Grundlæggende statistik
| LEI | 549300Y5L3V48O754353 |
| CIK | 1208211 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Industrials ETF
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
| September 27, 2018 |
RYH / Guggenheim S&P 500 Equal Weight Healthcare ETF N-8F ORDR begin 644 filename1.pdf M)5!$1BTQ+C8-)>+CS],-"C0T(# @;V)J#3P\+TQI;F5AF4@-C(O5'EP M92]84F5F+U=;,2 R(#%=/CYS=')E86T-"FC>8F)D$&!@8F#R A(,K4""D0U( M,!>!Q#1!Q D0\0)$>( (!A A B($08KU@,3KE0Q,C R[07(,C!#B/^.')E9@T*, T*)25%3T8- M"B @(" @( T*-C$@,"!O8FH-/#PO0R W-R]&:6QT97(O1FQA=&5$96-O9&4O M3&5N9W1H(#8T+U,@,S@^/G-TPMA&8Z"-$!$& W)0&P T* M96YD%LP+C @,"XP(#8Q,BXP(#%LP+C @ M,"XP(#8Q,BXP(#7!E+T]B:E-T;3X^3(+DX;^7 |
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| August 31, 2018 |
RYH / Guggenheim S&P 500 Equal Weight Healthcare ETF N-8F NTC begin 644 filename1.pdf M)5!$1BTQ+C8-)>+CS],-"C$P,2 P(&]B:@T\/"],:6YE87)I>F5D(#$O3" Q M.3%LQ,#$@ M,3A=+TQE;F=T:" W,"]07!E+UA2968O5ULQ(#(@,5T^/G-T(> \B7$'$2R#Q4H6!B9'A"Y#%P, ((?XS M9OT#"# 21<)^0T*96YD8F!@8 *B* 86 M!@;.;@8>!@3@ @=>,C#L/\ @O7 7$'$P-' P-EC Q(& MDX'!^2"0Y@9K!0)&(:!8A')QQ.7<3W=G;CUDJ@!6Q\7 X*8*DF9@8/6%V 00 M8 !SQ!8+#0IE;F1S=')E86T-96YD;V)J#3$P,B P(&]B:@T\/"],86YG*/[ M $4 3@ M %4 4RDO36% |
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| August 9, 2018 |
RYH / Guggenheim S&P 500 Equal Weight Healthcare ETF N-8F/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM N-8F APPLICATION FOR DEREGISTRATION OF CERTAIN REGISTERED INVESTMENT COMPANIES I. |
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| July 31, 2018 |
[Rydex Funds Letterhead] July 31, 2018 VIA EDGAR Ms. Megan Miller Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Rydex Series Funds (File No. 811-07584) Rydex Variable Trust (File No. 811-08821) Rydex ETF Trust (File no. 811-21261) (each, a “Trust” and collectively, the “Trusts”) Dear Ms. Miller: Thank you for your telephonic commen |
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| July 20, 2018 |
RYH / Guggenheim S&P 500 Equal Weight Healthcare ETF N-8F/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM N-8F APPLICATION FOR DEREGISTRATION OF CERTAIN REGISTERED INVESTMENT COMPANIES I. |
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| June 19, 2018 |
RYH / Guggenheim S&P 500 Equal Weight Healthcare ETF N-8F SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM N-8F APPLICATION FOR DEREGISTRATION OF CERTAIN REGISTERED INVESTMENT COMPANIES I. |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| March 29, 2018 |
CERTIFICATIONS I, Amy J. Lee, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this |
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| March 29, 2018 |
RYH / Guggenheim S&P 500 Equal Weight Healthcare ETF N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 702 King Farm Boulevard, Suite 200, Rockville, Maryland 20850 (Address of principal executive offices) (Zip code) Amy J. |
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| March 19, 2018 |
URGENT NOTICE PLEASE HELP US TODAY March 16, 2018 Dear Shareholder, We need your help with regard to your ownership in the Guggenheim Funds. |
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| March 7, 2018 |
RYH / Guggenheim S&P 500 Equal Weight Healthcare ETF DEFA14A URGENT NOTICE PLEASE HELP US TODAY March 6, 2018 Dear Shareholder, We need your help. |
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| February 20, 2018 |
RYH / Guggenheim S&P 500 Equal Weight Healthcare ETF DEFA14A Document PLEASE VOTE YOUR SHARES TODAY February 16, 2018 Dear Shareholder, The special meeting of shareholders of the Rydex ETF Trust (?Guggenheim Funds?) will be adjourned until Friday, March 16 th to provide shareholders who have not yet cast their important proxy vote with more time to do so. |
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| February 20, 2018 |
Document SHAREHOLDER SERVICES Shareholder Name Address 1 Address 2 Address 3 URGENT NOTICE February 15, 2018 Dear Shareholder: We have been trying to contact you with regard to an important matter pertaining to your investment in Guggenheim Funds . |
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| February 7, 2018 |
etfproxyvoteeml2fafinal3 %%subject%% file:///wanlink/...20eBusiness/6.0%20Email%20Management/Email%20Templates/ETF/ETF-proxy%20vote%20update-201802xx-FA-2.html[2/2/2018 9:56:38 AM] Important Information on Guggenheim ETF Proxy. Proxy FAQs. Learn More. For financial professional use only. Do not distribute to the public. Important Request from Guggenheim We recently mailed proxy materials to Guggen |
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| February 1, 2018 |
RYH / Guggenheim S&P 500 Equal Weight Healthcare ETF DEFA14A Document RYDEX ETF TRUST (?Guggenheim Funds?) February 2, 2018 Dear Valued Shareholder, We need your help . |
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| February 1, 2018 |
Document SHAREHOLDER SERVICES January 31, 2018 Shareholder Name Address 1 Address 2 Address 3 IMPORTANT NOTICE Re: RYDEX ETF TRUST, CLAYMORE EXCHANGE-TRADED FUND TRUST and CLAYMORE EXCHANGE-TRADED FUND TRUST 2 (?Guggenheim Funds?) Dear Shareholder: Recently Guggenheim Investments announced a very important initiative regarding an agreement by Guggenheim Capital LLC to sell its exchange-traded funds business to Invesco Ltd. |
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| January 19, 2018 |
1??? ? ? ? ? ? ?? ??? ? ? ? ? ? Guggenheim ETF Sale and Proxy FAQs On September 28, 2017, Guggenheim Capital, LLC entered into an agreement to sell its exchange traded funds business to Invesco Ltd. |
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| January 19, 2018 |
Proxy Voting Instructions Snippet Proxy Voting Instructions Snippet To facilitate the transition of Guggenheim ETFs to Invesco PowerShares, a fund shareholder vote is needed. |
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| January 11, 2018 |
Guggenheim Exchange-Traded Funds Level I Machine Script Guggenheim Exchange-Traded Funds Level I Machine Script Hello. I am calling on behalf of your investment with the Guggenheim Exchange-Traded Funds. The Special Meeting of Shareholders is scheduled to take place on February 16, 2018. All shareholders are being asked to consider and vote on important matters. As of today your vote has not been registered. Please contact us as soon as possible at 1-8 |
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| January 10, 2018 |
PDBC / PowerShares Exchange-Traded Fund Trust II 425 (Prospectus) 425 Filing by PowerShares Exchange-Traded Fund Trust II pursuant to Rule 425 under the Securities Act of 1933. |
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| January 10, 2018 |
PDBC / PowerShares Exchange-Traded Fund Trust II 425 (Prospectus) 425 Filing by PowerShares Exchange-Traded Fund Trust II pursuant to Rule 425 under the Securities Act of 1933. Subject Companies: Claymore Exchange-Traded Fund Trust Claymore Exchange-Traded Fund Trust 2 Rydex ETF Trust 333-221698 |
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| January 10, 2018 |
Filing by PowerShares Exchange-Traded Self-Indexed Fund Trust pursuant to Rule 425 under the Securities Act of 1933. |
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| January 10, 2018 |
Filing by PowerShares Exchange-Traded Fund Trust pursuant to Rule 425 under the Securities Act of 1933. |
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| January 10, 2018 |
Guggenheim Exchange-Traded Funds Level I Script (CONFIRM RECEIPT OF PROXY MATERIAL) Good (morning, afternoon, evening), my name is (AGENT?S FULL NAME). |
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| January 10, 2018 |
Filing by PowerShares Exchange-Traded Fund Trust pursuant to Rule 425 under the Securities Act of 1933. Subject Companies: Claymore Exchange-Traded Fund Trust Rydex ETF Trust 333-221696 |
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| January 10, 2018 |
Filing by PowerShares Exchange-Traded Self-Indexed Fund Trust pursuant to Rule 425 under the Securities Act of 1933. Subject Companies: Claymore Exchange-Traded Fund Trust Claymore Exchange-Traded Fund Trust 2 Rydex ETF Trust 333-221702 |
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| December 29, 2017 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of Rydex ETF Trust In planning and performing our audits of the financial statements of each of the funds of the Rydex ETF Trust, listed in Exhibit A attached hereto (the ?Trust?), as of and for the periods ended October 31, 2017, in accordance with the standards of the Public Company Accounting Overs |
