STEI / Stewart Enterprises Inc - SEC-arkivering, Årsberetning, Fuldmagtserklæring

Stewart Enterprises Inc
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CIK 878522
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Stewart Enterprises Inc
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
February 10, 2014 SC 13G/A

STEI / Stewart Enterprises Inc / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12)* STEWART ENTERPRISES INC-CL A (Name of Issuer) Common Stock (Title of Class of Securities) 860370105 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic

February 7, 2014 SC 13G/A

STEI / Stewart Enterprises Inc / WESTFIELD CAPITAL MANAGEMENT CO LP - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 westsc13ga.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* Stewart Enterprises, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 860370105 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t

February 4, 2014 SC TO-I/A

- FINAL AMENDMENT TO SCHEDULE TO

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 2) STEWART ENTERPRISES, INC. (Name of Subject Company (Issuer) and Name of Filing Person (Offeror)) 3.125% SENIOR CONVERTIBLE NOTES DUE 2014 3.375% SENIOR CONVERTIBLE NOTES DUE 2016 (Title of Class of Securities) (Titl

January 2, 2014 15-12B

- CERTIFICATION AND NOTICE OF TERMINATION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-15449 STEWART ENTERPRISES, INC. (Exact name of registrant as specified in i

December 30, 2013 SC TO-I/A

- AMENDMENT NO. 1

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) STEWART ENTERPRISES, INC. (Name of Subject Company (Issuer) and Name of Filing Person (Offeror)) 3.125% SENIOR CONVERTIBLE NOTES DUE 2014 3.375% SENIOR CONVERTIBLE NOTES DUE 2016 (Title of Class of Securities) (Titl

December 30, 2013 SC 13G/A

STEI / Stewart Enterprises Inc / STEWART FRANK B JR - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 14) Under the Securities Exchange Act of 1934 Stewart Enterprises, Inc. (Name of Issuer) Class A Common Stock, no par value (Title of Class of Securities) 860370105 (CUSIP Number) December 23, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to

December 30, 2013 EX-99.A.1.A.I

FIRST SUPPLEMENT TO NOTICE OF ANTICIPATED FUNDAMENTAL CHANGE AND OFFER TO REPURCHASE AND FUNDAMENTAL CHANGE CONVERSION NOTICE Stewart Enterprises, Inc. OFFER TO REPURCHASE FOR CASH ANY AND ALL OF THE OUTSTANDING 3.125% SENIOR CONVERTIBLE NOTES DUE 20

FIRST SUPPLEMENT TO NOTICE OF ANTICIPATED FUNDAMENTAL CHANGE AND OFFER TO REPURCHASE AND FUNDAMENTAL CHANGE CONVERSION NOTICE Stewart Enterprises, Inc.

December 30, 2013 CORRESP

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599 LEXINGTON AVENUE | NEW YORK | NY | 10022-6069 WWW.SHEARMAN.COM | T +1.212.848.4000 | F +1.212.848.7179 December 30, 2013 VIA ELECTRONIC TRANSMISSION David L. Orlic Special Counsel Office of Mergers and Acquisitions Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E., Mail Stop 4720 Washington, D.C. 20549 Re: Stewart Enterprises, Inc. Tender Offer

December 26, 2013 SC 13D/A

STEI / Stewart Enterprises Inc / PRESIDENT & FELLOWS OF HARVARD COLLEGE - SC 13D/A Activist Investment

SC 13D/A Securities and Exchange Commission Washington, D.C. 20549 Schedule 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Stewart Enterprises, Inc. (Name of Issuer) Class A Common Stock, no par value (Title of Class of Securities) 860370105 (CUSIP Number) Kathryn I. Murtagh Harvard Management Company, Inc. 600 Atlantic Avenue Boston, MA 02210 (617) 523-4400 (Name, Address and Te

December 24, 2013 SC 13D/A

STEI / Stewart Enterprises Inc / GAMCO INVESTORS, INC. ET AL Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Stewart Enterprises, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 860370105 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Author

December 23, 2013 EX-4.3

SECOND SUPPLEMENTAL INDENTURE

EX-4.3 Exhibit 4.3 SECOND SUPPLEMENTAL INDENTURE Supplemental Indenture (this “Supplemental Indenture”), dated as of December 23, 2013, among Service Corporation International, a Texas corporation, (the “Parent”), the parent of Stewart Enterprises, Inc. (or its permitted successor), a Louisiana corporation (the “Company”), the Company, the Guarantors and U.S. Bank National Association, as trustee

December 23, 2013 S-8 POS

- FORM S-8 POS

FORM S-8 POS As Filed with the Securities and Exchange Commission on December , 2013.

December 23, 2013 EX-4.2

W I T N E S S E T H:

EX-4.2 Exhibit 4.2 This FIRST SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of December 23, 2013 (the “Effective Date”), is made by and among STEWART ENTERPRISES, INC., a Louisiana corporation (the “Company”), the Guarantors, and U.S. BANK NATIONAL ASSOCIATION, as Trustee (the “Trustee”), under the Indenture referred to herein. Capitalized terms used herein and not otherwise def

December 23, 2013 S-8 POS

- FORM S-8 POS

FORM S-8 POS As Filed with the Securities and Exchange Commission on December , 2013.

December 23, 2013 S-8 POS

- FORM S-8 POS

FORM S-8 POS As Filed with the Securities and Exchange Commission on December , 2013.

December 23, 2013 S-8 POS

- FORM S-8 POS

FORM S-8 POS As Filed with the Securities and Exchange Commission on December , 2013.

December 23, 2013 S-8 POS

- FORM S-8 POS

FORM S-8 POS As Filed with the Securities and Exchange Commission on December , 2013.

December 23, 2013 EX-4.1

W I T N E S S E T H:

EX-4.1 Exhibit 4.1 This FIRST SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of December 23, 2013 (the “Effective Date”), is made by and among STEWART ENTERPRISES, INC., a Louisiana corporation (the “Company”), the Guarantors, and U.S. BANK NATIONAL ASSOCIATION, as Trustee (the “Trustee”), under the Indenture referred to herein. Capitalized terms used herein and not otherwise def

December 23, 2013 8-K

Changes in Control of Registrant, Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets, Other Events - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2013 STEWART ENTERPRISES, INC. (Exact name of registrant as specified in its charter) LOUISIANA 1-15449 72-0693290 (State or other jurisdiction (Commission (I.R.

