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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Summer Infant Inc
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
| July 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File No. 001-33346 Summer Infant, Inc. (Exact name of registrant as specified in its cha |
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| June 22, 2022 |
As filed with the Securities and Exchange Commission on June 22, 2022 As filed with the Securities and Exchange Commission on June 22, 2022 Registration No. |
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| June 22, 2022 |
Second Amended and Restated By-Laws of Summer Infant, Inc. Exhibit 3.2 SECOND AMENDED AND RESTATED BY-LAWS OF SUMMER INFANT, INC. SECOND AMENDED AND RESTATED BY-LAWS OF SUMMER INFANT, INC. ARTICLE 1 - Stockholders 1.1 Place of Meetings. All meetings of stockholders shall be held at such place within or without the State of Delaware as may be designated from time to time by the Board of Directors or the president. The board of directors is authorized, in i |
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| June 22, 2022 |
As filed with the Securities and Exchange Commission on June 22, 2022 As filed with the Securities and Exchange Commission on June 22, 2022 Registration No. |
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| June 22, 2022 |
As filed with the Securities and Exchange Commission on June 22, 2022 As filed with the Securities and Exchange Commission on June 22, 2022 Registration No. |
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| June 22, 2022 |
As filed with the Securities and Exchange Commission on June 22, 2022 As filed with the Securities and Exchange Commission on June 22, 2022 Registration No. |
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| June 22, 2022 |
As filed with the Securities and Exchange Commission on June 22, 2022 As filed with the Securities and Exchange Commission on June 22, 2022 Registration No. |
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| June 22, 2022 |
Second Amended and Restated Certificate of Incorporation of Summer Infant, Inc. Exhibit 3.1 SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF SUMMER INFANT, INC. ARTICLE I The name of the Corporation is Summer Infant, Inc. ARTICLE II The address of the Corporation?s registered office in the State of Delaware is 251 Little Falls Drive, in the City of Wilmington, County of New Castle, Delaware, 19808. The name of its registered agent at such address is: Corporation Se |
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| June 22, 2022 |
As filed with the Securities and Exchange Commission on June 22, 2022 As filed with the Securities and Exchange Commission on June 22, 2022 Registration No. |
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| June 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 22, 2022 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdiction o |
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| June 22, 2022 |
As filed with the Securities and Exchange Commission on June 22, 2022 As filed with the Securities and Exchange Commission on June 22, 2022 Registration No. |
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| June 22, 2022 |
As filed with the Securities and Exchange Commission on June 22, 2022 As filed with the Securities and Exchange Commission on June 22, 2022 Registration No. |
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| June 22, 2022 |
As filed with the Securities and Exchange Commission on June 22, 2022 As filed with the Securities and Exchange Commission on June 22, 2022 Registration No. |
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| June 16, 2022 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 16, 2022 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdiction o |
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| June 16, 2022 |
SUMR Brands Stockholders Approve Acquisition by Kids2 Exhibit 99.1 SUMR Brands Stockholders Approve Acquisition by Kids2 WOONSOCKET, R.I., June 16, 2022 - Summer Infant, Inc., doing business as SUMR Brands (?SUMR Brands? or the ?Company?) (NASDAQ: SUMR), today announced that its stockholders have voted at a special meeting to adopt the previously announced definitive merger agreement pursuant to which the Company will be acquired by Kids2, Inc. The f |
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| June 6, 2022 |
Exhibit 10.1 June 1, 2022 Summer Infant, Inc. 1275 Park East Drive Woonsocket, RI 02895 Attn: Bruce Meier Chief Financial Officer Re: Third Amended and Restated Loan and Security Agreement Dear Mr. Meier: Reference is hereby made to the Third Amended and Restated Loan and Security Agreement dated as of October 15, 2020 (as amended, restated, supplemented or otherwise modified from time to time, th |
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| June 6, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 1, 2022 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdiction of |
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| June 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of Commission Only (as permitted by Rule 14a-6(e)( |
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| June 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 31, 2022 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdiction of |
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| May 17, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 17, 2022 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdiction of |
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| May 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 17, 2022 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdiction of |
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| May 17, 2022 |
Press release dated May 17, 2022. EXHIBIT 99.1 PRESS RELEASE SUMR Brands Reports 2022 First Quarter Results Transaction with Kids2 Targeted to Close in Second Quarter WOONSOCKET, R.I., May 17, 2022 ? SUMR Brands ("SUMR Brands" or the "Company") (NASDAQ: SUMR), a global leader in premium infant and juvenile products, today announced financial results for the fiscal first quarter ended April 2, 2022. Recent Highlights ? Net sales we |
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| May 17, 2022 |
EXHIBIT 99.1 PRESS RELEASE SUMR Brands Reports 2022 First Quarter Results Transaction with Kids2 Targeted to Close in Second Quarter WOONSOCKET, R.I., May 17, 2022 ? SUMR Brands ("SUMR Brands" or the "Company") (NASDAQ: SUMR), a global leader in premium infant and juvenile products, today announced financial results for the fiscal first quarter ended April 2, 2022. Recent Highlights ? Net sales we |
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| May 16, 2022 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549? SCHEDULE 14A (Rule 14a-101)? Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.????????) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of Commission Only (a |
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| May 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 6, 2022 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdiction of |
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| May 9, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 6, 2022 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdiction of |
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| May 6, 2022 |
May 6, 2022 Via EDGAR Submission Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N. |
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| May 6, 2022 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549? SCHEDULE 14A (Rule 14a-101)? Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.????????) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of Commission Only (a |
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| April 19, 2022 |
Exhibit 10.1 EXECUTION COPY AMENDMENT NO. 2 TO LOAN AND SECURITY AGREEMENT This AMENDMENT NO. 2 TO LOAN AND SECURITY AGREEMENT (this ?Amendment?) is dated as of April 18, 2022, by and among SUMMER INFANT, INC. (the ?Company?) and SUMMER INFANT (USA), INC. (together with the Company, ?Borrowers?), the guarantors from time to time party to the Loan Agreement referenced below (?Guarantors?, and toget |
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| April 19, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 18, 2022 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdiction |
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| April 8, 2022 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549? SCHEDULE 14A (Rule 14a-101)? Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.????????) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of Commission Only (a |
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| April 8, 2022 |
EX-FILING FEES Calculation of Filing Fee Tables SCHEDULE 14A (Form Type) SUMMER INFANT, INC (Exact Name of Registrant as Specified in its Charter) N/A (Translation of Registrant?s Name into English) Table 1: Transaction Valuation Proposed Maximum Aggregate Value of Transaction Fee rate Amount of Filing Fee** Fees to Be Paid $ 26,224,532. |
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| April 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 1, 2022 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-33346 |
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| March 22, 2022 |
SUMR / Summer Infant, Inc. / WYNNEFIELD PARTNERS SMALL CAP VALUE LP I - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 12) Under the Securities Exchange Act of 1934 SUMMER INFANT, INC. ‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾ (Name of Issuer) Common Stock, $0.0001 par value ‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾ |
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| March 22, 2022 |
VOTING AND SUPPORT AGREEMENT This VOTING AND SUPPORT AGREEMENT (this ?Agreement?) is entered into as of March 16, 2022, by and between the undersigned stockholder (?Stockholder?) of Summer Infant, Inc. |
