Grundlæggende statistik
| CIK | 1719812 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Collaborative Investment Series Trust - Rareview Dynamic Fixed Income ETF
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
| December 29, 2025 |
8050 Marshall Drive, Suite 120 › Lenexa, KS 66214 › cboe.com December 29, 2025 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 RE: ETF Opportunities Trust Issuer CIK: 0001771146 Issuer File Number: 333-234544 / 811-23439 Form Type: 8-A12B Filing Date: December 29, 2025 To Whom It May Concern: Cboe BZX Exchange, Inc. certifies its appr |
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| December 9, 2025 |
8050 Marshall Drive, Suite 120 › Lenexa, KS 66214 › cboe.com December 9, 2025 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 RE: Collaborative Investment Series Trust Issuer CIK: 0001719812 Issuer File Number: 333-221072 / 811-23306 Form Type: 8-A12B Filing Date: December 9, 2025 To Whom It May Concern: Cboe BZX Exchange, Inc. certif |
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| December 2, 2025 |
8050 Marshall Drive, Suite 120 › Lenexa, KS 66214 › cboe.com December 1, 2025 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 RE: Collaborative Investment Series Trust Issuer CIK: 0001719812 Issuer File Number: 333-221072 / 811-23306 Form Type: 8-A12B Filing Date: December 1, 2025 To Whom It May Concern: Cboe BZX Exchange, Inc. certif |
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| December 1, 2025 |
8050 Marshall Drive, Suite 120 › Lenexa, KS 66214 › cboe.com December 1, 2025 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 RE: Collaborative Investment Series Trust Issuer CIK: 0001719812 Issuer File Number: 333-221072 / 811-23306 Form Type: 8-A12B Filing Date: December 1, 2025 To Whom It May Concern: Cboe BZX Exchange, Inc. certif |
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| November 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
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| November 21, 2025 |
November 21, 2025 Christopher Bellacicco Senior Counsel Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| October 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
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| October 15, 2025 |
October 15, 2025 Kim McManus, Esq. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549-0506 Re: Collaborative Investment Series Trust; File Nos. 811-23306 and 333-221072 (“Registrant”) Dear Ms. McManus: On August 8, 2025, the Registrant, on behalf of its series, PL Growth and Income ETF (the “Fund”), filed an amendment to its registrati |
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| October 14, 2025 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
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| August 12, 2025 |
August 12, 2025 Christopher Bellacicco Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Collaborative Investment Series Trust; File Nos. 811-23306 and 333-221072 (“Registrant”) Dear Mr. Bellacicco: On June 6, 2025, the Registrant, on behalf of its series, Nelson Select ETF (the “Fund”), filed an amendment to its registration st |
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| July 21, 2025 |
July 21, 2025 Daniel Greenspan Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Collaborative Investment Series Trust; File Nos. 811-23306 and 333-221072 (“Registrant”) Dear Mr. Greenspan: On May 22, 2025, the Registrant, on behalf of its series, Goose Hollow Multi-Strategy Income ETF (the “Fund”), filed an amendment to its reg |
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| February 10, 2025 |
February 6, 2025 Megan Miller Division of Investment Management U.S. Securities and Exchange Commission 3 World Financial Center New York, New York 10281 Re: Collaborative Investment Series Trust; File Nos. 811-23306 and 333-221072 Dear Ms. Miller This correspondence is submitted in response to the Staff’s comments received on December 19, 2024, related to the September 30, 2024, Form N-CSR for Co |
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| February 6, 2025 |
8050 Marshall Drive, Suite 120 › Lenexa, KS 66214 › cboe.com February 6, 2025 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 RE: Collaborative Investment Series Trust Issuer CIK: 0001719812 Issuer File Number: 333-221072 / 811-23306 Form Type: 8-A12B Filing Date: February 6, 2025 To Whom It May Concern: Cboe BZX Exchange, Inc. certif |
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| February 5, 2025 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
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| December 23, 2024 |
December 23, 2024 VIA EDGAR TRANSMISSION Lisa Larkin Securities and Exchange Commission Division of Investment Management 100 F. |
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| December 23, 2024 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to §240. |
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| November 22, 2024 |
PRE 14A 1 cist-pre14a112624.htm PRELIMINARY PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| October 9, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE* STATED SECURITIES Cboe BZX Exchange, Inc. |
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| September 30, 2024 |
8050 Marshall Drive, Suite 120 › Lenexa, KS 66214 › cboe.com By Electronic Mail September 30, 2024 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 RE: Collaborative Investment Series Trust Issuer CIK: 0001719812 Issuer File Number: 333-221072 / 811-23306 Form Type: 8-A12B Filing Date: September 30, 2024 To Whom It May Concern: Please |
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| May 31, 2024 |
400 South LaSalle Street › Chicago, IL 60605 › cboe.com By Electronic Mail May 31, 2024 U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 RE: Collaborative Investment Series Trust Issuer CIK: 0001719812 Issuer File Number: 333-221072 / 811-23306 Form Type: 8-A12B Filing Date: May 31, 2024 To Whom It May Concern: Please be advised that |
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| May 28, 2024 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
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| May 16, 2024 |
May 16, 2024 Valerie Lithotomos Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Collaborative Investment Series Trust; File Nos. 811-23306 and 333-221072 (“Registrant”) Dear Ms. Lithotomos: On March 13, 2024, the Registrant, on behalf of its series, Rareview Total Return Bond ETF (the “Fund”), filed an amendment to its registr |
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| May 13, 2024 |
8050 Marshall Drive, Suite 120 › Lenexa, KS 66214 › cboe.com By Electronic Mail May 13, 2024 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 RE: Collaborative Investment Series Trust Issuer CIK: 0001719812 Issuer File Number: 333-221072 / 811-23306 Form Type: 8-A12B Filing Date: May 13, 2024 To Whom It May Concern: Please be advised t |
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| April 19, 2024 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
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| April 10, 2024 |