December 23, 2013 S-8 POS

- FORM S-8 POS

FORM S-8 POS As Filed with the Securities and Exchange Commission on December , 2013.

December 23, 2013 EX-4.4

GUARANTEE AGREEMENT

EX-4.4 Exhibit 4.4 GUARANTEE AGREEMENT THIS GUARANTEE AGREEMENT (this “Guarantee”) dated as of December 23, 2013, made by each of the undersigned Subsidiaries of the Borrower (as defined below) and such other Subsidiaries of the Borrower which hereafter become parties to this Guarantee (each, a “Guarantor,” and collectively, the “Guarantors”), in favor of JPMorgan Chase Bank, N.A. as Administrativ

December 19, 2013 EX-99.1

STEWART ENTERPRISES INC. CERTAIN FINANCIAL AND OPERATING INFORMATION FOR FISCAL YEAR 2013

EX-99.1 Exhibit 99.1 STEWART ENTERPRISES INC. CERTAIN FINANCIAL AND OPERATING INFORMATION FOR FISCAL YEAR 2013 Stewart Enterprises, Inc. (Nasdaq GS: STEI) is disclosing certain financial and operating information for its fiscal year ended October 31, 2013. Three Months Ended October 31, Twelve Months Ended October 31, 2013 2012 2013 2012 millions per diluted share millions per diluted share millio

December 19, 2013 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Other Events - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 19, 2013 STEWART ENTERPRISES, INC. (Exact name of registrant as specified in its charter) LOUISIANA 1-15449 72-0693290 (State or other jurisdiction of incorporation)

December 19, 2013 EX-99.2

1 Report of Independent Registered Public Accounting Firm

EX-99.2 Exhibit 99.2 Financial Statements Index to Consolidated Financial Statements Page Report of Independent Registered Public Accounting Firm 2 Consolidated Statements of Earnings for the Years Ended October 31, 2013, 2012 and 2011 3 Consolidated Statements of Comprehensive Income for the Years Ended October 31, 2013, 2012 and 2011 4 Consolidated Balance Sheets as of October 31, 2013 and 2012

December 18, 2013 8-K

Other Events - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2013 STEWART ENTERPRISES, INC. (Exact name of registrant as specified in its charter) LOUISIANA 1-15449 72-0693290 (State or other jurisdiction of incorporation)

December 5, 2013 EX-99.A.1.F

STEWART ENTERPRISES, INC. NOTICE OF ANTICIPATED FUNDAMENTAL CHANGE AND OFFER TO REPURCHASE FOR CASH ANY AND ALL OF ITS OUTSTANDING 3.125% SENIOR CONVERTIBLE NOTES DUE 2014 (CUSIP NO. 860370AH8), AND 3.375% SENIOR CONVERTIBLE NOTES DUE 2016 (CUSIP NO.

EX-99.A.1.F 7 d638926dex99a1f.htm EX-99.A.1.F Exhibit (a)(1)(F) STEWART ENTERPRISES, INC. NOTICE OF ANTICIPATED FUNDAMENTAL CHANGE AND OFFER TO REPURCHASE FOR CASH ANY AND ALL OF ITS OUTSTANDING 3.125% SENIOR CONVERTIBLE NOTES DUE 2014 (CUSIP NO. 860370AH8), AND 3.375% SENIOR CONVERTIBLE NOTES DUE 2016 (CUSIP NO. 860370AK1) Pursuant to the Notice of Anticipated Fundamental Change and Offer to Repu

December 5, 2013 EX-99.A.1.B

LETTER OF TRANSMITTAL AND FUNDAMENTAL CHANGE PURCHASE NOTICE STEWART ENTERPRISES, INC. PURSUANT TO THE NOTICE OF ANTICIPATED FUNDAMENTAL CHANGE AND OFFER TO REPURCHASE FOR CASH ANY AND ALL OF ITS OUTSTANDING 3.125% SENIOR CONVERTIBLE NOTES DUE 2014 (

EX-99.a.1.B Exhibit (a)(1)(B) LETTER OF TRANSMITTAL AND FUNDAMENTAL CHANGE PURCHASE NOTICE STEWART ENTERPRISES, INC. PURSUANT TO THE NOTICE OF ANTICIPATED FUNDAMENTAL CHANGE AND OFFER TO REPURCHASE FOR CASH ANY AND ALL OF ITS OUTSTANDING 3.125% SENIOR CONVERTIBLE NOTES DUE 2014 (CUSIP NO. 860370AH8), AND 3.375% SENIOR CONVERTIBLE NOTES DUE 2016 (CUSIP NO. 860370AK1) This Letter of Transmittal and

December 5, 2013 EX-99.A.1.C

NOTICE OF GUARANTEED DELIVERY OR SURRENDER OF STEWART ENTERPRISES, INC. 3.125% SENIOR CONVERTIBLE NOTES DUE 2014 CUSIP NO. 860370AH8), AND 3.375% SENIOR CONVERTIBLE NOTES DUE 2016 (CUSIP NO. 860370AK1) Pursuant to the Notice of Anticipated Fundamenta

Exhibit (a)(1)(C) NOTICE OF GUARANTEED DELIVERY OR SURRENDER OF STEWART ENTERPRISES, INC.

December 5, 2013 EX-99.A.1.A

NOTICE OF ANTICIPATED FUNDAMENTAL CHANGE AND OFFER TO REPURCHASE AND FUNDAMENTAL CHANGE CONVERSION NOTICE Stewart Enterprises, Inc. OFFER TO REPURCHASE FOR CASH ANY AND ALL OF THE OUTSTANDING 3.125% SENIOR CONVERTIBLE NOTES DUE 2014 (CUSIP NO. 860370

EX-99.a.1.A Exhibit (a)(1)(A) NOTICE OF ANTICIPATED FUNDAMENTAL CHANGE AND OFFER TO REPURCHASE AND FUNDAMENTAL CHANGE CONVERSION NOTICE Stewart Enterprises, Inc. OFFER TO REPURCHASE FOR CASH ANY AND ALL OF THE OUTSTANDING 3.125% SENIOR CONVERTIBLE NOTES DUE 2014 (CUSIP NO. 860370AH8), AND 3.375% SENIOR CONVERTIBLE NOTES DUE 2016 (CUSIP NO. 860370AK1) NOTICE IS HEREBY GIVEN pursuant to the terms an

December 5, 2013 EX-99.A.1.E

STEWART ENTERPRISES, INC. NOTICE OF ANTICIPATED FUNDAMENTAL CHANGE AND OFFER TO REPURCHASE FOR CASH ANY AND ALL OF ITS OUTSTANDING 3.125% SENIOR CONVERTIBLE NOTES DUE 2014 (CUSIP NO. 860370AH8), AND 3.375% SENIOR CONVERTIBLE NOTES DUE 2016 (CUSIP NO.

