SSNF / Sunshine Financial, Inc. - SEC-arkivering, Årsberetning, Fuldmagtserklæring

Sunshine Financial, Inc.
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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Sunshine Financial, Inc.
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
March 29, 2018 15-12G

SSNF / Sunshine Financial, Inc. TERMINATION OF REGISTRATION UNDER SECTION 12(G)

15-12G 1 ssnf-form150318.htm TERMINATION OF REGISTRATION UNDER SECTION 12(G) OMB APPROVAL OMB Number: 3235-0167 Expires: March 31, 2018 Estimated average burden hours per response . . . . . 1.50 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENS

March 16, 2018 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2018 SUNSHINE FINANCIAL, INC. (Exact name of registrant as specified in its charter) Maryland 000-54280 36-4678532 (State or other Jurisdiction of Incorporation) (Commission

March 16, 2018 425

FBMS / First Bancshares, Inc. (The) FORM 8-K (Prospectus)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2018 The First Bancshares, Inc. (Exact name of registrant as specified in its charter) Mississippi 33-94288 64-0862173 (State or other jurisdiction of incorporation) (Commis

February 13, 2018 SC 13G/A

SSNF / Sunshine Financial, Inc. / Palogic Value Management, L.P. - SC 13G/A Passive Investment

SC 13G/A 1 d448641dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 SUNSHINE FINANCIAL, INC. (Amendment No. 3)* (Name of Issuer) Common Stock (Title of Class of Securities) 86782T109 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to d

February 12, 2018 SC 13G/A

SSNF / Sunshine Financial, Inc. / Sunshine Financial Inc Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. Six) Sunshine Financial, Inc. (Name of Issuer) Common Stock, Par Value $0.01 per share (Title of Class of Securities) 86782T 109 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs

February 8, 2018 SC 13G/A

SSNF / Sunshine Financial, Inc. / Ithan Creek Master Investors (Cayman), L.P. - SEC SCHEDULE 13G Passive Investment

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 )* Sunshine Financial, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 86782T109 (CUSIP Number) December 29, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate b

February 8, 2018 SC 13G/A

SSNF / Sunshine Financial, Inc. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Sunshine Financial, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 86782T109 (CUSIP Number) December 29, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate b

January 24, 2018 SC 13G

SSNF / Sunshine Financial, Inc. / Context BH Capital Management, LP - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* Sunshine Financial, Inc.

December 7, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2017 SUNSHINE FINANCIAL, INC. (Exact name of registrant as specified in its charter) Maryland 000-54280 36-4678532 (State or other Jurisdiction of Incorporation) (Commissi

December 7, 2017 EX-2.1

AGREEMENT AND PLAN OF MERGER by and between THE FIRST BANCSHARES, INC. SUNSHINE FINANCIAL, INC. Dated as of 6, 2017 TABLE OF CONTENTS

Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER by and between THE FIRST BANCSHARES, INC. and SUNSHINE FINANCIAL, INC. Dated as of 6, 2017 TABLE OF CONTENTS Article I THE MERGER Section 1.01 The Merger 1 Section 1.02 Articles of Incorporation and Bylaws 2 Section 1.03 Bank Merger 2 Section 1.04 Effective Time; Closing 2 Section 1.05 Additional Actions 3 Section 1.06 Reservation of Right

December 7, 2017 EX-10.1

FORM OF SSNF VOTING AGREEMENT

Exhibit 10.1 FORM OF SSNF VOTING AGREEMENT THIS VOTING AGREEMENT (this " Agreement ") is dated as of [?], 2017, by and between the undersigned holder (" Shareholder ") of common stock of Sunshine Financial, Inc., a Maryland corporation (" SSNF") , and The First Bancshares, Inc., a Mississippi corporation (" FBMS "). All capitalized terms used but not defined herein shall have the meanings assigned

December 6, 2017 EX-99.2

December 6 , 2017 Acquisition of Sunshine Financial, Inc. by The First Bancshares, Inc.

