REXI / Resource America, Inc. - SEC-arkivering, Årsberetning, Fuldmagtserklæring

Resource America 15-15D

15-15D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 333-03077 RESOURCE AMERICA, INC. INVESTMENT SAVINGS PLAN (Exact name

REXI / Resource America, Inc. / COOPERMAN LEON G - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No 7)* RESOURCE AMERICA, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 761195205 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S

REXI / Resource America, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* RESOURCE AMERICA INC-CL A (Name of Issuer) Common Stock (Title of Class of Securities) 761195205 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th

Resource America 15-12G

15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 0-4408 RESOURCE AMERICA, INC. (Exact name of registrant as specified

Resource America S-8 POS--033-17891

S-8 POS-033-17891 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 12, 2016 Registration Statement File No.

Resource America S-8 POS--033-17798

S-8 POS-033-17798 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 12, 2016 Registration Statement File No.

Resource America S-8 POS--333-03077

AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 12, 2016 Registration Statement File No.

Resource America S-8 POS--333-03079

S-8 POS-333-03079 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 12, 2016 Registration Statement File No.

Resource America S-8 POS--333-03099

S-8 POS-333-03099 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 12, 2016 Registration Statement File No.

Resource America S-8 POS--333-37416

AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 12, 2016 Registration Statement File No.

Resource America S-8 POS--333-81420

S-8 POS-333-81420 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 12, 2016 Registration Statement File No.

Resource America S-8 POS-333-98505

S-8 POS-333-98505 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 12, 2016 Registration Statement File No.

Resource America S-8 POS--333-98507

S-8 POS-333-98507 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 12, 2016 Registration Statement File No.

Resource America S-8 POS--333-105615

S-8 POS-333-105615 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 12, 2016 Registration Statement File No.

Resource America S-8 POS--333-126344

S-8 POS 1 d234338ds8pos.htm S-8 POS-333-126344 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 12, 2016 Registration Statement File No. 333-200140 Registration Statement File No. 333-188572 Registration Statement File No. 333-180669 Registration Statement File No. 333-174256 Registration Statement File No. 333-163729 Registration Statement File No. 333-158557 Registration Stateme

Resource America S-8 POS--333-158557

S-8 POS-333-158557 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 12, 2016 Registration Statement File No.

Resource America S-8 POS--333-163729

S-8 POS-333-163729 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 12, 2016 Registration Statement File No.

Resource America S-8 POS--333-174256

S-8 POS 1 d234338ds8pos.htm S-8 POS-333-174256 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 12, 2016 Registration Statement File No. 333-200140 Registration Statement File No. 333-188572 Registration Statement File No. 333-180669 Registration Statement File No. 333-174256 Registration Statement File No. 333-163729 Registration Statement File No. 333-158557 Registration Stateme

Resource America S-8 POS--333-180669

AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 12, 2016 Registration Statement File No.

Resource America S-8 POS--333-188572

AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 12, 2016 Registration Statement File No.

Resource America S-8 POS--333-200140

S-8 POS-333-200140 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 12, 2016 Registration Statement File No.

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Termination of a Material Definitive Agreement, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 8, 2016 Commission file number 0-04408 Resource America, Inc. (Exact name of registrant as specified in its charter) Delaware 72-0654145 (State of incorporation or

Resource America Stockholders Approve Merger with C-III Capital Partners

EX-99.1 2 d238193dex991.htm EX-99.1 Exhibit 99.1 Resource America Stockholders Approve Merger with C-III Capital Partners PHILADELPHIA, PA – August 25, 2016— Resource America, Inc. (NASDAQ: REXI) (“Resource America”), announced today Resource America stockholders, at a special meeting, approved the pending merger of Resource America with a subsidiary of C-III Capital Partners LLC (“C-III”). Approx

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

8-K 1 d238193d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 25, 2016 Commission file number 0-04408 Resource America, Inc. (Exact name of registrant as specified in its charter) Delaware 72-0654145 (State o

Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 12, 2016 Commission file number 0-4408 Resource America, Inc. (Exact name of registrant as specified in its charter) Delaware 72-0654145 (State of incorporation or organiza

Resource America 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 12, 2016 Commission file number 0-4408 Resource America, Inc. (Exact name of registrant as specified in its charter) Delaware 72-0654145 (State of incorporation or organiza

Resource America 10-Q (Quarterly Report)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-4408 RESOURCE AMERICA, INC.

Resource America 8-K (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2016 Resource America, Inc.

RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE SECOND QUARTER ENDED JUNE 30, 2016

Exhibit Exhibit 99.1 FOR IMMEDIATE RELEASE CONTACT: THOMAS C. ELLIOTT CHIEF FINANCIAL OFFICER RESOURCE AMERICA, INC. ONE CRESCENT DRIVE, SUITE 203 PHILADELPHIA, PA 19112 RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE SECOND QUARTER ENDED JUNE 30, 2016 Philadelphia, PA - August 2, 2016 - Resource America, Inc. (NASDAQ: REXI) Second Quarter 2016 Highlights ? GAAP net loss attributable to c

Resource America DEFM14A

DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

Resource America 11-K

Document Back to Index UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

Resource America PREM14A

PREM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

Submission of Matters to a Vote of Security Holders

REXI-Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 2, 2016 Resource America, Inc.

REXI / Resource America, Inc. / COOPERMAN LEON G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6 )* RESOURCE AMERICA, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 761195205 (CUSIP Number) May 25, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche

AMENDMENT TO THE EMPLOYMENT AGREEMENT

EX-10.3 Exhibit 10.3 AMENDMENT TO THE EMPLOYMENT AGREEMENT This Amendment (this ?Amendment?) is made and entered into as of May 22, 2016, by and between Resource America, Inc., a Delaware corporation (?RAI?), and Alan Feldman (?Feldman?). WHEREAS, RAI and Feldman have entered into that certain Employment Agreement, dated as of January 29, 2009, as amended through the date hereof (the ?Employment A

EMPLOYMENT AGREEMENT Amended and Restated as of May 22, 2016

EX-10.2 5 d192563dex102.htm EX-10.2 Exhibit 10.2 EMPLOYMENT AGREEMENT Amended and Restated as of May 22, 2016 This Third Amended and Restated Employment Agreement (the “Agreement”) is dated as of May 22, 2016 (the “Execution Date”) by and between RESOURCE AMERICA, INC., a Delaware corporation having its principal place of business at 1 Crescent Drive, Suite 203, Navy Yard, Philadelphia, Pennsylvan