Exhibit (a)(1)(E) STEWART ENTERPRISES, INC. NOTICE OF ANTICIPATED FUNDAMENTAL CHANGE AND OFFER TO REPURCHASE FOR CASH ANY AND ALL OF ITS OUTSTANDING 3.125% SENIOR CONVERTIBLE NOTES DUE 2014 (CUSIP NO. 860370AH8), AND 3.375% SENIOR CONVERTIBLE NOTES DUE 2016 (CUSIP NO. 860370AK1) Pursuant to the Notice of Anticipated Fundamental Change and Offer to Repurchase and Fundamental Change Conversion Notic

December 5, 2013 SC TO-I

- SC TO-I

SC TO-I SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 14d-100) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 STEWART ENTERPRISES, INC. (Name of Subject Company (Issuer) and Name of Filing Person (Offeror)) 3.125% SENIOR CONVERTIBLE NOTES DUE 2014 3.375% SENIOR CONVERTIBLE NOTES DUE 2016 (Title of Class of Securities)

December 5, 2013 EX-99.A.1.D

NOTICE OF WITHDRAWAL OF SURRENDER OF STEWART ENTERPRISES, INC. 3.125% SENIOR CONVERTIBLE NOTES DUE 2014 (CUSIP NO. 860370AH8), AND 3.375% SENIOR CONVERTIBLE NOTES DUE 2016 (CUSIP NO. 860370AK1) Pursuant to the Notice of Anticipated Fundamental Change

EX-99.a.1.D Exhibit (a)(1)(D) NOTICE OF WITHDRAWAL OF SURRENDER OF STEWART ENTERPRISES, INC. 3.125% SENIOR CONVERTIBLE NOTES DUE 2014 (CUSIP NO. 860370AH8), AND 3.375% SENIOR CONVERTIBLE NOTES DUE 2016 (CUSIP NO. 860370AK1) Pursuant to the Notice of Anticipated Fundamental Change and Offer to Repurchase and Fundamental Change Conversion Notice Dated 5, 2013 THIS OFFER WILL EXPIRE AT 5:00 P.M., NEW

November 14, 2013 SC 13G/A

STEI / Stewart Enterprises Inc / Pentwater Capital Management LP - PENTWATER CAPITAL MANAGEMENT LP SC 13G A NO 3 11-14-2013 (STEWART ENTERPRISES) Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

October 31, 2013 8-K

Other Events - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2013 STEWART ENTERPRISES, INC. (Exact name of registrant as specified in its charter) LOUISIANA 1-15449 72-0693290 (State or other jurisdiction of incorporation)

September 25, 2013 EX-99.1

STEWART ENTERPRISES, INC. DECLARES QUARTERLY DIVIDEND

EX-99.1 2 d603570dex991.htm EX-99.1 Exhibit 99.1 CONTACT: Lewis J. Derbes, Jr. Stewart Enterprises, Inc. 1333 S. Clearview Parkway Jefferson, LA 70121 504-729-1400 FOR IMMEDIATE RELEASE STEWART ENTERPRISES, INC. DECLARES QUARTERLY DIVIDEND JEFFERSON, La.—September 24, 2013—Stewart Enterprises, Inc. (Nasdaq GS: STEI) reported today that its Board of Directors has declared its regular quarterly cash

September 25, 2013 8-K

Financial Statements and Exhibits, Other Events - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 24, 2013 STEWART ENTERPRISES, INC. (Exact name of registrant as specified in its charter) LOUISIANA 1-15449 72-0693290 (State or other jurisdiction (Commission (I.R

September 9, 2013 EX-10.3

AMENDMENT NO. 1 to the AMENDED AND RESTATED STEWART ENTERPRISES, INC. RETENTION PLAN AND SUMMARY PLAN DESCRIPTION

EX-10.3 EXHIBIT 10.3 AMENDMENT NO. 1 to the AMENDED AND RESTATED STEWART ENTERPRISES, INC. RETENTION PLAN AND SUMMARY PLAN DESCRIPTION This Amendment No. 1 (the “Amendment”) to the Amended and Restated Stewart Enterprises, Inc. Retention Plan and Summary Plan Description (the “Plan”) is effective as of August 15, 2013. WHEREAS, by unanimous written consent dated effective August 15, 2013, the Comp

September 9, 2013 EX-10.2

STEWART ENTERPRISES, INC. SUPPLEMENTAL RETIREMENT AND DEFERRED COMPENSATION PLAN

EX-10.2 Exhibit 10.2 AMENDMENT NO. 3 to the STEWART ENTERPRISES, INC. SUPPLEMENTAL RETIREMENT AND DEFERRED COMPENSATION PLAN This Amendment No. 3 (the “Amendment”) to the Stewart Enterprises, Inc. Supplemental Retirement and Deferred Compensation Plan, as amended by Amendment No. 1 and Amendment No. 2 (the “Plan”), is effective as of June 17, 2013. WHEREAS, at a telephonic meeting on June 17, 2013

September 9, 2013 10-Q

Quarterly Report - FORM 10-Q

Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended July 31, 2013 or ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 1-15449 STEWART ENTER

September 9, 2013 EX-99.1

STEWART ENTERPRISES REPORTS RESULTS FOR THE THIRD QUARTER OF 2013

EX-99.1 Exhibit 99.1 STEWART ENTERPRISES REPORTS RESULTS FOR THE THIRD QUARTER OF 2013 JEFFERSON, LA September 9, 2013 . . . Stewart Enterprises, Inc. (Nasdaq GS: STEI) reported today its results for the third quarter of 2013. Three Months Ended July 31, Nine Months Ended July 31, 2013 2012 2013 2012 millions per diluted share millions per diluted share millions per diluted share millions per dilu

September 9, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 9, 2013 STEWART ENTERPRISES, INC. (Exact name of registrant as specified in its charter) LOUISIANA 1-15449 72-0693290 (State or other jurisdiction of incorporation)