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| March 17, 2022 |
Joint Press Release of the Company and Parent dated March 16, 2022 Exhibit 99.2 PRESS RELEASE Kids2, Inc. to Acquire SUMR Brands WOONSOCKET, R.I., March 16, 2022 ? Summer Infant, Inc., doing business as SUMR Brands ("SUMR Brands" or the "Company") (NASDAQ: SUMR), a leader in premium infant and juvenile products, today announced that it and Kids2, Inc. (?Kids2?), a global company that designs solutions to help early-stage parents and families, have entered into a |
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| March 17, 2022 |
Exhibit 10.3 PROPRIETARY AND CONFIDENTIAL Fourth Amendment to Engagement Letter This Fourth Amendment (the ?Fourth Amendment?) is to the Interim Chief Executive Officer Services Engagement Letter, effective as of December 9, 2019 and amended on February 28, 2020, November 30, 2020 and January 3, 2022, between Riveron RTS, LLC (successor by merger to Winter Harbor LLC) (?Riveron?) and Summer Infant |
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| March 17, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 17, 2022 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdiction |
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| March 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of Commission Only (as permitted by Rule 14a-6(e)( |
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| March 17, 2022 |
Exhibit 10.2 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY [***], HAS BEEN OMITTED PURSUANT TO REGULATION S-K, ITEM 601(b)(10) BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. AMENDMENT NO. 1 TO LOAN AND SECURITY AGREEMENT This AMENDMENT NO. 1 TO LOAN AND SECURITY AGREEMENT (this ?Amendment?) is dated as of March 16 |
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| March 17, 2022 |
Exhibit 10.7 ? December 15, 2021 ? Summer Infant, Inc. 1275 Park East Drive Woonsocket, RI 02895 Attn:Bruce Meier Chief Financial Officer ? Re: Third Amended and Restated Loan and Security Agreement ? Dear Mr. Meier: ? Reference is hereby made to the Third Amended and Restated Loan and Security Agreement dated as of October 15, 2020 (as amended, restated, supplemented or otherwise modified from ti |
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| March 17, 2022 |
Summer Infant, Inc. Amended and Restated Change in Control Plan Exhibit 10.4 SUMMER INFANT, INC. AMENDED AND RESTATED CHANGE IN CONTROL PLAN The Company hereby adopts the Summer Infant, Inc. Amended and Restated Change in Control Plan for the benefit of certain employees of the Company and its Affiliates, on the terms and conditions set forth in this plan. Capitalized terms are defined in Section 1. Section 1. DEFINITIONS. As used herein: 1.1 ?Affiliate? shall |
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| March 17, 2022 |
Summer Infant, Inc. Amended and Restated Change in Control Plan Exhibit 10.4 SUMMER INFANT, INC. AMENDED AND RESTATED CHANGE IN CONTROL PLAN The Company hereby adopts the Summer Infant, Inc. Amended and Restated Change in Control Plan for the benefit of certain employees of the Company and its Affiliates, on the terms and conditions set forth in this plan. Capitalized terms are defined in Section 1. Section 1. DEFINITIONS. As used herein: 1.1 ?Affiliate? shall |
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| March 17, 2022 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among Kids2, Inc. Project Abacus Acquisition Corp. and Summer Infant, Inc. Dated as of March 16, 2022 Table Of Contents Page Article I THE MERGER 2 1.1 The Merger 2 1.2 The Surviving Corporation of the Merger 2 1.3 General Effects of the Merger 3 1.4 Effect of the Merger on Capital Stock of the Merging Corporations 3 1.5 Further Action 6 1.6 No Furth |
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| March 17, 2022 |
Exhibit 10.1 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY [***], HAS BEEN OMITTED PURSUANT TO REGULATION S-K, ITEM 601(b)(10) BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. AMENDMENT NO. 2 TO THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This AMENDMENT NO. 2 TO THIRD AMENDED AND RESTATED LOAN AND SECURIT |
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| March 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 16, 2022 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdiction |
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| March 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 16, 2022 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdiction |
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| March 17, 2022 |
Exhibit 99.1 PRESS RELEASE SUMR Brands Reports 2021 Fourth Quarter Results Transaction with Kids2 Approved by Company?s Board of Directors; Closing Expected Second Quarter WOONSOCKET, R.I., March 16, 2022 ? SUMR Brands ("SUMR Brands" or the "Company") (NASDAQ: SUMR), a global leader in premium infant and juvenile products, today announced financial results for the fiscal fourth quarter ended Janua |
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| March 17, 2022 |
SUMR BRANDS 2021 FOURTH QUARTER CONFERENCE CALL March 17, 2022 9am EASTERN Exhibit 99.1 SUMR BRANDS 2021 FOURTH QUARTER CONFERENCE CALL March 17, 2022 9am EASTERN Operator: Good morning ladies and gentlemen and welcome to the SUMR Brands Fourth Quarter conference call. At this time, all participants are in a listen-only mode. Following management?s prepared remarks, we?ll hold a Q&A session. To ask a question, please press star followed by 1 on your touch-tone phone. If |
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| March 17, 2022 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among Kids2, Inc. Project Abacus Acquisition Corp. and Summer Infant, Inc. Dated as of March 16, 2022 Table Of Contents Page Article I THE MERGER 2 1.1 The Merger 2 1.2 The Surviving Corporation of the Merger 2 1.3 General Effects of the Merger 3 1.4 Effect of the Merger on Capital Stock of the Merging Corporations 3 1.5 Further Action 6 1.6 No Furth |
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| March 17, 2022 |
Exhibit 10.1 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY [***], HAS BEEN OMITTED PURSUANT TO REGULATION S-K, ITEM 601(b)(10) BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. AMENDMENT NO. 2 TO THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This AMENDMENT NO. 2 TO THIRD AMENDED AND RESTATED LOAN AND SECURIT |
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| March 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 17, 2022 |
Kids2, Inc. to Acquire SUMR Brands Exhibit 99.2 PRESS RELEASE Kids2, Inc. to Acquire SUMR Brands WOONSOCKET, R.I., March 16, 2022 ? Summer Infant, Inc., doing business as SUMR Brands ("SUMR Brands" or the "Company") (NASDAQ: SUMR), a leader in premium infant and juvenile products, today announced that it and Kids2, Inc. (?Kids2?), a global company that designs solutions to help early-stage parents and families, have entered into a |
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| March 17, 2022 |
Press Release of the Company dated March 16, 2022 Exhibit 99.1 PRESS RELEASE SUMR Brands Reports 2021 Fourth Quarter Results Transaction with Kids2 Approved by Company?s Board of Directors; Closing Expected Second Quarter WOONSOCKET, R.I., March 16, 2022 ? SUMR Brands ("SUMR Brands" or the "Company") (NASDAQ: SUMR), a global leader in premium infant and juvenile products, today announced financial results for the fiscal fourth quarter ended Janua |
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| March 17, 2022 |
Exhibit 10.3 PROPRIETARY AND CONFIDENTIAL Fourth Amendment to Engagement Letter This Fourth Amendment (the ?Fourth Amendment?) is to the Interim Chief Executive Officer Services Engagement Letter, effective as of December 9, 2019 and amended on February 28, 2020, November 30, 2020 and January 3, 2022, between Riveron RTS, LLC (successor by merger to Winter Harbor LLC) (?Riveron?) and Summer Infant |
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| March 17, 2022 |
Exhibit 10.2 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY [***], HAS BEEN OMITTED PURSUANT TO REGULATION S-K, ITEM 601(b)(10) BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. AMENDMENT NO. 1 TO LOAN AND SECURITY AGREEMENT This AMENDMENT NO. 1 TO LOAN AND SECURITY AGREEMENT (this ?Amendment?) is dated as of March 16 |
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| March 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of Commission Only (as permitted by Rule 14a-6(e)( |
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| February 14, 2022 |
SUMR / Summer Infant, Inc. / Maynard Jason Edward - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* SUMMER INFANT, INC. (Name of Issuer) Common Stock, Par Value $0.0001 (Title of Class of Securities) 865646301 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| January 31, 2022 |
EX-10.1 2 tm224843d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY [***], HAS BEEN OMITTED PURSUANT TO REGULATION S-K, ITEM 601(b)(10) BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. EXECUTION VERSION This agreement and the rights and obligations evidenced hereby (INCLUDING ALL L |
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| January 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 28, 2022 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdictio |
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| January 31, 2022 |
Exhibit 10.2 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY [***], HAS BEEN OMITTED PURSUANT TO REGULATION S-K, ITEM 601(b)(10) BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. Execution Version AMENDMENT NO. 1 TO THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This AMENDMENT NO. 1 TO THIRD AMENDED AND RESTATE |
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| January 7, 2022 |
