus supplement is being filed to update and supplement the information contained in the reoffer prospectus filed as part of the Registration Statement on Form S-8, filed by Symbotic Inc., a Delaware corpor |
|
| August 12, 2022 |
EXHIBIT 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Symbotic Inc. (Exact Name of Registrant as Specified in its Charter) Table 1?Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A Common Stock, par value $0. |
|
| August 12, 2022 |
As filed with the Securities and Exchange Commission on August 12, 2022. Table of Contents As filed with the Securities and Exchange Commission on August 12, 2022. |
|
| August 5, 2022 |
Up to 554,976,655 Shares of Class A Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-265906 PROSPECTUS SUPPLEMENT NO. 1 (to prospectus dated August 1, 2022) Up to 554,976,655 Shares of Class A Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated August 1, 2022 (as supplemented or amended from time to time, the ?Prospectus?), with the information contai |
|
| August 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 25, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40175 SYMBOTIC IN |
|
| August 2, 2022 |
Up to 554,976,655 Shares of Class A Common Stock Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333- 265906 PROSPECTUS Up to 554,976,655 Shares of Class A Common Stock This prospectus relates to the offer and sale from time to time by the selling securityholders identified in this prospectus, or their permitted transferees (the ?Selling Securityholders?), of up to an aggregate of 554,976,655 shares of Class A Common Stock, p |
|
| August 1, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2022 SYMBOTIC INC. (Exact name of registrant as specified in its charter) Delaware 001-40175 98-1572401 (State or other jurisdiction of incorporation or organization |
|
| August 1, 2022 |
Symbotic Reports Fiscal Year 2022 Third Quarter Results Exhibit 99.1 FOR IMMEDIATE RELEASE Symbotic Reports Fiscal Year 2022 Third Quarter Results Debuted As Publicly Traded Company Via Business Combination with SVF Investment Corp. 3 Expanded Backlog by $6.3 Billion to $11.3 Billion Achieved Record Quarterly Revenue of $175.6 Million Wilmington, Massachusetts (August 1, 2022) ? Symbotic Inc. (Nasdaq: SYM), a leader in A.I.-enabled robotics technology |
|
| July 27, 2022 |
[Symbotic Inc. Letterhead] July 27, 2022 Via EDGAR Securities and Exchange Commission, Division of Corporation Finance, 100 F. Street, N.E., Washington, D.C. 20549. Attention: Jeff Kauten Re: Acceleration Request for Symbotic Inc. Registration Statement on Form S-1 (File No. 333-265906) Dear Mr. Kauten: Pursuant to Rule 461 under the Securities Act of 1933, as amended, Symbotic Inc. (the ?Company? |
|
| July 21, 2022 |
SYM / Symbotic Inc - Class A / Ladensohn David A - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Symbotic Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 87151X101 (CUSIP Number) David A. Ladensohn c/o Symbotic Inc. 200 Research Drive Wilmington, MA 01887 Telephone: (978) 284-2800 (Name, Address |
|
| July 21, 2022 |
SYM / Symbotic Inc - Class A / Cohen Richard B - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Symbotic Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 87151X101 (CUSIP Number) Richard B. Cohen c/o Symbotic Inc. 200 Research Drive Wilmington, MA 01887 Telephone: (978) 284-2800 (Name, Address a |
|
| July 21, 2022 |
SYM / Symbotic Inc - Class A / Walmart Inc. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Symbotic Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 87151X101 (CUSIP Number) Gordon Y. Allison Senior Vice President and Chief Counsel, Finance and Corporate Governance Walmart Inc. 702 Southwes |
|
| July 21, 2022 |
SYM / Symbotic Inc - Class A / Cohen Janet L - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Symbotic Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 87151X101 (CUSIP Number) Janet L. Cohen c/o Symbotic Inc. 200 Research Drive Wilmington, MA 01887 Telephone: (978) 284-2800 (Name, Address and |
|