VOTING AND SUPPORT AGREEMENT

EX-99.1 7 d192563dex991.htm EX-99.1 Exhibit 99.1 VOTING AND SUPPORT AGREEMENT This Voting and Support Agreement (this “Agreement”) is made and entered into as of May 22, 2016, by and among C-III Capital Partners LLC, a Delaware limited liability company (“Parent”), and each of the Persons listed on Schedule A hereto (each, a “Stockholder”). WHEREAS, concurrently with the execution and delivery of

AMENDMENT TO THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT

EX-10.1 Exhibit 10.1 AMENDMENT TO THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amendment (this ?Amendment?) is made and entered into as of May 22, 2016, by and between Resource America, Inc., a Delaware corporation (?RAI?), and Jonathan Z. Cohen (?Cohen?). WHEREAS, RAI and Cohen have entered into that certain Amended and Restated Employment Agreement, dated as of December 29, 2008, as amende

AGREEMENT AND PLAN OF MERGER dated as of May 22, 2016 by and among RESOURCE AMERICA, INC., C-III CAPITAL PARTNERS LLC, REGENT ACQUISITION INC. TABLE OF CONTENTS ARTICLE 1 DEFINITIONS Section 1.01 Definitions 2 Section 1.02 Other Definitional and Inte

EX-2.1 2 d192563dex21.htm EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER dated as of May 22, 2016 by and among RESOURCE AMERICA, INC., C-III CAPITAL PARTNERS LLC, and REGENT ACQUISITION INC. TABLE OF CONTENTS ARTICLE 1 DEFINITIONS Section 1.01 Definitions 2 Section 1.02 Other Definitional and Interpretative Provisions 15 ARTICLE 2 THE MERGER; EFFECT ON THE CAPITAL STOCK; EXCHANGE OF CERTIFICATES

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2016 (May 22, 2016) Resource America, Inc.

AMENDED AND RESTATED BYLAWS RESOURCE AMERICA, INC. TABLE OF CONTENTS Page ARTICLE I CORPORATE OFFICES 1 1.1 Registered Office 1 1.2 Other Offices 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 2.1 Place of Meetings 1 2.2 Annual Meeting 1 2.3 Special Meeting

EX-3.1 3 d192563dex31.htm EX-3.1 Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF RESOURCE AMERICA, INC. TABLE OF CONTENTS Page ARTICLE I CORPORATE OFFICES 1 1.1 Registered Office 1 1.2 Other Offices 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 2.1 Place of Meetings 1 2.2 Annual Meeting 1 2.3 Special Meeting 1 2.4 Notice of Stockholders’ Meetings 1 2.5 Manner of Giving Notice; Affidavit of Notice 2 2.6 Quoru

Resource America DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, fo

EMPLOYMENT AGREEMENT Amended and Restated as of May 22, 2016

EX-10.2 5 d192563dex102.htm EX-10.2 Exhibit 10.2 EMPLOYMENT AGREEMENT Amended and Restated as of May 22, 2016 This Third Amended and Restated Employment Agreement (the “Agreement”) is dated as of May 22, 2016 (the “Execution Date”) by and between RESOURCE AMERICA, INC., a Delaware corporation having its principal place of business at 1 Crescent Drive, Suite 203, Navy Yard, Philadelphia, Pennsylvan

AMENDMENT TO THE EMPLOYMENT AGREEMENT

EX-10.3 6 d192563dex103.htm EX-10.3 Exhibit 10.3 AMENDMENT TO THE EMPLOYMENT AGREEMENT This Amendment (this “Amendment”) is made and entered into as of May 22, 2016, by and between Resource America, Inc., a Delaware corporation (“RAI”), and Alan Feldman (“Feldman”). WHEREAS, RAI and Feldman have entered into that certain Employment Agreement, dated as of January 29, 2009, as amended through the da

Resource America 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2016 (May 22, 2016) Resource America, Inc.

AGREEMENT AND PLAN OF MERGER dated as of May 22, 2016 by and among RESOURCE AMERICA, INC., C-III CAPITAL PARTNERS LLC, REGENT ACQUISITION INC. TABLE OF CONTENTS ARTICLE 1 DEFINITIONS Section 1.01 Definitions 2 Section 1.02 Other Definitional and Inte

EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER dated as of May 22, 2016 by and among RESOURCE AMERICA, INC., C-III CAPITAL PARTNERS LLC, and REGENT ACQUISITION INC. TABLE OF CONTENTS ARTICLE 1 DEFINITIONS Section 1.01 Definitions 2 Section 1.02 Other Definitional and Interpretative Provisions 15 ARTICLE 2 THE MERGER; EFFECT ON THE CAPITAL STOCK; EXCHANGE OF CERTIFICATES Section 2.01 The Merger 16

AMENDED AND RESTATED BYLAWS RESOURCE AMERICA, INC. TABLE OF CONTENTS Page ARTICLE I CORPORATE OFFICES 1 1.1 Registered Office 1 1.2 Other Offices 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 2.1 Place of Meetings 1 2.2 Annual Meeting 1 2.3 Special Meeting

EX-3.1 Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF RESOURCE AMERICA, INC. TABLE OF CONTENTS Page ARTICLE I CORPORATE OFFICES 1 1.1 Registered Office 1 1.2 Other Offices 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 2.1 Place of Meetings 1 2.2 Annual Meeting 1 2.3 Special Meeting 1 2.4 Notice of Stockholders? Meetings 1 2.5 Manner of Giving Notice; Affidavit of Notice 2 2.6 Quorum 2 2.7 Adjourned Meeting;

AMENDMENT TO THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT

EX-10.1 4 d192563dex101.htm EX-10.1 Exhibit 10.1 AMENDMENT TO THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amendment (this “Amendment”) is made and entered into as of May 22, 2016, by and between Resource America, Inc., a Delaware corporation (“RAI”), and Jonathan Z. Cohen (“Cohen”). WHEREAS, RAI and Cohen have entered into that certain Amended and Restated Employment Agreement, dated as of