August 14, 2013 8-K

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders - FORM 8-K

FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2013 STEWART ENTERPRISES, INC. (Exact name of registrant as specified in its charter) LOUISIANA 1-15449 72-0693290 (State or other jurisdiction of incorporation) (

August 14, 2013 EX-99.1

STEWART ENTERPRISES, INC. SHAREHOLDERS APPROVE MERGER AGREEMENT

EX-99.1 Exhibit 99.1 CONTACT: Lewis J. Derbes, Jr. Stewart Enterprises, Inc. 1333 S. Clearview Parkway Jefferson, LA 70121 504-729-1400 FOR IMMEDIATE RELEASE STEWART ENTERPRISES, INC. SHAREHOLDERS APPROVE MERGER AGREEMENT JEFFERSON, La.—August 13, 2013—Stewart Enterprises, Inc. (Nasdaq GS: STEI) reported today that its shareholders have approved the Agreement and Plan of Merger, dated as of May 28

August 9, 2013 SC 13D/A

STEI / Stewart Enterprises Inc / PRESIDENT & FELLOWS OF HARVARD COLLEGE - SC 13D/A Activist Investment

SC 13D/A Securities and Exchange Commission Washington, D.C. 20549 Schedule 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Stewart Enterprises, Inc. (Name of Issuer) Class A Common Stock, no par value (Title of Class of Securities) 860370105 (CUSIP Number) Kathryn I. Murtagh Harvard Management Company, Inc. 600 Atlantic Avenue Boston, MA 02210 (617) 523-4400 (Name, Address and Te

July 26, 2013 SC 13D

STEI / Stewart Enterprises Inc / GAMCO INVESTORS, INC. ET AL Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Stewart Enterprises, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 860370105 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Receive No

July 18, 2013 DEFA14A

- DEFINITIVE ADDITIONAL MATERIALS

Definitive Additional Materials UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

July 18, 2013 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2013 STEWART ENTERPRISES, INC. (Exact name of registrant as specified in its charter) LOUISIANA 1-15449 72-0693290 (State or other jurisdiction of incorporation) (Commission

July 18, 2013 EX-99.1

FTC ISSUES REQUESTS FOR ADDITIONAL INFORMATION IN CONNECTION WITH THE SERVICE CORPORATION INTERNATIONAL / STEWART ENTERPRISES, INC. MERGER

EX-99.1 2 d570991dex991.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE: FTC ISSUES REQUESTS FOR ADDITIONAL INFORMATION IN CONNECTION WITH THE SERVICE CORPORATION INTERNATIONAL / STEWART ENTERPRISES, INC. MERGER HOUSTON and NEW ORLEANS, July 17, 2013 . . . Service Corporation International (NYSE: SCI) (“SCI”) and Stewart Enterprises, Inc. (Nasdaq GS: STEI) (“Stewart”) today announced that they have

July 11, 2013 DEFM14A

- DEFM14A

DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

July 10, 2013 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 9, 2013 STEWART ENTERPRISES, INC. (Exact name of registrant as specified in its charter) LOUISIANA 1-15449 72-0693290 (State or other jurisdiction (Commission (I.R.S. Employer of

July 10, 2013 EX-99.1

STEWART ENTERPRISES, INC. DECLARES QUARTERLY DIVIDEND

EX-99.1 Exhibit 99.1 CONTACT: Lewis J. Derbes, Jr. FOR IMMEDIATE RELEASE Stewart Enterprises, Inc. 1333 S. Clearview Parkway Jefferson, LA 70121 504-729-1400 STEWART ENTERPRISES, INC. DECLARES QUARTERLY DIVIDEND JEFFERSON, La.—July 9, 2013—Stewart Enterprises, Inc. (Nasdaq GS: STEI) reported today that its Board of Directors has declared its regular quarterly cash dividend of $0.045 per share. Thi

July 5, 2013 PRER14A

- PRER14A

PRER14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

June 26, 2013 PREM14A

- PREM14A

PREM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

June 13, 2013 EX-99.1

STEWART ENTERPRISES ANNOUNCES REQUIRED CONSENTS RECEIVED IN ITS CONSENT SOLICITATION FROM HOLDERS OF ITS 6.50% SENIOR NOTES DUE 2019

EX-99.1 Exhibit 99.1 STEWART ENTERPRISES ANNOUNCES REQUIRED CONSENTS RECEIVED IN ITS CONSENT SOLICITATION FROM HOLDERS OF ITS 6.50% SENIOR NOTES DUE 2019 JEFFERSON, LA June 12, 2013 . . . Stewart Enterprises, Inc. (Nasdaq GS: STEI) announced today that its previously announced consent solicitation with respect to its 6.50% Senior Notes due 2019 (CUSIP No. 860370AM7 / ISIN No. US860370AM78) (the “N

June 13, 2013 8-K

Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Other Events - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2013 STEWART ENTERPRISES, INC. (Exact name of registrant as specified in its charter) LOUISIANA 1-15449 72-0693290 (State or other jurisdiction (Commission (I.R.S. E

June 13, 2013 EX-4.1

FIRST SUPPLEMENTAL INDENTURE

EX-4.1 Exhibit 4.1 FIRST SUPPLEMENTAL INDENTURE First Supplemental Indenture (this “Supplemental Indenture”), dated as of June 12, 2013 among Stewart Enterprises, Inc., a Louisiana corporation (the “Company”), the Guarantors (as defined in the Indenture referred to herein) and U.S. Bank National Association, as trustee under the Indenture referred to below (the “Trustee”). W I T N E S S E T H WHER

June 11, 2013 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2013 STEWART ENTERPRISES, INC. (Exact name of registrant as specified in its charter) LOUISIANA 1-15449 72-0693290 (State or other jurisdiction of incorporation) (Co

June 11, 2013 EX-99.1

STEWART ENTERPRISES ANNOUNCES AMENDMENT TO ITS CONSENT SOLICITATION FROM HOLDERS OF ITS 6.50% SENIOR NOTES DUE 2019

EX-99.1 Exhibit 99.1 STEWART ENTERPRISES ANNOUNCES AMENDMENT TO ITS CONSENT SOLICITATION FROM HOLDERS OF ITS 6.50% SENIOR NOTES DUE 2019 JEFFERSON, LA June 10, 2013 . . . Stewart Enterprises, Inc. (Nasdaq GS: STEI) announced today that it is amending the terms of its previously announced consent solicitation with respect to its 6.50% Senior Notes due 2019 (CUSIP No. 860370AM7 / ISIN No. US860370AM

