PTEK / Pokertek, Inc. - SEC-arkivering, Årsberetning, Fuldmagtserklæring

PTEK / Pokertek, Inc. / GARDNER LEWIS ASSET MANAGEMENT L P Passive Investment

SC 13G/A 1 ptek1014.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Pokertek Inc (Name of Issuer) Common (Title of Class of Securities) 730864204 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person?s initial filing on this form with respect to the subject class of

PTEK / Pokertek, Inc. 15-12G - - FORM 15

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 000-51572 POKERTEK, INC. (Exact name of registrant as specified in its chart

PTEK / Pokertek, Inc. / GARDNER LEWIS ASSET MANAGEMENT L P Passive Investment

SC 13G 1 ptek0914.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Pokertek Inc (Name of Issuer) Common (Title of Class of Securities) 730864204 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person?s initial filing on this form with respect to the subject class of sec

BYLAWS POKERTEK, INC.

Exhibit 3.2 BYLAWS OF POKERTEK, INC. As Amended and Restated Through October 1, 2014 TABLE OF CONTENTS TO BYLAWS OF POKERTEK, INC. (As Amended and Restated Through October 1, 2014) Page ARTICLE 1 — OFFICES 1 Section 1. Principal and Registered Office 1 Section 2. Other Offices 1 ARTICLE 2 — MEETINGS OF SHAREHOLDERS 1 Section 1. Place of Meeting 1 Section 2. Annual Meeting 1 Section 3. Substitute A

RESTATED ARTICLES OF INCORPORATION POKERTEK, INC. ARTICLE I

EX-3.1 2 po31460563-ex31.htm RESTATED ARTICLES OF INCORPORATION OF POKERTEK, INC. Exhibit 3.1 RESTATED ARTICLES OF INCORPORATION OF POKERTEK, INC. ARTICLE I The name of the corporation is PokerTek, Inc. (the “Corporation”). ARTICLE II The purpose for which the Corporation is organized is to engage in any lawful act or activity for which corporations may be organized under Section 55 of the North C

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Termination of a Material Definitive Agreement, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

8-K 1 po31460563-8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 1, 2014 POKERTEK, INC. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-51572 61-1455265 (State or Other Jurisd

PTEK / Pokertek, Inc. S-8 POS - - POST-EFFECTIVE AMENDMENT NO. 1

As filed with the Securities and Exchange Commission on October 1, 2014 Registration No.

PTEK / Pokertek, Inc. S-8 POS - - POST-EFFECTIVE AMENDMENT NO. 1

S-8 POS 1 po31458035-s8pos.htm POST-EFFECTIVE AMENDMENT NO. 1 As filed with the Securities and Exchange Commission on October 1, 2014 Registration No. 333-129181 Registration No. 333-143552 Registration No. 333-173178 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-129181 Post-Effective Amendment No.

PTEK / Pokertek, Inc. S-8 POS - - POST-EFFECTIVE AMENDMENT NO. 1

S-8 POS 1 po31458035-s8pos.htm POST-EFFECTIVE AMENDMENT NO. 1 As filed with the Securities and Exchange Commission on October 1, 2014 Registration No. 333-129181 Registration No. 333-143552 Registration No. 333-173178 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-129181 Post-Effective Amendment No.

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 21, 2014 POKERTEK, INC. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-51572 61-1455265 (State or Other Jurisdiction of Incorporation) (Commission Fi

PTEK / Pokertek, Inc. 10-Q - Quarterly Report -

pokertek10q08082014.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-515

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 24, 2014 POKERTEK, INC. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-51572 61-1455265 (State or Other Jurisdiction of Incorporation) (Commission File

ARTHUR LOMAX

EX-10.2 3 exhibit102.htm FOUNDERS? LOAN PAYMENT DEFERRAL AGREEMENT Exhibit 10.2 ARTHUR LOMAX July 16, 2014 PokerTek, Inc. 1150 Crews Road, Suite F Matthews, NC 28105 Attention: Joseph J. Lahti Chairman of the Board Re: Second Amended and Restated 9% Secured Promissory Note due December 31, 2016, made by PokerTek, Inc. and held by Arthur Lomax dated April 28, 2014 (the “Note”) Dear Mr. Lahti, This