VOTING AND SUPPORT AGREEMENT

EX-99.1 7 d192563dex991.htm EX-99.1 Exhibit 99.1 VOTING AND SUPPORT AGREEMENT This Voting and Support Agreement (this “Agreement”) is made and entered into as of May 22, 2016, by and among C-III Capital Partners LLC, a Delaware limited liability company (“Parent”), and each of the Persons listed on Schedule A hereto (each, a “Stockholder”). WHEREAS, concurrently with the execution and delivery of

Resource America, Inc. Signs Definitive Agreement to be Acquired by C-III Capital Partners LLC

EX-99.1 Exhibit 99.1 Resource America, Inc. Signs Definitive Agreement to be Acquired by C-III Capital Partners LLC PHILADELPHIA, PA - May 23, 2016? Resource America, Inc. (NASDAQ: REXI) (?Resource America?), announced today that it has entered into a definitive agreement to be acquired by C-III Capital Partners LLC (?C-III?), a commercial real estate services company engaged in a broad range of a

Financial Statements and Exhibits, Other Events

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2016 Resource America, Inc.

Resource America FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2016 Resource America, Inc.

Resource America, Inc. Signs Definitive Agreement to be Acquired by C-III Capital Partners LLC

EX-99.1 2 d192561dex991.htm EX-99.1 Exhibit 99.1 Resource America, Inc. Signs Definitive Agreement to be Acquired by C-III Capital Partners LLC PHILADELPHIA, PA - May 23, 2016— Resource America, Inc. (NASDAQ: REXI) (“Resource America”), announced today that it has entered into a definitive agreement to be acquired by C-III Capital Partners LLC (“C-III”), a commercial real estate services company e

Resource America 10-Q (Quarterly Report)

10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-4408 RESOURCE AMERICA, INC.

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2016 Resource America, Inc.

RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE FIRST QUARTER ENDED MARCH 31, 2016

EX-99.1 2 rexi-20160331xex991.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE CONTACT: THOMAS C. ELLIOTT CHIEF FINANCIAL OFFICER RESOURCE AMERICA, INC. ONE CRESCENT DRIVE, SUITE 203 PHILADELPHIA, PA 19112 RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE FIRST QUARTER ENDED MARCH 31, 2016 Philadelphia, PA - May 4, 2016 - Resource America, Inc. (NASDAQ: REXI) First Quarter 2016 Highlight

Resource America DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, fo

Resource America DEF 14A

DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, fo

Resource America 8-K REG FD DISCLOSURE (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2016 Resource America, Inc.

Resource America 10-K (Annual Report)

10-K 1 rexi20151231-10k.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549-1004 Form 10-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission f

Ratio of Earnings to Fixed Charges (in thousands, except ratios)

Exhibit 12.1 Ratio of Earnings to Fixed Charges (in thousands, except ratios) For the Years Ended December 31, 2015 2014 2013 2012 2011 Earnings: Pretax income (loss) from continuing operations $ 14,089 $ 15,600 $ 9,849 $ 38,000 $ (14,164 ) Less - noncontrolling interests (2,044 ) (729 ) (20 ) (557 ) 1,679 Less - equity in earnings of affiliates (9,582 ) (4,553 ) (5,389 ) (4,083 ) (9,507 ) Add - c

RESOURCE AMERICA, INC. LIST OF SUBSIDIARIES NAME OF SUBSIDIARIES STATE OF INCORPORATION/ COUNTRY FLI Holdings, Inc. Delaware LEAF Asset Management, LLC Delaware LEAF Financial Corporation Delaware LEAF Funding, Inc. Delaware LEAF Ventures II, LLC Del

EX-21.1 3 rexi-20151231xex211.htm EXHIBIT 21.1 EXHIBIT 21.1 RESOURCE AMERICA, INC. LIST OF SUBSIDIARIES NAME OF SUBSIDIARIES STATE OF INCORPORATION/ COUNTRY FLI Holdings, Inc. Delaware LEAF Asset Management, LLC Delaware LEAF Financial Corporation Delaware LEAF Funding, Inc. Delaware LEAF Ventures II, LLC Delaware LEAF Ventures, LLC Delaware Merit Capital Advance, LLC Delaware Merit Capital Manage

RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE FOURTH QUARTER AND YEAR ENDED DECEMBER 31, 2015

Exhibit Exhibit 99.1 FOR IMMEDIATE RELEASE CONTACT: THOMAS C. ELLIOTT CHIEF FINANCIAL OFFICER RESOURCE AMERICA, INC. ONE CRESCENT DRIVE, SUITE 203 PHILADELPHIA, PA 19112 (215) 546-5005; (215) 640-6357 (fax) RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE FOURTH QUARTER AND YEAR ENDED DECEMBER 31, 2015 Philadelphia, PA - March 1, 2016 - Resource America, Inc. (NASDAQ: REXI) Fourth Quarter

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 rexi-20151231x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2016 Resource America, Inc. (Exact name of registrant as specified in its charter) Delaware 0-4408 72-0654145 (State or other jurisdiction (Commi

REXI / Resource America, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* RESOURCE AMERICA INC-CL A (Name of Issuer) Common Stock (Title of Class of Securities) 761195205 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2016 Resource America, Inc.

POWER OF ATTORNEY

Unassociated Document POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Michael S.

REXI / Resource America, Inc. / COOPERMAN LEON G - SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. )* Under the Securities Exchange Act of 1934 Resource America, Inc. (Name of Issuer) Common Stock, par value $0.0

RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE THIRD QUARTER ENDED SEPTEMBER 30, 2015

Exhibit Exhibit 99.1 FOR IMMEDIATE RELEASE CONTACT: THOMAS C. ELLIOTT CHIEF FINANCIAL OFFICER RESOURCE AMERICA, INC. ONE CRESCENT DRIVE, SUITE 203 PHILADELPHIA, PA 19112 RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE THIRD QUARTER ENDED SEPTEMBER 30, 2015 Philadelphia, PA - November 5, 2015 - Resource America, Inc. (NASDAQ: REXI) Third Quarter 2015 Highlights ? Adjusted net income attrib

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 rexi-20150930x8k.htm 8-K - RESULTS 093015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2015 Resource America, Inc. (Exact name of registrant as specified in its charter) Delaware 0-4408 72-0654145 (State or other

Resource America 8-K SHARE REP AUG 2015 (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2015 Resource America, Inc.