Exhibit 10.1 PROPRIETARY AND CONFIDENTIAL Third Amendment to Engagement Letter This Third Amendment (the ?Third Amendment?) is to the Interim Chief Executive Officer Services Engagement Letter, effective as of December 9, 2019, and amended on February 28, 2020 and November 30, 2020, between Riveron RTS, LLC (formerly Winter Harbor LLC) ("Riveron") and Summer Infant, Inc. and its various affiliates |
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| January 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 3, 2022 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdiction |
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| November 10, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2021 SUMMER INFANT, INC. (Exact name of registrant as specified in its charter) Delaware 001-33346 20-1994619 (State or Other Jurisdiction of Incorporation) (Commission F |
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| November 10, 2021 |
EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 SUMR Brands Reports 2021 Third Quarter Results Revenue Growth Both Sequentially & Year-over-Year; EPS $0.12 Management of Supply Chain Issues Continues WOONSOCKET, R.I., Nov. 10, 2021 (GLOBE NEWSWIRE) - SUMR Brands ("SUMR Brands" or the "Company") (NASDAQ: SUMR), a global leader in premium infant and juvenile products, today announced financial resul |
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| November 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 10, 2021 |
Exhibit 10.1 August 27, 2021 Summer Infant, Inc. 1275 Park East Drive Woonsocket, RI 02895 Attn: Bruce Meier Chief Financial Officer Re: Third Amended and Restated Loan and Security Agreement Dear Mr. Meier: Reference is hereby made to the Third Amended and Restated Loan and Security Agreement dated as of October 15, 2020 (as amended, restated, supplemented or otherwise modified from time to time, |
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| November 10, 2021 |
EX-10.2 3 sumr-20210930xex10d2.htm EXHIBIT-10.2 Exhibit 10.2 September 22, 2021 Summer Infant, Inc. 1275 Park East Drive Woonsocket, RI 02895 Attn: Bruce Meier Chief Financial Officer Re: Third Amended and Restated Loan and Security Agreement Dear Mr. Meier: Reference is hereby made to the Third Amended and Restated Loan and Security Agreement dated as of October 15, 2020 (as amended, restated, su |
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| August 16, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 16, 2021 SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| August 16, 2021 |
EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 SUMR Brands Reports 2021 Second Quarter Results Supply Chain Challenges Remain; Top Line Outlook Improving; Strong Demand for Products Continues WOONSOCKET, R.I., Aug. 16, 2021 (GLOBE NEWSWIRE) - SUMR Brands ("SUMR Brands" or the "Company") (NASDAQ: SUMR), a global leader in premium infant and juvenile products, today announced financial results for |
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| August 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 25, 2021 |
As filed with the Securities and Exchange Commission on May 25, 2021 As filed with the Securities and Exchange Commission on May 25, 2021 Registration No. |
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| May 20, 2021 |
Amended and Restated 2012 Incentive Compensation Plan EX-10.1 2 tm2117022d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 SUMMER INFANT, INC. AMENDED AND RESTATED 2012 INCENTIVE COMPENSATION PLAN (Amended and restated as of May 19, 2021) RECITALS WHEREAS, the Board of Directors of Summer Infant, Inc., a Delaware corporation (the “Company”), adopted, with stockholder approval, the 2012 Incentive Compensation Plan on June 14, 2012, which was amended, with stockh |
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| May 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 19, 2021 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdiction of |
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| May 18, 2021 |
Exhibit 10.1 [Bank of America letterhead] April 16, 2021 Summer Infant, Inc. 1275 Park East Drive Woonsocket, RI 02895 Attn: Bruce Meier Chief Financial Officer Re: Third Amended and Restated Loan and Security Agreement Dear Mr. Meier: Reference is hereby made to the Third Amended and Restated Loan and Security Agreement dated as of October 15, 2020 (as amended, restated, supplemented or otherwise |
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| May 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended April 3, 2021 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 001-33346 Summer Infant, Inc. (Exa |
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| May 18, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 18, 2021 SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| May 18, 2021 |
EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 SUMR Brands Reports 2021 First Quarter Results First Quarter EPS $0.12; Deleveraging Continues; Company Working Through Supply Chain Challenges WOONSOCKET, R.I., May 18, 2021 (GLOBE NEWSWIRE) - SUMR Brands ("SUMR Brands" or the "Company") (NASDAQ: SUMR), a global leader in premium infant and juvenile products, today announced financial results for th |
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| April 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. []) Filed by the Registrant x Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Def |
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| March 25, 2021 |
SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* SUMMER INFANT, INC. (Name of Issuer) Common Stock, Par Value $0.0001 (Title of Class of Securities) 865646301 (CUSIP Number) March 22, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| March 16, 2021 |
EX-21.1 2 tm211032d1ex21-1.htm EXHIBIT 21.1 Exhibit 21.1 List of Subsidiaries of Summer Infant, Inc. Name of Entity Jurisdiction of Incorporation or Formation Summer Infant (USA), Inc. Rhode Island Summer Infant Europe, Ltd. United Kingdom Summer Infant Asia, Ltd. Hong Kong Summer Infant Canada, Limited Canada |
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| March 16, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): March 16, 2021 SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| March 16, 2021 |
EXHIBIT 99.1 SUMR Brands Reports Fourth Quarter and Fiscal Year 2020 Results Full Year Net Loss of $1.1 Million; Adjusted EBITDA of $12.2 Million, Up 72% over Fiscal 2019; Debt Reduced by $17.7 Million, to $30.9 Million WOONSOCKET, R.I., March 16, 2021 (GLOBE NEWSWIRE) - SUMR Brands ("SUMR Brands" or the "Company") (NASDAQ: SUMR), a global leader in premium infant and juvenile products, today anno |
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| March 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 2, 2021 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-33346 SUMMER INFANT, INC. |
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| February 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 15, 2021 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdicti |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| December 1, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 30, 2020 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdicti |
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| December 1, 2020 |
Exhibit 10.1 Proprietary and Confidential Second Amendment to Engagement Letter This Second Amendment (the “Second Amendment”) is to the Interim Chief Executive Officer Services Engagement Letter, dated December 6, 2019 and effective as of December 9, 2019, and amended on February 28, 2020 (the “First Amendment”), between Winter Harbor LLC (“Winter Harbor”) and Summer Infant, Inc. and its various |
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| November 10, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 10, 2020 SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other Jurisdiction of Incorporation) (Commission File |
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| November 10, 2020 |
SUMR Brands Reports Third Quarter Results Debt Refinancing Completed EXHIBIT 99.1 SUMR Brands Reports Third Quarter Results Debt Refinancing Completed WOONSOCKET, R.I., Nov. 10, 2020 (GLOBE NEWSWIRE) - SUMR Brands ("SUMR Brands" or the "Company") (NASDAQ: SUMR), a global leader in premium infant and juvenile products, today announced financial results for the third quarter ended September 26, 2020. Recent Highlights SUMR Brands reported net sales of $40.7 million i |
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| November 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 26, 2020 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 001-33346 Summer Infant, Inc. |
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| October 16, 2020 |
EXHIBIT 10.1 Execution Copy SUMMER INFANT, INC., and SUMMER INFANT (USA), INC., as Borrowers, and THE GUARANTORS FROM TIME TO TIME PARTY HERETO THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT Dated as of October 15, 2020 CERTAIN FINANCIAL INSTITUTIONS, as Lenders and BANK OF AMERICA, N.A., as Agent TABLE OF CONTENTS Page Section 1. DEFINITIONS; RULES OF CONSTRUCTION 1 1.1. Definitions 1 1.2 |
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| October 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 15, 2020 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdictio |
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| October 1, 2020 |
Exhibit 10.1 May 12, 2020 Private and Confidential Edmund J. Schwartz 22 Avon Road Warren, New Jersey 07059 Dear Ed: Further to our recent discussions, this letter agreement (this “Letter”) sets forth the terms of your consulting arrangement with Summer Infant, Inc. and Summer Infant (USA). Inc. (together, “Summer”), to commence on May 12, 2020. Initially, you will be engaged as a consultant to th |