April 10, 2024 Daniel Greenspan Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Collaborative Investment Series Trust; File Nos. 811-23306 and 333-221072 (“Registrant”) Dear Mr. Greenspan: On February 2, 2024, the Registrant, on behalf of its series, Anydrus Advantage ETF (the “Fund”), filed an amendment to its registration st |
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| March 12, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE* STATED SECURITIES Cboe BZX Exchange, Inc. |
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| February 5, 2024 |
CORRESP 1 filename1.htm February 5, 2024 Megan Miller U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review Office 3 World Financial Center New York, N.Y. 10281 Re: Collaborative Investment Series Trust, File Nos. 333-221072 and 811-23306 Dear Ms. Miller: On December 14, 2023, you provided oral comments with respect to certain Securities and Exchange Commissi |
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| January 24, 2024 |
8050 Marshall Drive, Suite 120 › Lenexa, KS 66214 › cboe.com By Electronic Mail January 24, 2024 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 RE: Issuer CIK: 0001719812 Issuer File Number: 333-221072 / 811-23306 Form Type: 8-A12B Filing Date: January 24, 2024 To Whom It May Concern: Please be advised that Cboe BZX Exchange, Inc. ha |
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| December 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
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| December 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
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| November 28, 2023 |
November 28, 2023 Valerie Lithotomos Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Collaborative Investment Series Trust; File Nos. 811-23306 and 333-221072 (“Registrant”) Dear Ms. Lithotomos: On September 20, 2023, the Registrant, on behalf of its series, Mohr Industry Nav ETF and Mohr Company Nav ETF (each a “Fund” or coll |
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| November 17, 2023 |
8050 Marshall Drive, Suite 120 › Lenexa, KS 66214 › cboe.com By Electronic Mail November 17, 2023 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 RE: Collaborative Investment Series Trust Issuer CIK: 0001719812 Issuer File Number: 333-221072 / 811-23306 Form Type: 8-A12B Filing Date: November 17, 2023 To Whom It May Concern: Please be |
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| November 14, 2023 |
8050 Marshall Drive, Suite 120 › Lenexa, KS 66214 › cboe.com By Electronic Mail November 14, 2023 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 RE: Collaborative Investment Series Trust Issuer CIK: 0001719812 Issuer File Number: 333-221072 / 811-23306 Form Type: 8-A12B Filing Date: November 14, 2023 To Whom It May Concern: Please be |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
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| August 16, 2023 |
August 11, 2023 Valerie Lithotomos Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Collaborative Investment Series Trust; File Nos. 811-23306 and 333-221072 Dear Ms. Lithotomos: On June 2, 2023, Collaborative Investment Series Trust (the “Trust” or “Registrant”) filed a Registration Statement under the Securities Act of 1933 a |
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| July 28, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on August 08, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| February 27, 2023 |
Rareview Dynamic Fixed Income ETF NPORT-EX 2 22090001719812.htm Portfolio of Investments December 31, 2022 (Unaudited) Rareview Dynamic Fixed Income ETF Portfolio of Investments Summary Table Percentage of Total Investments (%) Closed End Funds 96.2 Treasury Bill 3.8 Total 100.0 Portfolio holdings and allocations are subject to change. As of December 31, 2022, percentages in the table above are based on total investments. Such tot |
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| February 27, 2023 |
Rareview Dynamic Fixed Income ETF NPORT-EX 2 22080001719812.htm Portfolio of Investments December 31, 2022 (Unaudited) Rareview Dynamic Fixed Income ETF Portfolio of Investments Summary Table Percentage of Total Investments (%) Closed End Funds 96.2 Treasury Bill 3.8 Total 100.0 Portfolio holdings and allocations are subject to change. As of December 31, 2022, percentages in the table above are based on total investments. Such tot |
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| February 27, 2023 |
Rareview Dynamic Fixed Income ETF NPORT-EX 2 22210001719812.htm Portfolio of Investments December 31, 2022 (Unaudited) Rareview Dynamic Fixed Income ETF Portfolio of Investments Summary Table Percentage of Total Investments (%) Closed End Funds 96.2 Treasury Bill 3.8 Total 100.0 Portfolio holdings and allocations are subject to change. As of December 31, 2022, percentages in the table above are based on total investments. Such tot |
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| February 27, 2023 |
Rareview Dynamic Fixed Income ETF NPORT-EX 2 22150001719812.htm Portfolio of Investments December 31, 2022 (Unaudited) Rareview Dynamic Fixed Income ETF Portfolio of Investments Summary Table Percentage of Total Investments (%) Closed End Funds 96.2 Treasury Bill 3.8 Total 100.0 Portfolio holdings and allocations are subject to change. As of December 31, 2022, percentages in the table above are based on total investments. Such tot |
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| February 27, 2023 |
Rareview Dynamic Fixed Income ETF Portfolio of Investments December 31, 2022 (Unaudited) Rareview Dynamic Fixed Income ETF Portfolio of Investments Summary Table Percentage of Total Investments (%) Closed End Funds 96. |
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| February 27, 2023 |
Rareview Dynamic Fixed Income ETF Portfolio of Investments December 31, 2022 (Unaudited) Rareview Dynamic Fixed Income ETF Portfolio of Investments Summary Table Percentage of Total Investments (%) Closed End Funds 96. |
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| February 27, 2023 |
Rareview Dynamic Fixed Income ETF NPORT-EX 2 22180001719812.htm Portfolio of Investments December 31, 2022 (Unaudited) Rareview Dynamic Fixed Income ETF Portfolio of Investments Summary Table Percentage of Total Investments (%) Closed End Funds 96.2 Treasury Bill 3.8 Total 100.0 Portfolio holdings and allocations are subject to change. As of December 31, 2022, percentages in the table above are based on total investments. Such tot |
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| February 27, 2023 |
Rareview Dynamic Fixed Income ETF NPORT-EX 2 22160001719812.htm Portfolio of Investments December 31, 2022 (Unaudited) Rareview Dynamic Fixed Income ETF Portfolio of Investments Summary Table Percentage of Total Investments (%) Closed End Funds 96.2 Treasury Bill 3.8 Total 100.0 Portfolio holdings and allocations are subject to change. As of December 31, 2022, percentages in the table above are based on total investments. Such tot |
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| February 27, 2023 |
Rareview Dynamic Fixed Income ETF Portfolio of Investments December 31, 2022 (Unaudited) Rareview Dynamic Fixed Income ETF Portfolio of Investments Summary Table Percentage of Total Investments (%) Closed End Funds 96. |