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 16, 2014 POKERTEK, INC. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-51572 61-1455265 (State or Other Jurisdiction of Incorporation) (Commission File

PROMISSORY NOTE

EX-10.1 2 exhibit101.htm PROMISSORY NOTE AGREEMENT Exhibit 10.1 PROMISSORY NOTE FOR VALUE RECEIVED, and subject to the terms and conditions herein, PokerTek, Inc., a North Carolina corporation (the “Borrower”), hereby unconditionally promises to repay Multimedia Games, Inc., a Delaware corporation (the “Noteholder”) advancements up to the principal amount of $400,000 (the “Loan”), together with al

MEMORANDUM OF UNDERSTANDING

Exhibit 10.1 MEMORANDUM OF UNDERSTANDING This Memorandum of Understanding ("MOU") is entered into as of July 13, 2014 between the parties (collectively, the "Parties"), by and through their undersigned counsel, to the consolidated class and derivative action, captioned: In re PokerTek Merger Litigation, No. 14 CVS 10579 (N.C.B.C.) (the "Consolidated Action" or the "Action"). WHEREAS, on April 30,

Financial Statements and Exhibits, Other Events

8-K 1 pokertek8k07142014.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 13, 2014 POKERTEK, INC. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-51572 61-1455265 (State or Other Jurisdiction o

- DEFINITIVE PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soli

- PREM14A PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement o Definitive Additional Materials o Soli

Quarterly Report - 10-Q

pokertek10q03312014.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-51

PTEK / Pokertek, Inc. / MULTIMEDIA GAMES HOLDING COMPANY, INC. - SC 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ) PokerTek, Inc. (Name of Issuer) Common Stock, no par value per share (Title of Class of Securities) 730864204 (CUSIP Number) Patrick J. Ramsey Chief Executive Officer Multimedia Games Holding Company, Inc. 206 Wild Basin Road South Austin, Texas 78746 (512

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

8-K 1 pokertek8k04283014.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 28, 2014 POKERTEK, INC. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-51572 61-1455265 (State or Other Jurisdiction

CUSTOMER FAQ

Exhibit 99.3 CUSTOMER FAQ Q: Who is Multimedia Games? Where are they headquartered? What do they do? A: Multimedia Games [Nasdaq: MGAM] is a gaming company headquartered in Austin, Texas, that develops and distributes gaming products. Like PokerTek, MGAM sells its own proprietary units as well as leases these units through revenue-sharing arrangements. MGAM also supplies the central determinant sy

AGREEMENT AND PLAN OF MERGER BY AND AMONG MULTIMEDIA GAMES, INC., 23 ACQUISITION CO. POKERTEK, INC.

EX-2.1 2 ex21.htm EXHIBIT 2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER BY AND AMONG MULTIMEDIA GAMES, INC., 23 ACQUISITION CO. AND POKERTEK, INC. DATED AS OF APRIL 29, 2014 TABLE OF CONTENTS Page ARTICLE I THE MERGER Section 1.1 The Merger 2 Section 1.2 Closing; Effective Time 2 Section 1.3 Effect of the Merger 2 Section 1.4 Organizational Documents of the Surviving Corporation 3 Section 1.5 Direc

POKERTEK, INC. ANNOUNCES AGREEMENT TO BE ACQUIRED BY MULTIMEDIA GAMES

Exhibit 99.1 For immediate release For further information contact: Mark Roberson, CEO PokerTek, Inc. 704.849.0860, x101 [email protected] POKERTEK, INC. ANNOUNCES AGREEMENT TO BE ACQUIRED BY MULTIMEDIA GAMES [April 30], 2014 – Matthews, NC – PokerTek, Inc. (Nasdaq: PTEK) (“PokerTek”) announced today that it has entered into a definitive agreement and plan of merger with Multimedia Ga

ADDITIONAL INFORMATION

EX-99.2 6 ex992.htm EXHIBIT 99.2 Exhibit 99.2 Date: April 30, 2014 To: All PokerTek Employees Re: PokerTek, Inc. Merger Agreement with Multimedia Games, Inc. Team: I am pleased to announce that PokerTek has signed a definitive agreement to combine our business with Multimedia Games [Nasdaq: MGAM], a publicly held gaming manufacturer. As a public company, our Board of Directors has a fiduciary resp