Exhibit 99.2 December 6 , 2017 Acquisition of Sunshine Financial, Inc. by The First Bancshares, Inc. ABOUT THE FIRST BANCSHARES, INC.: The First Bancshares, Inc. (?FBMS? or the ?Company?), headquartered in Hattiesburg, Mississippi, is the parent company of The First, A National Banking Association. Founded in 1996, The First has operations in Mississippi, Louisiana, Alabama and Florida. The Compan

December 6, 2017 EX-99.1

First Bancshares, Inc. Announces the Acquisition of Sunshine Financial, Inc.

EX-99.1 2 tv480938ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 First Bancshares, Inc. Announces the Acquisition of Sunshine Financial, Inc. Hattiesburg, MS and Tallahassee, FL, Dec. 6, 2017 – The First Bancshares, Inc. (NASDAQ: FBMS) (“First Bancshares” or “the Company”), holding company for The First, A National Banking Association (“The First”), announced today the signing of an Agreement and Plan of Me

December 6, 2017 425

FBMS / First Bancshares, Inc. (The) FORM 8-K (Prospectus)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2017 (December 6, 2017) The First Bancshares, Inc. (Exact name of registrant as specified in its charter) Mississippi 33-94288 64-0862173 (State or other jurisdiction of i

November 14, 2017 10-Q

SSNF / Sunshine Financial, Inc. QUARTERLY REPORT ON FORM 10-Q FOR THE PERIOD ENDED SEPTEMBER 30, 2017 (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number: 001-54280 SUNSHINE FINANCIAL, INC. (Exact nam

August 10, 2017 10-Q

SSNF / Sunshine Financial, Inc. QUARTERLY REPORT ON FORM 10-Q FOR THE PERIOD ENDED JUNE 30, 2017 (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number: 001-54280 SUNSHINE FINANCIAL, INC. (Exact name of

May 30, 2017 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2017 SUNSHINE FINANCIAL, INC. (Exact name of registrant as specified in its charter) Maryland 000-54280 36-4678532 (State or other Jurisdiction of Incorporation) (Commission F

May 12, 2017 10-Q

Sunshine Financial QUARTERLY REPORT ON FORM 10-Q FOR THE PERIOD ENDED MARCH 31, 2017 (Quarterly Report)

10-Q 1 ssnf-10q033117.htm QUARTERLY REPORT ON FORM 10-Q FOR THE PERIOD ENDED MARCH 31, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transit

April 18, 2017 DEF 14A

Sunshine Financial PROXY STATEMENT FOR ANNUAL MEETING OF STOCKHOLDERS

DEF 14A 1 ssnf-def14a2017.htm PROXY STATEMENT FOR ANNUAL MEETING OF STOCKHOLDERS SUNSHINE FINANCIAL, INC. April 19, 2017 Dear Fellow Stockholder: On behalf of the Board of Directors and management of Sunshine Financial, Inc., we cordially invite you to attend the annual meeting of Sunshine Financial, Inc. stockholders. The meeting will be held at 10:00 a.m., local time, on May 24, 2017, at our exe

March 30, 2017 10-K

Sunshine Financial ANNUAL REPORT ON FORM 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 000-54280 SUNSHINE FINANCIAL, IN

February 10, 2017 SC 13G/A

SSNF / Sunshine Financial, Inc. / Sunshine Financial Inc Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. Five) Sunshine Financial, Inc. (Name of Issuer) Common Stock, Par Value $0.01 per share (Title of Class of Securities) 86782T 109 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur

February 10, 2017 SC 13G

SSNF / Sunshine Financial, Inc. / ALLIANCEBERNSTEIN L.P. - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Sunshine Financial Inc (Name of Issuer) Common Stock (Title of Class of Securities) 86782T109 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S

February 3, 2017 SC 13G/A

SSNF / Sunshine Financial, Inc. / MALTESE CAPITAL MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Sunshine Financial, Inc. (Name of issuer) Common Stock, par value $0.01 per share (Title of class of securities) 86782T109 (CUSIP number) December 31, 2016 (Date of event which requires filing of this statement) Check the appropriate box to designate t

February 2, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2017 SUNSHINE FINANCIAL, INC. (Exact name of registrant as specified in its charter) Maryland 000-54280 36-4678532 (State or other Jurisdiction of Incorporation) (Commissi