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| December 29, 2017 |
Sub-Item 77C: Matters submitted to a vote of security holders Sub-Item 77C: Matters submitted to a vote of security holders (a) Special Meeting of Shareholders to be held on February 16, 2018. |
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| September 29, 2017 |
EX-99.CERT 2 fp0027561ex99cert.htm CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislea |
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| September 29, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 805 King Farm Boulevard, Suite 600, Rockville, Maryland 20850 (Address of principal executive offices) (Zip code) Amy J. |
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| June 19, 2017 |
Guggenheim S&P 500 Equal Weight Industrials ETF 8-A12B Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Rydex ETF Trust - (Exact name of registrant as specified in its charter) Delaware - (State of incorporation or organization) See Below - (IRS Employer Identification No.) c/o Guggenheim In |
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| June 16, 2017 |
RYH / Guggenheim S&P 500 Equal Weight Healthcare ETF CORRESP Laura E. Flores Partner +1.202.373.6101 [email protected] VIA EDGAR June 16, 2017 Mr. John Grzeskiewicz U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review Office 100 F Street NE Washington, DC 20549 Re: Rydex ETF Trust – Post Effective No. 45 (File Nos. 333-101625 and 811-21261) Dear Mr. Grzeskiewicz: This letter responds to comments conveyed to |
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| March 31, 2017 |
N-Q 1 fp0024465nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 805 King Farm Boulevard, Suite 600, Rockville, Maryland 20850 (Address of principal executive offices) |
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| March 31, 2017 |
EX-99.CERT 2 fp0024465ex99cert.htm CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislea |
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| March 10, 2017 |
Laura E. Flores Partner +1.202.373.6101 [email protected] VIA EDGAR March 10, 2017 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Rydex ETF Trust (File Nos. 333-101625 and 811-21261) Filing Pursuant to Rule 485(a) Ladies and Gentlemen: On behalf of our client, Rydex ETF Trust (the ?Trust?), we are filing, pursuant to Rule 485(a) under the Securitie |
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| December 28, 2016 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of Rydex ETF Trust: In planning and performing our audits of the financial statements of Rydex ETF Trust (the ?Trust?) as of and for the year ended October 31, 2016, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Trust?s internal co |
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| September 28, 2016 |
Guggenheim S&P 500 Equal Weight Industrials ETF (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 805 King Farm Boulevard, Suite 600, Rockville, Maryland 20850 (Address of principal executive offices) (Zip code) Amy J. |
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| September 28, 2016 |
EX-99.CERT 2 fp0020778ex99cert.htm CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislea |
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| June 29, 2016 |
On October 15, 2015 an Agreement and Plan of Reorganization (the Agreement) was unanimously approved by the Board of Trustees (the Board) of Rydex ETF Trust (the Trust) providing for the reorganization of the Guggenheim Russell 1000 Equal Weight ETF (the Acquired Fund) with and into the Guggenheim S&P 500 Equal Weight ETF (the Surviving Fund), each a separate series of the Trust. |
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| June 29, 2016 |
EX-99.77Q1 OTHR EXHB 3 RETFT77Mplanofreorganization.txt ETF MERGER PLAN OF REORGINIZATION AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the Agreement) is made as of this 26th day of January, 2016, by and between Rydex ETF Trust, a Delaware statutory trust (the Trust), on behalf of the Guggenheim Russell 1000 Equal Weight ETF (the Acquired Fund), and the Trust, on |
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| June 29, 2016 |
Guggenheim S&P 500 Equal Weight Industrials ETF 8-A12B Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Rydex ETF Trust - (Exact name of registrant as specified in its charter) Delaware - (State of incorporation or organization) See Below - (IRS Employer Identification No.) c/o Guggenheim In |
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| March 24, 2016 |
EX-99.CERT 2 fp0017965ex99cert.htm CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislea |
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| March 24, 2016 |
Guggenheim S&P 500 Equal Weight Industrials ETF (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 805 King Farm Boulevard, Suite 600, Rockville, Maryland 20850 (Address of principal executive offices) (Zip code) Amy J. |
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| February 16, 2016 |
Guggenheim S&P 500 Equal Weight Industrials ETF ESP CORRESP Laura E. Flores Partner +1.202.373.6101 [email protected] VIA EDGAR February 16, 2016 Asen Parachkevov Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Rydex ETF Trust; File Nos. 333-101625 and 811-21261 Dear Mr. Parachkevov: This letter responds to comments received on February 2, 2016, with respect to the r |
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| February 2, 2016 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on February 16, 2016, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240. |
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| January 15, 2016 |
Guggenheim S&P 500 Equal Weight Industrials ETF 425 (Prospectus) 425 Key Considerations & FAQs Transition of Guggenheim ETFs to S&P Dow Jones Indices Exchange Traded Funds On January 27, 2016, Guggenheim is changing the underlying index of three ETFs from Russell indices to S&P Dow Jones Indices. |
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| December 18, 2015 |
Morgan, Lewis & Bockius LLP 2020 K Street, NW Washington, DC 20006 Tel. +1.202.373.6000 Fax: +1.202.373.6001 www.morganlewis.com Laura E. Flores Partner +1.202.373.6101 [email protected] December 18, 2015 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Rydex ETF Trust (File Nos. 333-101625 and 811-21261) Filing Pursuant to Rule 485(a) Ladies a |
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| December 17, 2015 |
Guggenheim S&P 500 Equal Weight Industrials ETF R a2006504141rydexetftrust Rydex ETF Trust Guggenheim Russell 1000? Equal Weight ETF 805 King Farm Boulevard, Suite 600 Rockville, MD 20850 December [[ ],]23, 2015 Dear Shareholder: Enclosed is important information concerning your investment in the Guggenheim Russell 1000? Equal Weight ETF, a series of Rydex ETF Trust (the ?Trust?). |
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| December 17, 2015 |
Guggenheim S&P 500 Equal Weight Industrials ETF ESP CORRESP Morgan, Lewis & Bockius LLP 2020 K Street, NW Washington, DC 20006 Tel. +1.202.373.6000 Fax: +1.202.373.6001 www.morganlewis.com Laura E. Flores Partner +1.202.373.6101 [email protected] VIA EDGAR December 17, 2015 Asen Parachkevov Lauren Hamilton Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Rydex ETF Tru |
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| December 17, 2015 |
Guggenheim S&P 500 Equal Weight Industrials ETF ESP CORRESP Morgan, Lewis & Bockius LLP 2020 K Street, NW Washington, DC 20006 Tel. +1.202.373.6000 Fax: +1.202.373.6001 www.morganlewis.com Laura E. Flores Partner +1.202.373.6101 [email protected] VIA EDGAR December 17, 2015 Asen Parachkevov Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Rydex ETF Trust; File Nos. 33 |
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| November 19, 2015 |
EX-99.11 2 ret111915n-14exhibit11.htm EXHIBIT 99.11 Morgan, Lewis & Bockius LLP 2020 K Street, NW Washington, DC 20006-1806 Tel. +1.202.373.6000 Fax: +1.202.373.6001 www.morganlewis.com November 19, 2015 Rydex ETF Trust 805 King Farm Boulevard Suite 600 Rockville, MD 20850 Ladies and Gentlemen: We have acted as counsel to Rydex ETF Trust, a Delaware statutory trust (the “Trust”), in its individual |