June 10, 2013 DEFA14A

- FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2013 STEWART ENTERPRISES, INC. (Exact name of registrant as specified in its charter) LOUISIANA 1-15449 72-0693290 (State or other jurisdiction of incorporation) (Co

June 10, 2013 EX-99.1

STEWART ENTERPRISES REPORTS A 40 PERCENT INCREASE IN EARNINGS PER SHARE TO $.14 FOR THE SECOND QUARTER OF 2013

EX-99.1 Exhibit 99.1 STEWART ENTERPRISES REPORTS A 40 PERCENT INCREASE IN EARNINGS PER SHARE TO $.14 FOR THE SECOND QUARTER OF 2013 JEFFERSON, LA June 10, 2013 . . . Stewart Enterprises, Inc. (Nasdaq GS: STEI) reported today its results for the second quarter of 2013. Earnings from continuing operations were $11.9 million compared to $9.6 million for the second quarter of 2012. On a diluted per sh

June 10, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2013 STEWART ENTERPRISES, INC. (Exact name of registrant as specified in its charter) LOUISIANA 1-15449 72-0693290 (State or other jurisdiction of incorporation) (Co

June 10, 2013 EX-99.1

STEWART ENTERPRISES REPORTS A 40 PERCENT INCREASE IN EARNINGS PER SHARE TO $.14 FOR THE SECOND QUARTER OF 2013

EX-99.1 Exhibit 99.1 STEWART ENTERPRISES REPORTS A 40 PERCENT INCREASE IN EARNINGS PER SHARE TO $.14 FOR THE SECOND QUARTER OF 2013 JEFFERSON, LA June 10, 2013 . . . Stewart Enterprises, Inc. (Nasdaq GS: STEI) reported today its results for the second quarter of 2013. Earnings from continuing operations were $11.9 million compared to $9.6 million for the second quarter of 2012. On a diluted per sh

June 7, 2013 SC 13D

STEI / Stewart Enterprises Inc / PRESIDENT & FELLOWS OF HARVARD COLLEGE - SC 13D Activist Investment

Securities and Exchange Commission Washington, D.C. 20549 Schedule 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Stewart Enterprises, Inc. (Name of Issuer) Class A Common Stock, no par value (Title of Class of Securities) 860370105 (CUSIP Number) Kathryn I. Murtagh Harvard Management Company, Inc. 600 Atlantic Avenue Boston, MA 02210 (617) 523-4400 (Name, Address and Telephone Nu

June 7, 2013 SC 13D

STEI / Stewart Enterprises Inc / SERVICE CORPORATION INTERNATIONAL - SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 STEWART ENTERPRISES, INC. (Name of Issuer) Class A Common Stock, no par value (Title of Class of Securities) 860370105 (CUSIP Number) Service Corporation International 1929 Allen Parkway Houston, TX 77019 Attn: Gregory T. Sangalis (713) 522-5141 with a copy to: Shearman &

June 6, 2013 EX-99.1

STEWART ENTERPRISES ANNOUNCES COMMENCEMENT OF CONSENT SOLICITATION FROM HOLDERS OF ITS 6.50% SENIOR NOTES DUE 2019

EX-99.1 Exhibit 99.1 STEWART ENTERPRISES ANNOUNCES COMMENCEMENT OF CONSENT SOLICITATION FROM HOLDERS OF ITS 6.50% SENIOR NOTES DUE 2019 JEFFERSON, LA June 6, 2013 . . . Stewart Enterprises, Inc. (Nasdaq GS: STEI) announced today that it has commenced a consent solicitation with respect to its 6.50% Senior Notes due 2019 (CUSIP No. 860370AM7 / ISIN No. US860370AM78) (the “Notes”). Stewart is solici

June 6, 2013 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2013 STEWART ENTERPRISES, INC. (Exact name of registrant as specified in its charter) LOUISIANA 1-15449 72-0693290 (State or other jurisdiction of incorporation) (Com

May 29, 2013 EX-2.1

AGREEMENT AND PLAN OF MERGER SERVICE CORPORATION INTERNATIONAL, RIO ACQUISITION CORP. STEWART ENTERPRISES, INC. Dated as of May 28, 2013 TABLE OF CONTENTS Page ARTICLE I THE MERGER SECTION 1.01 The Merger 1 SECTION 1.02 Closing 2 SECTION 1.03 Effecti

EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER among SERVICE CORPORATION INTERNATIONAL, RIO ACQUISITION CORP. and STEWART ENTERPRISES, INC. Dated as of May 28, 2013 TABLE OF CONTENTS Page ARTICLE I THE MERGER SECTION 1.01 The Merger 1 SECTION 1.02 Closing 2 SECTION 1.03 Effective Time 2 SECTION 1.04 Effect of the Merger 2 SECTION 1.05 Articles of Incorporation; By-laws 2 SECTION

May 29, 2013 EX-99.1

VOTING AND SUPPORT AGREEMENT

EX-99.1 Exhibit 99.1 Execution Version VOTING AND SUPPORT AGREEMENT VOTING AND SUPPORT AGREEMENT, dated as of May 28, 2013 (this “Agreement”), among Service Corporation International, a Texas corporation (“Parent”), Frank B. Stewart, Jr. (“Founder”) and Paulette D. Stewart, spouse of Founder (“Spouse”, each of Founder and Spouse, a “Shareholder”, and together, the “Shareholders”). WHEREAS, concurr

May 29, 2013 EX-99.1

VOTING AND SUPPORT AGREEMENT

EX-99.1 Exhibit 99.1 Execution Version VOTING AND SUPPORT AGREEMENT VOTING AND SUPPORT AGREEMENT, dated as of May 28, 2013 (this “Agreement”), among Service Corporation International, a Texas corporation (“Parent”), Frank B. Stewart, Jr. (“Founder”) and Paulette D. Stewart, spouse of Founder (“Spouse”, each of Founder and Spouse, a “Shareholder”, and together, the “Shareholders”). WHEREAS, concurr