| July 20, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Symbotic Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Newly |
|
| July 20, 2022 |
Table of Contents As filed with the Securities and Exchange Commission on July 19 , 2022 Registration No. |
|
| July 19, 2022 |
TELEPHONE: 1-212-558-4000 FACSIMILE: 1-212-558-3588 125 Broad Street TELEPHONE: 1-212-558-4000 FACSIMILE: 1-212-558-3588 WWW.SULLCROM.COM New York, New York 10004-2498 LOS ANGELES ? PALO ALTO ? WASHINGTON, D.C. BRUSSELS ? FRANKFURT ? LONDON ? PARIS BEIJING ? HONG KONG ? TOKYO MELBOURNE ? SYDNEY July 19, 2022 VIA EDGAR TRANSMISSION Jeff Kauten Josh Shainess Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washing |
|
| July 12, 2022 |
United States securities and exchange commission logo July 12, 2022 Michael Loparco Chief Executive Officer Symbotic Inc. |
|
| June 29, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Symbotic Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit(2) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee New |
|
| June 29, 2022 |
Table of Contents As filed with the Securities and Exchange Commission on June 29, 2022 Registration No. |
|
| June 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2022 SYMBOTIC INC. (Exact name of registrant as specified in its charter) Delaware 001-40175 98-1572401 (State or other jurisdiction of incorporation or organization) |
|
| June 23, 2022 |
SYM / Symbotic Inc - Class A / AFFUSO ANTHONY - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Symbotic Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 87151X101 (CUSIP Number) June 7, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
|
| June 21, 2022 |
SYM / Symbotic Inc - Class A / Walmart Inc. - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. |
|
| June 21, 2022 |
Side Letter Agreement between Walmart Inc. and Richard B. Cohen, dated December 12, 2021 EX-99.5 2 exhibit995sideletteragreem.htm EX-99.5 Exhibit 99.5 [***] INDICATES MATERIAL THAT WAS OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT WAS REQUESTED. ALL SUCH OMITTED MATERIAL WAS FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 24b-2 PROMULGATED UNDER THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED. EXECUTION VERSION December 12, 2021 Side Letter Reference is ma |
|
| June 17, 2022 |
SYM / Symbotic Inc - Class A / Ladensohn David A - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Symbotic Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 87151X101 (CUSIP Number) David A. Ladensohn c/o Symbotic Inc. 200 Research Drive Wilmington, MA 01887 Telephone: (978) 284-2800 (Name, Address and Telephone Numb |
|
| June 17, 2022 |
SYM / Symbotic Inc - Class A / Cohen Richard B - SC 13D Activist Investment SC 13D 1 d359684dsc13d.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Symbotic Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 87151X101 (CUSIP Number) Richard B. Cohen c/o Symbotic Inc. 200 Research Drive Wilmington, MA 01887 Telephone: (978) 284-2800 ( |
|
| June 17, 2022 |
SYM / Symbotic Inc - Class A / Cohen Janet L - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Symbotic Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 87151X101 (CUSIP Number) Janet L. Cohen c/o Symbotic Inc. 200 Research Drive Wilmington, MA 01887 Telephone: (978) 284-2800 (Name, Address and Telephone Number o |
|
| June 17, 2022 |
SYM / Symbotic Inc - Class A / SVF II SPAC Investment 3 (DE) LLC - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Symbotic Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 87151X101 (CUSIP Number) SB Global Advisers Limited Attn: Spencer Collins 69 Grosvenor St Mayfair, London W1K 3JP 44 0207 629 0431 (Name, Address and Telephone Number of Pe |
|
| June 17, 2022 |
Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that they are jointly filing this statement on Schedule 13D. |
|
| June 13, 2022 |