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| October 1, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 29, 2020 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other Jurisdiction of Incorporation) (Commission File |
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| October 1, 2020 |
Exhibit 10.2 September 29, 2020 Edmund J. Schwartz 22 Avon Road Warren, New Jersey 07059 Dear Ed: This letter shall serve to amend the terms of the letter agreement, dated May 12, 2020 (the “ Letter Agreement”), among you, Summer Infant, Inc. and Summer Infant (USA), Inc. (together, the “Company”) in regards to your consulting arrangement with the Company (this “Amendment”). The Letter Agreement i |
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| September 10, 2020 |
Submission of Matters to a Vote of Security Holders - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 9, 2020 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdicti |
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| August 11, 2020 |
Exhibit 10.4 July 14, 2020 Summer Infant, Inc. 1275 Park East Drive Woonsocket, RI 02895 Attn: Ed Schwartz Chief Financial Officer Re: ABL Credit Agreement and Term Loan Agreements Gentlemen: Reference is hereby made to the following agreements: (a) the Second Amended and Restated Loan and Security Agreement dated as of June 28, 2018 (as previously amended and as the same may be further amended, |
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| August 11, 2020 |
EXHIBIT 10.6 AMENDMENT NO. 5 TO TERM LOAN AND SECURITY AGREEMENT This AMENDMENT NO 5 TO TERM LOAN AND SECURITY AGREEMENT (this “Amendment”) is dated as of August 10, 2020 by and among SUMMER INFANT, INC. and SUMMER INFANT (USA), INC., as “Borrowers” (“Borrowers”), the guarantors from time to time party to the Loan Agreement referenced below (“Guarantors”, and together with Borrowers, “Obligors”), |
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| August 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 27, 2020 ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 001-33346 Summer Infant, Inc. (Exa |
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| August 11, 2020 |
EXHIBIT 99.1 SUMR Brands Reports Second Quarter Results Company Earns $0.61 Per Share; Restructuring on Track; Debt Reduced by More than $9 Million as Outlook Strengthens WOONSOCKET, R.I., Aug. 11, 2020 (GLOBE NEWSWIRE) - SUMR Brands ("SUMR Brands" or the "Company") (NASDAQ: SUMR), a global leader in premium infant and juvenile products, today announced financial results for the second quarter end |
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| August 11, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 11, 2020 SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| August 11, 2020 |
Exhibit 10.3 SUMMER INFANT, INC. CHANGE IN CONTROL PLAN (as amended through may 11, 2020) The Company hereby adopts the Summer Infant, Inc. Change in Control Plan for the benefit of certain employees of the Company and its Affiliates, on the terms and conditions set forth in this plan. Capitalized terms are defined in Section 1. Section 1. DEFINITIONS. As used herein: 1.1 “Affiliate” shall have th |
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| August 11, 2020 |
Exhibit 10.5 AMENDMENT NO. 6 TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This AMENDMENT NO. 6 TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Amendment”) is dated as of August 10, 2020 by and among SUMMER INFANT, INC. (the “Company”) and SUMMER INFANT (USA), INC. (together with the Company, “Borrowers”), the guarantors from time to time party to the Loan Agreement |
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| July 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 23, 2020 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdiction o |
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| July 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| June 12, 2020 |
865646301 / SUMMER INFANT INC / Plaisance Capital Llc Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| May 22, 2020 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 11, 2020 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other Jurisdiction of Incorporation) (Co |
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| May 22, 2020 |
EXHIBIT 99.1 PRESS RELEASE SUMR Brands Reports First Quarter Results Restructuring Exceeding Expectations; Company Managing Well Through COVID-19 WOONSOCKET, R.I., May 12, 2020 – SUMR Brands ("SUMR Brands" or the "Company") (NASDAQ: SUMR), a global leader in premium infant and juvenile products, today announced financial results for the first quarter ended March 28, 2020. Recent Highlights • Net s |
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| May 12, 2020 |
EXHIBIT 10.6 PATHLIGHT CAPITAL LLC 18 Shipyard Drive, Suite 2C Hingham, MA 02043 March 24, 2020 Summer Infant (USA), Inc. 1275 Park East Drive Woonsocket, RI 02895 Attn: Stuart Noyes, CEO Re: Loan Arrangement with Summer Infant, Inc., et al. Reference is made to that certain Term Loan and Security Agreement, dated as of June 28, 2018 (as amended, restated, supplemented or otherwise modified from t |
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| May 12, 2020 |
EXHIBIT 10.7 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY [***], HAS BEEN OMITTED PURSUANT TO REGULATION S-K, ITEM 601(b)(10) BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. AMENDMENT NO. 5 TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This AMENDMENT NO 5 TO SECOND AMENDED AND RESTATED LOAN AND SECURI |
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| May 12, 2020 |
Exhibit 10.1 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY [***], HAS BEEN OMITTED PURSUANT TO REGULATION S-K, ITEM 601(b)(10) BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. PROPRIETARY AND CONFIDENTIAL Amendment to Engagement Letter This Amendment (the “Amendment”) is to the Interim Chief Executive Officer Servic |
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| May 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 28, 2020 o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 001-33346 Summer Infant, Inc. (Ex |
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| May 12, 2020 |
EXHIBIT 99.1 SUMR Brands Reports First Quarter Results Restructuring Exceeding Expectations; Company Managing Well Through COVID-19 WOONSOCKET, R.I., May 12, 2020 (GLOBE NEWSWIRE) - SUMR Brands ("SUMR Brands" or the "Company") (NASDAQ: SUMR), a global leader in premium infant and juvenile products, today announced financial results for the first quarter ended March 28, 2020. Recent Highlights Net |
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| May 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 11, 2020 SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| May 12, 2020 |
EXHIBIT 10.8 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY [***], HAS BEEN OMITTED PURSUANT TO REGULATION S-K, ITEM 601(b)(10) BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. April 28, 2020 Summer Infant, Inc. 1275 Park East Drive Woonsocket, RI 02895 Attn: Paul Francese Chief Financial Officer Re: Pathlight Capita |
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| April 30, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 24, 2020 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| April 30, 2020 |
EXHIBIT 10.1 THIRD AMENDMENT TO LEASE This Third Amendment to Lease (“Third Amendment”) is made this 24th day of April, 2020 by and between Faith Realty II, LLC (“Landlord”) and Summer Infant (USA), Inc. (“Tenant”), and is effective as of May 1, 2020 (the “Effective Date”). BACKGROUND The Landlord and Tenant entered into that certain Lease dated March 24, 2009 (“Initial Lease”), which was amended |
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| April 24, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 28, 2019 Or o TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission |
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| March 18, 2020 |
SUMR / Summer Infant, Inc. 10-K - Annual Report - 10-K Use these links to rapidly review the document TABLE OF CONTENT Summer Infant, Inc. |
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| March 18, 2020 |
EX-3.1 2 a2240918zex-31.htm EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF SUMMER INFANT, INC. (Conformed copy incorporating all amendments through March 12, 2020) Pursuant to Section 245 of the Delaware General Corporation Law FIRST: The name of the corporation is “Summer Infant, Inc.” (hereinafter sometimes referred to as the “Corporation”). SECOND: The registered office |
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| March 18, 2020 |
Exhibit 4.2 DESCRIPTION OF THE COMPANY’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Summer Infant, Inc. (the “Company,” “we,” “our,” or “us”) has one class of securities, its common stock, par value $0.0001 per share, registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended. Description of Common Stock The following summary descr |
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| March 18, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): March 18, 2020 SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| March 18, 2020 |
EXHIBIT 99.1 SUMR Brands Reports Fourth Quarter Results Improved Fourth Quarter Performance; $1.8 Million of Tariff Refunds Granted; Broad Restructuring Underway WOONSOCKET, R.I., March 18, 2020 (GLOBE NEWSWIRE) - SUMR Brands ("SUMR Brands" or the "Company") (NASDAQ: SUMR), a global leader in premium infant and juvenile products, today announced financial results for the fourth quarter and fiscal |
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| March 18, 2020 |
Exhibit 10.16 PROPRIETARY AND CONFIDENTIAL December 6, 2019 Robin Marino Chairwoman of the Board Summer Infant, Inc. 1275 Park East Drive Woonsocket, RI 02895 Re: Interim Chief Executive Officer Dear Ms. Marino: This letter, together with the attached General Business Terms (collectively, the “Agreement”), confirms and sets forth the terms and conditions of the engagement of Winter Harbor LLC (“we |