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| November 19, 2015 |
Consent of Independent Registered Public Accounting Firm EX-99.14 3 ret111915n-14exhibit14.htm EXHIBIT 99.14 Consent of Independent Registered Public Accounting Firm We consent to the reference to our firm under the caption “Independent Public Accounting Firm” in the Combined Information Statement And Prospectus for Guggenheim Russell 1000® Equal Weight ETF and Guggenheim S&P 500® Equal Weight ETF (series of Rydex ETF Trust) included in this Registratio |
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| November 19, 2015 |
RYDEX ETF TRUST Secretary’s Certificate November 19, 2015 EX-99.16B 4 ret111915n-14exhibit16b.htm EXHIBIT 99.16B RYDEX ETF TRUST Secretary’s Certificate November 19, 2015 I, Amy J. Lee, Secretary of Rydex ETF Trust (the “Trust”), a Delaware statutory trust, hereby certify that the following resolutions: (i) were adopted by the Trust’s Board of Trustees at a meeting held on November 11, 2015; (ii) have not been further amended, modified or rescinded; and |
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| November 19, 2015 |
Guggenheim S&P 500 Equal Weight Industrials ETF R COVER 9 filename9.htm Morgan, Lewis & Bockius llp 2020 K Street, NW Washington, DC 20006 Tel. +1.202.373.6000 Fax: +1.202.373.6001 www.morganlewis.com Laura E. Flores Partner +1.202.373.6101 [email protected] November 19, 2015 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Rydex ETF Trust (File No. 333- ) Registration Statement on Form N-14 L |
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| November 19, 2015 |
Guggenheim S&P 500 Equal Weight Industrials ETF N-14 N-14 Securities Act File No. 333- As filed with the Securities and Exchange Commission on November 19, 2015 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Pre-Effective Amendment No. o Post-Effective Amendment No. o RYDEX ETF TRUST (Exact Name of Registrant as Specified in Charter) c/o Guggenheim Investments 805 Ki |
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| November 3, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) RYDEX ETF TRUST (Name of issuer) Guggenheim S&P 500 Pure Value ETF (Title of class of securities) 78355W304 (CUSIP number) September 30, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| September 24, 2015 |
Guggenheim S&P 500 Equal Weight Industrials ETF (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 805 King Farm Boulevard, Suite 600, Rockville, Maryland 20850 (Address of principal executive offices) (Zip code) Amy J. |
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| September 24, 2015 |
CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cov |
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| September 18, 2015 |
[GUGGENHEIM INVESTMENTS LETTERHEAD] [GUGGENHEIM INVESTMENTS LETTERHEAD] September 18, 2015 VIA EDGAR Ms. Lauren Hamilton Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Claymore Exchange-Traded Fund Trust (File No. 811-21906) Claymore Exchange-Traded Fund Trust 2 (File No. 811-21910) Rydex Dynamic Funds (File No. 811-09525) Rydex Series Funds (File No. 811-07584) Rydex |
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| August 11, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Guggenheim S&P 500 Pure Value ETF (Name of issuer) Exchange Traded Fund (Title of class of securities) 78355W304 (CUSIP number) June 30, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| August 5, 2015 |
Guggenheim S&P 500 Equal Weight Industrials ETF ESP RET 8.5.15 Correspondence Morgan, Lewis & Bockius LLP 2020 K Street, NW Washington, District of Columbia 20006-1806 TEL. 202.373.6000 FAX: 202.373.6001 www.morganlewis.com W. John McGuire Partner +1.202.373.6799 [email protected] VIA EDGAR August 5, 2015 Derek Newman Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Ryde |
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| August 5, 2015 |
Guggenheim S&P 500 Equal Weight Industrials ETF 8-A12B RET 8.5.15 Equal Weight RE 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Rydex ETF Trust - (Exact name of registrant as specified in its charter) Delaware - (State of incorporation or organization) See Below - (IRS Employer Identification |
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| May 22, 2015 |
Guggenheim S&P 500 Equal Weight Industrials ETF R COVER 5 filename5.htm Morgan, Lewis & Bockius LLP 2020 K Street, NW Washington, DC 20006 Tel. +1.202.373.6000 Fax: +1.202.373.6001 www.morganlewis.com W. John McGuire Partner +1.202.373.6799 [email protected] May 22, 2015 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Rydex ETF Trust (File Nos. 333-101625 and 811-21261) Filing Pursuant to Rule 4 |
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| May 7, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Guggenheim S&P 500 Pure Value ETF (Name of issuer) Exchange Traded Fund (Title of class of securities) 78355W304 (CUSIP number) April 10, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch |
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| March 30, 2015 |
CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cov |
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| March 30, 2015 |
Guggenheim S&P 500 Equal Weight Industrials ETF (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 805 King Farm Boulevard, Suite 600, Rockville, Maryland 20850 (Address of principal executive offices) (Zip code) Donald C. |
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| March 4, 2015 |
RYH / Guggenheim S&P 500 Equal Weight Healthcare ETF CORRESP - - Morgan, Lewis & Bockius LLP 2020 K Street, NW Washington, DC 20006 Tel. +1.202.373.6000 Fax: +1.202.373.6001 www.morganlewis.com Laura E. Flores Partner +1.202.373.6101 [email protected] VIA EDGAR March 4, 2015 Derek Newman Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Rydex ETF Trust; File Nos. 333-101625 and 811 |
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| December 23, 2014 |
RYH / Guggenheim S&P 500 Equal Weight Healthcare ETF COVER - - Morgan, Lewis & Bockius llp 2020 K Street, NW Washington, DC 20006 Tel. +1.202.373.6000 Fax: +1.202.373.6001 www.morganlewis.com December 23, 2014 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Rydex ETF Trust (File Nos. 333-101625 and 811-21261) Filing Pursuant to Rule 485(a) Ladies and Gentlemen: On behalf of Rydex ETF Trust (the “Trust”), we are fili |
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| September 29, 2014 |
N-Q 1 v388838nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 805 King Farm Boulevard, Suite 600, Rockville, Maryland 20850 (Address of principal executive office |
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| September 29, 2014 |
CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cov |
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| June 30, 2014 |
Tribune Company Rydex ETF Trust has been named as a defendant and a putative member of the proposed defendant class of shareholders in the case entitled Kirschner v. |
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| March 28, 2014 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q 1 v371297nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 805 King Farm Boulevard, Suite 600, Rockville, Maryland 20850 (Address of principal executive office |
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| March 28, 2014 |
EX-99.CERT 2 v371297ex99-cert.htm CERTIFICATIONS CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
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| February 14, 2014 |
EWSC / Invesco S&P SmallCap 600 Equal Weight ETF / PIPER JAFFRAY COMPANIES Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 (Amendment No. |
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| February 13, 2014 |
REA / Rydex ETF Trust / STIFEL NICOLAUS & CO INC \MO\ Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Rydex Trust - Guggenheim S&P MidCap 400 Equal Weight ETF (Name of Issuer) Guggenheim S&P MidCap 400 Equal Weight ETF (Title of Class of Securities) 78355W510 (CUSIP Number) February 12, 2014 (Date of Event which Requires Filing of this Statement) Check t |
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| September 25, 2013 |
EX-99.CERT 2 v355154ex99-cert.htm EXHIBIT 99.CERT CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