Exhibit 99.2 Symbotic Becomes a Publicly Traded Company Through Completion of Business Combination with SoftBank-Sponsored SVF Investment Corp. 3 Transaction Delivers Significant Growth Capital to Accelerate Expansion and Execute an Industry-Leading $11-plus Billion in Contracted Orders Symbotic Class A Common Stock to Begin Trading on Nasdaq Under the Symbol ?SYM? WILMINGTON, Mass. & SAN CARLOS, |
|
| June 13, 2022 |
Exhibit 10.7 FINAL FORM SYMBOTIC INC. 2022 OMNIBUS INCENTIVE COMPENSATION PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT THIS PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT (this ?Award Agreement?), evidences an award of performance-based restricted stock units (the ?PSUs?) by and between Symbotic Inc., a Delaware corporation (the ?Company?) under the Symbotic Inc. 2022 Omni |
|
| June 13, 2022 |
Exhibit 10.1 EXECUTION VERSION AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT This AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), dated as of June 7, 2022, is made and entered into by and among (a) Symbotic Inc., a Delaware corporation (the ?Company?), (b) SVF Sponsor III (DE) LLC, a Delaware limited liability company (the ?Sponsor?), (c) Michael Tobin, Michael Carpente |
|
| June 13, 2022 |
Offer Letter, dated as of September 1, 2020, by and between Symbotic LLC and Thomas Ernst Exhibit 10.18 September 1, 2020 Thomas Ernst 4125 Glenbrook Drive Richardson, TX 75082 Dear Thomas, Congratulations! On behalf of Symbotic, we are excited to offer you the position of Chief Financial Officer at our 200 Research Drive, Wilmington Massachusetts location. This position will report directly to the company?s CEO. Your start date will be September 10th, 2020. Although you officially sta |
|
| June 13, 2022 |
Code of Business Conduct and Ethics of Symbotic Inc. Exhibit 14.1 FINAL SYMBOTIC INC. CODE OF BUSINESS CONDUCT AND ETHICS The Board of Directors of Symbotic Inc. (together with its subsidiaries, the ?Company?) has adopted this code of ethics (this ?Code?) to: ? promote honest and ethical conduct, including fair dealing and the ethical handling of conflicts of interest; ? promote full, fair, accurate, timely and understandable disclosure; ? promote c |
|
| June 13, 2022 |
Certificate of Incorporation of Symbotic Inc. Exhibit 3.1 CERTIFICATE OF INCORPORATION OF SYMBOTIC INC. The undersigned incorporator, in order to form a corporation under the General Corporation Law of the State of Delaware (as amended, the ?DGCL?), certifies as follows: ARTICLE I. NAME Section 1.01 The name of the corporation is Symbotic Inc. (the ?Corporation?). ARTICLE II. REGISTERED OFFICE AND AGENT Section 2.01 The address of the Corpora |
|
| June 13, 2022 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.1 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Defined terms included below shall have the same meaning as terms defined and included elsewhere in this Report and, if not defined in this Report, the Proxy Statement/Prospectus. Introduction The following unaudited pro forma condensed combined financial information of Symbotic Inc. (formerly known as SVF Investment Corp. 3 |
|
| June 13, 2022 |
List of Subsidiaries of Symbotic Inc. EXHIBIT 21.1 SYMBOTIC INC. LIST OF SUBSIDIARIES Legal Name Jurisdiction of Incorporation/Formation Conducts Business Under Symbotic LLC Delaware Symbotic Axium Technology Holdings, LLC Delaware Symbotic Holdings LLC Delaware Symbotic Group Holdings, ULC British Columbia Symbotic Canada ULC British Columbia Symbotic Canada Axium International Robotic and Automation ULC British Columbia Axium Europa |
|
| June 13, 2022 |
Offer Letter, dated as of April 21, 2017, by and between Symbotic LLC and Michael Dunn Exhibit 10.17 April 21, 2017 Michael Dunn 5003 Towne Lake Hills N, Woodstock, GA 30189 Dear Michael, Congratulations! On behalf of Symbotic, we are excited to offer you the position of Vice President, Global Sales at our 200 Research Drive, Wilmington, Massachusetts location. This position will report directly to Chris Gahagan. Your start date will be 5/31/17. We feel your background and experienc |
|
| June 13, 2022 |