February 1, 2017 SC 13G/A

SSNF / Sunshine Financial, Inc. / Palogic Value Management, L.P. - SCHEDULE 13G AMENDMENT NO. 2 Passive Investment

Schedule 13G Amendment No. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 SUNSHINE FINANCIAL, INC. (Amendment No. 2)* (Name of Issuer) Common Stock (Title of Class of Securities) 86782T109 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t

November 14, 2016 10-Q

Sunshine Financial QUARTERLY REPORT ON FORM 10-Q FOR THE PERIOD ENDED SEPTEMBER 30, 2016 (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [ X ] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number: 001-54280 SUNSHINE FINANCIAL, INC. (Exact n

August 11, 2016 10-Q

Sunshine Financial QUARTERLY REPORT ON FORM 10-Q FOR THE PERIOD ENDED JUNE 30, 2016 (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [ X ] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number: 001-54280 SUNSHINE FINANCIAL, INC. (Exact name o

July 11, 2016 EX-99.1

SUNSHINE SAVINGS BANK HAS A NEW CHARTER AND A NEW NAME

EXHIBIT 99.1 SUNSHINE SAVINGS BANK HAS A NEW CHARTER AND A NEW NAME TALLAHASSE, FL ? July 11, 2016 ? Sunshine Savings Bank and its holding company, Sunshine Financial, Inc. announced today that the bank has completed its conversion from a federal savings bank charter to a Florida state bank charter. As a result of the charter conversion, the bank?s legal name changed. The bank will now operate und

July 11, 2016 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 11, 2016 SUNSHINE FINANCIAL, INC. (Exact name of registrant as specified in its charter) Maryland 000-54280 36-4678532 (State or other Jurisdiction of Incorporation) (Commission

May 19, 2016 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2016 SUNSHINE FINANCIAL, INC. (Exact name of registrant as specified in its charter) Maryland 000-54280 36-4678532 (State or other Jurisdiction of Incorporation) (Commission F

May 13, 2016 10-Q

Sunshine Financial QUARTERLY REPORT ON FORM 10-Q FOR THE QUARTER ENDED MARCH 31, 2016 (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [ X ] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number: 001-54280 SUNSHINE FINANCIAL, INC. (Exact name

April 12, 2016 DEF 14A

Sunshine Financial 14A

DEF 14A 1 ssnf-def14a2016.htm SUNSHINE FINANCIAL, INC. April 13, 2016 Dear Fellow Stockholder: On behalf of the Board of Directors and management of Sunshine Financial, Inc., we cordially invite you to attend the annual meeting of Sunshine Financial, Inc. stockholders. The meeting will be held at 10:00 a.m., local time, on May 18, 2016, at our executive offices located at 1400 East Park Avenue, Ta

March 29, 2016 10-K

Sunshine Financial (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 000-54280 SUNSHINE FINANCIAL, IN

March 1, 2016 EX-99.1

SUNSHINE SAVINGS BANK RECEIVES APPROVAL TO CONVERT TO A FLORIDA STATE-CHARTERED BANK

EX-99.1 2 ex99-1.htm PRESS RELEASE DATED MARCH 1, 2016 EXHIBIT 99.1 SUNSHINE SAVINGS BANK RECEIVES APPROVAL TO CONVERT TO A FLORIDA STATE-CHARTERED BANK Tallahassee, FL – March 1, 2016 – Louis O. Davis, Jr., President and Chief Executive Officer of Sunshine Savings Bank, Tallahassee, Florida, announced that Sunshine Savings Bank's application to convert from a federal savings bank to a Florida sta

March 1, 2016 8-K

Financial Statements and Exhibits, Other Events

8-K 1 ssnf-8k030116.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2016 SUNSHINE FINANCIAL, INC. (Exact name of registrant as specified in its charter) Maryland 000-54280 36-4678532 (State or other Jurisdiction of Inc

February 22, 2016 EX-24

POWER OF ATTORNEY

POWER OF ATTORNEY Know all by these present that the undersigned hereby constitutes and appoints each of Brian P.