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| February 27, 2023 |
Rareview Dynamic Fixed Income ETF NPORT-EX 2 22170001719812.htm Portfolio of Investments December 31, 2022 (Unaudited) Rareview Dynamic Fixed Income ETF Portfolio of Investments Summary Table Percentage of Total Investments (%) Closed End Funds 96.2 Treasury Bill 3.8 Total 100.0 Portfolio holdings and allocations are subject to change. As of December 31, 2022, percentages in the table above are based on total investments. Such tot |
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| February 22, 2023 |
Schedule of Investments December 30, 2022 (unaudited) Greenwich Ivy Long-Short Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 50. |
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| January 10, 2023 |
8050 Marshall Drive, Suite 120 › Lenexa, KS 66214 › cboe.com By Electronic Mail January 10, 2023 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 RE: Issuer CIK: 0001719812 Issuer File Number: 333-221072 / 811-23306 Form Type: 8-A12B Filing Date: January 11, 2023 To Whom It May Concern: Please be advised that Cboe BZX Exchange, Inc. ha |
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| January 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
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| December 27, 2022 |
Statement of Additional Information December 23, 2022 Dan Greenspan Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Collaborative Investment Series Trust; File Nos. 333-221072, 811-23306 Dear Mr. Greenspan: On October 18, 2022, Collaborative Investment Series Trust (the “Trust”) filed a post-effective amendment to its registration statement to create a new serie |
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| December 14, 2022 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to ?240. |
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| December 14, 2022 |
December 9, 2022 VIA ELECTRONIC TRANSMISSION Valerie Lithotomos Securities and Exchange Commission Division of Investment Management 100 F. |
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| December 5, 2022 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to §240. |
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| November 30, 2022 |
Schedule of Investments September 30, 2022 (unaudited) Mercator International Opportunity Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 95. |
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| August 26, 2022 |
Portfolio of Investments June 30, 2022 (Unaudited) FOMO ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 5. |
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| August 26, 2022 |
Portfolio of Investments June 30, 2022 (Unaudited) FOMO ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 5. |
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| August 26, 2022 |
Portfolio of Investments June 30, 2022 (Unaudited) FOMO ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 5. |
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| August 26, 2022 |
Portfolio of Investments June 30, 2022 (Unaudited) FOMO ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 5. |
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| August 26, 2022 |
Portfolio of Investments June 30, 2022 (Unaudited) FOMO ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 5. |
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| August 26, 2022 |
Portfolio of Investments June 30, 2022 (Unaudited) FOMO ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 5. |
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| August 26, 2022 |
Portfolio of Investments June 30, 2022 (Unaudited) FOMO ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 5. |
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| August 26, 2022 |
Portfolio of Investments June 30, 2022 (Unaudited) FOMO ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 5. |
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| August 26, 2022 |
Portfolio of Investments June 30, 2022 (Unaudited) FOMO ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 5. |
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| August 26, 2022 |
Portfolio of Investments June 30, 2022 (Unaudited) FOMO ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 5. |
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| August 26, 2022 |
Portfolio of Investments June 30, 2022 (Unaudited) FOMO ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 5. |
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| August 26, 2022 |
Portfolio of Investments June 30, 2022 (Unaudited) FOMO ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 5. |
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| August 26, 2022 |
Portfolio of Investments June 30, 2022 (Unaudited) FOMO ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 5. |
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| August 26, 2022 |
Portfolio of Investments June 30, 2022 (Unaudited) FOMO ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 5. |
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| August 19, 2022 |
The SPAC and New Issue ETF A series of Collaborative Investment Series Trust Supplement dated August 19, 2022 to the Combined Proxy Statement and Prospectus (the ?Proxy Statement?) and Statement of Additional Information each dated June 21, 2022. |
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| August 17, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE* STATED SECURITIES Cboe BZX Exchange, Inc. |
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| August 16, 2022 |
Schedule of Investments June 30, 2022 (unaudited) Greenwich Ivy Long-Short Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 54. |
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| July 5, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE* STATED SECURITIES Cboe BZX Exchange, Inc. |
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| May 17, 2022 |
Schedule of Investments March 31, 2022 (unaudited) Mercator International Opportunity Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 98. |
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| March 1, 2022 |
NPORT-EX 2 greenwichivynportex.htm Schedule of Investments December 31, 2021 (unaudited) Greenwich Ivy Long-Short Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 42.00% Air Courier Services - 1.22% FedEx Corp. (3) 833 215,447 Air Transportation, Scheduled - 2.26% Alaska Air Group, Inc. (2) 4,140 215,694 Southwest Airlines Co. (2) 4,320 185,069 400,763 Air |
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| February 28, 2022 |
Portfolio of Investments December 31, 2021 (Unaudited) The SPAC and New Issue ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 96. |
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| February 28, 2022 |
Portfolio of Investments December 31, 2021 (Unaudited) The SPAC and New Issue ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 96. |
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| February 28, 2022 |
Portfolio of Investments December 31, 2021 (Unaudited) The SPAC and New Issue ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 96. |