Exhibit 3.2 Bylaws of Symbotic Inc. (a Delaware corporation) Table of Contents Article I?Corporate Offices 1 1.1 Registered Office 1 1.2 Other Offices 1 Article II?Meetings of Stockholders 1 2.1 Place of Meetings 1 2.2 Annual Meeting 1 2.3 Special Meetings 1 2.4 Notice of Stockholders? Meetings 1 2.5 Quorum 2 2.6 Adjournments and Postponements 2 2.7 Conduct of Business 2 2.8 Voting 3 2.9 Record Da |
|
| June 13, 2022 |
Symbotic Inc. 2022 Omnibus Incentive Compensation Plan. Exhibit 10.5 SYMBOTIC INC. 2022 OMNIBUS INCENTIVE COMPENSATION PLAN ARTICLE I GENERAL 1.1 Purpose The purpose of the Symbotic Inc. Omnibus Incentive Compensation Plan (as amended from time to time, the ?Plan?) is to help the Company (as hereinafter defined): (1) attract, retain and motivate key employees (including prospective employees), directors and consultants of Symbotic Inc., a Delaware corp |
|
| June 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2022 SYMBOTIC INC. (Exact name of registrant as specified in its charter) Delaware 001-40175 98-1572401 (State or other jurisdiction of incorporation or organization) |
|
| June 13, 2022 |
Exhibit 10.3 EXECUTION VERSION SYMBOTIC HOLDINGS LLC SECOND AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT Dated as of June 7, 2022 THE UNITS REPRESENTED BY THIS SECOND AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE ?SECURITIES ACT?), OR UNDER ANY OTHER APPLICABLE SECURITIES LAWS. ANY TRANSFER OF SUCH UNITS IS SUBJE |
|
| June 13, 2022 |
Letter from Marcum LLP to the Securities and Exchange Commission. Exhibit 16.1 June 10, 2022 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Symbotic Inc. (f/k/a SVF Investment Corp. 3) under Item 4.01 of its Form 8-K dated June 10, 2022. We agree with the statements concerning our Firm in such Form 8-K; we are not in a position to agree or disagree with other statements of Symbotic In |
|
| June 13, 2022 |
Exhibit 4.1 EXECUTION VERSION THIS WARRANT AND THE SECURITIES ISSUABLE ON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE U.S. SECURITIES ACT OF 1933 (THE ?SECURITIES ACT?), OR THE SECURITIES LAWS OF ANY STATE WITHIN THE UNITED STATES AND ACCORDINGLY MAY NOT BE, DIRECTLY OR INDIRECTLY, SOLD, OFFERED FOR SALE, PLEDGED, HYPOTHECATED, ASSIGNED OR OTHERWISE DISPOSED OF OR TRANSFERRED IN THE ABSENCE |
|
| June 13, 2022 |
Exhibit 10.6 FINAL FORM SYMBOTIC INC. 2022 OMNIBUS INCENTIVE COMPENSATION PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (this ?Award Agreement?), evidences an award of restricted stock units (the ?RSUs?) by and between Symbotic Inc., a Delaware corporation (the ?Company?) under the Symbotic Inc. 2022 Omnibus Incentive Compensation Plan (the ?Plan?). Capitali |
|
| June 13, 2022 |
Exhibit 10.4 INDEMNIFICATION AGREEMENT This INDEMNIFICATION AGREEMENT is made this [ ] day of [month], [year] (this ?Agreement?) by and between Symbotic Inc., a Delaware corporation (the ?Company?), and [ ] (?Indemnitee?). WHEREAS, the Company believes that in order to attract and retain highly competent persons to serve as directors or in other capacities, including as officers, it must, among ot |
|
| June 13, 2022 |
Exhibit 10.2 EXECUTION VERSION TAX RECEIVABLE AGREEMENT BY AND AMONG Symbotic Inc., Symbotic Holdings LLC AND TRA Parties DATED AS OF June 7, 2022 Table of Contents Page ARTICLE I DEFINITIONS Section 1.01. Definitions 2 ARTICLE II DETERMINATION OF REALIZED TAX BENEFIT Section 2.01. Tax Assets Schedule 9 Section 2.02. Tax Benefit Schedule 9 Section 2.03. Procedures, Amendments 9 Section 2.04. Closi |
|
| June 13, 2022 |
Symbotic Inc. 2022 Employee Stock Purchase Plan. Exhibit 10.8 SYMBOTIC INC. 2022 Employee Stock Purchase Plan (As approved by shareholders on June 3, 2022) 1. Purpose. The purpose of the 2022 Employee Stock Purchase Plan of Symbotic Inc. (as amended from time to time, the ?Plan?) is to promote the financial interests of Symbotic Inc., a Delaware corporation (formerly known as SVF Investment Corp. 3, a Cayman Islands exempted company) (together w |
|
| June 3, 2022 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2022 SVF INVESTMENT CORP. 3 (Exact name of registrant as specified in its charter) Cayman Islands 001-40175 98-1572401 (State or other jurisdiction of incorporation or |