February 11, 2016 SC 13G/A

SSNF / Sunshine Financial, Inc. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Sunshine Financial, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 86782T109 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th

February 11, 2016 SC 13G/A

SSNF / Sunshine Financial, Inc. / MALTESE CAPITAL MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Sunshine Financial, Inc. (Name of issuer) Common Stock, par value $0.01 per share (Title of class of securities) 86782T109 (CUSIP number) December 31, 2015 (Date of event which requires filing of this statement) Check the appropriate box to designate t

February 11, 2016 SC 13G/A

SSNF / Sunshine Financial, Inc. / Ithan Creek Master Investors (Cayman), L.P. - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* Sunshine Financial, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 86782T109 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th

February 10, 2016 SC 13G/A

SSNF / Sunshine Financial, Inc. / Sunshine Financial Inc Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. Four) Sunshine Financial, Inc. (Name of Issuer) Common Stock, Par Value $0.01 per share (Title of Class of Securities) 86782T 109 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur

February 8, 2016 SC 13D/A

SSNF / Sunshine Financial, Inc. / STILWELL JOSEPH - SC 13D/A Activist Investment

CUSIP No. 86782T109 SCHEDULE 13D Page 1 of 23 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) SUNSHINE FINANCIAL, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 86782T109 (CUSIP Number) Mr. Joseph Stilwell 111 Broadway, 12th Floor New York, New York 10006 T

February 8, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2016 SUNSHINE FINANCIAL, INC. (Exact name of registrant as specified in its charter) Maryland 000-54280 36-4678532 (State or other Jurisdiction of Incorporation) (Commissi

February 8, 2016 EX-99.1

SUNSHINE ANNOUNCES APPOINTMENT OF NEW DIRECTOR

Exhibit 99.1 PRESS RELEASE SUNSHINE ANNOUNCES APPOINTMENT OF NEW DIRECTOR TALLAHASSEE, FL ? Feb. 8, 2016 ? Sunshine Financial, Inc. (OTCBB: SSNF), the holding company for Sunshine Savings Bank (the "Bank"), announced today that it has entered into an agreement with The Stilwell Group, and certain affiliates, and Corissa J. Briglia, pursuant to which Sunshine Financial, Inc. (the "Company") appoint

February 8, 2016 EX-99.2

SUNSHINE FINANCIAL, INC. ANNOUNCES DATE OF 2016 ANNUAL MEETING OF STOCKHOLDERS

Exhibit 99.2 SUNSHINE FINANCIAL, INC. ANNOUNCES DATE OF 2016 ANNUAL MEETING OF STOCKHOLDERS Tallahassee, FL – February 8, 2016 – Sunshine Financial, Inc. (OTCBB: SSNF) , the holding company for Sunshine Savings Bank, announced today that its annual meeting of stockholders will be held on Wednesday, May 18, 2016. Shareholders of record as of the close of business on March 25, 2016, will be entitled

February 8, 2016 EX-10.1

[Remainder of this page intentionally left blank.]

EX-10.1 2 ex10-1.htm AGREEMENT, DATED FEBRUARY 5, 2016 Exhibit 10.1 AGREEMENT THIS AGREEMENT (the "Agreement"), dated this 5th day of February 2016, is by and among Sunshine Financial, Inc., a Maryland corporation (the "Company"), and its wholly owned subsidiary, Sunshine Savings Bank, a federally chartered savings bank (the "Bank," and collectively with the Company, "Sunshine"), Stilwell Value Pa

January 15, 2016 SC 13G/A

SSNF / Sunshine Financial, Inc. / Palogic Value Management, L.P. - SCHEDULE 13G AMENDMENT NO. 1 Passive Investment

SC 13G/A 1 d122002dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 SUNSHINE FINANCIAL, INC. (Amendment No. 1)* (Name of Issuer) Common Stock (Title of Class of Securities) 86782T109 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the

August 27, 2015 8-K

Sunshine Financial (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2015 SUNSHINE FINANCIAL, INC. (Exact name of registrant as specified in its charter) Maryland 000-54280 36-4678532 (State or other Jurisdiction of Incorporation) (Commissio

August 24, 2015 EX-24

POWER OF ATTORNEY

Unassociated Document POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Brian P.