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| February 28, 2022 |
Portfolio of Investments December 31, 2021 (Unaudited) The SPAC and New Issue ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 96. |
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| February 28, 2022 |
Portfolio of Investments December 31, 2021 (Unaudited) The SPAC and New Issue ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 96. |
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| February 28, 2022 |
Portfolio of Investments December 31, 2021 (Unaudited) The SPAC and New Issue ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 96. |
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| February 28, 2022 |
Portfolio of Investments December 31, 2021 (Unaudited) The SPAC and New Issue ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 96. |
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| February 28, 2022 |
Portfolio of Investments December 31, 2021 (Unaudited) The SPAC and New Issue ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 96. |
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| February 28, 2022 |
Portfolio of Investments December 31, 2021 (Unaudited) The SPAC and New Issue ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 96. |
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| February 28, 2022 |
Portfolio of Investments December 31, 2021 (Unaudited) The SPAC and New Issue ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 96. |
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| February 28, 2022 |
Portfolio of Investments December 31, 2021 (Unaudited) The SPAC and New Issue ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 96. |
|
| February 28, 2022 |
Portfolio of Investments December 31, 2021 (Unaudited) The SPAC and New Issue ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 96. |
|
| February 28, 2022 |
Portfolio of Investments December 31, 2021 (Unaudited) The SPAC and New Issue ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 96. |
|
| February 28, 2022 |
Portfolio of Investments December 31, 2021 (Unaudited) The SPAC and New Issue ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 96. |
|
| February 28, 2022 |
Portfolio of Investments December 31, 2021 (Unaudited) The SPAC and New Issue ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 96. |
|
| February 25, 2022 |
NPORT-EX Schedule of Investments December 31, 2021 (unaudited) Dividend Performers Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 100. |
|
| February 25, 2022 |
Schedule of Investments December 31, 2021 (unaudited) Collaborative Investment Series Trust Preferred-Plus Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Preferred Securities - $25 Par Value - 53. |
|
| January 31, 2022 |
EX-99.25 2 form25.txt Form 25 |
|
| January 24, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE* STATED SECURITIES Cboe BZX Exchange, Inc. |
|
| January 20, 2022 | ||
| January 18, 2022 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
|
| January 14, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on January 25, 2022, pursuant to the provisions of Rule 12d2-2 (a). |
|
| January 10, 2022 |
Statement of Additional Information January 10, 2022 Daniel Greenspan Disclosure Review and Accounting Office Securities and Exchange Commission Division of Investment Management 100 F. |
|
| January 5, 2022 | ||
| January 5, 2022 | ||
| January 4, 2022 | ||
| January 3, 2022 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
|
| January 3, 2022 |
8-A12B 1 collab8a12b-123121.htm FORM FOR THE REGISTRATION / LISTING OF A CLASS OF SECURITIES FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware Se |
|
| December 28, 2021 | ||
| December 28, 2021 | ||
| December 28, 2021 | ||
| December 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-38946 Issuer: Collaborative Investment Series Trust Exchange: NYSE Arca, Inc. (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed |
|
| December 28, 2021 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
|
| December 28, 2021 |
8-A12B 1 collab8a12b-122021.htm FORM FOR THE REGISTRATION / LISTING OF A CLASS OF SECURITIES FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware Se |
|
| December 28, 2021 |
8-A12B 1 collab8a12b-122021.htm FORM FOR THE REGISTRATION / LISTING OF A CLASS OF SECURITIES FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware Se |
|
| December 28, 2021 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
|
| December 28, 2021 | ||
| December 23, 2021 |
Statement of Additional Information December 23, 2021 Daniel Greenspan Disclosure Review and Accounting Office Securities and Exchange Commission Division of Investment Management 100 F. |
|
| November 29, 2021 |
Collaborative Investment Series Trust 500 Damonte Ranch Parkway Building 700, Unit 700 Reno, NV 89521 November 29, 2021 Public Filing Desk U. |
|
| November 22, 2021 |
Schedule of Investments September 30, 2021 (unaudited) Mercator International Opportunity Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 92. |
|
| November 16, 2021 | ||
| November 15, 2021 |
8-A12B 1 goose-8a12b111521.htm FORM FOR THE REGISTRATION / LISTING OF A CLASS OF SECURITIES FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See |
|
| November 5, 2021 | ||
| November 5, 2021 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
|
| November 2, 2021 | ||
| October 29, 2021 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
|
| October 28, 2021 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 08, 2021, pursuant to the provisions of Rule 12d2-2 (a). |
|
| October 20, 2021 |
8-A12B 1 collab8a12b-102021.htm FORM FOR THE REGISTRATION / LISTING OF A CLASS OF SECURITIES FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware Se |
|
| October 7, 2021 |
October 7, 2021 Christopher Bellacicco Disclosure Review and Accounting Office Securities and Exchange Commission Division of Investment Management 100 F. |
|
| October 4, 2021 |
EX-99.25.EX-99.25 2 delistingdetermination.txt RULE PROVISION NOTICE NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE* STATED SECURITIES Cboe BZX Exchange, Inc. hereby notifies the SEC of its intention to remove* the entire class of the stated securities from listing and registration on* the Exchange at the opening of business on October 14, 2021, pursuant to* the provisions of Rul |
|
| September 28, 2021 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 11, 2021, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2-2(a)(3) That on |
|
| September 22, 2021 |
September 22, 2021 Valerie J. Lithotomos Disclosure Review and Accounting Office Securities and Exchange Commission Division of Investment Management 100 F. Street, N.E. Washington, D.C. 20549-0506 Re: Collaborative Investment Series Trust, File Nos. 811-23306 and 333-221072 Dear Ms. Lithotomos: On July 21, 2021, the Collaborative Investment Series Trust (the “Trust” or the “Registrant”), on behal |
|
| September 16, 2021 |
September 16, 2021 Christopher Bellacicco Disclosure Review and Accounting Office Securities and Exchange Commission Division of Investment Management 100 F. |
|
| August 30, 2021 |