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| March 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 10, 2020 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdiction |
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| March 12, 2020 |
EX-10.1 3 tm2012475d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY [***], HAS BEEN OMITTED PURSUANT TO REGULATION S-K, ITEM 601(b)(10) BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. AMENDMENT NO. 4 TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This AMENDMENT NO 4 T |
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| March 12, 2020 |
Exhibit 10.2 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY [***], HAS BEEN OMITTED PURSUANT TO REGULATION S-K, ITEM 601(b)(10) BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. AMENDMENT NO. 4 TO TERM LOAN AND SECURITY AGREEMENT This AMENDMENT NO 4 TO TERM LOAN AND SECURITY AGREEMENT (this “Amendment”) is dated as of |
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| March 12, 2020 |
Exhibit 99.1 PRESS RELEASE SUMR Brands Announces Implementation of Reverse Stock Split One-for-Nine Stock Consolidation to Take Effect March 16, 2020 WOONSOCKET, R.I., March 12, 2020 – SUMR Brands ("SUMR Brands" or the "Company") (NASDAQ: SUMR), a global leader in premium infant and juvenile products, today announced that it has filed a Certificate of Amendment to its Amended and Restated Certific |
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| March 12, 2020 |
Certificate of Amendment to Amended and Restated Certificate of Incorporation of Summer Infant, Inc. EX-3.1 2 tm2012475d1ex3-1.htm EXHIBIT 3.1 Exhibit 3.1 Certificate of Amendment to Amended and Restated Certificate of Incorporation of Summer Infant, Inc. Pursuant to Section 242 of the General Corporation Law of the State of Delaware Summer Infant, Inc. (hereinafter, the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delawar |
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| March 5, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 5, 2020 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdiction o |
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| March 3, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 28, 2020 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdicti |
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| January 23, 2020 |
SUMR / Summer Infant, Inc. DEF 14A - - DEF 14A QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 17, 2020 |
Exhibit 10.2 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY [***], HAS BEEN OMITTED PURSUANT TO REGULATION S-K, ITEM 601(b)(10) BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. AMENDMENT NO. 3 TO TERM LOAN AND SECURITY AGREEMENT This AMENDMENT NO 3 TO TERM LOAN AND SECURITY AGREEMENT (this “Amendment”) is dated as of |
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| January 17, 2020 |
EX-10.1 2 tm203736d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY [***], HAS BEEN OMITTED PURSUANT TO REGULATION S-K, ITEM 601(b)(10) BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. AMENDMENT NO. 3 TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This AMENDMENT NO. 3 T |
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| January 17, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 JANUARY 17, 2020 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdictio |
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| January 13, 2020 |
SUMR / Summer Infant, Inc. PRE 14A - - PRE 14A QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 10, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 9, 2019 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdictio |
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| November 20, 2019 |
EX-10.1 2 tm1923445d2ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 SEPARATION AGREEMENT AND GENERAL RELEASE This Separation Agreement and General Release (“Agreement”) is made this 19th day of November, 2019, by and among Summer Infant (USA), Inc. (“SI USA”), Summer Infant, Inc. (“SII”, and together with SI USA the “Company”) and Mark Messner (“Messner”). RECITALS This Agreement is made in light of, and in |
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| November 20, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 19, 2019 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdicti |
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| November 12, 2019 |
SUMR / Summer Infant, Inc. 10-Q - Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 28, 2019 o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 001-33346 S |
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| November 12, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 12, 2019 SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other Jurisdiction of Incorporation) (Commission File |
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| November 12, 2019 |
EXHIBIT 99.1 SUMR Brands Reports Third Quarter Results Debt & Inventory Further Reduced; Strategic Advisor Engaged WOONSOCKET, R.I., Nov. 12, 2019 (GLOBE NEWSWIRE) - SUMR Brands ("SUMR Brands" or the "Company") (NASDAQ: SUMR), a global leader in premium infant and juvenile products, today announced financial results for the third quarter ended September 28, 2019. Recent Highlights Net sales were $ |
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| November 5, 2019 |
EXHIBIT 10.2 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY [***], HAS BEEN OMITTED PURSUANT TO REGULATION S-K, ITEM 601(b)(10) BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. AMENDMENT NO. 2 TO TERM LOAN AND SECURITY AGREEMENT This AMENDMENT NO 2 TO TERM LOAN AND SECURITY AGREEMENT (this “Amendment”) is dated as of |
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| November 5, 2019 |
EX-10.1 2 a19-218851ex10d1.htm EX-10.1 EXHIBIT 10.1 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY [***], HAS BEEN OMITTED PURSUANT TO REGULATION S-K, ITEM 601(b)(10) BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. AMENDMENT NO. 2 TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This AMENDMENT NO. 2 TO SEC |
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| November 5, 2019 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 NOVEMBER 1, 2019 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdictio |
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| October 3, 2019 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 2, 2019 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdiction |
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| August 7, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 7, 2019 SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| August 7, 2019 |
EXHIBIT 99.1 SUMR Brands Reports Second Quarter Results Revenue Up 9% from First Quarter; Debt & Inventory Reduced WOONSOCKET, R.I., Aug. 07, 2019 (GLOBE NEWSWIRE) - SUMR Brands ("SUMR Brands" or the "Company") (NASDAQ: SUMR), a global leader in premium infant and juvenile products, today announced financial results for the second quarter ended June 29, 2019. Recent Highlights Net sales were $46.4 |
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| August 7, 2019 |
SUMR / Summer Infant, Inc. 10-Q - Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 29, 2019 o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 001-33346 Summer |
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| May 13, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 10, 2019 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdiction of |
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| May 7, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 7, 2019 SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| May 7, 2019 |
EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 SUMR Brands Reports First Quarter Results Demand Trends Point to Growth Momentum; Further Cost Reduction Actions Taken WOONSOCKET, R.I., May 07, 2019 (GLOBE NEWSWIRE) - SUMR Brands ("SUMR Brands" or the "Company") (NASDAQ: SUMR), a global leader in premium infant and juvenile products, today announced financial results for the first quarter ended Mar |
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| May 7, 2019 |
EX-10.1 2 a19-77321ex10d1.htm EX-10.1 Exhibit 10.1 EXECUTION AMENDMENT NO. 1 TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This AMENDMENT NO. 1 TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Amendment”) is dated as of March 25, 2019 by and among SUMMER INFANT, INC. and SUMMER INFANT (USA), INC., as “Borrowers” under the Loan Agreement referenced below (“Borrowers”), |
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| May 7, 2019 |
EX-10.2 3 a19-77321ex10d2.htm EX-10.2 Exhibit 10.2 EXECUTION COPY AMENDMENT NO. 1 TO TERM LOAN AND SECURITY AGREEMENT This AMENDMENT NO 1 TO TERM LOAN AND SECURITY AGREEMENT (this “Amendment”) is dated as of March 25, 2019 by and among SUMMER INFANT, INC. and SUMMER INFANT (USA), INC., as “Borrowers” (“Borrowers”), the guarantors from time to time party to the Loan Agreement referenced below (“Gua |
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| May 7, 2019 |
SUMR / Summer Infant, Inc. 10-Q Quarterly Report 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 30, 2019 o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 001-33346 Summe |
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| April 5, 2019 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 4, 2019 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdiction o |
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| April 3, 2019 |
SUMR / Summer Infant, Inc. DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. [ ]) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x De |
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| March 22, 2019 |
SUMR / Summer Infant, Inc. 10-K/A (Annual Report) QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 12, 2019 |