May 29, 2013 EX-2.1

AGREEMENT AND PLAN OF MERGER SERVICE CORPORATION INTERNATIONAL, RIO ACQUISITION CORP. STEWART ENTERPRISES, INC. Dated as of May 28, 2013 TABLE OF CONTENTS Page ARTICLE I THE MERGER SECTION 1.01 The Merger 1 SECTION 1.02 Closing 2 SECTION 1.03 Effecti

EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER among SERVICE CORPORATION INTERNATIONAL, RIO ACQUISITION CORP. and STEWART ENTERPRISES, INC. Dated as of May 28, 2013 TABLE OF CONTENTS Page ARTICLE I THE MERGER SECTION 1.01 The Merger 1 SECTION 1.02 Closing 2 SECTION 1.03 Effective Time 2 SECTION 1.04 Effect of the Merger 2 SECTION 1.05 Articles of Incorporation; By-laws 2 SECTION

May 29, 2013 DEFA14A

- 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2013 STEWART ENTERPRISES, INC. (Exact name of registrant as specified in its charter) LOUISIANA 1-15449 72-0693290 (State or other jurisdiction of incorporation) (Commissi

May 29, 2013 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2013 STEWART ENTERPRISES, INC. (Exact name of registrant as specified in its charter) LOUISIANA 1-15449 72-0693290 (State or other jurisdiction of incorporation) (Commissi

May 29, 2013 EX-99.2

STEWART ENTERPRISES TO BE ACQUIRED BY SERVICE CORPORATION INTERNATIONAL FOR $13.25 PER SHARE IN CASH

EX-99.2 Exhibit 99.2 STEWART ENTERPRISES TO BE ACQUIRED BY SERVICE CORPORATION INTERNATIONAL FOR $13.25 PER SHARE IN CASH JEFFERSON, LA May 29, 2013 . . . Stewart Enterprises, Inc. (Nasdaq GS: STEI) today announced that it has entered into a definitive merger agreement with Service Corporation International (NYSE:SCI) under which SCI will acquire Stewart in an all-cash merger with a total enterpri

May 29, 2013 EX-99.2

STEWART ENTERPRISES TO BE ACQUIRED BY SERVICE CORPORATION INTERNATIONAL FOR $13.25 PER SHARE IN CASH

EX-99.2 Exhibit 99.2 STEWART ENTERPRISES TO BE ACQUIRED BY SERVICE CORPORATION INTERNATIONAL FOR $13.25 PER SHARE IN CASH JEFFERSON, LA May 29, 2013 . . . Stewart Enterprises, Inc. (Nasdaq GS: STEI) today announced that it has entered into a definitive merger agreement with Service Corporation International (NYSE:SCI) under which SCI will acquire Stewart in an all-cash merger with a total enterpri

May 24, 2013 SC 13G/A

STEI / Stewart Enterprises Inc / Pentwater Capital Management LP - PENTWATER CAPITAL MANAGEMENT SC 13G A NO 2 5-24-2013 (STEWART ENTERPRISES INC) Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

April 22, 2013 8-K

Submission of Matters to a Vote of Security Holders - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2013 STEWART ENTERPRISES, INC. (Exact name of registrant as specified in its charter) LOUISIANA 1-15449 72-0693290 (State or other jurisdiction of incorporation) (C

April 3, 2013 EX-99.1

STEWART ENTERPRISES, INC. ANNOUNCES A 12.5% INCREASE IN ITS DIVIDEND MARKING A 50% INCREASE IN THE LAST TWO YEARS

EX-99.1 Exhibit 99.1 CONTACT: Lewis J. Derbes, Jr. Stewart Enterprises, Inc. 1333 S. Clearview Parkway Jefferson, LA 70121 504-729-1400 STEWART ENTERPRISES, INC. ANNOUNCES A 12.5% INCREASE IN ITS DIVIDEND MARKING A 50% INCREASE IN THE LAST TWO YEARS JEFFERSON, La.—April 3, 2013— Stewart Enterprises, Inc. (Nasdaq GS:STEI) reported today that its Board of Directors increased the annual cash dividend

April 3, 2013 8-K

Financial Statements and Exhibits, Other Events - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2013 STEWART ENTERPRISES, INC. (Exact name of registrant as specified in its charter) LOUISIANA 1-15449 72-0693290 (State or other jurisdiction (Commission (I.R.S. E

March 12, 2013 EX-99.1

STEWART ENTERPRISES REPORTS AN 80 PERCENT INCREASE IN EARNINGS PER SHARE TO $.18 AND $15.5 MILLION IN EARNINGS FROM CONTINUING OPERATIONS FOR THE FIRST QUARTER OF 2013

EX-99.1 Exhibit 99.1 STEWART ENTERPRISES REPORTS AN 80 PERCENT INCREASE IN EARNINGS PER SHARE TO $.18 AND $15.5 MILLION IN EARNINGS FROM CONTINUING OPERATIONS FOR THE FIRST QUARTER OF 2013 NEW ORLEANS, LA March 11, 2013 . . . Stewart Enterprises, Inc. (Nasdaq GS: STEI) reported today its results for the first quarter of 2013. Earnings from continuing operations were $15.5 million compared to $8.8

March 12, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2013 STEWART ENTERPRISES, INC. (Exact name of registrant as specified in its charter) LOUISIANA 1-15449 72-0693290 (State or other jurisdiction of incorporation) (C

February 22, 2013 DEFA14A

- DEFINITIVE ADDITIONAL MATERIALS

Definitive Additional Materials UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

February 22, 2013 DEF 14A

- DEFINITIVE PROXY STATEMENT

Definitive Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

February 14, 2013 SC 13G/A

STEI / Stewart Enterprises Inc / STEWART FRANK B JR - AMENDMENT NO. 13 Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 13) Under the Securities Exchange Act of 1934 Stewart Enterprises, Inc. (Name of Issuer) Class A Common Stock, no par value (Title of Class of Securities) 860370105 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to

February 13, 2013 SC 13G/A

STEI / Stewart Enterprises Inc / Pentwater Capital Management LP - PENTWATER CAPITAL MANAGEMENT LP SC-13GA NO 1 12-31-2012 (STEWART ENTERPRISES, INC) Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

February 11, 2013 SC 13G

STEI / Stewart Enterprises Inc / VANGUARD GROUP INC Passive Investment

stewartenterprisesinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 0 )* Name of issuer: Stewart Enterprises Inc Title of Class of Securities: Common Stock CUSIP Number: 860370105 Date of Event Which Requires Filing of this Statement: December 31, 2012 Check the approp

February 11, 2013 SC 13G/A

STEI / Stewart Enterprises Inc / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11)* STEWART ENTERPRISES INC-CL A (Name of Issuer) Common Stock (Title of Class of Securities) 860370105 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic

December 18, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 17, 2012 STEWART ENTERPRISES, INC. (Exact name of registrant as specified in its charter) LOUISIANA 1-15449 72-0693290 (State or other jurisdiction (Commission (I.R.