VOTING AGREEMENT

Exhibit 10.1 VOTING AGREEMENT This Voting Agreement, dated as of April 29, 2014 (this “Agreement”), is made by and among Multimedia Games, Inc., a Delaware corporation (“Parent”), and the undersigned shareholders and option holders (each a “Shareholder” and collectively, the “Shareholders”) of PokerTek, Inc., a North Carolina corporation (the “Company”). Capitalized terms used but not defined here

AMENDMENT TO THE SECOND AMENDED AND RESTATED 9% SECURED PROMISSORY NOTE DUE DECEMBER 31, 2016, MADE BY POKERTEK, INC. AND HELD BY ARTHUR LOMAX

Exhibit 10.2 AMENDMENT TO THE SECOND AMENDED AND RESTATED 9% SECURED PROMISSORY NOTE DUE DECEMBER 31, 2016, MADE BY POKERTEK, INC. AND HELD BY ARTHUR LOMAX This Amendment to the Second Amended and Restated 9% Secured Promissory Note due December 31, 2016, made by the Company and held by Arthur Lomax (the “Note”), is entered into on April 28, 2014. WHEREAS the parties wish to amend the terms of the

PokerTek, Inc. Amendment to Employment Letter Dated March 4, 2014 Between PokerTek, Inc. and Mark Roberson

Exhibit 10.45 PokerTek, Inc. Amendment to Employment Letter Dated March 4, 2014 Between PokerTek, Inc. and Mark Roberson This Amendment to Employment Letter between PokerTek, Inc. (the “Company”) and Mark Roberson ("Employee") is entered into as of this 22nd day of April, 2014. WHEREAS, the Company and Employee desire to amend the terms of the Employment Letter, dated March 4, 2014, currently in e

PokerTek, Inc. Amendment to Employment Letter Dated March 4, 2014 Between PokerTek, Inc. and James Crawford

Exhibit 10.46 PokerTek, Inc. Amendment to Employment Letter Dated March 4, 2014 Between PokerTek, Inc. and James Crawford This Amendment to Employment Letter between PokerTek, Inc. (the “Company”) and James Crawford ("Employee") is entered into as of this 22nd day of April, 2014. WHEREAS, the Company and Employee desire to amend the terms of the Employment Letter, dated March 4, 2014, currently in

Annual Report - 10-K/A

10-K/A 1 form10ka04282014.htm 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commissi

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-51572 PokerTek, Inc. (Exact nam

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 12, 2014 POKERTEK, INC. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-51572 61-1455265 (State or Other Jurisdiction of Incorporation) (Commission Fil

POKERTEK, INC.

EX-99.1 2 exhibit991.htm Exhibit 99.1 POKERTEK REPORTS FOURTH QUARTER AND FULL YEAR 2013 FINANCIAL RESULTS MATTHEWS, NC – March 12, 2014—PokerTek, Inc. (Nasdaq:PTEK) today reported financial results for the fourth quarter and full year ended December 31, 2013. Full Year Operational Highlights: · Total revenue increased 7% · Recurring revenue increased 11% · Gross profit margin exceeds 70% · Net lo

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 form8k03042014.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 27, 2014 POKERTEK, INC. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-51572 61-1455265 (State or Other Jurisdiction o

PokerTek, Inc.

EX-10.2 3 exhibit102.htm EXHIBIT 10.2 Exhibit 10.2 PokerTek, Inc. 1150 Crews Rd Ste F Matthews, NC 28105 March 4, 2014 Mark Roberson c/o PokerTek Dear Mark: On behalf of PokerTek, Inc. (“PokerTek” or the “Company”), this will confirm the terms of your continued employment as Chief Executive Officer (“CEO”) of the Company. In your capacity as CEO, you will continue to report directly to the Company

EIGHTH AMENDMENT TO LOAN AND SECURITY AGREEMENT

EX-10.1 2 exhibit101.htm EXHIBIT 10.1 Exhibit 10.1 EIGHTH AMENDMENT TO LOAN AND SECURITY AGREEMENT 1. THIS EIGHTH AMENDMENT TO LOAN AND SECURITY AGREEMENT (this “Agreement”) is entered into on February 27, 2014, but is effective as of January 15, 2014, by and between SILICON VALLEY BANK, a California corporation (“Bank”), and POKERTEK, INC., a North Carolina corporation (“Borrower”), with its prin

PokerTek, Inc.