July 10, 2015 8-K

Sunshine Financial (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July10, 2015 SUNSHINE FINANCIAL, INC. (Exact name of registrant as specified in its charter) Maryland 000-54280 36-4678532 (State or other Jurisdiction of Incorporation) (Commission F

July 10, 2015 EX-99.1

Sunshine Savings Bank Announces Filing of Application to Convert to a Florida State-Chartered Commercial Bank

FOR IMMEDIATE RELEASE For additional information, contact: Scott A. Swain (850) 219-7350 Senior Vice President & Chief Financial Officer Sunshine Savings Bank Announces Filing of Application to Convert to a Florida State-Chartered Commercial Bank TALLAHASSEE, FL ? July 10, 2015, Sunshine Financial, Inc. (OTCBB: SSNF), the holding company for Sunshine Savings Bank (the "Bank"), today announced that

July 2, 2015 SC 13D/A

SSNF / Sunshine Financial, Inc. / STILWELL JOSEPH - SC 13D/A Activist Investment

SC 13D/A 1 v414756sc13da.htm SC 13D/A CUSIP No. 86782T 109 SCHEDULE 13D Page 1 of 24 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) SUNSHINE FINANCIAL, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 86782T 10 9 (CUSIP Number) Mr. Joseph Stilwell 111 Broadw

May 20, 2015 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2015 SUNSHINE FINANCIAL, INC. (Exact name of registrant as specified in its charter) Maryland 000-54280 36-4678532 (State or other Jurisdiction of Incorporation) (Commission F

April 16, 2015 DEF 14A

Sunshine Financial 14A

DEF 14A 1 ssnf-def14a2015.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as p

April 6, 2015 SC 13G

SSNF / Sunshine Financial, Inc. / Palogic Value Management, L.P. - SCHEDULE 13G Passive Investment

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 SUNSHINE FINANCIAL, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 86782T109 (CUSIP Number) March 30, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul

April 6, 2015 EX-99.1

JOINT FILING AGREEMENT April 6, 2015

EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT April 6, 2015 Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation t

February 17, 2015 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2015 SUNSHINE FINANCIAL, INC. (Exact name of registrant as specified in its charter) Maryland 000-54280 36-4678532 (State or other Jurisdiction of Incorporation) (Commiss

February 17, 2015 EX-99.1

SUNSHINE FINANCIAL, INC. ANNOUNCES DATE OF 2015 ANNUAL MEETING OF STOCKHOLDERS

SUNSHINE FINANCIAL, INC. ANNOUNCES DATE OF 2015 ANNUAL MEETING OF STOCKHOLDERS Tallahassee, FL – February 17, 2015 – Sunshine Financial, Inc. (OTCBB: SSNF), the holding company for Sunshine Savings Bank, announced today that its annual meeting of stockholders will be held on Wednesday, May 20, 2015. About Sunshine Financial, Inc. Sunshine Financial, Inc. is the holding company of Sunshine Savings

February 13, 2015 SC 13G/A

SSNF / Sunshine Financial, Inc. / MALTESE CAPITAL MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Sunshine Financial, Inc. (Name of issuer) Common Stock, par value $0.01 per share (Title of class of securities) 86782T109 (CUSIP number) December 31, 2014 (Date of event which requires filing of this statement) Check the appropriate box to designate t

February 12, 2015 SC 13G/A

SSNF / Sunshine Financial, Inc. / Sunshine Financial Inc Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. Three) Sunshine Financial, Inc. (Name of Issuer) Common Stock, Par Value $0.01 per share (Title of Class of Securities) 86782T 109 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu

November 17, 2014 144

SSNF / Sunshine Financial, Inc. 144 - - LOUIS O. DAVIS, JR. FORM 144

UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0101 Washington, D.