Portfolio of Investments June 30, 2021 (Unaudited) Trend Aggregation U.S. ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 5.8 Consumer Discretionary 1.9 Consumer Staples 7.5 Energy 7.5 Financials 11.1 Health Care 15.3 Industrials 17.0 Information Technology 20.8 Materials 5.7 Real Estate 7.4 Exchange-Traded Funds 0.0† Total 100.0 Portfolio holdings an |
|
| August 30, 2021 |
Portfolio of Investments June 30, 2021 (Unaudited) Trend Aggregation U.S. ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 5.8 Consumer Discretionary 1.9 Consumer Staples 7.5 Energy 7.5 Financials 11.1 Health Care 15.3 Industrials 17.0 Information Technology 20.8 Materials 5.7 Real Estate 7.4 Exchange-Traded Funds 0.0† Total 100.0 Portfolio holdings an |
|
| August 30, 2021 |
Converted by EDGARwiz Portfolio of Investments June 30, 2021 (Unaudited) Trend Aggregation U. |
|
| August 30, 2021 |
Portfolio of Investments June 30, 2021 (Unaudited) Trend Aggregation U.S. ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 5.8 Consumer Discretionary 1.9 Consumer Staples 7.5 Energy 7.5 Financials 11.1 Health Care 15.3 Industrials 17.0 Information Technology 20.8 Materials 5.7 Real Estate 7.4 Exchange-Traded Funds 0.0† Total 100.0 Portfolio holdings an |
|
| August 30, 2021 |
Converted by EDGARwiz Portfolio of Investments June 30, 2021 (Unaudited) Trend Aggregation U. |
|
| August 30, 2021 |
Converted by EDGARwiz Portfolio of Investments June 30, 2021 (Unaudited) Trend Aggregation U. |
|
| August 30, 2021 |
Converted by EDGARwiz Portfolio of Investments June 30, 2021 (Unaudited) Trend Aggregation U. |
|
| August 27, 2021 |
Converted by EDGARwiz Portfolio of Investments June 30, 2021 (Unaudited) Rareview Dynamic Fixed Income ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 4. |
|
| August 27, 2021 |
Converted by EDGARwiz Portfolio of Investments June 30, 2021 (Unaudited) The SPAC and New Issue ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 96. |
|
| August 27, 2021 |
Converted by EDGARwiz Portfolio of Investments June 30, 2021 (Unaudited) Rareview Dynamic Fixed Income ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 4. |
|
| August 27, 2021 |
Portfolio of Investments June 30, 2021 (Unaudited) The SPAC and New Issue ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 96. |
|
| August 27, 2021 |
Portfolio of Investments June 30, 2021 (Unaudited) The SPAC and New Issue ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 96. |
|
| August 24, 2021 |
Collaborative Investment Series Trust 500 Damonte Ranch Parkway Building 700, Unit 700 Reno, NV 89521 August 24, 2021 Public Filing Desk U. |
|
| August 20, 2021 |
New York Stock Exchange 11 Wall Street New York, NY 10005 August 20, 2021 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Shares of beneficial interest, no par value, of: Revere Sector Opportunity ETF, a series of COLLABORATIVE INVESTMENT SERIES TRUST under the Exchange Act of 1934. |
|
| August 20, 2021 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
|
| August 10, 2021 |
Schedule of Investments June 30, 2021 (unaudited) Dividend Performers Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 96. |
|
| August 10, 2021 |
NPORT-EX Schedule of Investments June 30, 2021 (unaudited) Collaborative Investment Series Trust Preferred-Plus Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Preferred Securities - $25 Par Value - 46. |
|
| August 9, 2021 |
Schedule of Investments June 30, 2021 (unaudited) Greenwich Ivy Long-Short Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 88. |
|
| June 8, 2021 |
June 8, 2021 Valerie J. Lithotomos Disclosure Review and Accounting Office Securities and Exchange Commission Division of Investment Management 100 F. Street, N.E. Washington, D.C. 20549-0506 Re: Collaborative Investment Series Trust, File Nos. 811-23306 and 333-221072 Dear Ms. Lithotomos: On April 13, 2021, the Collaborative Investment Series Trust (the “Trust” or the “Registrant”), on behalf of |
|
| May 24, 2021 |
400 South LaSalle Street › Chicago, IL 60605 › cboe.com By Electronic Mail May 24, 2021 Filer Support Office U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 RE: Collaborative Investment Series Trust Issuer CIK: 0001719812 Issuer File Number: 333-221072/811-23306 Form Type: 8-A12B Filing Date: May 24, 2021 To Whom It May Concern: Ple |
|
| May 21, 2021 |
New York Stock Exchange 11 Wall Street New York, NY 10005 May 21, 2021 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Shares of beneficial interest, no par value, of: Fat Tail Risk ETF of COLLABORATIVE INVESTMENT SERIES TRUST under the Exchange Act of 1934. |
|
| May 21, 2021 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
|
| May 21, 2021 |
Schedule of Investments March 31, 2021 (unaudited) Tactical Moderate Allocation Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 15. |
|
| May 21, 2021 |
Schedule of Investments March 31, 2021 (unaudited) Tactical Conservative Allocation Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 8. |
|
| May 21, 2021 |
Schedule of Investments March 31, 2021 (unaudited) Tactical Growth Allocation Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 20. |
|
| May 21, 2021 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
|
| May 20, 2021 |
NPORT-EX Schedule of Investments March 31, 2021 (unaudited) TFA Multidimensional Tactical Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 67. |
|
| May 20, 2021 |
NPORT-EX Schedule of Investments March 31, 2021 (unaudited) TFA Quantitative Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Open-End Mutual Funds - 32. |
|
| May 18, 2021 |
May 18, 2021 Valerie J. Lithotomos Disclosure Review and Accounting Office Securities and Exchange Commission Division of Investment Management 100 F. Street, N.E. Washington, D.C. 20549-0506 Re: Collaborative Investment Series Trust, File Nos. 811-23306 and 333-221072 Dear Ms. Lithotomos: On March 9, 2021, the Collaborative Investment Series Trust (the “Trust” or the “Registrant”), on behalf of i |
|
| May 18, 2021 |
begin 644 DSPC051721.pdf M)5!$1BTQ+C<*"C0@,"!O8FH*/#P*+T)I='-097)#;VUP;VYE;G0@. HO0V]L M;W)3<&%C92 O1&5V:6-E4D=""B]&:6QT97(@+T1#5$1E8V]D90HO2&5I9VAT M(#(Q,@HO3&5N9W1H(#$R-3$S"B]3=6)T>7!E("]);6%G90HO5'EP92 O6$]B M:F5C= HO5VED=&@@,C4U, H^/@IS=')E86T*]CX 02D9)1@ ! 0$ M #VP!# ," @," @,# P,$ P,$!0@%!00$!0H'!P8(# H,# L*"PL-#A(0 M#0X1#@L+$!80$1,4%145# \7&!84&!(4%13VP!# 0,$! 4$!0D%!0D4#0L- M%!04%!04%!04%! |
|
| May 18, 2021 |
begin 644 SOGU051721.pdf M)5!$1BTQ+C<*"C0@,"!O8FH*/#P*+T)I='-097)#;VUP;VYE;G0@. HO0V]L M;W)3<&%C92 O1&5V:6-E4D=""B]&:6QT97(@+T1#5$1E8V]D90HO2&5I9VAT M(#(Q,@HO3&5N9W1H(#$R-3$S"B]3=6)T>7!E("]);6%G90HO5'EP92 O6$]B M:F5C= HO5VED=&@@,C4U, H^/@IS=')E86T*]CX 02D9)1@ ! 0$ M #VP!# ," @," @,# P,$ P,$!0@%!00$!0H'!P8(# H,# L*"PL-#A(0 M#0X1#@L+$!80$1,4%145# \7&!84&!(4%13VP!# 0,$! 4$!0D%!0D4#0L- M%!04%!04%!04%! |
|
| May 14, 2021 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
|
| May 14, 2021 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
|
| May 12, 2021 |
Schedule of Investments March 31, 2021 (unaudited) Mercator International Opportunity Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 98. |
|
| May 11, 2021 |
May 11, 2021 Christopher Bellacicco Disclosure Review and Accounting Office Securities and Exchange Commission Division of Investment Management 100 F. |
|
| May 6, 2021 |