EX-10.3 4 exhibit103.htm EXHIBIT 10.3 Exhibit 10.3 PokerTek, Inc. 1150 Crews Rd Ste F Matthews, NC 28105 March 4, 2014 James Crawford c/o PokerTek Dear James: On behalf of PokerTek, Inc. (“PokerTek” or the “Company”), this will confirm the terms of your continued affiliation as President (“President”) of the Company. In your capacity as President, you will continue to report directly to the Compan

Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8--K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 3, 2013 POKERTEK, INC. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-51572 61-1455265 (State or Other Jurisdiction of Incorporation) (Commission F

EX-99.1 CHARTER

Exhibit 99.1

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-51572 PokerTek, Inc. (

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 7, 2013 POKERTEK, INC. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-51572 61-1455265 (State or Other Jurisdiction of Incorporation) (Commission F

POKERTEK REPORTS THIRD QUARTER 2013 FINANCIAL RESULTS

Exhibit 99.1 POKERTEK REPORTS THIRD QUARTER 2013 FINANCIAL RESULTS MATTHEWS, NC – November 7, 2013: PokerTek, Inc. (NASDAQ: PTEK) today reported financial results for the third quarter ended September 30, 2013. Year-to-Date Financial Highlights · Revenue increased 8% · Gross Profit margin improved to 75% · Net loss from continuing operations improved 23% · EBITDAS and cash flow positive “Our finan

POKERTEK INC. AMENDMENT TO KEY EMPLOYEE AGREEMENT Mr. James Crawford

Exhibit 10.1 POKERTEK INC. AMENDMENT TO KEY EMPLOYEE AGREEMENT for Mr. James Crawford Effective July 1, 2013 this Amendment (“Amendment”) to the Key Employee Agreement dated June 2, 2011 (“Agreement”) is entered into as of the 4th day of September, 2013, by and between James Crawford (“Executive”) and PokerTek, Inc. (the “Company”). (1) Section 1.1 of the Agreement is hereby amended and restated a

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 4, 2013 POKERTEK, INC. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-51572 61-1455265 (State or Other Jurisdiction of Incorporation) (Commission

POKERTEK REPORTS SECOND QUARTER 2013 FINANCIAL RESULTS

EX-99.1 2 ex991.htm EXHIBIT 99.1 Exhibit 99.1 POKERTEK REPORTS SECOND QUARTER 2013 FINANCIAL RESULTS MATTHEWS, NC – August 7, 2013: PokerTek, Inc. (NASDAQ: PTEK) today reported financial results for the second quarter ended June 30, 2013. Financial Highlights · Revenue increased 54% · Gross Profit margin increased to 77% · Net loss from continuing operations improved 87% · EPS nearing breakeven at

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 7, 2013 POKERTEK, INC. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-51572 61-1455265 (State or Other Jurisdiction of Incorporation) (Commission Fil

Submission of Matters to a Vote of Security Holders - 8-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 5, 2013 POKERTEK, INC. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-51572 61-1455265 (State or Other Jurisdiction of Incorporation) (Commission Fil

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 5, 2013 POKERTEK, INC. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-51572 61-1455265 (State or Other Jurisdiction of Incorporation) (Commission File

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 8, 2013 POKERTEK, INC. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-51572 61-1455265 (State or Other Jurisdiction of Incorporation) (Commission File N

POKERTEK REPORTS FIRST QUARTER 2013 FINANCIAL RESULTS

EX-99.1 2 ex991.htm EXHIBIT 99.1 Exhibit 99.1 POKERTEK REPORTS FIRST QUARTER 2013 FINANCIAL RESULTS MATTHEWS, NC – May 8, 2013: PokerTek, Inc. (NASDAQ: PTEK) today reported financial results for the first quarter ended March 31, 2013. Financial Highlights · Recurring license and service fees increased 26% · Operating expenses remain well controlled · Balance sheet strengthened “During the first qu