SUMR / Summer Infant, Inc. / WYNNEFIELD PARTNERS SMALL CAP VALUE LP I - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 11) Under the Securities Exchange Act of 1934 SUMMER INFANT, INC. ‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾ (Name of Issuer) Common Stock, $0.0001 par value ‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾ |
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| February 20, 2019 |
EXHIBIT 99.1 SUMR Brands Reports Fourth Quarter Results Begins Fiscal 2019 Better Positioned for Growth and Improved Operating Performance WOONSOCKET, R.I., Feb. 20, 2019 (GLOBE NEWSWIRE) - SUMR Brands ("SUMR Brands" or the "Company") (NASDAQ: SUMR), a global leader in premium infant and juvenile products, today announced financial results for the fourth quarter and twelve months ended December 29 |
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| February 20, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 20, 2019 SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other Jurisdiction of Incorporation) (Commission File |
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| February 20, 2019 |
Separation Agreement and General Release by and between the Registrant and William E. Mote, Jr. Exhibit 10.20 SEPARATION AGREEMENT AND GENERAL RELEASE This Separation Agreement and General Release (“Agreement”) is made this 27th day of November, 2018, by and among Summer Infant (USA), Inc. (“SI USA”), Summer Infant, Inc. (“SII”, and together with SI USA the “Company”) and William E. Mote, Jr. (“Mote”). RECITALS This Agreement is made in light of, and in consideration of, the following facts |
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| February 20, 2019 |
SUMR / Summer Infant, Inc. 10-K (Annual Report) Use these links to rapidly review the document TABLE OF CONTENTS INDEX TO FINANCIAL STATEMENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 20, 2019 |
Offer Letter by and between the Registrant and Paul Francese EX-10.19 2 a2237711zex-1019.htm EX-10.19 Exhibit 10.19 Private and Confidential November 21, 2018 By Email Paul Francese 28 Jamaica Court East Haven, Connecticut 06512 [email protected] Dear Paul: Further to our recent discussions in respect of your employment with Summer Infant (USA), Inc. (“Summer”), we are delighted to offer you the full-time position of Senior Vice President and Chief F |
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| December 11, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 5, 2018 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdictio |
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| November 28, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 25, 2018 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdicti |
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| October 31, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): October 31, 2018 SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| October 31, 2018 |
EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Summer Infant Reports Third Quarter Results Revenue $43.8 Million; $0.01 EPS; Higher Demand Offsetting TRU Impact WOONSOCKET, R.I., Oct. 31, 2018 (GLOBE NEWSWIRE) - Summer Infant, Inc. ("Summer Infant" or the "Company") (NASDAQ: SUMR), a global leader in premium infant and juvenile products, today announced financial results for the fiscal third quar |
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| October 31, 2018 |
SUMR / Summer Infant, Inc. 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 29, 2018 o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-33346 Su |
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| September 27, 2018 |
SUMR / Summer Infant, Inc. / Privet Fund LP - SCHEDULE 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* SUMMER INFANT, INC. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 865646103 (CUSIP Number) Privet Fund LP Attn: Ryan Levenson 79 West Paces Ferry Road, Suite 200B Atlanta, GA 30305 With a copy to: Rick Miller B |
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| August 28, 2018 |
SUMR / Summer Infant, Inc. / Privet Fund LP - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* SUMMER INFANT, INC. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 865646103 (CUSIP Number) Privet Fund LP Attn: Ryan Levenson 79 West Paces Ferry Road, Suite 200B Atlanta, GA 30305 With a copy to: Rick Miller B |
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| August 1, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 1, 2018 Summer Infant, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33346 20-1994619 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| August 1, 2018 |
EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Summer Infant Reports Second Quarter Results Sequential Revenue Growth; $0.02 EPS; Refinancing Strengthens Company WOONSOCKET, R.I., Aug. 01, 2018 (GLOBE NEWSWIRE) - Summer Infant, Inc. ("Summer Infant" or the "Company") (NASDAQ:SUMR), a global leader in premium infant and juvenile products, today announced financial results for the fiscal second qua |
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| August 1, 2018 |
SUMR / Summer Infant, Inc. 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2018 o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-33346 Summer |
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| June 29, 2018 |
EXHIBIT 10.2 CONFIDENTIAL TREATMENT REQUESTED Certain portions of this document have been omitted pursuant to a request for Confidential Treatment and, where applicable, have been marked with “[***]” to indicate where omissions have been made. The confidential material has been filed separately with the Securities and Exchange Commission. Execution Version TERM LOAN AND SECURITY AGREEMENT Dated as |
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| June 29, 2018 |
EXHIBIT 10.1 CONFIDENTIAL TREATMENT REQUESTED Certain portions of this document have been omitted pursuant to a request for Confidential Treatment and, where applicable, have been marked with “[***]” to indicate where omissions have been made. The confidential material has been filed separately with the Securities and Exchange Commission. Execution Copy SUMMER INFANT, INC., and SUMMER INFANT (USA) |
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| June 29, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 28, 2018 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdiction o |
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| May 11, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 10) Under the Securities Exchange Act of 1934 SUMMER INFANT, INC. ‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾ (Name of Issuer) Common Stock, $0.0001 par value ‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾ |
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| May 4, 2018 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 3, 2018 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdiction of |
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| May 2, 2018 |
SUMR / Summer Infant, Inc. FORM 8-K (Current Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 2, 2018 Summer Infant, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33346 20-1994619 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| May 2, 2018 |
EXHIBIT 99.1 Summer Infant Reports First Quarter Results Strong Margins, Product Introductions and Streamlining Measures Boost Outlook WOONSOCKET, R.I., May 02, 2018 (GLOBE NEWSWIRE) - Summer Infant, Inc. ("Summer Infant" or the "Company") (NASDAQ:SUMR), a global leader in premium infant and juvenile products, today announced financial results for the fiscal first quarter ended March 31, 2018 “Dur |
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| May 2, 2018 |
SUMR / Summer Infant, Inc. 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2018 o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-33346 Summer |
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| April 25, 2018 |
EX-10.1 2 a18-121321ex10d1.htm EX-10.1 EXHIBIT 10.1 Execution Version SEVENTH AMENDMENT AND WAIVER TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This SEVENTH AMENDMENT AND WAIVER TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Amendment”) is dated as of April 24, 2018 by and among SUMMER INFANT, INC. and SUMMER INFANT (USA), INC., as “Borrowers” under the Loan Agreement referenced |
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| April 25, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 24, 2018 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdiction |
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| March 29, 2018 |
SUMR / Summer Infant, Inc. DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| March 2, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 1, 2018 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdiction o |
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| March 2, 2018 |
Exhibit 10.1 SIXTH AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This SIXTH AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Amendment”) is dated as of March 1, 2018 by and among SUMMER INFANT, INC. and SUMMER INFANT (USA), INC., as “Borrowers” under the Loan Agreement referenced below (“Borrowers”), SUMMER INFANT CANADA, LIMITED and SUMMER INFANT EUROPE LIMITED |
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| February 20, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 20, 2018 Summer Infant, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33346 20-1994619 (State or Other Jurisdiction of Incorporation) (Commission File |
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| February 20, 2018 |
EdgarFiling EXHIBIT 99.1 Summer Infant Reports Fourth Quarter Results Company Begins 2018 with New Product Introductions and Additional Cost-Cutting Initiatives WOONSOCKET, R.I., Feb. 20, 2018 (GLOBE NEWSWIRE) - Summer Infant, Inc. ("Summer Infant" or the "Company") (NASDAQ:SUMR), a global leader in premium infant and juvenile products, today announced financial results for the fiscal fourth quart |