May 6, 2021 Christopher Bellacicco Disclosure Review and Accounting Office Securities and Exchange Commission Division of Investment Management 100 F. |
|
| March 15, 2021 |
- DEFINITIVE INFORMATION STATEMENT SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement Collaborative Investment Series Trust (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check the appropriate box): ? No fee required. |
|
| March 5, 2021 |
- PRELIMINARY INFORMATION STATEMENT SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement Collaborative Investment Series Trust (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check the appropriate box): ? No fee required. |
|
| March 1, 2021 |
Portfolio of Investments December 31, 2020 Trend Aggregation U.S. ETF (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 3.3 Consumer Discretionary 3.9 Consumer Staples 1.1 Financials 6.7 Health Care 4.9 Industrials 8.2 Information Technology 20.9 Materials 1.1 Real Estate 5.0 Exchange-Traded Funds 44.9 Total 100.0 Portfolio holdings and allocati |
|
| March 1, 2021 |
Portfolio of Investments December 31, 2020 Trend Aggregation U.S. ETF (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 3.3 Consumer Discretionary 3.9 Consumer Staples 1.1 Financials 6.7 Health Care 4.9 Industrials 8.2 Information Technology 20.9 Materials 1.1 Real Estate 5.0 Exchange-Traded Funds 44.9 Total 100.0 Portfolio holdings and allocati |
|
| March 1, 2021 |
Converted by EDGARwiz Portfolio of Investments December 31, 2020 Trend Aggregation U. |
|
| March 1, 2021 |
Converted by EDGARwiz Portfolio of Investments December 31, 2020 Trend Aggregation U. |
|
| March 1, 2021 |
Converted by EDGARwiz Portfolio of Investments December 31, 2020 Trend Aggregation U. |
|
| February 26, 2021 |
Converted by EDGARwiz Portfolio of Investments December 31, 2020 Rareview Dynamic Fixed Income ETF (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 3. |
|
| February 26, 2021 |
Converted by EDGARwiz Portfolio of Investments December 31, 2020 Rareview Dynamic Fixed Income ETF (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 3. |
|
| February 26, 2021 |
Converted by EDGARwiz Portfolio of Investments December 31, 2020 Rareview Dynamic Fixed Income ETF (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 3. |
|
| February 26, 2021 |
February 26, 2021 Via EDGAR filing Securities & Exchange Commission 100 F Street, N. |
|
| February 23, 2021 |
Schedule of Investments December 31, 2020 (unaudited) Global Tactical Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 96. |
|
| February 19, 2021 |
NPORT-EX Schedule of Investments December 31, 2020 (unaudited) Dividend Performers Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 97. |
|
| February 19, 2021 |
NPORT-EX Schedule of Investments December 31, 2020 (unaudited) Collaborative Investment Series Trust Preferred-Plus Fund Class A Shares or Principal Security Description Amount ($) Fair Value ($)(1) Preferred Securities - $25 Par Value - 46. |
|
| December 15, 2020 |
- REGISTRATION / LISTING OF A CLASS OF SECURITIES FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 8000 To |
|
| December 15, 2020 |
begin 644 SPCX8A121520.pdf M)5!$1BTQ+C<*"C0@,"!O8FH*/#P*+T)I='-097)#;VUP;VYE;G0@. HO0V]L M;W)3<&%C92 O1&5V:6-E4D=""B]&:6QT97(@+T1#5$1E8V]D90HO2&5I9VAT M(#(Q,@HO3&5N9W1H(#$R-3$S"B]3=6)T>7!E("]);6%G90HO5'EP92 O6$]B M:F5C= HO5VED=&@@,C4U, H^/@IS=')E86T*]CX 02D9)1@ ! 0$ M #VP!# ," @," @,# P,$ P,$!0@%!00$!0H'!P8(# H,# L*"PL-#A(0 M#0X1#@L+$!80$1,4%145# \7&!84&!(4%13VP!# 0,$! 4$!0D%!0D4#0L- M%!04%!04%!04 |
|
| December 11, 2020 |
December 11, 2020 Christopher Bellacicco Disclosure Review and Accounting Office Securities and Exchange Commission Division of Investment Management 100 F. |
|
| December 10, 2020 |
December 10, 2020 Christina DiAngelo-Fettig Staff Accountant Securities and Exchange Commission Re: Collaborative Investment Series Trust, File Nos. |
|
| December 7, 2020 |
December 7, 2020 Christopher Bellacicco Disclosure Review and Accounting Office Securities and Exchange Commission Division of Investment Management 100 F. |
|
| November 27, 2020 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on December 08, 2020, pursuant to the provisions of Rule 12d2-2 (a). |
|
| November 18, 2020 |
NPORT-EX Schedule of Investments September 30, 2020 (unaudited) Tactical Conservative Allocation Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Mutual Funds - 97. |
|
| November 18, 2020 |
NPORT-EX Schedule of Investments September 30, 2020 (unaudited) TFA Multidimensional Tactical Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 60. |
|
| November 12, 2020 |
Statement of Additional Information November 12, 2020 Christopher Bellacicco Disclosure Review and Accounting Office Securities and Exchange Commission Division of Investment Management 100 F. |
|
| November 5, 2020 |
NPORT-EX Schedule of Investments September 30, 2020 (unaudited) Tactical Growth Allocation Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 14. |
|
| November 5, 2020 |
NPORT-EX Schedule of Investments September 30, 2020 (unaudited) Tactical Moderate Allocation Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 20. |
|
| November 5, 2020 |
NPORT-EX Schedule of Investments September 30, 2020 (unaudited) Tactical Conservative Allocation Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 5. |
|
| October 30, 2020 |
NPORT-EX Schedule of Investments September 30, 2020 (unaudited) Mercator International Opportunity Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 98. |
|
| October 20, 2020 |
begin 644 8ACertRareview.pdf M)5!$1BTQ+C8-)>+CS],-"C0W(# @;V)J#3P\+TQI;F5AF4@,3 X+U1Y<&4O6%)E9B]76S$@,R Q73X^H%)6S I#R(9 M'<'FA(!(D]@$1T0F:0&9FN 2+6K8/7=(%+6$RQN#"(5E,'BWD"243P'S :3 MQNU@-EBE1QW"G'@NL/A 908FH+V@5W"P#@HR/\,3#]? M @08 Z)%JD-"F5N9'-T%LP+C @,"XP(#8Q,BXP(#+ M-$+*A4!V86!P&$:+>#")!ZP-<>28U>3OMZKMA-B)3)!F4'3TP3QPFCAA,G"!/< M$B?!DAKB8"*G0:X)9P+NAG !$SE+N(9!YV YZ<"8$B$X6%-&A#)@1CFL2O%! M$"D |
|
| October 19, 2020 |
- REGISTRATION / LISTING OF A CLASS OF SECURITIES 8-A12B 1 rare-8a12b101920.htm REGISTRATION / LISTING OF A CLASS OF SECURITIES FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State |
|
| October 19, 2020 |
begin 644 TACE101920.pdf M)5!$1BTQ+C<-"B6UM;6U#0HQ(# @;V)J#0H\/"]4>7!E+T-A=&%L;V%L@," P(#8Q,B W.3)=("]#;VYT96YT=SI"&]'ISZ1M<.YU./]#4)9EK M(*5.7[]K59@BQH% F+:-,*Q9.WNLZO5LS+]P:*Z^C2YJ,C#AU!54TN+LN/ MY%U/+]YWQO"G[+R;3J]FDNIK/^J/;#Y6]]5/2?)*"/3 MK]W.EVZGQRASWA.\%HHQ17)N"!Y($%FW8Z]P^"',TXU#.6J@/ZL M8%1J<*RVR'#2 M\SM4DSGEVEY1HQE3GE;Y+EKMCJ!5R>%6H.BV2B=C$'W&"72,/W4[W$%'M*$J MUR27!2TT&5];TZ8P\LF(,W0)(T^Z |
|
| October 15, 2020 |
- REGISTRATION / LISTING OF A CLASS OF SECURITIES 8-A12B 1 tace-8a12b101520.htm REGISTRATION / LISTING OF A CLASS OF SECURITIES FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State |
|
| October 14, 2020 |
October 14, 2020 Christopher Bellacicco Disclosure Review and Accounting Office Securities and Exchange Commission Division of Investment Management 100 F. |
|
| October 9, 2020 |
AW 1 cist-aw100920.htm WITHDRAWAL OF AMENDMENT Collaborative Investment Series Trust 125 Greenwich Avenue Greenwich CT 06830 October 9, 2020 Public Filing Desk U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Collaborative Investment Series Trust (CIK No. 0001719812, File Nos.333-221072;811-23306) Request for Withdrawal of Amendment to Registration Statement on F |