December 18, 2012 EX-99.1

STEWART ENTERPRISES REPORTS EARNINGS PER SHARE FROM CONTINUING OPERATIONS OF $.11 FOR THE FOURTH QUARTER AND $.43 FOR FISCAL YEAR 2012

Press Release by Stewart Enterprises, Inc. dated December 17, 2012 Exhibit 99.1 STEWART ENTERPRISES REPORTS EARNINGS PER SHARE FROM CONTINUING OPERATIONS OF $.11 FOR THE FOURTH QUARTER AND $.43 FOR FISCAL YEAR 2012 NEW ORLEANS, LA December 17, 2012 . . . Stewart Enterprises, Inc. (Nasdaq GS: STEI) reported today its results for the fourth quarter and fiscal year ended October 31, 2012. Earnings fr

October 30, 2012 8-K

Financial Statements and Exhibits, Other Events - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2012 STEWART ENTERPRISES, INC. (Exact name of registrant as specified in its charter) LOUISIANA 1-15449 72-0693290 (State or other jurisdiction (Commission (I.R.S

October 30, 2012 EX-99.1

STEWART ENTERPRISES, INC. DECLARES QUARTERLY DIVIDEND

Press Release by Stewart Enterprises, Inc. dated October 29, 2012 Exhibit 99.1 CONTACT: Lewis J. Derbes, Jr. FOR IMMEDIATE RELEASE Stewart Enterprises, Inc. 1333 S. Clearview Parkway Jefferson, LA 70121 504-729-1400 STEWART ENTERPRISES, INC. DECLARES QUARTERLY DIVIDEND JEFFERSON, La.—October 29, 2012—Stewart Enterprises, Inc. (Nasdaq: STEI) reported today that its Board of Directors has declared i

September 26, 2012 EX-99.1

STEWART ENTERPRISES, INC. DECLARES QUARTERLY DIVIDEND

Press Release Exhibit 99.1 CONTACT: Lewis J. Derbes, Jr. FOR IMMEDIATE RELEASE Stewart Enterprises, Inc. 1333 S. Clearview Parkway Jefferson, LA 70121 504-729-1400 STEWART ENTERPRISES, INC. DECLARES QUARTERLY DIVIDEND JEFFERSON, La.—September 25, 2012—Stewart Enterprises, Inc. (Nasdaq GS: STEI) reported today that its Board of Directors has declared its regular quarterly cash dividend of $0.04 per

September 26, 2012 8-K

Financial Statements and Exhibits, Other Events - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2012 STEWART ENTERPRISES, INC. (Exact name of registrant as specified in its charter) LOUISIANA 1-15449 72-0693290 (State or other jurisdiction of incorporation

September 6, 2012 EX-99.1

STEWART ENTERPRISES REPORTS $.11 EARNINGS PER SHARE FROM CONTINUING OPERATIONS FOR THE THIRD QUARTER OF 2012 REPORTS HIGHEST NINE-MONTH REVENUE AND GROSS PROFIT IN FOUR YEARS

Press Release by Stewart Enterprises, Inc. Exhibit 99.1 STEWART ENTERPRISES REPORTS $.11 EARNINGS PER SHARE FROM CONTINUING OPERATIONS FOR THE THIRD QUARTER OF 2012 REPORTS HIGHEST NINE-MONTH REVENUE AND GROSS PROFIT IN FOUR YEARS NEW ORLEANS, LA September 5, 2012 . . . Stewart Enterprises, Inc. (Nasdaq GS: STEI) reported today its results for the third quarter ended July 31, 2012, which reflect s

September 6, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2012 STEWART ENTERPRISES, INC. (Exact name of registrant as specified in its charter) LOUISIANA 1-15449 72-0693290 (State or other jurisdiction (Commission (I.R.

June 21, 2012 EX-99.1

STEWART ENTERPRISES, INC. DECLARES QUARTERLY DIVIDEND

Press Release by Stewart Enterprises, Inc. dated June 20, 2012 Exhibit 99.1 CONTACT: Lewis J. Derbes, Jr. FOR IMMEDIATE RELEASE Stewart Enterprises, Inc. 1333 S. Clearview Parkway Jefferson, LA 70121 504-729-1400 STEWART ENTERPRISES, INC. DECLARES QUARTERLY DIVIDEND JEFFERSON, La.—(BUSINESS WIRE)—June 20, 2012—Stewart Enterprises, Inc. (Nasdaq GS: STEI) reported today that its Board of Directors h

June 21, 2012 8-K

Financial Statements and Exhibits, Other Events - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2012 STEWART ENTERPRISES, INC. (Exact name of registrant as specified in its charter) LOUISIANA 1-15449 72-0693290 (State or other jurisdiction of incorporation) (Co

June 7, 2012 EX-99.1

STEWART ENTERPRISES REPORTS $.11 EARNINGS PER SHARE FROM CONTINUING OPERATIONS AND $.13 PER SHARE ON AN ADJUSTED BASIS FOR THE SECOND QUARTER OF 2012 REPORTS HIGHEST QUARTERLY REVENUE AND GROSS PROFIT IN FOUR YEARS

Press Release Exhibit 99.1 STEWART ENTERPRISES REPORTS $.11 EARNINGS PER SHARE FROM CONTINUING OPERATIONS AND $.13 PER SHARE ON AN ADJUSTED BASIS FOR THE SECOND QUARTER OF 2012 REPORTS HIGHEST QUARTERLY REVENUE AND GROSS PROFIT IN FOUR YEARS NEW ORLEANS, LA June 6, 2012 . . . Stewart Enterprises, Inc. (Nasdaq GS: STEI) reported today its results for the second quarter ended April 30, 2012, which r

June 7, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2012 STEWART ENTERPRISES, INC. (Exact name of registrant as specified in its charter) LOUISIANA 1-15449 72-0693290 (State or other jurisdiction of incorporation) (Com