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 rexi-20150630x8k.htm 8-K QTR ENDED 06/30/15 RESULTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2015 Resource America, Inc. (Exact name of registrant as specified in its charter) Delaware 0-4408 72-0654145 (State

RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE SECOND QUARTER ENDED JUNE 30, 2015

REXI-2015.06.30-EX99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE CONTACT: THOMAS C. ELLIOTT CHIEF FINANCIAL OFFICER RESOURCE AMERICA, INC. ONE CRESCENT DRIVE, SUITE 203 PHILADELPHIA, PA 19112 RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE SECOND QUARTER ENDED JUNE 30, 2015 Philadelphia, PA - August 6, 2015 - Resource America, Inc. (NASDAQ: REXI) Second Quarter 2015 Highlights ? Adjusted net inc

Resource America 11-K 12/31/2014

REXIForm11-K 12312014 Back to Index UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

Resource America 8-K REXI 2015 VOTING RESULTS (Current Report/Significant Event)

REXI 2015 Voting Results UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 3, 2015 Resource America, Inc.

REXI / Resource America, Inc. / COOPERMAN LEON G - LEON G. COOPERMAN / RESOURCE AMERICA Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5 )* RESOURCE AMERICA, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 761195205 (CUSIP Number) May 29, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 rexi-20150331x8k.htm 8-K RESULTS 033115 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2015 Resource America, Inc. (Exact name of registrant as specified in its charter) Delaware 0-4408 72-0654145 (State or other jurisd

RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE FIRST QUARTER ENDED MARCH 31, 2015

REXI-2015.03.31-EX99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE CONTACT: THOMAS C. ELLIOTT CHIEF FINANCIAL OFFICER RESOURCE AMERICA, INC. ONE CRESCENT DRIVE, SUITE 203 PHILADELPHIA, PA 19112 (215) 546-5005; (215) 640-6357 (fax) RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE FIRST QUARTER ENDED MARCH 31, 2015 Philadelphia, PA - May 7, 2015 - Resource America, Inc. (NASDAQ: REXI) First Quarter 2

Resource America DEFA-14A

DEFA-14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, f

Resource America DEF 14A

DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, fo

Resource America 8-K - RESULTS 123114 (Current Report/Significant Event)

REXI-2014.12.31-8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2015 Resource America, Inc. (Exact name of registrant as specified in its charter) Delaware 0-4408 72-0654145 (State or other jurisdiction (Commission (IRS E

RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE FOURTH QUARTER AND YEAR ENDED DECEMBER 31, 2014

EX-99.1 2 rexi-pr123114ex991.htm EXHIBIT 99.1 PRESS RELEASE Exhibit 99.1 FOR IMMEDIATE RELEASE CONTACT: THOMAS C. ELLIOTT CHIEF FINANCIAL OFFICER RESOURCE AMERICA, INC. ONE CRESCENT DRIVE, SUITE 203 PHILADELPHIA, PA 19112 (215) 546-5005; (215) 640-6357 (fax) RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE FOURTH QUARTER AND YEAR ENDED DECEMBER 31, 2014 Philadelphia, PA - March 4, 2015 - R

REXI / Resource America, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* RESOURCE AMERICA INC-CL A (Name of Issuer) Common Stock (Title of Class of Securities) 761195205 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th

EMPLOYMENT AGREEMENT

EX-10.1 2 exh101empagmtjb.htm EXHIBIT 10.1 Exhibit 10.1 Execution Version EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is dated as of January 28, 2015 by and between RESOURCE AMERICA, INC., a Delaware corporation having its principal place of business at 1 Crescent Drive, Suite 203, Navy Yard, Philadelphia, Pennsylvania 19112 (“RAI”) and Jeffrey D. Blomstrom (the “Executive”).

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2015 Resource America, Inc.

REXI / Resource America, Inc. / COOPERMAN LEON G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 )* RESOURCE AMERICA, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 761195205 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

REXI / Resource America, Inc. S-8 - - FORM S-8

Form S-8 As filed with the Securities and Exchange Commission on November 12, 2014 Registration No.

RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE THIRD QUARTER ENDED SEPTEMBER 30, 2014

EX-99.1 2 rexi-20140930xex991.htm PRESS RELEASE Exhibit 99.1 FOR IMMEDIATE RELEASE CONTACT: THOMAS C. ELLIOTT CHIEF FINANCIAL OFFICER RESOURCE AMERICA, INC. ONE CRESCENT DRIVE, SUITE 203 PHILADELPHIA, PA 19112 (215) 546-5005; (215) 640-6357 (fax) RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE THIRD QUARTER ENDED SEPTEMBER 30, 2014 Philadelphia, PA - November 5, 2014 - Resource America, I

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2014 Resource America, Inc.

SENIOR NOTE

THIS SECURITY HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER, OR AN EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF, THE SECURITIES ACT AND IN ACCORDANCE WITH ANY APPLICABLE STATE SECURITIES LAWS.

Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2014 Resource America, Inc.

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2014 Resource America, Inc.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2014 Resource America, Inc.

RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE SECOND QUARTER ENDED JUNE 30, 2014

Exhibit 99.1 FOR IMMEDIATE RELEASE CONTACT: THOMAS C. ELLIOTT CHIEF FINANCIAL OFFICER RESOURCE AMERICA, INC. ONE CRESCENT DRIVE, SUITE 203 PHILADELPHIA, PA 19112 (215) 546-5005; (215) 640-6357 (fax) RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE SECOND QUARTER ENDED JUNE 30, 2014 Philadelphia, PA - August 6, 2014 - Resource America, Inc. (NASDAQ: REXI) Second Quarter 2014 Highlights •Adj

REXI / Resource America, Inc. / COOPERMAN LEON G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* RESOURCE AMERICA, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 761195205 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

Resource America, Inc.

EX-99.1 Resource America, Inc. July 2014 Exhibit 99.1 2 This document and the related presentation may contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. These forward-looking statements include, but are not limited to, statements about Resource America, Inc.’s ("REXI") plans, objectives, expectations, projections, illustrations and inten

Regulation FD Disclosure, Financial Statements and Exhibits

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 15, 2014 Resource America, Inc.