October 1, 2014 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2014 SUNSHINE FINANCIAL, INC. (Exact name of registrant as specified in its charter) Maryland 000-54280 36-4678532 (State or other Jurisdiction of Incorporation) (Commis

October 1, 2014 EX-99.1

SUNSHINE FINANCIAL, INC. ANNOUNCES STOCK REPURCHASE PROGRAM

EX-99.1 2 ex99-1.htm SUNSHINE FINANCIAL, INC. ANNOUNCES STOCK REPURCHASE PROGRAM Tallahassee, FL – October 1, 2014 – Sunshine Financial, Inc. (OTCBB: SSNF) announced today that the Company’s Board of Directors has authorized the repurchase of up to 115,351 shares or 10% of the Company’s outstanding shares over a one year period. The repurchase program will commence no sooner than 24 hours followin

May 23, 2014 8-K

Submission of Matters to a Vote of Security Holders -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2014 SUNSHINE FINANCIAL, INC. (Exact name of registrant as specified in its charter) Maryland 000-54280 36-4678532 (State or other Jurisdiction of Incorporation) (Commission F

April 22, 2014 DEF 14A

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DEF 14A 1 ssnf-def14a2014.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as p

March 28, 2014 10-K

Sunshine Financial (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 000-54280 SUNSHINE FINANCIAL, IN

February 14, 2014 SC 13G/A

SSNF / Sunshine Financial, Inc. / FARLEY CAPITAL II L.P. - SC 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.

February 14, 2014 SC 13G/A

SSNF / Sunshine Financial, Inc. / Ithan Creek Master Investors (Cayman), L.P. - DISCLOSURE DOCUMENT Passive Investment

SC 13G/A 1 secfiling.htm DISCLOSURE DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Sunshine Financial, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 86782T109 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate bo

February 12, 2014 SC 13G/A

SSNF / Sunshine Financial, Inc. / MALTESE CAPITAL MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Sunshine Financial Inc. (Name of issuer) Common Stock (Title of class of securities) 86782T109 (CUSIP number) December 31, 2013 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which th

February 10, 2014 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2014 SUNSHINE FINANCIAL, INC. (Exact name of registrant as specified in its charter) Maryland 000-54280 36-4678532 (State or other Jurisdiction of Incorporation) (Commiss

February 10, 2014 EX-99.1

SUNSHINE FINANCIAL, INC. ANNOUNCES DATE FOR 2014 ANNUAL MEETING OF STOCKHOLDERS

SUNSHINE FINANCIAL, INC. ANNOUNCES DATE FOR 2014 ANNUAL MEETING OF STOCKHOLDERS TALLAHASSEE, FL – Feb. 10, 2014 – Sunshine Financial, Inc. (OTCBB: SSNF) announced today that the 2014 annual meeting of stockholders will be held at the Company’s headquarters in Tallahassee, FL, on Wednesday, May 21, 2014. In addition, the Company announced that March 31, 2014, has been fixed as the record date for d

February 4, 2014 SC 13G/A

SSNF / Sunshine Financial, Inc. / Sunshine Financial Inc Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. Two) Sunshine Financial, Inc. (Name of Issuer) Common Stock, Par Value $0.01 per share (Title of Class of Securities) 86782T 109 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs

January 6, 2014 EX-99.1

SUNSHINE FINANCIAL, INC. ANNOUNCES COMPLETION OF STOCK REPURCHASE PROGRAM

SUNSHINE FINANCIAL, INC. ANNOUNCES COMPLETION OF STOCK REPURCHASE PROGRAM Tallahassee, FL – January 6, 2014 – Sunshine Financial, Inc. (OTCBB: SSNF) announced today that the Company completed its previously announced stock repurchase program, pursuant to which the Company repurchased 123,444 shares of common stock, representing 10% of the Company’s outstanding shares. The shares were repurchased i

January 6, 2014 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 6, 2014 SUNSHINE FINANCIAL, INC. (Exact name of registrant as specified in its charter) Maryland 000-54280 36-4678532 (State or other Jurisdiction of Incorporation) (Commissio

August 28, 2013 EX-3.2

BYLAWS SUNSHINE FINANCIAL, INC. ARTICLE I

Exhibit 3.2 BYLAWS OF SUNSHINE FINANCIAL, INC. ARTICLE I STOCKHOLDERS Section 1. Annual Meeting. The Corporation shall hold an annual meeting of its stockholders to elect directors to succeed those whose terms expire and to transact any other business within its powers, at such place, on such date, and at such time as the Board of Directors shall each year fix. Except as provided otherwise by the