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| September 25, 2013 |
Quarterly Schedule of Portfolio Holdings - FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 805 King Farm Boulevard, Suite 600, Rockville, Maryland 20850 (Address of principal executive offices) (Zip code) Donald C. |
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| March 27, 2013 |
Quarterly Schedule of Portfolio Holdings - RYDEX ETF TRUST Rydex ETF Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 805 King Farm Boulevard, Suite 600, Rockville, Maryland 20850 (Address of principal executive offices) (Zip code) Donald C. |
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| March 27, 2013 |
EX-99.CERT 2 d481069dex99cert.htm SECTION 302 CERTIFICATIONS CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statem |
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| February 27, 2013 |
9401 INDIAN CREEK PARKWAY 40 CORPORATE WOODS SUITE 850 OVERLAND PARK, KANSAS 66210 800 820 0888 OFFICE GUGGENHEIMINVESTMENTS. |
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| February 27, 2013 |
1900 K Street, N.W. Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com February 27, 2013 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Rydex ETF Trust (File Nos. 333-101625 and 811-21261) Ladies and Gentlemen: On behalf of Rydex ETF Trust (the “Trust”), attached for filing via the EDGAR system pursuant to Rule 485(b) u |
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| February 15, 2013 |
RRY / Rydex ETF Trust / PIPER JAFFRAY COMPANIES - EWRS 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 (Amendment No. |
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| February 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Rydex Trust - Guggenheim S&P MidCap 400 Equal Weight ETF (Name of Issuer) Guggenheim S&P MidCap 400 Equal Weight ETF (Title of Class of Securities) 78355W510 (CUSIP Number) December 31, 2012 (Date of Event which Requires Filing of this Statement) Check t |
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| January 29, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Rydex ETF Trust - (Name of Issuer) Common Stock - (Title of Class of Securities) 78355W403 - (CUSIP Number) 12/31/0212 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| December 28, 2012 |
Cover 1775 I Street, N.W. Washington, DC 20006-2401 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com December 28, 2012 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Rydex ETF Trust (File Nos. 333-101625 and 811-21261) Ladies and Gentlemen: On behalf of Rydex ETF Trust (the “Trust”), attached for filing via the EDGAR system pursuant to Rule 48 |
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| December 10, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Rydex ETF Trust (Name of Issuer) (Title of Class of Securities) 78355W510 (CUSIP Number) December 10, 2012 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X |
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| November 6, 2012 |
RRY / Rydex ETF Trust / Marquette Asset Management Inc. - 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Rydex ETF Trust - (Name of Issuer) Common Stock - (Title of Class of Securities) 78355W403 - (CUSIP Number) 9/30/0212 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| September 27, 2012 |
Quarterly Schedule of Portfolio Holdings - RYDEX ETF TRUST Rydex ETF Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 805 King Farm Boulevard, Suite 600, Rockville, Maryland 20850 (Address of principal executive offices) (Zip code) Donald C. |
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| September 27, 2012 |
Certifications CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| September 19, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 2)* Rydex S&P Equal Weight Healthcare ETF (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 78355W841 (CUSIP Number) Septemb |
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| September 17, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 1)* Rydex S&P Equal Weight Healthcare ETF (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 78355W841 (CUSIP Number) Septemb |
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| July 17, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Rydex ETF Trust - (Name of Issuer) Common Stock - (Title of Class of Securities) 78355W403 - (CUSIP Number) 6/30/0212 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| June 29, 2012 |
EX-99.77E LEGAL 2 legal.txt LEGAL Legal Proceedings Tribune Company Rydex ETF Trust has been named as a defendant and a putative member of the proposed defendant class of shareholders in the case entitled official Committee of Unsecured Creditors of Tribune Co. v. FitzSimons (In re Tribune Co.), Adv. Pro. No. 10-54010 (Bankr. D. Del.), as a result of ownership of shares in the Tribune Company ("Tr |
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| May 4, 2012 |
RRY / Rydex ETF Trust / Marquette Asset Management Inc. - RPG 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Rydex ETF Trust - (Name of Issuer) Common Stock - (Title of Class of Securities) 78355W403 - (CUSIP Number) 3/31/2012 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| March 28, 2012 |
Quarterly Schedule of Portfolio Holdings - RYDEX ETF TRUST Rydex ETF Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 805 King Farm Boulevard, Suite 600, Rockville, Maryland 20850 (Address of principal executive offices) (Zip |
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| March 28, 2012 |
Certifications CERTIFICATIONS I, Richard Goldman, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the pe |
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| January 5, 2012 |
DEFA14A RYDEX|SGI FUNDS 805 King Farm Boulevard, Suite 600 Rockville, Maryland 20850 January 5, 2012 URGENT: PLEASE HELP TODAY Dear Valued Shareholder, Once again, we have adjourned the 2011 Special Joint Meeting of Shareholders for your fund(s) to allow more time for proxy votes to be submitted. |
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| December 14, 2011 |
RYDEX | SGI FUNDS 805 King Farm Boulevard, Suite 600 Rockville, Maryland 20850 RYDEX | SGI FUNDS 805 King Farm Boulevard, Suite 600 Rockville, Maryland 20850 December 15, 2011 URGENT: WE NEED YOUR HELP Dear Shareholder, We need your help. |
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| November 22, 2011 |
RYDEX | SGI FUNDS 805 King Farm Boulevard, Suite 600 Rockville, Maryland 20850 RYDEX | SGI FUNDS 805 King Farm Boulevard, Suite 600 Rockville, Maryland 20850 November 22, 2011 IMPORTANT NOTICE REGARDING YOUR INVESTMENT Dear Shareholder: As of October 13, 2011, you owned shares of the Rydex | SGI Funds. |
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| October 20, 2011 |
[Rydex|SGI Letterhead] October 20, 2011 VIA EDGAR Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Ms. |
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| October 20, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2)) |
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| September 28, 2011 |
nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 805 King Farm Boulevard, Suite 600, Rockville, Maryland 20850 (Address of principal executive offices) (Zip code) Richar |
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| September 28, 2011 |
EX-99.CERT 2 b88230a1exv99wcert.htm CERTIFICATIONS CERTIFICATIONS I, Richard Goldman, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, n |
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| September 23, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| September 23, 2011 |
1775 I Street, N.W. [LOGO OF Dechert] Washington, DC 20006-2401 LLP +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com - JULIEN BOURGEOIS [email protected] +1 202 261 3451 Direct +1 202 261 3151 Fax September 23, 2011 VIA EDGAR Filing Desk Securities and Exchange Commission Office of Filings and Information Services Branch of Registrations and Examinations Mail Stop 0-25 100 F Str |
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| July 22, 2011 |
8-A12B 1 w83711e8va12b.htm FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Rydex ETF Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (IRS Employer Identification N |
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| July 22, 2011 |