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| February 20, 2018 |
SUMR / Summer Infant, Inc. 10-K (Annual Report) Use these links to rapidly review the document TABLE OF CONTENTS INDEX TO FINANCIAL STATEMENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 20, 2018 |
EX-10.8 2 a2234127zex-108.htm EX-10.8 Exhibit 10.8 FIFTH AMENDMENT AND WAIVER TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This FIFTH AMENDMENT AND WAIVER TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Amendment”) is dated as of November 29, 2017 by and among SUMMER INFANT, INC. and SUMMER INFANT (USA), INC., as “Borrowers” under the Loan Agreement referenced below (“Borrowers”) |
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| February 9, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 7, 2018 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdictio |
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| February 9, 2018 |
Exhibit 10.1 SUMMER INFANT, INC. CHANGE IN CONTROL PLAN The Company hereby adopts the Summer Infant, Inc. Change in Control Plan for the benefit of certain employees of the Company and its Affiliates, on the terms and conditions set forth in this plan. Capitalized terms are defined in Section 1. SECTION 1. DEFINITIONS. As used herein: 1.1 ?Affiliate? shall have the meaning set forth in Rule 12b-2 |
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| January 26, 2018 |
Exhibit 10.1 SECOND AMENDMENT TO LEASE This Second Amendment to Lease (?Second Amendment?) is made this 22nd day of January, 2018 by and between Faith Realty II, LLC (?Landlord?) and Summer Infant (USA), Inc. (?Tenant?). BACKGROUND The Landlord and Tenant entered into that certain Lease dated March 24, 2009 (?Initial Lease?), which was amended by Amendment to Lease dated May 13, 2015 (?Amendment? |
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| January 26, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 22, 2018 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdictio |
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| November 1, 2017 |
EdgarFiling EXHIBIT 99.1 Summer Infant Reports Third Quarter Results Period Impacted by TRU Bankruptcy; Positive Outlook for Remainder of 2017 WOONSOCKET, R.I., Nov. 01, 2017 (GLOBE NEWSWIRE) - Summer Infant, Inc. ("Summer Infant" or the "Company") (NASDAQ:SUMR), a global leader in premium infant and juvenile products, today announced financial results for the fiscal third quarter ended September |
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| November 1, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 1, 2017 Summer Infant, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33346 20-1994619 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| November 1, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2017 o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-33346 Su |
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| October 20, 2017 |
Summer Infant Enters Into Amended Credit Agreement Provides Flexibility Given Toys “R” Us Bankruptcy Exhibit 99.1 PRESS RELEASE Summer Infant Enters Into Amended Credit Agreement Provides Flexibility Given Toys ?R? Us Bankruptcy WOONSOCKET, R.I., October 20, 2017 ? Summer Infant, Inc. (?Summer Infant? or the ?Company?) (NASDAQ: SUMR), a global leader in premium juvenile products, today announced that the Company has amended its existing credit facility to provide near-term financial flexibility a |
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| October 20, 2017 |
EX-10.1 2 a17-241331ex10d1.htm EX-10.1 Exhibit 10.1 Execution Version FOURTH AMENDMENT AND WAIVER TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This FOURTH AMENDMENT AND WAIVER TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Amendment”) is dated as of October 16, 2017 by and among SUMMER INFANT, INC. and SUMMER INFANT (USA), INC., as “Borrowers” under the Loan Agreement referenced |
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| October 20, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 16, 2017 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdictio |
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| August 30, 2017 |
Exhibit 24 Power of Attorney I, Andrew Michael Train, the undersigned, hereby constitute and appoint Mark Messner, William E. |
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| August 30, 2017 |
Summer Infant Announces Election of Andrew Train to Board of Directors Exhibit 99.1 PRESS RELEASE Summer Infant Announces Election of Andrew Train to Board of Directors WOONSOCKET, R.I., August 30, 2017 ? Summer Infant, Inc. (?Summer Infant? or the ?Company?) (NASDAQ: SUMR), a global leader in premium infant and juvenile products, today announced that Andrew (Drew) Train has been elected as a director of the Company?s Board of Directors effective August 29, 2017. Mr. |
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| August 30, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 29, 2017 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdiction |
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| August 4, 2017 |
Via EDGAR August 4, 2017 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: Mr. Jay Ingram, Legal Branch Chief Re: Summer Infant, Inc. Registration Statement on Form S-3 Filed June 21, 2017 File No. 333-218891 Form 10-K for the year ended December 31, 2016 Filed February 22, 2017 File No. 001-33346 Dear Mr. Ingram: Pursuant to Rule 461 under the Securities Act |
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| August 2, 2017 |
EdgarFiling EXHIBIT 99.1 Summer Infant Reports Second Quarter Results 4% Revenue Growth and $0.03 EPS as Strategic Measures Take Hold WOONSOCKET, R.I., Aug. 02, 2017 (GLOBE NEWSWIRE) - Summer Infant, Inc. ("Summer Infant" or the "Company") (NASDAQ:SUMR), a global leader in premium infant and juvenile products, today announced financial results for the fiscal second quarter ended July 1, 2017. “As |
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| August 2, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 2, 2017 Summer Infant, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33346 20-1994619 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| August 2, 2017 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended July 1, 2017 Summer Infant, Inc. (Exact Name of Registrant as Specified in Its Charter) Commission File Number: 001-33346 Delaware 20-1994619 (State or Other Jurisdiction Of Incorpo |
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| July 28, 2017 |
Table of Contents As filed with the Securities and Exchange Commission on July 28, 2017 Registration Statement No. |
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| July 28, 2017 |
July 28, 2017 Via EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: Mr. Jay Ingram, Legal Branch Chief Re: Summer Infant, Inc. Registration Statement on Form S-3 Filed June 21, 2017 File No. 333-218891 Form 10-K for the year ended December 31, 2016 Filed February 22, 2017 File No. 001-33346 Dear Mr. Ingram: This letter is submitted on behalf of Summer I |
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| June 22, 2017 |
Table of Contents As filed with the Securities and Exchange Commission on June 21, 2017 Registration Statement No. |
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| June 22, 2017 |
SUMMER INFANT, INC. Dated as of , 201 EX-4.2 2 a17-155151ex4d2.htm EX-4.2 Exhibit 4.2 SUMMER INFANT, INC. TO Trustee Indenture Dated as of , 201 SUMMER INFANT, INC. Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of , 201 Trust Indenture Act Section Indenture Sections § 310(a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not Applicable (a)(5) 609 (b) 608, 610 § 311(a) 613 (b) 613 § 312(a) 701, 702( |
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| May 30, 2017 |
SUMR / Summer Infant, Inc. / WYNNEFIELD PARTNERS SMALL CAP VALUE LP - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 9) Under the Securities Exchange Act of 1934 SUMMER INFANT, INC. ‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾ (Name of Issuer) Common Stock, $0.0001 par value ‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾ |
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| May 24, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 22, 2017 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdiction of |
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| May 3, 2017 |
Summer Infant 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended April 1, 2017 Summer Infant, Inc. (Exact Name of Registrant as Specified in Its Charter) Commission file number 001-33346 Delaware 20-1994619 (State or Other Jurisdiction Of Incorpo |
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| May 3, 2017 |
EdgarFiling Exhibit 99.1 Summer Infant Reports First Quarter Results Starts Year with Strong Margins, $0.01 EPS, and Improving Growth Outlook WOONSOCKET, R.I., May 03, 2017 (GLOBE NEWSWIRE) - Summer Infant, Inc. ("Summer Infant" or the "Company") (NASDAQ:SUMR), a global leader in premium infant and juvenile products, today announced financial results for the fiscal first quarter ended April 1, 201 |
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| May 3, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 3, 2017 Summer Infant, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33346 20-1994619 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| April 6, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 24, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 21, 2017 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdicti |
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| February 22, 2017 |
Exhibit 10.14 THIRD AMENDMENT AND WAIVER TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This THIRD AMENDMENT AND WAIVER TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this Amendment) is dated as of February 17, 2017 by and among SUMMER INFANT, INC. and SUMMER INFANT (USA), INC., as Borrowers under the Loan Agreement referenced below (Borrowers), SUMMER INFANT CANADA, LIMITED and S |