- 11-K

Back to Index UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (MARK ONE) þ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended: December 31, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER: 0-4408 A. Full title of the

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 29, 2014 Resource America, Inc.

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2014 Resource America, Inc.

REXI / Resource America, Inc. / Raging Capital Management, LLC Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 4)1 Resource America, Inc. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 761195 20 5 (CUSIP Number) STEVE WOLOSKY, ESQ. OLSH

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2014 Resource America, Inc.

RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE FIRST QUARTER ENDED MARCH 31, 2014

Exhibit 99.1 FOR IMMEDIATE RELEASE CONTACT: THOMAS C. ELLIOTT CHIEF FINANCIAL OFFICER RESOURCE AMERICA, INC. ONE CRESCENT DRIVE, SUITE 203 PHILADELPHIA, PA 19112 (215) 546-5005; (215) 640-6357 (fax) RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE FIRST QUARTER ENDED MARCH 31, 2014 Philadelphia, PA - May 8, 2014 - Resource America, Inc. (NASDAQ: REXI) First Quarter 2014 Highlights •Adjuste

FOURTH AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT AND JOINDER

EX-10.1 2 exh101tdfourthamdmt2014.htm EXHIBIT 10.1 FOURTH AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT AND JOINDER This FOURTH AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT AND JOINDER (“Amendment”), dated as of April 25, 2014, is among RESOURCE AMERICA, INC., a Delaware corporation (“Borrower”), TD BANK, N.A., a national banking association, in its capacity as age

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2014 Resource America, Inc.

- DEF 14A

DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, fo

Ratio of Earnings to Fixed Charges (in thousands, except ratios)

EX121-2013.12.31 10K/A Exhibit 12.1 Ratio of Earnings to Fixed Charges (in thousands, except ratios) For the Years Ended December 31, 2013 2012 2011 2010 2009 Earnings: Pretax (loss) income from continuing operations $ 52,645 $ 114,908 $ 32,074 $ (33,410 ) $ (17,597 ) Less - pretax income from continuing operations from consolidated VIE - RSO, including eliminations (2) (42,796 ) (76,908 ) (39,337

Resource America 10-K/A (Annual Report)

REXI.2013.12.31 10K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-K/A (Amendment No. 1) (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commissi

Regulation FD Disclosure - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2014 Resource America, Inc.

Resource America 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-4408 RESOURCE AMERICA, INC.

RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE FOURTH QUARTER AND YEAR ENDED DECEMBER 31, 2013

Exhibit 99.1 FOR IMMEDIATE RELEASE CONTACT: THOMAS C. ELLIOTT CHIEF FINANCIAL OFFICER RESOURCE AMERICA, INC. ONE CRESCENT DRIVE, SUITE 203 PHILADELPHIA, PA 19112 (215) 546-5005; (215) 640-6357 (fax) RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE FOURTH QUARTER AND YEAR ENDED DECEMBER 31, 2013 Philadelphia, PA - March 10, 2014 - Resource America, Inc. (NASDAQ: REXI) Fourth Quarter 2013 Hi

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2014 Resource America, Inc.

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2014 Resource America, Inc. (Exact name of registrant as specified in its charter) Delaware 0-4408 72-0654145 (State or Other Jurisdiction (Commission (IRS Employer of In

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2014 Resource America, Inc. (Exact name of registrant as specified in its charter) Delaware 0-4408 72-0654145 (State or Other Jurisdiction (Commission (IRS Employer of In

REXI / Resource America, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* RESOURCE AMERICA INC-CL A (Name of Issuer) Common Stock (Title of Class of Securities) 761195205 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th

REXI / Resource America, Inc. / YACKTMAN ASSET MANAGEMENT LP Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Resource America, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 761195205 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

REXI / Resource America, Inc. / COOPERMAN LEON G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* RESOURCE AMERICA, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 761195205 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

Regulation FD Disclosure - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 25, 2013 Resource America, Inc. (Exact name of registrant as specified in its charter) Delaware 0-4408 72-0654145 (State or Other Jurisdiction (Commission (IRS Employer of In

- 10-QT/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QT/A (Mark One) o QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2012 or þ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from October 1, 2012 to December 31, 2012 Commission file number: 0-4408 RESOURCE AMERICA, INC.

RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE THIRD QUARTER ENDED SEPTEMBER 30, 2013

Exhibit 99.1 FOR IMMEDIATE RELEASE CONTACT: THOMAS C. ELLIOTT CHIEF FINANCIAL OFFICER RESOURCE AMERICA, INC. ONE CRESCENT DRIVE, SUITE 203 PHILADELPHIA, PA 19112 (215) 546-5005; (215) 640-6357 (fax) RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE THIRD QUARTER ENDED SEPTEMBER 30, 2013 Philadelphia, PA, November 18, 2013 - Resource America, Inc. (NASDAQ: REXI) (the "Company") reported GAAP

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2013 Resource America, Inc.

- NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 0-04408 CUSIP Number: 05969A105 (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: September 30, 2013 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Tr

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 11, 2013 RESOURCE AMERICA, INC.

FOURTH LOAN MODIFICATION AGREEMENT

Exhibit 10.1 FOURTH LOAN MODIFICATION AGREEMENT THIS FOURTH LOAN MODIFICATION AGREEMENT (this "Modification") is made as of November 11, 2013 (the "Effective Date"), between and among REPUBLIC FIRST BANK (D/B/A REPUBLIC BANK) ("Bank"), a Pennsylvania chartered bank, having an address at Two Liberty Place, Suite 2400, 50 S. 16th Street, Philadelphia, PA 19102, RESOURCE CAPITAL INVESTOR, INC., a Del

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2013 Resource America, Inc. (Exact name of registrant as specified in its charter) Delaware 0-4408 72-0654145 (State or Other Jurisdiction (Commission (IRS Employer of I

Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2013 Resource America, Inc. (Exact name of registrant as specified in its charter) Delaware 0-4408 72-0654145 (State or Other Jurisdiction (Commission (IRS Employer of I

1 Resource America, Inc. September 2013 Resource America Overview Resource America, Inc., (NASDAQ: REXI) (the “Company”) is an asset management company that specializes in real estate and credit investments. The Company manages gross aggregate assets

raipresentationseptember 1 Resource America, Inc. September 2013 Resource America Overview Resource America, Inc., (NASDAQ: REXI) (the “Company”) is an asset management company that specializes in real estate and credit investments. The Company manages gross aggregate assets under management of more than $16 billion. Resource America’s objective is to be best in class among asset managers in the r

Regulation FD Disclosure, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 16, 2013 RESOURCE AMERICA, INC.