|
| June 3, 2022 |
425 1 d337828d425.htm 425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2022 SVF INVESTMENT CORP. 3 (Exact name of registrant as specified in its charter) Cayman Islands 001-40175 98-1572401 (State or other jurisd |
|
| June 1, 2022 |
424B3 1 d293751d424b3.htm 424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-262529 PROXY STATEMENT FOR EXTRAORDINARY GENERAL MEETING OF SVF INVESTMENT CORP. 3 PROSPECTUS FOR 41,040,000 SHARES OF CLASS A COMMON STOCK OF SVF INVESTMENT CORP. 3 (AFTER ITS DOMESTICATION AS A CORPORATION INCORPORATED IN THE STATE OF DELAWARE AND RENAMING AS SYMBOTIC INC. IN CONNECTION WITH T |
|
| May 23, 2022 |
EX-FILING FEES 6 d535018dexfilingfees.htm EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables S-4 (Form Type) SVF Investment Corp. 3 (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered(2) Proposed Maximum Offering Price Per Unit(3) Maximum Agg |
|
| May 23, 2022 |
Table of Contents As filed with the Securities and Exchange Commission on May 23, 2022 Registration No. |
|
| May 23, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2022 SVF INVESTMENT CORP. 3 (Exact name of registrant as specified in its charter) Cayman Islands 001-40175 98-1572401 (State or other jurisdiction of incorporation or |
|
| May 23, 2022 |
Exhibit 10.33 EXECUTION VERSION CONFIDENTIAL INVESTMENT AND SUBSCRIPTION AGREEMENT This INVESTMENT AND SUBSCRIPTION AGREEMENT (this ?Agreement?) is being entered into as of December 12, 2021 (the ?Execution Date?), by and between Warehouse Technologies LLC, a New Hampshire limited liability company (?Warehouse Technologies?), and Walmart Inc., a Delaware corporation (?Walmart? and, together with W |
|
| May 23, 2022 |
Exhibit 99.1 Walmart and Symbotic Expand Partnership to Implement Industry-Leading Automation System Symbotic System to increase the speed, efficiency and safety at which products are distributed across Walmart?s 42 Regional Distribution Centers BENTONVILLE, Ark., & WILMINGTON, Mass., May 23, 2022 ? Symbotic LLC, a revolutionary A.I.-powered supply chain technology company, and Walmart Inc. announ |
|
| May 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2022 SVF INVESTMENT CORP. 3 (Exact name of registrant as specified in its charter) Cayman Islands 001-40175 98-1572401 (State or other jurisdiction of incorporation or |
|
| May 23, 2022 |
Exhibit 10.32 CONFIDENTIAL CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED AS PERMITTED BY THE RULES OF THE SECURITIES AND EXCHANGE COMMISSION BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) CUSTOMARILY AND ACTUALLY TREATED BY THE REGISTRANT AS PRIVATE OR CONFIDENTIAL. SECOND AMENDED AND RESTATED MASTER AUTOMATION AGREEMENT among Walmart Inc., Symbotic L |
|
| May 13, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to SVF INVESTMENT CORP. 3 (Exact name o |
|
| May 10, 2022 |
Exhibit 99.1 SVF Investment Corp. 3 Announces Effectiveness of Registration Statement for Business Combination with Symbotic Special meeting to approve transaction scheduled for June 3, 2022 SAN CARLOS, Calif., May 10, 2022 ? SVF Investment Corp. 3, a special purpose acquisition company (the ?Company? or ?SVF?) (NASDAQ: SVFC), announced today that the U.S. Securities and Exchange Commission (the ? |
|
| May 10, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2022 SVF INVESTMENT CORP. 3 (Exact name of registrant as specified in its charter) Cayman Islands 001-40175 98-1572401 (State or other jurisdiction of incorporation or |
|
| May 10, 2022 |
The following communication was made available by Symbotic Holdings LLC (?Symbotic?) in connection with the proposed business combination between Symbotic and SVF Investment Corp. |
|
| May 10, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2022 SVF INVESTMENT CORP. 3 (Exact name of registrant as specified in its charter) Cayman Islands 001-40175 98-1572401 (State or other jurisdiction of incorporation or |
|
| May 10, 2022 |
EX-99.2 Exhibit 99.2 ▪ ▪ ▪ ▪ ▪ |