corresp Morgan, Lewis & Bockius LLP 1111 Pennsylvania Avenue, NW Washington, DC 20004 Tel: 202. |
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| May 9, 2011 |
cover Morgan, Lewis & Bockius LLP 1111 Pennsylvania Avenue, NW Washington, DC 20004 Tel: 202. |
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| March 31, 2011 |
/s/ Richard Goldman Richard Goldman, President EX-99.CERT 2 b85592a1exv99wcert.htm CERTIFICATIONS CERTIFICATIONS I, Richard Goldman, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, n |
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| March 31, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 805 King Farm Boulevard, Suite 600, Rockville, Maryland 20850 (Address of principal executive offices) (Zip code) Richard Go |
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| March 29, 2011 |
corresp Morgan, Lewis & Bockius LLP 1111 Pennsylvania Avenue, NW Washington, DC 20004 Tel: 202. |
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| December 28, 2010 |
CORRESP 1 filename1.txt Morgan, Lewis & Bockius LLP 1111 Pennsylvania Avenue, NW Washington, DC 20004 Tel: 202.739.3000 Fax: 202.739.3001 www.morganlewis.com LAURA E. FLORES 202.739.5684 [email protected] December 28, 2010 VIA EDGAR CORRESPONDENCE Ms. Kimberly Browning U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: RYDEX ETF TRUST (THE "TRUST") - POST EFFEC |
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| December 27, 2010 |
Morgan, Lewis & Bockius LLP 1111 Pennsylvania Avenue, NW Washington, DC 20004 Tel: 202. |
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| December 6, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(B) OR (G) OF THE SECURITIES EXCHANGE ACT OF 1934 Rydex ETF Trust - (Exact name of registrant as specified in its charter) Delaware See Below - - (State of incorporation or organization) (IRS Employer Identification No.) c/o Rydex Investments 9601 |
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| September 21, 2010 |
EX-99.CERT 2 b82672a1exv99wcert.htm CERTIFICATIONS CERTIFICATIONS I, Richard Goldman, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, n |
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| September 21, 2010 |
nvq Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 9601 Blackwell Road, Suite 500, Rockville, Maryland 20850 (Address of principal executive offices) (Zi |
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| September 13, 2010 |
COVER 6 filename6.txt Morgan, Lewis & Bockius LLP 1111 Pennsylvania Avenue, NW Washington, DC 20004 Tel: 202.739.3000 Fax: 202.739.3001 www.morganlewis.com September 13, 2010 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: RYDEX ETF TRUST (FILE NOS. 333-101625 AND 811-21261) FILING PURSUANT TO RULE 485(A) Ladies and Gentlemen: On behalf of our client, Ry |
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| July 6, 2010 |
[RYDEX | SGI LOGO] July 1, 2010 Dear Shareholder, I am writing to you today regarding our proxy vote. |
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| May 28, 2010 |
PLEASE RESPOND - YOUR IMMEDIATE ACTION IS NEEDED [RYDEX | SGI LOGO] May 26, 2010 PLEASE RESPOND - YOUR IMMEDIATE ACTION IS NEEDED Dear Rydex | SGI Fund Shareholder, We know your time is precious, but we would ask that you take a moment to read this important notice. |
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| April 28, 2010 |
[Rydex | SGI Logo] Rydex | SGI Special Joint Meeting of Shareholders April 26, 2010 Dear Shareholder: As of February 24, 2010, you owned shares of the Rydex | SGI Funds. |
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| March 30, 2010 |
By: /s/ Richard Goldman Richard Goldman President EX-99.CERT 2 b80134a1exv99wcert.htm CERTIFICATIONS CERTIFICATIONS I, Richard Goldman, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, n |
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| March 30, 2010 |
nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 9601 Blackwell Road, Suite 500, Rockville, Maryland 20850 (Address of principal executive offices) (Zip code) Richard Go |
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| March 22, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2)) |
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| February 23, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) |
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| February 23, 2010 |
February 22, 2010 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Subj: SCHEDULE 14A - PRELIMINARY PROXY STATEMENT RYDEX ETF TRUST - File Nos. |
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| January 29, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) RYDEX ETF TRUST (Name of Issuer) TECHNOLOGY ETF (Title of Class of Securities) 78355W817 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
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| January 29, 2010 |
SC 13G/A 1 wfrydexetftr-78355w825.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) RYDEX ETF TRUST (Name of Issuer) MATERIALS ETF (Title of Class of Securities) 78355W825 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
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| January 13, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7) RYDEX ETF TRUST (Name of Issuer) HEALTH CARE (Title of Class of Securities) 78355W841 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| December 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) RYDEX ETF TRUST (Name of Issuer) ENERGY ETF (Title of Class of Securities) 78355W866 (CUSIP Number) November 30, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| December 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6) RYDEX ETF TRUST (Name of Issuer) HEALTH CARE (Title of Class of Securities) 78355W841 (CUSIP Number) November 30, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| December 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5) RYDEX ETF TRUST (Name of Issuer) HEALTH CARE (Title of Class of Securities) 78355W841 (CUSIP Number) October 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| December 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) RYDEX ETF TRUST (Name of Issuer) MATERIALS ETF (Title of Class of Securities) 78355W825 (CUSIP Number) November 30, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| November 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) RYDEX ETF TRUST (Name of Issuer) ENERGY ETF (Title of Class of Securities) 78355W866 (CUSIP Number) October 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| October 13, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) RYDEX ETF TRUST (Name of Issuer) INV 2X SST ETF (Title of Class of Securities) 78355W635 (CUSIP Number) September 30, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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| October 13, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) RYDEX ETF TRUST (Name of Issuer) TECHNOLOGY ETF (Title of Class of Securities) 78355W817 (CUSIP Number) September 30, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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| September 17, 2009 |
EX-99.CERT 2 b77232a1exv99wcert.htm CERTIFICATIONS CERTIFICATIONS I, Carl Verboncoeur, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| September 17, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 9601 Blackwell Road, Suite 500, Rockville, Maryland 20850 (Address of principal executive offices) (Zip code) Carl Verboncoe |
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| September 10, 2009 |
SC 13G/A 1 wfrydexetftr-78355w817.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) RYDEX ETF TRUST (Name of Issuer) TECHNOLOGY ETF (Title of Class of Securities) 78355W817 (CUSIP Number) August 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th |
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| September 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) RYDEX ETF TRUST (Name of Issuer) HEALTH CARE (Title of Class of Securities) 78355W841 (CUSIP Number) August 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| August 11, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) RYDEX ETF TRUST (Name of Issuer) HEALTH CARE (Title of Class of Securities) 78355W841 (CUSIP Number) July 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is f |