- DEFA14A ADDITIONAL MATERIALS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of

SEVENTH AMENDMENT TO LOAN AND SECURITY AGREEMENT

Exhibit 10.1 SEVENTH AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS SEVENTH AMENDMENT TO LOAN AND SECURITY AGREEMENT (this “Agreement”) is entered into on February 28, 2013, but is effective as of January 16, 2013, by and between SILICON VALLEY BANK (“Bank”) and POKERTEK, INC., a North Carolina corporation (“Borrower”), with its principal place of business at 1150 Crews Road, Suite F, Matthews, Nor

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 1, 2013 POKERTEK, INC. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-51572 61-1455265 (State or Other Jurisdiction of Incorporation) (Commission File

PokerTek Reports Fourth Quarter and Full Year 2012 Financial Results Recurring Revenue Growth Accelerated in the Second Half of 2012 Second Consecutive Year of Positive EBITDAS Nearing EPS profitability

Exhibit 99.1 PokerTek Reports Fourth Quarter and Full Year 2012 Financial Results Recurring Revenue Growth Accelerated in the Second Half of 2012 Second Consecutive Year of Positive EBITDAS Nearing EPS profitability Financial Highlights: Results strengthening on second-half revenue growth and expense management · Recurring revenue increased 41% sequentially from Q2 2012 to Q4 2012 · Gross Margins

PTEK / Pokertek, Inc. / Lahti Joseph J - SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* PokerTek, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 730864204 (CUSIP Number) December 31, 2012 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which

PTEK / Pokertek, Inc. / White Gehrig H - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* (Amendment No. 5) PokerTek, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 730864204 (CUSIP Number) December 31, 2012 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the Rule pursuant to which

PTEK / Pokertek, Inc. / Crawford James T III - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* (Amendment No. 5) PokerTek, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 730864204 (CUSIP Number) December 31, 2012 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the Rule pursuant to which

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 7, 2013 POKERTEK, INC. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-51572 61-1455265 (State or Other Jurisdiction of Incorporation) (Commission Fi

PokerTek Regains Compliance with NASDAQ Minimum Bid Price Requirement

Exhibit 99.1 PokerTek Regains Compliance with NASDAQ Minimum Bid Price Requirement Matthews, NC – January 8, 2013 PokerTek, Inc. (NASDAQ: PTEK), today announced that it received written notification on January 7, 2013 from the Nasdaq Listing Qualifications Department that it has regained compliance with the minimum closing bid price requirement of $1.00 per share for continued listing of its commo

Slide: 2 Title: Legal Disclaimer Body: During this presentation, we may make comments about future expectations, plans and prospects for the company. Those comments constitute forward-looking statements for purposes of the safe harbor provisions unde

Exhibit 99.1 Slide: 1 PokerTek, Inc. NASDAQ: PTEK Investor Presentation Q3 2012 Slide: 2 Title: Legal Disclaimer Body: During this presentation, we may make comments about future expectations, plans and prospects for the company. Those comments constitute forward-looking statements for purposes of the safe harbor provisions under the Private Securities Litigation Reform Act of 1995. Forward-lookin

Regulation FD Disclosure, Financial Statements and Exhibits - POKERTEK, INC. 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 5, 2012 POKERTEK, INC. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-51572 61-1455265 (State or Other Jurisdiction of Incorporation) (Commission F

PokerTek Reports Third Quarter 2012 Financial Results Recurring Revenue Drives Margin Expansion Cost Reductions Drive Improved Operating Results Targeting EPS Positive

Exhibit 99.1 PokerTek Reports Third Quarter 2012 Financial Results Recurring Revenue Drives Margin Expansion Cost Reductions Drive Improved Operating Results Targeting EPS Positive MATTHEWS, NC – November 6, 2012—PokerTek, Inc. (NASDAQ: PTEK) today reported financial results for the period ended September 30, 2012. Financial Highlights (compared to prior year): Year-to-Date Highlights: ● Gross Mar

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 6, 2012 POKERTEK, INC. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-51572 61-1455265 (State or Other Jurisdiction of Incorporation) (Commission F