|
| October 9, 2020 |
- WITHDRAWL OF APPLICATION FOR EXEMPTIVE October 8, 2020 Via Edgar U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Request for Withdrawal of Exemptive Application Ladies and Gentlemen: On August 14, 2020, Collaborative Investment Series Trust (“Trust”), Foreside Fund Services, LLC and Rareview Capital, LLC (collectively, the “Applicants”) filed an application (the “A |
|
| September 29, 2020 |
September 29, 2020 Mr. Christopher Bellacicco Disclosure Review and Accounting Office Securities and Exchange Commission Division of Investment Management 100 F. Street, N.E. Washington, D.C. 20549-0506 Re: Collaborative Investment Series Trust, File Nos. 811-23306 and 333-221072 Dear Mr. Bellacicco: On August 7, 2020, the Collaborative Investment Series Trust (the ?Trust? or the ?Registrant?), on |
|
| September 18, 2020 |
September 18, 2020 Mr. Christopher Bellacicco Disclosure Review and Accounting Office Securities and Exchange Commission Division of Investment Management 100 F. Street, N.E. Washington, D.C. 20549-0506 Re: Collaborative Investment Series Trust, File Nos. 811-23306 and 333-221072 Dear Mr. Bellacicco: On July 8, 2020, the Collaborative Investment Series Trust (the “Trust” or the “Registrant”), on b |
|
| August 31, 2020 |
Schedule of Investments Schedule of Investments June 30, 2020 (unaudited) Dividend Performers Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 104. |
|
| August 31, 2020 |
Schedule of Investments Schedule of Investments June 30, 2020 (unaudited) Collaborative Investment Series Trust Preferred-Plus Fund Class A Shares or Principal Security Description Amount ($) Fair Value ($)(1) Preferred Bonds - $25 Par Value - 49. |
|
| August 26, 2020 |
Portfolio of Investments Summary Table Portfolio of Investments June 30, 2020 Tactical Income ETF (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value Consumer Discretionary 0. |
|
| August 26, 2020 |
Portfolio of Investments Summary Table Portfolio of Investments June 30, 2020 Tactical Income ETF (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value Consumer Discretionary 0. |
|
| August 26, 2020 |
Portfolio of Investments Summary Table Portfolio of Investments June 30, 2020 Tactical Income ETF (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value Consumer Discretionary 0. |
|
| August 26, 2020 |
Portfolio of Investments Summary Table Portfolio of Investments June 30, 2020 Tactical Income ETF (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value Consumer Discretionary 0. |
|
| August 26, 2020 |
Portfolio of Investments Summary Table Portfolio of Investments June 30, 2020 Tactical Income ETF (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value Consumer Discretionary 0. |
|
| August 20, 2020 |
Schedule of Investments Schedule of Investments June 30, 2020 (unaudited) Global Tactical Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 97. |
|
| August 7, 2020 |
August 6, 2020 Via EDGAR filing Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Collaborative Investment Series Trust, File Nos. 333-221072 and 811-23306 Dear Ladies and Gentlemen: On behalf of Collaborative Investment Series Trust, a registered investment company (the ?Trust?), we hereby submit, via electronic filing, Post-Effective Amendment No. 58 (the ?Amendment? |
|
| July 8, 2020 |
July 8, 2020 Via EDGAR filing Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Collaborative Investment Series Trust, File Nos. 333-221072 and 811-23306 Dear Ladies and Gentlemen: On behalf of Collaborative Investment Series Trust, a registered investment company (the “Trust”), we hereby submit, via electronic filing, Post-Effective Amendment No. 56 (the “Amendment”) |
|
| June 1, 2020 |
Schedule of Investments Schedule of Investments March 31, 2020 (unaudited) Tactical Conservative Allocation Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 11. |
|
| June 1, 2020 |
Schedule of Investments Schedule of Investments March 31, 2020 (unaudited) Tactical Growth Allocation Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 13. |
|
| June 1, 2020 |
Schedule of Investments Schedule of Investments March 31, 2020 (unaudited) Tactical Moderate Allocation Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 10. |
|
| May 19, 2020 |
NPORT-EX Schedule of Investments March 31, 2020 (unaudited) Mercator International Opportunity Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 95. |
|
| May 7, 2020 |
begin 644 8ACertTAEQTEGS.pdf M)5!$1BTQ+C8-)>+CS],-"C0W(# @;V)J#3P\+TQI;F5AF4@,3 T+U1Y<&4O6%)E9B]76S$@,R Q73X^!2%EO,-L81"HH@]6 1!C%L\'B.2#2 M!&*7%XCTJ$&8HS 91.J I+%8#B0+L [N!@7' R/\,3&]? P08 ($!$Y4- M"F5N9'-TK ]4.7QE?,V]A]P#J,KRF8/7A M4\-SWW^L4UX$\"O<7#JGLJHG7Z%0\WR!EQ*^]7[J(-<"L8WTV 6,6L#K>$ MA8&)*1LBRI@,$& .#@>]0T*96YD%LP M+C @,"XP(#8Q,BXP(#<" Q,#(@,"!2+TUE9&EA0F]X6S N M," P+C @-C$R+C @-SDR+C!=+U |
|
| May 6, 2020 |
- NYSE ARCA CERTIFICATION FILING begin 644 Collinvest8A050620.pdf M)5!$1BTQ+C<*"C0@,"!O8FH*/#P*+T)I='-097)#;VUP;VYE;G0@. HO0V]L M;W)3<&%C92 O1&5V:6-E4D=""B]&:6QT97(@+T1#5$1E8V]D90HO2&5I9VAT M(#(Q,@HO3&5N9W1H(#$R-3$S"B]3=6)T>7!E("]);6%G90HO5'EP92 O6$]B M:F5C= HO5VED=&@@,C4U, H^/@IS=')E86T*]CX 02D9)1@ ! 0$ M #VP!# ," @," @,# P,$ P,$!0@%!00$!0H'!P8(# H,# L*"PL-#A(0 M#0X1#@L+$!80$1,4%145# \7&!84&!(4%13VP!# 0,$! 4$!0D%!0D4#0L- M%!04%! |
|
| May 5, 2020 |
AW 1 trendetfcaw202005.htm Collaborative Investment Series Trust 125 Greenwich Avenue Greenwich CT 06830 May 5, 2020 Public Filing Desk U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Collaborative Investment Series Trust (CIK No. 0001719812, File Nos.333-221072;811-23306) Request for Withdrawal of Amendment to Registration Statement on Form N-1A Dear Sir or Mad |
|
| May 5, 2020 |
Collaborative Investment Series Trust Collaborative Investment Series Trust 125 Greenwich Avenue Greenwich CT 06830 May 5, 2020 Public Filing Desk U. |
|
| May 1, 2020 |
Collaborative Investment Series Trust Collaborative Investment Series Trust 125 Greenwich Avenue Greenwich CT 06830 May 1, 2020 Public Filing Desk U. |
|
| April 24, 2020 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 8000 To |
|
| April 24, 2020 |
Form 8-A FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No. |
|
| March 2, 2020 |
CERTIFICATIONS CERTIFICATIONS I, Gregory Skidmore, certify that: 1. I have reviewed this report on Form N-Q of Collaborative Investment Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
|
| March 2, 2020 |
INPPX / Preferred - Plus N-Q - Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23306 Collaborative Investment Series Trust (Exact name of registrant as specified in charter) 8000 Town Centre Dr. |
|
| February 26, 2020 |
Sec Filing |
|
| February 26, 2020 |
TBND / Tactical Income ETF N-Q - Quarterly Schedule of Portfolio Holdings - N-Q 1 tactetfnq202002.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-23306 Collaborative Investment Series Trust (Exact name of registrant as specified in charter) 8000 Town Centre Drive, Suite 400, Broadview Heights, OH 44147 (Address of |
|
| February 24, 2020 |