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| August 11, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) RYDEX ETF TRUST (Name of Issuer) MATERIALS ETF (Title of Class of Securities) 78355W825 (CUSIP Number) July 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| August 11, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) RYDEX ETF TRUST (Name of Issuer) INV 2X SST ETF (Title of Class of Securities) 78355W635 (CUSIP Number) July 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| July 29, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) RYDEX ETF TRUST (Name of Issuer) TECHNOLOGY ETF (Title of Class of Securities) 78355W817 (CUSIP Number) June 30, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| July 29, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) RYDEX ETF TRUST (Name of Issuer) 2X S&P SSH ETF (Title of Class of Securities) 78355W627 (CUSIP Number) June 30, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| July 9, 2009 |
SC 13G/A 1 wfrydexetftr-78355w825.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) RYDEX ETF TRUST (Name of Issuer) MATERIALS ETF (Title of Class of Securities) 78355W825 (CUSIP Number) June 30, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| June 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) RYDEX ETF TRUST (Name of Issuer) TECHNOLOGY ETF (Title of Class of Securities) 78355W817 (CUSIP Number) May 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| June 10, 2009 |
SC 13G/A 1 wfrydexetftr-78355w601.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) RYDEX ETF TRUST (Name of Issuer) S&PMC400 PURGR (Title of Class of Securities) 78355W601 (CUSIP Number) May 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| June 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) RYDEX ETF TRUST (Name of Issuer) MATERIALS ETF (Title of Class of Securities) 78355W825 (CUSIP Number) May 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is f |
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| June 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) RYDEX ETF TRUST (Name of Issuer) S&P500 PUR GRW (Title of Class of Securities) 78355W403 (CUSIP Number) May 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| June 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) RYDEX ETF TRUST (Name of Issuer) INV 2X SST ETF (Title of Class of Securities) 78355W635 (CUSIP Number) May 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| May 11, 2009 |
SC 13G/A 1 wfrydexetftr-78355w841.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) RYDEX ETF TRUST (Name of Issuer) HEALTH CARE (Title of Class of Securities) 78355W841 (CUSIP Number) April 30, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| April 28, 2009 |
SC 13G 1 filingrydexschedule13g.txt FILING409RYDEXSCHEDULE13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (RULE 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. 0 )* Information to be included in statements filed pursuant to Rule 13d-1 (b) and (c) and (d) and Amendments thereto filed pursuant to Rule 13d-2 (b). Rydex Russell Top 50 ETF (Nam |
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| April 9, 2009 |
SC 13G 1 wfc78355w403.htm RYDEX ETF TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) RYDEX ETF TRUST (Name of Issuer) S&P500 PUR GRW (Title of Class of Securities) 78355W403 (CUSIP Number) March 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| April 9, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) RYDEX ETF TRUST (Name of Issuer) S&PMC400 PURGR (Title of Class of Securities) 78355W601 (CUSIP Number) March 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| March 24, 2009 |
Rydex ETF Trust Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 9601 Blackwell Road, Suite 500, Rockville, Maryland 20850 (Address of principal executive |
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| March 24, 2009 |
EX-99.CERT Section 302 Certifications CERTIFICATIONS I, Carl Verboncoeur, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered b |
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| February 13, 2009 |
SC 13G/A 1 filingsubmission-123108.txt SCHEDULE13GA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (RULE 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. 0 )* Information to be included in statements filed pursuant to Rule 13d-1 (b) and (c) and (d) and Amendments thereto filed pursuant to Rule 13d-2 (b). Rydex Russell Top 50 ETF (Name of Issue |
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| February 10, 2009 |
SC 13G/A 1 rydexetfw841wfc1.htm WELLS FARGO & COMPANY OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. . . 11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 ) Rydex ETF Trust (Name of Issuer) HEALTH CARE (Title of Class of Securities) 78355W841 |
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| February 10, 2009 |
ANNUAL AMENDED 13G RYDEX 2X S_P 500 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Rydex 2x S&P 500 ETF (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 78355W783 (CUSIP Number) December 31, 2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| January 23, 2009 |
OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. |
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| January 12, 2009 |
OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. |
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| December 19, 2008 |
SC 13G 1 decemberrydexfiling.txt SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (RULE 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. 0 )* Information to be included in statements filed pursuant to Rule 13d-1 (b) and (c) and (d) and Amendments thereto filed pursuant to Rule 13d-2 (b). Rydex Russell Top 50 ETF (Name of Issuer) Exc |
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| November 10, 2008 |
SC 13G 1 a3078355w809.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No(1.)* Rydex S&P Smallcap 600 Pure Growth ETF (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 78355W809 (CUSIP Number) 10/31/2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| October 27, 2008 |
25 1 a08-25179125.htm 25 UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE OMB Number: 3235-0080 COMMISSION Expires: February 28, 2009 Washington, D.C. 20549 Estimated average burden hours per response...............1.00 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-31671 Rydex ETF Trust, Ame |
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| October 27, 2008 |
8-A12B 1 a08-2500018a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Rydex ETF Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (IRS Employer Identification N |
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| October 17, 2008 |
SC 13G 1 fxe123107.txt SCHEDULE 13G HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Currency Shares Euro Trust (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 23130C108 (CUSIP Number) December 31, 2007 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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| October 10, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No(.)* Rydex S&P Smallcap 600 Pure Growth ETF (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 78355W809 (CUSIP Number) 9/30/2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| October 10, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No(3.)* Rydex S&P Equal Weight Healthcare ETF (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 78355W841 (CUSIP Number) 9/30/2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| September 19, 2008 |
exv99wcert CERTIFICATIONS I, Carl Verboncoeur, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the perio |
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| September 19, 2008 |
nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 9601 Blackwell Road, Suite 500, Rockville, Maryland 20850 (Address of principal executive offices) (Zip code) Carl Verbo |
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| August 11, 2008 |
SC 13G 1 a1978355w841.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No(2.)* Rydex S&P Equal Weight Healthcare ETF (Name of Issuer) (Title of Class of Securities) 78355W841 (CUSIP Number) 7/31/2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| May 22, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(B) OR (G) OF THE SECURITIES EXCHANGE ACT OF 1934 Rydex ETF Trust - (Exact name of registrant as specified in its charter) Delaware See Below - - - (State of incorporation or organization) (IRS Employer Identification No.) c/o Rydex Investments 96 |