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Unregistered Sales of Equity Securities, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 18, 2012 POKERTEK, INC. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-51572 61-1455265 (State or Other Jurisdiction of Incorporation) (Commission

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Financial Statements and Exhibits, Results of Operations and Financial Condition - POKERTEK, INC. 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 8, 2012 POKERTEK, INC. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-51572 61-1455265 (State or Other Jurisdiction of Incorporation) (Commission Fil

PokerTek Reports Second Quarter 2012 Financial Results Robust Installation Activity Expected to Drive Growth in Second Half of 2012 Cost Reduction and Operational Execution Continue to Drive Earnings Improvements

Exhibit 99.1 PokerTek Reports Second Quarter 2012 Financial Results Robust Installation Activity Expected to Drive Growth in Second Half of 2012 Cost Reduction and Operational Execution Continue to Drive Earnings Improvements Financial Highlights (compared to prior year): Year-to-Date Highlights: ● Operating loss improved 55% ● Gross Margin increased to 75% from 71% ● Operating Expenses decreased

- POKERTEK, INC. DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of

SECOND LOAN MODIFICATION AGREEMENT

Exhibit 10.1 SECOND LOAN MODIFICATION AGREEMENT THIS SECOND LOAN MODIFICATION AGREEMENT (the “Agreement”), is made and entered into as of July 23, 2012 by and between POKERTEK, INC. a North Carolina corporation, (the “Company”) on the one hand, and Gehrig White and Arthur Lomax (collectively, the "Lenders"), on the other hand. WHEREAS, pursuant to the Note Purchase Agreement, dated March 24, 2008,

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - POKERTEK, INC. 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 23, 2012 POKERTEK, INC. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-51572 61-1455265 (State or Other Jurisdiction of Incorporation) (Commission File

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Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing - POKERTEK, INC. 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 11, 2012 POKERTEK, INC. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-51572 61-1455265 (State or Other Jurisdiction of Incorporation) (Commission File

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- POKERTEK, INC. POS AM

As filed with the Securities and Exchange Commission on June 14, 2012 Registration No.

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POKERTEK, INC. 1150 Crews Road, Suite F Matthews, North Carolina 28105 704-849-0860 June 12, 2012 Mr. Jay Ingram Legal Branch Chief Division of Corporate Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: PokerTek, Inc. Post-Effective Amendment No. 1 to Form S-1 File No. 333-169661 Dear Sirs: By letter dated June 5, 2012 (the “SEC Letter”), the staff (the “Sta

LETTER

June 5, 2012 Via E-mail Mark D. Roberson Chief Executive Officer PokerTek, Inc. 1150 Crews Road, Suite F Matthews, NC 28105 Re: PokerTek, Inc. Post-Effective Amendment No. 2 to Form S-1 Filed May 24, 2012 File No. 333-169661 Dear Mr. Roberson: We have reviewed the above-captioned filing and have the following comments. General 1. We note your response to our letter dated May 10, 2012, where you co

- POKERTEK, INC. POS AM

As filed with the Securities and Exchange Commission on May 24, 2012 Registration No.

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PRIVILEGED AND CONFIDENTIAL POKERTEK, INC. 1150 Crews Road, Suite F Matthews, North Carolina 28105 704-849-0860 May 24, 2012 Mr. Jay Ingram Legal Branch Chief Division of Corporate Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: PokerTek, Inc. Post-Effective Amendment No. 1 to Form S-1 Filed April 27, 2012 File No. 333-169661 Dear Sirs: By letter dated May

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LETTER

May 10, 2012 Via E-mail Mark D. Roberson Chief Executive Officer PokerTek, Inc. 1150 Crews Road, Suite F Matthews, NC 28105 Re: PokerTek, Inc. Post-Effective Amendment No. 1 to Form S-1 Filed April 27, 2012 File No. 333-169661 Dear Mr. Roberson: We have limited our review of your registration statement to those issues we have addressed in our comments. General 1. We note your response to comment o