August 28, 2013 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Other Events -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2013 SUNSHINE FINANCIAL, INC. (Exact name of registrant as specified in its charter) Maryland 000-54280 36-4678532 (State or other Jurisdiction of Incorporation) (Commissio

August 28, 2013 EX-99.1

SUNSHINE FINANCIAL, INC. ANNOUNCES STOCK REPURCHASE PROGRAM

Exhibit 99.1 SUNSHINE FINANCIAL, INC. ANNOUNCES STOCK REPURCHASE PROGRAM Tallahassee, FL – August 28, 2013 – Sunshine Financial, Inc. (OTCBB: SSNF) announced today that the Company’s Board of Directors has authorized the repurchase of up to 123,444 shares or 10% of the Company’s outstanding shares. The shares may be purchased in the open market or in privately negotiated transactions, from time to

June 14, 2013 SC 13D/A

SSNF / Sunshine Financial, Inc. / STILWELL JOSEPH - SC 13D/A Activist Investment

CUSIP No. 86782T 10 9 SCHEDULE 13D Page 1 of 24 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) SUNSHINE FINANCIAL, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 86782T 10 9 (CUSIP Number) Mr. Joseph Stilwell 111 Broadway, 12th Floor New York, New York 100

May 24, 2013 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2013 SUNSHINE FINANCIAL, INC. (Exact name of registrant as specified in its charter) Maryland 000-54280 36-4678532 (State or other Jurisdiction of Incorporation) (Commission F

May 20, 2013 EX-10.2

Addendum to Commercial Contract

Commercial Contract 1. PARTIES AND PROPERTY: Sunshine Savings Bank ("Buyer") agrees to buy and Centennial Bank ("Seller) agrees to sell the property as: Street Address: 503 Appleyard Dr, Tallahassee, FL Legal Description: Leon County Tax 1D# 21-33-25-000-0020 and the following Personal Property: All furniture & fixtures in premises as of 5/13/13. Excludes ATM machines. (all collectively referred t

May 20, 2013 8-K

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2013 SUNSHINE FINANCIAL, INC. (Exact name of registrant as specified in its charter) Maryland 000-54280 36-4678532 (State or other Jurisdiction of Incorporation) (Commission F

May 20, 2013 EX-10.1

Addendum to Commercial Contract

EX-10.1 2 ex10-1.htm Commercial Contract 1. PARTIES AND PROPERTY: Sunshine Savings Bank ("Buyer") agrees to buy and Centennial Bank ("Seller) agrees to sell the property as: Street Address: 3641 Coolidge Ct., Tallahassee, FL Legal Description: Leon County Tax 1D# 31-16-26-C0020 and the following Personal Property: All furniture & fixtures in premises as of 5/13/13. Excludes ATM machines. (all coll

May 2, 2013 SC 13D/A

SSNF / Sunshine Financial, Inc. / STILWELL JOSEPH - SC 13D/A Activist Investment

CUSIP No. 86782T 10 9 SCHEDULE 13D Page 1 of 26 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) SUNSHINE FINANCIAL, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 86782T 10 9 (CUSIP Number) Mr. Joseph Stilwell 111 Broadway, 12th Floor New York, New York 100

April 24, 2013 DEF 14A

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

March 25, 2013 SC 13D/A

SSNF / Sunshine Financial, Inc. / STILWELL JOSEPH - SC 13D/A Activist Investment

CUSIP No. 86782T 10 9 SCHEDULE 13D Page 1 of 23 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) SUNSHINE FINANCIAL, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 86782T 10 9 (CUSIP Number) Mr. Joseph Stilwell 111 Broadway, 12th Floor New York, New York 100

February 14, 2013 SC 13G/A

SSNF / Sunshine Financial, Inc. / FARLEY CAPITAL II L.P. - SC 13G/A Passive Investment

SC 13G/A 1 v333917sc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Sunshine Financial, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 86782T109 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule

February 14, 2013 SC 13G/A

SSNF / Sunshine Financial, Inc. / MALTESE CAPITAL MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Sunshine Financial Inc. (Name of issuer) Common Stock (Title of class of securities) 86782T109 (CUSIP number) December 31, 2012 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which th

January 31, 2013 SC 13G/A

SSNF / Sunshine Financial, Inc. / Sunshine Financial Inc Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. One) Sunshine Financial, Inc. (Name of Issuer) Common Stock, Par Value $0.01 per share (Title of Class of Securities) 86782T 109 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs

August 20, 2012 SC 13G

SSNF / Sunshine Financial, Inc. / FARLEY CAPITAL II L.P. - SCHEDULE 13G Passive Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.