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| May 12, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No(1.)* Rydex S&P Equal Weight Healthcare ETF (Name of Issuer) (Title of Class of Securities) 78355W841 (CUSIP Number) 4/30/2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| April 10, 2008 |
SC 13G 1 a24rydex.htm 03312008 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No(.)* Rydex S&P Equal Weight Healthcare ETF (Name of Issuer) (Title of Class of Securities) 78355W841 (CUSIP Number) 3/31/2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| April 10, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Rydex 2x S&P 500 ETF (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 78355W783 (CUSIP Number) March 31, 2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
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| March 24, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust - - (Exact name of registrant as specified in charter) 9601 Blackwell Road, Suite 500, Rockville, Maryland 20850 - - (Address of principal executive offices) (Zip code) Carl V |
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| March 24, 2008 |
CERTIFICATIONS I, Carl Verboncoeur, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered b |
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| February 19, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Rydex S&P Equal Weight Healthcare ETF (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 78355W841 (CUSIP Number) December 31, 2007 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| February 8, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Rydex 2x S&P 500 ETF (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 78355W783 (CUSIP Number) January 31, 2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fi |
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| November 30, 2007 |
[GRAPHIC OMITTED][GRAPHIC OMITTED] RYDEX INVESTMENTS would like to extend our sincere wishes that you and your loved ones enjoy a very Happy Holiday Season. |
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| November 13, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No(1.)* Rydex ETF Trust S & P Equity Weight Material (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 78355W825 (CUSIP Number) 10/31/2007 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| November 2, 2007 |
[GRAPHIC OMITTED][GRAPHIC OMITTED] RYDEX INVESTMENTS recently contacted you regarding a Special Meeting of Shareholders which has been adjourned once more to December 20, 2007. |
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| November 1, 2007 |
FORM OF EMAIL COMMUNICATION TO BROKER-DEALERS From: [Insert Name]@Broadridge.com Sent: [Date] To: [Broker Name] Subject: [Broker Name], Uninstructed votes I hope you can help us out with this client request. Rydex has adjourned their meeting until November 1, 2007 and has instructed us to contact various brokers regarding their uninstructed shares. They would like to know if you will instruct Broa |
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| October 31, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Rydex ETF Trust - (Exact name of registrant as specified in its charter) Delaware See Below - - (State of incorporation or organization) (IRS Employer Identification No.) c/o Rydex 9601 Blackwell |
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| October 5, 2007 |
RYDEX INVESTMENTS ESSENTIAL FOR MODERN MARKETS(R) October 5, 2007 NOTICE OF ADJOURNMENT OF THE SPECIAL JOINT MEETING OF SHAREHOLDERS Dear Valued Shareholder, WE NEED YOUR HELP. |
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| October 2, 2007 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN A PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Under Rule 14a-12 RYDEX ETF TRUST (Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of Filing Fee (Check the appropriate box): [X] No fee required. |
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| September 21, 2007 |
CERTIFICATIONS I, Carl Verboncoeur, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered b |
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| September 21, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 - Rydex ETF Trust - - (Exact name of registrant as specified in charter) 9601 Blackwell Road, Suite 500, Rockville, Maryland 20850 - - (Address of principal executive offices) (Zip code) Carl |
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| September 7, 2007 |
Morgan, Lewis & Bockius LLP 1111 Pennsylvania Avenue, N.W. Washington, D.C. 20004 September 7, 2007 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Rydex ETF Trust (File Nos. 333-101625 and 811-21261) - Ladies and Gentlemen: On behalf of Rydex ETF Trust (the "Trust") we are filing, pursuant to the Securities Exchange Act of 1934 and the Investment Co |
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| September 7, 2007 |
SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN A PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Under Rule 14a-12 RYDEX ETF TRUST (Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of Filing Fee (Check the appropriate box): [X] No fee required. |
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| July 27, 2007 |
PRE 14A 1 q41625rydexproxy.txt Q41625RYDEXPROXY.TXT SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN A PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commi |
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| July 27, 2007 |
Morgan, Lewis & Bockius LLP 1111 Pennsylvania Avenue, NW [GRAPHIC OMITTED] Washington, DC 20004 Tel. |
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| May 10, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No(.)* Rydex ETF Trust S & P Equity Weight Material (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 78355W825 (CUSIP Number) 4/30/07 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| March 30, 2007 |
================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 - Rydex ETF Trust - - (Exact name of registrant as specified in charter) 9601 Blackwell Road, Suite 500, Rockv |
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| March 30, 2007 |
CERTIFICATIONS I, Carl Verboncoeur, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered b |
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| February 12, 2007 |
1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 7)* RYDEX ETF TR RUSSELL TOP 50 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - (Name of Issuer) Common Stock - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - (Title of Class of Securities) |
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| January 8, 2007 |
SC 13G/A 1 rydex200612swib.txt 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 6)* RYDEX ETF TR RUSSELL TOP 50 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - (Name of Issuer) Common Stock - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - (Ti |
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| December 8, 2006 |
1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 5)* RYDEX ETF TR RUSSELL TOP 50 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - (Name of Issuer) Common Stock - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - (Title of Class of Securities) |
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| December 5, 2006 |
Morgan, Lewis & Bockius LLP 1111 Pennsylvania Avenue, NW Washington, DC 20004 LAURA E. |
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| December 5, 2006 |
CORRESP 1 filename1.txt DRAFT Morgan, Lewis & Bockius LLP 1111 Pennsylvania Avenue, NW Washington, DC 20004 LAURA E. FLORES 202.739.5684 [email protected] October , 2006 VIA EDGAR CORRESPONDENCE Mr. Christian T. Sandoe U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: RYDEX ETF TRUST (THE "TRUST") - POST EFFECTIVE AMENDMENT NO. 7 - (FILE NOS. 333-101625 AND 81 |
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| November 6, 2006 |
8-A12B 1 g36453formfa8.txt 8-A12B SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Rydex ETF Trust - (Exact name of registrant as specified in its charter) Delaware See Below - - (State of incorporation or organization) (IRS Employer Identification No.) c/o |