POKERTEK REGAINS COMPLIANCE WITH NASDAQ MINIMUM BID PRICE REQUIREMENT

Exhibit 99.1 POKERTEK REGAINS COMPLIANCE WITH NASDAQ MINIMUM BID PRICE REQUIREMENT Matthews, NC – May 9, 2012 PokerTek, Inc. (NASDAQ: PTEK), today announced that it received written notification on May 7, 2012 from the Nasdaq Listing Qualifications Department that it has regained compliance with the minimum closing bid price requirement of $1.00 per share for continued listing of its common stock

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 9, 2012 POKERTEK, INC. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-51572 61-1455265 (State or Other Jurisdiction of Incorporation) (Commission File N

PokerTek Reports First Quarter 2012 Financial Results Positive Quarterly Net Income – First EPS Positive Quarter in Company History Strong EBITDAS and Cash Flow Performance Poised for growth in 2012

Exhibit 99.1 PokerTek Reports First Quarter 2012 Financial Results Positive Quarterly Net Income – First EPS Positive Quarter in Company History Strong EBITDAS and Cash Flow Performance Poised for growth in 2012 Financial Highlights: Quarterly results turned profitable with margin expansion and expense reduction ● First quarter of positive GAAP results - Net Income increased 125% ● Cash From Opera

Financial Statements and Exhibits, Results of Operations and Financial Condition - POKERTEK, INC. 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 1, 2012 POKERTEK, INC. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-51572 61-1455265 (State or Other Jurisdiction of Incorporation) (Commission File N

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POKERTEK, INC. 1150 Crews Road, Suite F Matthews, North Carolina 28105 704-849-0860 April 27, 2012 Mr. Jay Ingram Legal Branch Chief Division of Corporate Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: PokerTek, Inc. Post-Effective Amendment No. 1 to Form S-1 Filed April 3, 2012 File No. 333-169661 Dear Sirs: By letter dated April 16, 2012 (the “SEC Letter

- POKERTEK, INC. POS AM

As filed with the Securities and Exchange Commission on April 2 7 , 2012 Registration No.

LETTER

April 16, 2012 Via E-mail Mark D. Roberson Chief Executive Officer PokerTek, Inc. 1150 Crews Road, Suite F Matthews, NC 28105 Re: PokerTek, Inc. Post-Effective Amendment No. 1 to Form S-1 Filed April 3, 2012 File No. 333-169661 Dear Mr. Roberson: We have limited our review of your registration statement to those issues we have addressed in our comments. In some of our comments, we may ask you to p

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- POKERTEK, INC. POS AM

As filed with the Securities and Exchange Commission on April 2, 2012 Registration No.

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PokerTek Reports Fourth Quarter and Full Year 2011 Financial Results Strong Annual Results Driven by Revenue Growth, Margin Expansion and Expense Reduction First Year of POSITIVE EBITDAS Results in Company History

Exhibit 99.1 PokerTek Reports Fourth Quarter and Full Year 2011 Financial Results Strong Annual Results Driven by Revenue Growth, Margin Expansion and Expense Reduction First Year of POSITIVE EBITDAS Results in Company History Financial Highlights: Annual results improved on revenue growth, margin expansion and expense reduction ● Revenues increased 10% ● Gross margins exceeded 70% · Operating exp

Financial Statements and Exhibits, Results of Operations and Financial Condition - POKERTEK, INC. 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 13, 2012 POKERTEK, INC. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-51572 61-1455265 (State or Other Jurisdiction of Incorporation) (Commission Fil

Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review - POKERTEK, INC. 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 12, 2012 POKERTEK, INC. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-51572 61-1455265 (State or Other Jurisdiction of Incorporation) (Commission Fil

SIXTH AMENDMENT TO LOAN AND SECURITY AGREEMENT

Exhibit 10.1 SIXTH AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS SIXTH AMENDMENT TO LOAN AND SECURITY AGREEMENT (this “Agreement”) is entered into as of February 22, 2012, but is effective as of January 18, 2012, by and between SILICON VALLEY BANK (“Bank”) and POKERTEK, INC., a North Carolina corporation (“Borrower”), with its principal place of business at 1150 Crews Road, Suite F, Matthews, Nort

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - POKERTEK, INC. 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 22, 2012 POKERTEK, INC. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-51572 61-1455265 (State or Other Jurisdiction of Incorporation) (Commission

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