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| February 22, 2017 |
Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF SUMMER INFANT, INC. (Conformed copy incorporating all amendments through June 24, 2014) Pursuant to Section 245 of the Delaware General Corporation Law FIRST: The name of the corporation is Summer Infant, Inc. (hereinafter sometimes referred to as the Corporation). SECOND: The registered office of the Corporation is to be located |
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| February 22, 2017 |
Summer Infant 10-K (Annual Report) Use these links to rapidly review the document TABLE OF CONTENTS Summer Infant, Inc. |
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| February 22, 2017 |
EdgarFiling EXHIBIT 99.1 Summer Infant Reports Fourth Quarter Results Exited 2016 with Strengthened Balance Sheet and Significantly Improved Bottom Line Results; With Lawsuit Behind it, Company Well Positioned for 2017 WOONSOCKET, R.I., Feb. 22, 2017 (GLOBE NEWSWIRE) - Summer Infant, Inc. ("Summer Infant" or the "Company") (NASDAQ:SUMR), a global leader in premium infant and juvenile products, tod |
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| February 22, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 22, 2017 Summer Infant, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33346 20-1994619 (State or Other Jurisdiction of Incorporation) (Commission File |
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| February 2, 2017 |
Summer Infant 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 2, 2017 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdictio |
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| January 30, 2017 |
SUMR / Summer Infant, Inc. / TOCQUEVILLE ASSET MANAGEMENT L.P. - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* Summer Infant, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 865646103 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| December 27, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 27, 2016 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdicti |
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| November 29, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 8) Under the Securities Exchange Act of 1934 SUMMER INFANT, INC. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 865646103 (CUSIP Number) Wynnefield Partners Small Cap Value, L.P. I 450 Seventh Avenue, Suite 509 New York, New York 10123 Attention: Mr. Nelson Obus Co |
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| November 22, 2016 |
SUMR / Summer Infant, Inc. / WYNNEFIELD PARTNERS SMALL CAP VALUE LP I - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 7) Under the Securities Exchange Act of 1934 SUMMER INFANT, INC. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 865646103 (CUSIP Number) Wynnefield Partners Small Cap Value, L.P. I 450 Seventh Avenue, Suite 509 New York, New York 10123 Attention: Mr. Nelson Obus Co |
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| November 18, 2016 |
SUMR / Summer Infant, Inc. / Privet Fund LP - AMENDMENT NO. 2 TO SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* SUMMER INFANT, INC. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 865646103 (CUSIP Number) Privet Fund LP Attn: Ryan Levenson 79 West Paces Ferry Road, Suite 200B Atlanta, GA 30305 With a copy to: Rick Miller B |
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| November 4, 2016 |
Summer Infant 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 2, 2016 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdictio |
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| November 4, 2016 |
Summer Infant Announces Addition of Evelyn DAn to Board EX-99.1 2 a16-210981ex99d1.htm EX-99.1 Exhibit 99.1 PRESS RELEASE Summer Infant Announces Addition of Evelyn D’An to Board WOONSOCKET, R.I., November 4, 2016 — Summer Infant, Inc. (“Summer Infant” or the “Company”) (NASDAQ: SUMR), a global leader in premium infant and juvenile products, today announced that it has appointed Evelyn D’An to its board of directors, effective November 2, 2016, filling |
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| November 4, 2016 |
Exhibit 24 Power of Attorney I, Evelyn D?An, the undersigned, hereby constitute and appoint Mark Messner, William E. |
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| November 2, 2016 |
Summer Infant 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended October 1, 2016 o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-33346 Summe |
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| November 2, 2016 |
EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Summer Infant Reports Third Quarter Results EPS of $0.01; Continued Progress Strengthening Company for Future Growth WOONSOCKET, R.I., Nov. 02, 2016 (GLOBE NEWSWIRE) - Summer Infant, Inc. ("Summer Infant" or the "Company") (NASDAQ:SUMR), a global leader in premium infant and juvenile products, today announced financial results for the fiscal third qu |
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| November 2, 2016 |
Summer Infant FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 2, 2016 Summer Infant, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33346 20-1994619 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| September 12, 2016 |
SUMR / Summer Infant, Inc. / MACARI JASON P - SCHEDULE 13D AMENDMENT Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Summer Infant Inc. (Name of Issuer) Common Stock, Par Value $0.0001 per share (Title of Class of Securities) 865646 10 13 (CUSIP Number) Jason P. Macari 3100 Diamond Hill Road Cumberland, RI 02864 (Name, Address and Telephone Number of Person Authorized |
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| August 24, 2016 |
SUMR / Summer Infant, Inc. / WYNNEFIELD PARTNERS SMALL CAP VALUE LP I - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 6) Under the Securities Exchange Act of 1934 SUMMER INFANT, INC. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 865646103 (CUSIP Number) Wynnefield Partners Small Cap Value, L.P. I 450 Seventh Avenue, Suite 509 New York, New York 10123 Attention: Mr. Nelson Obus Co |
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| August 24, 2016 |
SUMR / Summer Infant, Inc. / WYNNEFIELD PARTNERS SMALL CAP VALUE LP I - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 6) Under the Securities Exchange Act of 1934 SUMMER INFANT, INC. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 865646103 (CUSIP Number) Wynnefield Partners Small Cap Value, L.P. I 450 Seventh Avenue, Suite 509 New York, New York 10123 Attention: Mr. Nelson Obus Co |
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| August 12, 2016 |
SUMR / Summer Infant, Inc. / WYNNEFIELD PARTNERS SMALL CAP VALUE LP I - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 5) Under the Securities Exchange Act of 1934 SUMMER INFANT, INC. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 865646103 (CUSIP Number) Wynnefield Partners Small Cap Value, L.P. I 450 Seventh Avenue, Suite 509 New York, New York 10123 Attention: Mr. Nelson Obus Co |
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| August 5, 2016 |
As filed with the Securities and Exchange Commission on August 5, 2016 Registration No. |
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| August 5, 2016 |
SUMMER INFANT, INC. NON-QUALIFIED STOCK OPTION AGREEMENT (Inducement Grant) Exhibit 10.1 SUMMER INFANT, INC. NON-QUALIFIED STOCK OPTION AGREEMENT (Inducement Grant) Agreement 1. Grant of Option. This Non-Qualified Stock Option Agreement (this Agreement) evidences the grant by the Compensation Committee (the Committee) of the Board of Directors of Summer Infant, Inc., a Delaware corporation (the Company), as of July 13, 2016, (the Date of Grant) to Mark Messner (th |
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| August 4, 2016 |
Summer Infant 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 2, 2016 Date of Report (Date of earliest event reported) SUMMER INFANT, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-33346 20-1994619 (State or Other (Commission File Number) (IRS Employer Jurisdiction |
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| August 2, 2016 |
Exhibit 10.1 Execution SECOND AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This SECOND AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this Amendment) is dated as of May 24, 2016 by and among SUMMER INFANT, INC. and SUMMER INFANT (USA), INC., as Borrowers under the Loan Agreement referenced below (Borrowers), SUMMER INFANT CANADA, LIMITED and SUMMER INFANT EUR |
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| August 2, 2016 |
Summer Infant 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended July 2, 2016 Summer Infant, Inc. (Exact Name of Registrant as Specified in Its Charter) Commission File Number: 001-33346 Delaware 20-1994619 (State or Other Jurisdiction Of Incorpo |
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| August 2, 2016 |
Summer Infant Reports Second Quarter Results Company Returns to Profitability as New CEO Takes Helm EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Summer Infant Reports Second Quarter Results Company Returns to Profitability as New CEO Takes Helm WOONSOCKET, R.I., Aug. 02, 2016 (GLOBE NEWSWIRE) - Summer Infant, Inc. ("Summer Infant" or the "Company") (NASDAQ:SUMR), a global leader in premium infant and juvenile products, today announced financial results for the fiscal second quarter ended July |
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| August 2, 2016 |
Summer Infant FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 2, 2016 Summer Infant, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33346 20-1994619 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| July 15, 2016 |
Exhibit 24 Power of Attorney I, Mark Messner, the undersigned, hereby constitute and appoint William E. |