Regulation FD Disclosure - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 22, 2013 Resource America, Inc. (Exact name of registrant as specified in its charter) Delaware 0-4408 72-0654145 (State or Other Jurisdiction (Commission (IRS Employer of Inco

RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE THIRD FISCAL QUARTER ENDED JUNE 30, 2013

Exhibit 99.1 FOR IMMEDIATE RELEASE CONTACT: THOMAS C. ELLIOTT CHIEF FINANCIAL OFFICER RESOURCE AMERICA, INC. ONE CRESCENT DRIVE, SUITE 203 PHILADELPHIA, PA 19112 (215) 546-5005; (215) 640-6357 (fax) RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE THIRD FISCAL QUARTER ENDED JUNE 30, 2013 Philadelphia, PA, August 7, 2013 - Resource America, Inc. (NASDAQ: REXI) (the "Company") reported adjus

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2013 Resource America, Inc.

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L E D G E W O O D A PROFESSIONAL CORPORATION 1900 Market Street, Suite 750 Philadelphia, PA 19103 TEL 215.

- 11-K

Back to Index UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (MARK ONE) þ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended: December 31, 2012 or o TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER: 0-4408 A. Full title of the

- NT 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 0-4408 CUSIP Number: 761195205 (Check one): o Form 10-K o Form 20-F þ Form 11-K o Form 10-Q o Form N-SAR o Form N-CSR For Period Ended: December 31, 2012 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Repor

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L E D G E W O O D A PROFESSIONAL CORPORATION 1900 Market Street, Suite 750 Philadelphia, PA 19103 TEL 215.

- S-8

S-8 1 s8for401kplan2013.htm S-8 As filed with the Securities and Exchange Commission on May 13, 2013 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 RESOURCE AMERICA, INC. (Exact name of registrant as specified in its charter) Delaware 72-0654145 (State or other jurisdiction of incorporat

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2013 Resource America, Inc.

RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE SECOND FISCAL QUARTER ENDED MARCH 31, 2013

Exhibit 99.1 FOR IMMEDIATE RELEASE CONTACT: THOMAS C. ELLIOTT CHIEF FINANCIAL OFFICER RESOURCE AMERICA, INC. ONE CRESCENT DRIVE, SUITE 203 PHILADELPHIA, PA 19112 (215) 546-5005; (215) 640-6357 (fax) RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE SECOND FISCAL QUARTER ENDED MARCH 31, 2013 Philadelphia, PA, May 6, 2013 - Resource America, Inc. (NASDAQ: REXI) (the "Company”) reported adjust

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L E D G E W O O D A PROFESSIONAL CORPORATION 1900 Market Street, Suite 750 Philadelphia, PA 19103 TEL 215.

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 12, 2013 Resource America, Inc.

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L E D G E W O O D A PROFESSIONAL CORPORATION 1900 Market Street, Suite 750 Philadelphia, PA 19103 TEL 215.

REXI / Resource America, Inc. / Raging Capital Management, LLC Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 3)1 Resource America, Inc. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 761195 20 5 (CUSIP Number) STEVE WOLOSKY, ESQ. OLSH

REXI / Resource America, Inc. / YACKTMAN ASSET MANAGEMENT LP Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Resource America, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 761195205 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

REXI / Resource America, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* RESOURCE AMERICA INC-CL A (Name of Issuer) Common Stock (Title of Class of Securities) 761195205 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th

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L E D G E W O O D A PROFESSIONAL CORPORATION 1900 Market Street, Suite 750 Philadelphia, PA 19103 TEL 215.

RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE FIRST FISCAL QUARTER ENDED DECEMBER 31, 2012

Exhibit 99.1 FOR IMMEDIATE RELEASE CONTACT: THOMAS C. ELLIOTT CHIEF FINANCIAL OFFICER RESOURCE AMERICA, INC. ONE CRESCENT DRIVE, SUITE 203 PHILADELPHIA, PA 19112 (215) 546-5005; (215) 640-6357 (fax) RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE FIRST FISCAL QUARTER ENDED DECEMBER 31, 2012 Philadelphia, PA, February 5, 2013 - Resource America, Inc. (NASDAQ: REXI) (the "Company”) reported

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2013 Resource America, Inc.

- PROXY

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of

POWER OF ATTORNEY

Exhibit 99.2 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Frederick C. Wasch signing singly, the undersigned’s true and lawful attorney-in-fact to: 1. Execute for and on behalf of the undersigned all documents relating to the business of Raging Capital Management, LLC including, but not limited to, all filings with the Securities and Exchange C

Joint Filing Agreement

Exhibit 99.1 Joint Filing Agreement In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including amendments thereto) with respect to the Common Stock, $.01 par value, of Resource America, Inc. This Joint Filing Agreement shall be filed as an Exhib

REXI / Resource America, Inc. / Raging Capital Management, LLC - AMENDMENT NO. 2 TO THE SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 Resource America, Inc. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 761195 20 5 (CUSIP Number) STEVE WOLOSKY, ESQ. OLSH

Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2012 Resource America, Inc.

SENIOR NOTE

Exhibit 4.1 THIS SECURITY HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER, OR AN EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF, THE SECURITIES ACT AND IN ACCORDANCE WITH ANY APPLICABLE STATE SECURITIES LAWS. SENIOR

RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE FOURTH FISCAL QUARTER AND FISCAL YEAR ENDED SEPTEMBER 30, 2012

FOR IMMEDIATE RELEASE CONTACT: THOMAS C. ELLIOTT CHIEF FINANCIAL OFFICER RESOURCE AMERICA, INC. ONE CRESCENT DRIVE, SUITE 203 PHILADELPHIA, PA 19112 (215) 546-5005; (215) 640-6357 (fax) RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE FOURTH FISCAL QUARTER AND FISCAL YEAR ENDED SEPTEMBER 30, 2012 Philadelphia, PA, December 4, 2012 - Resource America, Inc. (NASDAQ: REXI) (the “Company”) rep

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2012 Resource America, Inc.