June 6, 2012 S-8

- FORM S-8

Form S-8 As filed with the Securities and Exchange Commission on June 6, 2012. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT under THE SECURITIES ACT OF 1933 STEWART ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Louisiana (State or other jurisdiction of incorporation or organization) 72-06932

May 4, 2012 SC 13G

STEI / Stewart Enterprises Inc / Pentwater Capital Management LP - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

April 23, 2012 EX-99.1

STEWART ENTERPRISES, INC. EXECUTIVE OFFICER ANNUAL INCENTIVE PLAN (For Fiscal Years Ending 2013 – 2017)

Stewart Enterprises, Inc. Executive Officer Annual Incentive Plan Exhibit 99.1 STEWART ENTERPRISES, INC. EXECUTIVE OFFICER ANNUAL INCENTIVE PLAN (For Fiscal Years Ending 2013 – 2017) 1. Purpose. The purpose of the Stewart Enterprises, Inc. Executive Officer Annual Incentive Plan (the “Plan”) is to advance the interests of Stewart Enterprises, Inc. (the “Company”) by providing an annual incentive b

April 23, 2012 EX-99.2

AMENDED AND RESTATED STEWART ENTERPRISES, INC. 2010 STOCK INCENTIVE PLAN

Amended and Restated Stewart Enterprises, Inc. 2010 Stock Incentive Plan Exhibit 99.2 AMENDED AND RESTATED STEWART ENTERPRISES, INC. 2010 STOCK INCENTIVE PLAN 1. Purpose. The purpose of the Stewart Enterprises, Inc. 2010 Stock Incentive Plan (the “Plan”) is to increase stockholder value and to advance the interests of Stewart Enterprises, Inc. (“STEI”) and its subsidiaries (collectively with STEI,

April 23, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2012 STEWART ENTERPRISES, INC. (Exact name of registrant as specified in its charter) LOUISIANA 1-15449 72-0693290 (State or other jurisdiction of incorporation) (C

April 11, 2012 EX-99.1

STEWART ENTERPRISES ANNOUNCES ORGANIZATIONAL RESTRUCTURE, WORKFORCE REDUCTION

Press release by Stewart Enterprises, Inc Exhibit 99.1 CONTACT: Thomas M. Kitchen FOR IMMEDIATE RELEASE Stewart Enterprises, Inc. 1333 S. Clearview Parkway Jefferson, LA 70121 504-729-1400 STEWART ENTERPRISES ANNOUNCES ORGANIZATIONAL RESTRUCTURE, WORKFORCE REDUCTION JEFFERSON, La.—April 11, 2012—Stewart Enterprises, Inc. (Nasdaq GS:STEI) announced today a restructuring of its organization followin

April 11, 2012 8-K

Financial Statements and Exhibits, Costs Associated with Exit or Disposal Activities - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 11, 2012 STEWART ENTERPRISES, INC. (Exact name of registrant as specified in its charter) LOUISIANA 1-15449 72-0693290 (State or other jurisdiction of incorporation) (C

March 27, 2012 EX-99.1

STEWART ENTERPRISES, INC. ANNOUNCES 14% INCREASE IN ITS QUARTERLY DIVIDEND MARKING A 60% INCREASE IN THE LAST TWO AND ONE-HALF YEARS

Press Release by Stewart Enterprises, Inc. dated March 27, 2012 Exhibit 99.1 CONTACT: Lewis J. Derbes, Jr. FOR IMMEDIATE RELEASE Stewart Enterprises, Inc. 1333 S. Clearview Parkway Jefferson, LA 70121 504-729-1400 STEWART ENTERPRISES, INC. ANNOUNCES 14% INCREASE IN ITS QUARTERLY DIVIDEND MARKING A 60% INCREASE IN THE LAST TWO AND ONE-HALF YEARS JEFFERSON, La.—March 27, 2012— Stewart Enterprises, I

March 27, 2012 8-K

Financial Statements and Exhibits, Other Events - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2012 STEWART ENTERPRISES, INC. (Exact name of registrant as specified in its charter) LOUISIANA 1-15449 72-0693290 (State or other jurisdiction of incorporation) (C

March 27, 2012 SC 13G/A

STEI / Stewart Enterprises Inc / WESTFIELD CAPITAL MANAGEMENT CO LP - AMENDMENT NO. 6 Passive Investment

SC 13G/A 1 steisc13ga.htm AMENDMENT NO. 6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6 )* Stewart Enterprises, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 860370105 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box

March 8, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2012 STEWART ENTERPRISES, INC. (Exact name of registrant as specified in its charter) LOUISIANA 1-15449 72-0693290 (State or other jurisdiction of incorporation) (Co

March 8, 2012 EX-99.1

STEWART ENTERPRISES REPORTS NET EARNINGS OF $8.5 MILLION AND $.10 PER DILUTED SHARE FOR THE FIRST QUARTER OF 2012

Press Release by Stewart Enterprises, Inc. dated March 7, 2012 Exhibit 99.1 STEWART ENTERPRISES REPORTS NET EARNINGS OF $8.5 MILLION AND $.10 PER DILUTED SHARE FOR THE FIRST QUARTER OF 2012 NEW ORLEANS, LA March 7, 2012 . . . Stewart Enterprises, Inc. (Nasdaq GS: STEI) reported today its results for the first quarter ended January 31, 2012. The Company reported net earnings of $8.5 million, or $.1

February 27, 2012 DEFA14A

- ADDITIONAL MATERIALS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State

February 27, 2012 DEF 14A

- DEFINITIVE PROXY STATEMENT

Definitive Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

February 14, 2012 SC 13G/A

STEI / Stewart Enterprises Inc / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11)* STEWART ENTERPRISES INC-CL A (Name of Issuer) Common Stock (Title of Class of Securities) 860370105 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic

February 13, 2012 SC 13G/A

STEI / Stewart Enterprises Inc / STEWART FRANK B JR - SCHEDULE 13G AMENDMENT NO. 12 Passive Investment

Schedule 13G Amendment No. 12 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12) * Stewart Enterprises, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 860370105 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to

February 13, 2012 SC 13G/A

STEI / Stewart Enterprises Inc / WESTFIELD CAPITAL MANAGEMENT CO LP - AMENDMENT NO. 5 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Stewart Enterprises, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 860370105 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th

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