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| September 25, 2006 |
CERTIFICATIONS I, Carl Verboncoeur, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered b |
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| September 25, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 - Rydex ETF Trust - - (Exact name of registrant as specified in charter) 9601 Blackwell Road, Suite 500, Rockville, Maryland 20850 - - (Address of principal executive offices) (Zip code) Carl |
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| September 11, 2006 |
SC 13G/A 1 rydex200608swib.txt 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 4)* RYDEX ETF TR RUSSELL TOP 50 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - (Name of Issuer) Common Stock - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - (Ti |
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| July 10, 2006 |
SC 13G 1 ry.htm 06/30/06 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Rydex S&P Equal Weight ETF (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 78355W106 (CUSIP Number) 6/30/06 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
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| June 9, 2006 |
SC 13G/A 1 rydex200605swib.txt 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3)* RYDEX ETF TR RUSSELL TOP 50 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - (Name of Issuer) Common Stock - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - (Ti |
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| April 7, 2006 |
1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* RYDEX ETF TR RUSSELL TOP 50 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - (Name of Issuer) Common Stock - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - (Title of Class of Securities) |
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| March 27, 2006 |
CERTIFICATIONS I, Carl Verboncoeur, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered b |
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| March 27, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 - Rydex ETF Trust - - (Exact name of registrant as specified in charter) 9601 Blackwell Road, Suite 500, Rockville, Maryland 20850 - - (Address of principal executive offices) (Zip code) Carl |
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| March 6, 2006 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Rydex ETF Trust - (Exact name of registrant as specified in its charter) Delaware See Below - - - (State of incorporation or organization) (IRS Employer Identification No.) c/o Rydex 9601 Blackwell Rd. Suite 5 |
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| March 2, 2006 |
Morgan, Lewis & Bockius LLP 1111 Pennsylvania Avenue, NW Washington DC 20004 Laura E. |
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| March 1, 2006 |
CORRESP 1 filename1.txt DRAFT Laura E. Flores 202.739.5684 [email protected] February XX, 2006 VIA EDGAR CORRESPONDENCE Mr. Christian T. Sandoe U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Rydex ETF Trust (The "Trust") - Post Effective Amendment No. 5 - (File Nos. 333-101625 and 811-21261) - Dear Mr. Sandoe: This letter responds to your comments to the Tr |
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| February 15, 2006 |
SC 13G 1 rydex.txt 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 0)* Rydex ETF Trust Russell Top 50 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - (Name of Issuer) Common Stock - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - (Title of Cl |
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| February 13, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Rydex S&P Equal Weight ETF (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 78355W106 (CUSIP Number) 12/31/2005 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t |
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| September 16, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 - Rydex ETF Trust - - (Exact name of registrant as specified in charter) 9601 Blackwell Road, Suite 500, Rockville, Maryland 20850 - - (Address of principal executive offices) (Zip code) Carl |
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| September 16, 2005 |
CERTIFICATIONS I, Carl Verboncoeur, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered b |
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| May 18, 2005 |
Morgan, Lewis & Bockius LLP 1111 Pennsylvania Ave. N.W. Washington, DC 20004 LAURA E. FLORES* 202.739.5684 [email protected] * Admitted in Florida only May 18, 2005 VIA EDGAR CORRESPONDENCE Mr. Christian T. Sandoe U.S. Securities and Exchange Commission Judiciary Plaza 450 Fifth Street, N.W. Washington, DC 20549 Re: RYDEX ETF TRUST (THE "TRUST") - POST EFFECTIVE AMENDMENT NO. 3 (FILE NOS. 33 |
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| April 29, 2005 |
DRAFT Morgan, Lewis & Bockius LLP 1111 Pennsylvania Ave., NW Washington, DC 20004 LAURA E. FLORES* 202.739.5684 [email protected] * Admitted in Florida only April XX, 2005 VIA EDGAR CORRESPONDENCE Mr. Christian T. Sandoe U.S. Securities and Exchange Commission Judiciary Plaza 450 Fifth Street, N.W. Washington, DC 20549 Re: Rydex ETF Trust (the "Trust") - Post Effective Amendment No. 3 - (Fil |
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| April 29, 2005 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Rydex ETF Trust - (Exact name of registrant as specified in its charter) Delaware See Below - - (State of incorporation or organization) (IRS Employer Identification No.) c/o Rydex 9601 Blackwell Rd. Suite 500 |
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| April 27, 2005 |
DRAFT Morgan, Lewis & Bockius LLP 1111 Pennsylvania Ave., NW Washington, DC 20004 LAURA E. FLORES* 202.739.5684 [email protected] * Admitted in Florida only April XX, 2005 VIA EDGAR CORRESPONDENCE Mr. Christian T. Sandoe U.S. Securities and Exchange Commission Judiciary Plaza 450 Fifth Street, N.W. Washington, DC 20549 Re: Rydex ETF Trust (the "Trust") - Post Effective Amendment No. 3 - (Fil |
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| March 29, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 9601 Blackwell Road, Suite 500, Rockville, Maryland 20850 (Address of principal executive offices) (Zip code) Carl Verbonc |
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| March 29, 2005 |
Exhibit 99.Cert CERTIFICATIONS I, Carl Verboncoeur, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| September 29, 2004 |
EX-99.CERT 2 a04-109051ex99dcert.htm EX-99.CERT Exhibit 99.Cert CERTIFICATIONS I, Carl Verboncoeur, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statement |
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| September 29, 2004 |
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 9601 Blackwell Road, Suite 500, Rockville, Maryland 20850 (Address of principal executive offices) (Zip code) Carl Verboncoe |
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| March 15, 2004 |
(Rule 14a-101) INFORMATION REQUIRED IN A PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Under Rule 14a-12 RYDEX ETF TRUST (Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of Filing Fee (Check the appropriate box): [X] No fee required. |
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| February 19, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN A PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant /X/ Filed by a party other than the Registrant / / Check the appropriate box: /X/ Preliminary Proxy Statement / |
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| April 25, 2003 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Rydex ETF Trust - (Exact name of registrant as specified in its charter) Delaware See Below - - - (State of incorporation or organization) (IRS Employer Identification No.) c/o Rydex 9601 Blackwell Rd. Suite 5 |
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| April 17, 2003 |
EXHIBIT (h)(2) TRANSFER AGENCY AND SERVICE AGREEMENT AGREEMENT made as of the day of March, 2003, by and between the Rydex ETF Trust, a Delaware statutory trust, having its principal office and place of business at 9601 Blackwell Road, Suite 500, Rockville, Maryland 20850 (the "Trust") and THE BANK OF NEW YORK, a New York banking company having its principal office and place of business at One Wall Street, New York, New York 10286 (the "Bank"). |