August 20, 2012 EX-99.1

JOINT FILING AGREEMENT

EX-99.1 2 v321705ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, and that all subsequent amendments to this statement on Schedule 13G may be filed on behalf of ea

June 29, 2012 EX-10.3

Non-Qualified Stock Option

SUNSHINE FINANCIAL, INC. 2012 EQUITY INCENTIVE PLAN NON-QUALIFIED STOCK OPTION AWARD AGREEMENT NQSO No. Grant Date: This Non-Qualified Stock Option Award (“NQSO”) is granted by Sunshine Financial, Inc. (“Corporation”) to [Name] (“Option Holder”) in accordance with the terms of this Non-Qualified Stock Option Award Agreement (“Agreement”) and subject to the provisions of the Sunshine Financial, Inc

June 29, 2012 EX-10.4

Restricted Stock Agreements

SUNSHINE FINANCIAL, INC. 2012 EQUITY INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT RS No. Grant Date: This Restricted Stock Award (“Restricted Stock Award”) is granted by Sunshine Financial, Inc. (“Corporation”) to [Name] (“Grantee”) in accordance with the terms of this Restricted Stock Award Agreement (“Agreement”) and subject to the provisions of the Sunshine Financial, Inc. 2012 Equity Incent

June 29, 2012 S-8

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As filed with the Securities and Exchange Commission on June 29, 2012 Registration No.

June 29, 2012 EX-10.2

Incentive Stock Option

SUNSHINE FINANCIAL, INC. 2012 EQUITY INCENTIVE PLAN INCENTIVE STOCK OPTION AWARD AGREEMENT ISO No. Grant Date: This Incentive Stock Option Award (“ISO”) is granted by Sunshine Financial, Inc. (“Corporation”) to [Name] (“Option Holder”) in accordance with the terms of this Incentive Stock Option Award Agreement (“Agreement”) and subject to the provisions of the Sunshine Financial, Inc. 2012 Equity

May 23, 2012 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2012 SUNSHINE FINANCIAL, INC. (Exact name of registrant as specified in its charter) Maryland 000-54280 36-4678532 (State or other Jurisdiction of Incorporation) (Commission F

May 10, 2012 DEFA14A

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

April 20, 2012 DEF 14A

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

March 30, 2012 NT 10-K

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OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB Number: 3235-0058 Expires: May 31, 2012 Estimated average burden hours per response . . . 2.50 SEC FILE NUMBER 000-54280 CUSIP NUMBER 86782T109 (Check one): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: December 3

February 14, 2012 SC 13G

SSNF / Sunshine Financial, Inc. / MALTESE CAPITAL MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Sunshine Financial Inc. (Name of issuer) Common Stock (Title of class of securities) 86782T109 (CUSIP number) December 31, 2011 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which this S

February 14, 2012 SC 13G/A

SSNF / Sunshine Financial, Inc. / Ithan Creek Master Investors (Cayman), L.P. - DISCLOSURE DOCUMENT Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Sunshine Financial, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 86782T109 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi

February 14, 2012 SC 13G

SSNF / Sunshine Financial, Inc. / WELLINGTON MANAGEMENT GROUP LLP - DISCLOSURE DOCUMENT Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Sunshine Financial, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 86782T109 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

February 9, 2012 SC 13G

SSNF / Sunshine Financial, Inc. / Sunshine Financial Inc Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Sunshine Financial, Inc. (Name of Issuer) Common Stock, Par Value $0.01 per share (Title of Class of Securities) 86782T 109 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant

January 23, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 18, 2012 SUNSHINE FINANCIAL, INC. (Exact name of registrant as specified in its charter) Maryland 000-54280 36-4678532 (State or other Jurisdiction of Incorporation) (Commis

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