February 24, 2020 February 24, 2020 Mr. Christopher Bellacicco Disclosure Review and Accounting Office Securities and Exchange Commission Division of Investment Management 100 F. Street, N.E. Washington, D.C. 20549-0506 Re: Collaborative Investment Series Trust, File Nos. 811-23306 and 333-221072 Dear Mr. Bellacicco: On December 13, 2019, the Collaborative Investment Series Trust (the “Trust” or t |
|
| February 19, 2020 |
TBND / Tactical Income ETF CORRESP - - February 19, 2020 February 19, 2020 Mr. Christopher Bellacicco Disclosure Review and Accounting Office Securities and Exchange Commission Division of Investment Management 100 F. Street, N.E. Washington, D.C. 20549-0506 Re: Collaborative Investment Series Trust, File Nos. 811-23306 and 333-221072 Dear Mr. Bellacicco: On October 29 and 30, 2019, the Collaborative Investment Series Trust (the “Trust |
|
| February 12, 2020 |
TFAZX / Tactical Conservative Allocation Fund DEF 14C - - DEF 14C 1 tactdef14c202002.htm SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: o Preliminary Information Statement o Confidential, for Use of the Commission only (as permitted by Rule 14c-5(d)(2)) ý Definitive Information Statement Collaborative Investment Series Trust (Name of Registrant as Specified in Its |
|
| January 27, 2020 |
TFAZX / Tactical Conservative Allocation Fund PRE 14C - - SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ý Preliminary Information Statement o Confidential, for Use of the Commission only (as permitted by Rule 14c-5(d)(2)) o Definitive Information Statement Collaborative Investment Series Trust (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check the appropriate box): ý No fee required. |
|
| December 13, 2019 |
Sec filing December 11, 2019 Via EDGAR filing Securities & Exchange Commission 100 F Street, N. |
|
| November 27, 2019 |
EX-99.CERT 2 tactnqcert201911.htm CERTIFICATIONS I, Gregory Skidmore, certify that: 1. I have reviewed this report on Form N-Q of Collaborative Investment Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
|
| November 27, 2019 |
TFAZX / Tactical Conservative Allocation Fund N-Q - Quarterly Schedule of Portfolio Holdings - N-Q 1 tactnq201911.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23306 Collaborative Investment Series Trust (Exact name of registrant as specified in charter) 8000 Town Centre Dr., Suite 400 Broadview Heights, OH 44147 (Address of princip |
|
| November 8, 2019 |
Collaborative Investment Series Trust N-Q/A - Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23306 Collaborative Investment Series Trust (Exact name of registrant as specified in charter) 8000 Town Centre Dr. |
|
| November 8, 2019 |
CERTIFICATIONS CERTIFICATIONS I, Gregory Skidmore, certify that: 1. I have reviewed this report on Form N-Q of Collaborative Investment Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
|
| November 8, 2019 |
Collaborative Investment Series Trust N-Q - Quarterly Schedule of Portfolio Holdings - N-Q 1 mercnq201911.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23306 Collaborative Investment Series Trust (Exact name of registrant as specified in charter) 8000 Town Centre Dr., Suite 400 Broadview Heights, OH 44147 (Address of princip |
|
| November 8, 2019 |
EX-99.CERT 2 mercnqcert201911.htm CERTIFICATIONS I, Gregory Skidmore, certify that: 1. I have reviewed this report on Form N-Q of Collaborative Investment Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
|
| November 4, 2019 |
Collaborative Investment Series Trust PRE 14A - - SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: ý Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to §240. |
|
| October 29, 2019 |
Converted by EDGARwiz October 28, 2019 Via EDGAR filing Securities & Exchange Commission 100 F Street, N. |
|
| October 3, 2019 |
Collaborative Investment Series Trust APP WD - - APP WD 1 exemptiveappwdletter.htm October 3, 2019 Via Edgar U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 RE: Request for Withdrawal of Exemptive Application Ladies and Gentlemen: On August 9, 2019, Collaborative Investment Series Trust (“Trust”) and Tuttle Tactical Management, LLC (collectively, the “Applicants”) filed an appli |
|
| August 29, 2019 |
EX-99.CERT 2 innnqcert201908.htm CERTIFICATIONS I, Gregory Skidmore, certify that: 1. I have reviewed this report on Form N-Q of Collaborative Investment Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
|
| August 29, 2019 |
Collaborative Investment Series Trust N-Q - Quarterly Schedule of Portfolio Holdings - N-Q 1 innnq201908.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23306 Collaborative Investment Series Trust (Exact name of registrant as specified in charter) 8000 Town Centre Dr., Suite 400 Broadview Heights, OH 44147 (Address of principa |
|
| August 29, 2019 |
I, Gregory Skidmore, certify that: CERTIFICATIONS TO BE FILED BY PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER (Section 302 Certifications as Exhibit – Item 3 – to Form N-Q) CERTIFICATIONS I, Gregory Skidmore, certify that: 1. |
|
| August 29, 2019 |
Collaborative Investment Series Trust N-Q - Quarterly Schedule of Portfolio Holdings - Correspondence Filing |
|
| August 14, 2019 |
Collaborative Investment Series Trust CORRESP - - Correspondence Filing August 14, 2019 Ryan Sutcliffe U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Collaborative Investment Series Trust, File Nos. 811-23306 and 333-221072 Dear Mr. Sutcliffe: On June 21, 2019, the Collaborative Investment Series Trust (the “Trust” or the “Registrant”), on behalf of its series, Mercator Inte |
|
| June 21, 2019 |
Converted by EDGARwiz June 13, 2019 Via EDGAR filing Securities & Exchange Commission 100 F Street, N. |
|
| June 17, 2019 |
Collaborative Investment Series Trust CERT - - NYSE ARCA CERTIFICATION begin 644 TBND8A061719.pdf M)5!$1BTQ+C4-"B6UM;6U#0HQ(# @;V)J#0H\/"]4>7!E+T-A=&%L;V7!E+U!A9V5S+T-O=6YT(#$O2VED7!E+T=R;W5P+U,O5')A;G-P87)E M;F-Y+T-3+T1E=FEC95)'0CX^+U1A8G,O4R]3=')U8W1087)E;G1S(# ^/@T* M96YD;V)J#0HT(# @;V)J#0H\/"]&:6QT97(O1FQA=&5$96-O9&4O3&5N9W1H M(#$W-C0^/@T*RB%9[XY);! %\3174 M3FRK"0(C#PK-V$1MR:7I)/ZDF5G9BF*M+2*@#I)()FD9F?.7/;,K,1&[]C+ MEZ/C?$!$Z]>L;V#?39Z?6[9U?U@YY!CI6*"?@OA>0)$UP* |
|
| June 17, 2019 |
Collaborative Investment Series Trust 8-A12B - - FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 8000 To |
|
| June 10, 2019 |
Collaborative Investment Series Trust AW - - Collaborative Investment Series Trust 8000 Town Centre Drive, Suite 400 Broadview Heights, Ohio 44147 June 10, 2019 Public Filing Desk U. |
|
| June 6, 2019 |
Collaborative Investment Series Trust APP ORDR - - begin 644 filename1 M)5!$1BTQ+C8-)>+CS],-"C$T(# @;V)J#3P\+TQI;F5A:"9!D8B2;^,][Y#A!@ -6Z#2X-"F5N9'-T M7!E M+T-A=&%L;V<^/@UE;F1O8FH-,38@,"!O8FH-/#PO0V]N=&5N='-;,C @,"!2 M(#(Q(# @4B R,B P(%(@,C,@,"!2(#(T(# @4B R-2 P(%(@,C8@,"!2(#(W M(# @4ETO0W)O<$)O>%LP(# @-C$R(#7!E+U!A9V4^/@UE;F1O8FH-,3<@,"!O8FH-/#PO1FEL=&5R+T9L871E1&5C M;V1E+T9I7!E+T]B:E-T;3X^W,G+'-!2*(>RB T4?4@TDB00/$%?(D3 %2(D""($I M*"BB5"HD&*("!L$1#<#P\A)?OYF;T*1&PHFI-8I08=+AY6I8&S*&+6-YS! MDEN/[5)8)ZWFI*ZFH38QG@R&. |
|
| May 30, 2019 |
Collaborative Investment Series Trust N-Q - Quarterly Schedule of Portfolio Holdings - N-Q 1 mercatornq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23306 Collaborative Investment Series Trust (Exact name of registrant as specified in charter) 8000 Town Centre Dr., Suite 400 Broadview Heights, OH 44147 (Address of principal |