THIRD AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT AND JOINDER

Exhibit 10.1 THIRD AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT AND JOINDER This THIRD AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT AND JOINDER (“Amendment”), dated as of November 16, 2012, is among Resource America, Inc., a Delaware corporation (“Borrower”), TD BANK, N.A., a national banking association, in its capacity as agent (“Agent”), TD BANK, N.A., a nation

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2012 Resource America, Inc.

Resource America, Inc. Extends Corporate Credit Facilities and Reduces Borrowing Costs

EX-99.1 3 exh991.htm PRESS RELEASE Exhibit 99.1 FOR IMMEDIATE RELEASE CONTACT: THOMAS C. ELLIOTT CHIEF FINANCIAL OFFICER RESOURCE AMERICA, INC. ONE CRESCENT DRIVE, SUITE 203 PHILADELPHIA, PA 19112 (215) 546-5005; (215) 640-6357 (fax) Resource America, Inc. Extends Corporate Credit Facilities and Reduces Borrowing Costs PHILADELPHIA, PA, November 19, 2012 - Resource America, Inc. (NASDAQ: REXI) (th

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2012 Resource America, Inc.

THIRD LOAN MODIFICATION AGREEMENT

Exhibit 10.1 THIRD LOAN MODIFICATION AGREEMENT THIS THIRD LOAN MODIFICATION AGREEMENT (this "Modification") is made October 26, 2012 (the "Effective Date"), between and among REPUBLIC FIRST BANK (D/B/A REPUBLIC BANK) ("Bank"), a Pennsylvania chartered bank, having an address at Two Liberty Place, Suite 2400, 50 S. 16th Street, Philadelphia, PA 19102, RESOURCE CAPITAL INVESTOR, INC., a Delaware cor

[Form of Senior Indenture] RESOURCE AMERICA, INC. as Issuer, any Subsidiary Guarantors party hereto, [ ], as Trustee Dated as of [ ] Debt Securities CROSS-REFERENCE TABLE TIA Section Indenture Section 310 (a ) 7.10 (b ) 7.10 (c ) N.A. 311 (a ) 7.11 (

Form of senior indenture Exhibit 4.3 [Form of Senior Indenture] RESOURCE AMERICA, INC. as Issuer, any Subsidiary Guarantors party hereto, and [ ], as Trustee INDENTURE Dated as of [ ] Debt Securities CROSS-REFERENCE TABLE TIA Section Indenture Section 310 (a ) 7.10 (b ) 7.10 (c ) N.A. 311 (a ) 7.11 (b ) 7.11 (c ) N.A. 312 (a ) 5.01 (b ) 5.02 (c ) 5.02 313 (a ) 5.03 (b ) 5.03 (c ) 13.03 (d ) 5.03 3

- FORM S-3

Form S-3 Table of Contents As filed with the Securities and Exchange Commission on August 28, 2012 Registration No.

Ratio of Earnings to Fixed Charges (in thousands, except ratios) For the Nine Months Ended June 30, 2012 For the Fiscal Year Ended September 30, 2011 2010 2009 2008 2007 Earnings: Pretax income (loss) from continuing operations $ 46,042 $ (9,834 ) $

Ratios of earings to fixed charges Exhibit 12.1 Ratio of Earnings to Fixed Charges (in thousands, except ratios) For the Nine Months Ended June 30, 2012 For the Fiscal Year Ended September 30, 2011 2010 2009 2008 2007 Earnings: Pretax income (loss) from continuing operations $ 46,042 $ (9,834 ) $ (19,947 ) $ (26,594 ) $ (44,882 ) $ 9,824 Less – noncontrolling interests — — (8 ) (1,549 ) (6,482 ) 1

[Form of Subordinated Indenture] RESOURCE AMERICA, INC. as Issuer, any Subsidiary Guarantors party hereto, [ ], as Trustee Dated as of [ ] Debt Securities CROSS-REFERENCE TABLE TIA Section Indenture Section 310 (a ) 7.10 (b ) 7.10 (c ) N.A. 311 (a )

Form of subordinated indenture Exhibit 4.5 [Form of Subordinated Indenture] RESOURCE AMERICA, INC. as Issuer, any Subsidiary Guarantors party hereto, and [ ], as Trustee INDENTURE Dated as of [ ] Debt Securities CROSS-REFERENCE TABLE TIA Section Indenture Section 310 (a ) 7.10 (b ) 7.10 (c ) N.A. 311 (a ) 7.11 (b ) 7.11 (c ) N.A. 312 (a ) 5.01 (b ) 5.02 (c ) 5.02 313 (a ) 5.03 (b ) 5.03 (c ) 13.03

RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE THIRD FISCAL QUARTER ENDED JUNE 30, 2012

FOR IMMEDIATE RELEASE CONTACT: THOMAS C. ELLIOTT CHIEF FINANCIAL OFFICER RESOURCE AMERICA, INC. ONE CRESCENT DRIVE, SUITE 203 PHILADELPHIA, PA 19112 (215) 546-5005; (215) 640-6357 (fax) RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE THIRD FISCAL QUARTER ENDED JUNE 30, 2012 Philadelphia, PA, August 2, 2012 - Resource America, Inc. (NASDAQ: REXI) (the “Company”) reported net income attribu

Financial Statements and Exhibits, Results of Operations and Financial Condition - REXI FORM 8-K QTR ENDED 06/30/12

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2012 Resource America, Inc.

REXI / Resource America, Inc. / T2 Partners Management, LP Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 5)* Resource America, Inc. Cl A (Name of Issuer) Common Stock, $0.01 Par Value Per Share (Title of Class of Securities) 761195205 (CUSIP Number) July 2, 2012

- REXI 11K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (MARK ONE) T ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended: December 31, 2011 or £ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER: 0-4408 A. Full title of the plan and the a

Financial Statements and Exhibits, Results of Operations and Financial Condition - REXI FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2012 Resource America, Inc.

RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE SECOND FISCAL QUARTER ENDED MARCH 31, 2012

EX-99.1 2 exh991.htm PRESS RELEASE FOR IMMEDIATE RELEASE CONTACT: THOMAS C. ELLIOTT CHIEF FINANCIAL OFFICER RESOURCE AMERICA, INC. ONE CRESCENT DRIVE, SUITE 203 PHILADELPHIA, PA 19112 (215) 546-5005; (215) 640-6357 (fax) RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE SECOND FISCAL QUARTER ENDED MARCH 31, 2012 Philadelphia, PA, May 3, 2012 - Resource America, Inc. (NASDAQ: REXI) (the "Com

Resource America, Inc.

Exhibit 99.2 Resource America, Inc. Pro Forma Consolidated Statement of Operations For the Fiscal Year Ended September 30, 2011 (in thousands) Pro Forma Adjustments Historical Deconsolidate Apidos Record proceeds from sale of Apidos to CVC Other adjustments As Adjusted REVENUES Real estate $ 25,841 $ – $ – $ – $ 25,841 Financial fund management 38,380 (14,004 ) 2,952 [a] 27,328 Commercial finance

Resource America Announces Closing of CVC-Credit Partners Transaction

Exhibit 99.1 Resource America Announces Closing of CVC-Credit Partners Transaction PHILADELPHIA, PA, April 17, 2012 - Resource America, Inc. (NASDAQ: REXI) (“Resource America” or the "Company") announced today that it has closed the previously announced transaction with CVC Capital Partners SICAV-FIS, S.A. (“CVC”) that has created CVC Credit Partners, L.P. (“CCP”). In connection with the transacti

Regulation FD Disclosure, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets - FORM 8K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2012 Resource America, Inc.

RESOURCE AMERICA, INC. 2012 NON-EMPLOYEE DIRECTOR DEFERRED STOCK PLAN Effective March 8, 2012

Exhibit 4.1 RESOURCE AMERICA, INC. 2012 NON-EMPLOYEE DIRECTOR DEFERRED STOCK PLAN Effective March 8, 2012 The Board of Directors of Resource America, Inc. (the “Company”) has adopted the Resource America, Inc. 2012 Non-Employee Director Deferred Stock Plan (the “Plan”) for the benefit of Eligible Non-Employee Directors of the Company, subject to stockholder approval of the Plan. SECTION 1. ESTABLI

- FORM S-8

As filed with the Securities and Exchange Commission on April 11, 2012 Registration No.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 8, 2012 Resource America, Inc.

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - REXI FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2012 Resource America, Inc.

SECOND AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT AND JOINDER TO LOAN DOCUMENTS

SECOND AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT AND JOINDER TO LOAN DOCUMENTS This SECOND AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT AND JOINDER TO LOAN DOCUMENTS (“Amendment”), dated as of February 15, 2012, is among Resource America, Inc.

REXI / Resource America, Inc. / T2 Partners Management, LP - RESOURCE AMERICA, INC. Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 4)* Resource America, Inc. Cl A (Name of Issuer) Common Stock, $1.00 Par Value Per Share (Title of Class of Securities) 761195205 (CUSIP Number) December 31,

REXI / Resource America, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* RESOURCE AMERICA INC-CL A (Name of Issuer) Common Stock (Title of Class of Securities) 761195205 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th

RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE FIRST FISCAL QUARTER ENDED DECEMBER 31, 2011

FOR IMMEDIATE RELEASE CONTACT: THOMAS C. ELLIOTT CHIEF FINANCIAL OFFICER RESOURCE AMERICA, INC. ONE CRESCENT DRIVE, SUITE 203 PHILADELPHIA, PA 19112 (215) 546-5005; (215) 640-6357 (fax) RESOURCE AMERICA, INC. REPORTS OPERATING RESULTS FOR THE FIRST FISCAL QUARTER ENDED DECEMBER 31, 2011 Philadelphia, PA, February 2, 2012 - Resource America, Inc. (NASDAQ: REXI) (the "Company”) reported net income a

Financial Statements and Exhibits, Results of Operations and Financial Condition - QTR ENDED 12/31/11

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2012 Resource America, Inc.

REXI / Resource America, Inc. / YACKTMAN DONALD A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* Resource America, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 761195205 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

- PROXY

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definit

SECOND LOAN MODIFICATION AGREEMENT

Exhibit 10.1 SECOND LOAN MODIFICATION AGREEMENT THIS SECOND LOAN MODIFICATION AGREEMENT (this "Modification") is made as of January 13, 2012 (the "Effective Date"), between and among REPUBLIC FIRST BANK (D/B/A REPUBLIC BANK) (the "Bank"), a Pennsylvania chartered bank, having an address at Two Liberty Place, Suite 2400, 50 S. 16th Street, Philadelphia, PA 19102, and RESOURCE CAPITAL INVESTOR, INC.

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2012 Resource America, Inc.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 rexi8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 9, 2012 Resource America, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 0-4408 72-0654145 (State of Other Jurisdiction (Commission (

SETTLEMENT AGREEMENT

Exhibit 99.1 SETTLEMENT AGREEMENT This SETTLEMENT AGREEMENT (this “Agreement”) is made and entered into as of January 9, 2012, by and among Raging Capital Fund, LP, a Delaware limited partnership (the “Raging Capital Fund”), William C. Martin and Robert L. Lerner (Raging Capital Fund, together with its affiliates and the foregoing individuals, the “Raging Capital Group” and each individually, a “M

SETTLEMENT AGREEMENT

Exhibit 10.1 EXECUTION COPY SETTLEMENT AGREEMENT This SETTLEMENT AGREEMENT (this “Agreement”) is made and entered into as of January 9, 2012, by and among Raging Capital Fund, LP, a Delaware limited partnership (the “Raging Capital Fund”), William C. Martin and Robert L. Lerner (Raging Capital Fund, together with its affiliates and the foregoing individuals, the “Raging Capital Group” and each ind

REXI / Resource America, Inc. / Raging Capital Management, LLC - AMENDMENT NO. 1 TO THE SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 Resource America, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 761195205 (CUSIP Number) STEVEN WOLOSKY,

Entry into a Material Definitive Agreement - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 29, 2011 Resource America, Inc.