PGSI / Pegasi Energy Resources Corp. - SEC-arkivering, Årsberetning, Fuldmagtserklæring

Pegasi Energy Resources Corp.
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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Pegasi Energy Resources Corp.
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
July 15, 2019 REVOKED

PGSI / Pegasi Energy Resources Corp. REVOKED - -

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November 13, 2015 EX-31.02

Certification of Principal Financial Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

ex31-02.htm EXHIBIT 31.02 PEGASI ENERGY RESOURCES CORPORATION OFFICER’S CERTIFICATE PURSUANT TO SECTION 302 I, Michael Neufeld, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Pegasi Energy Resources Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements mad

November 13, 2015 EX-32.01

Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

ex32-01.htm EXHIBIT 32.01 CERTIFICATIONS OF CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 I, Michael Neufeld, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that the Quarterly Report of Pegasi Energy Resources Corporation

November 13, 2015 EX-31.01

Certification of Principal Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

ex31-01.htm EXHIBIT 31.01 PEGASI ENERGY RESOURCES CORPORATION OFFICER?S CERTIFICATE PURSUANT TO SECTION 302 I, Michael Neufeld, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Pegasi Energy Resources Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements mad

November 13, 2015 10-Q

Pegasi Energy Resources 10-Q (Quarterly Report)

pegasienergy10q093015.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FI

October 30, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

pegasienergy8k103015.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): October 29, 2015 PEGASI ENERGY RESOURCES CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-54842 20-4711443 (State or Other Jurisd

July 31, 2015 424B3

PEGASI ENERGY RESOURCES CORPORATION Up to 38,958,344 Shares of Common Stock

pegasienergy424b3-072715.htm Filed Pursuant to Rule 424(b)(3) Registration No. 333-203943 PROSPECTUS PEGASI ENERGY RESOURCES CORPORATION Up to 38,958,344 Shares of Common Stock This prospectus relates to the offering by the selling stockholders of Pegasi Energy Resources Corporation of up to 38,958,344 shares of common stock, par value $0.001 per share. All of the shares of common stock offered by

July 28, 2015 CORRESP

Pegasi Energy Resources ESP

pegasienergy-corresp072715.htm Pegasi Energy Resources Corporation 218 N. Broadway, Suite 204 Tyler, Texas 75702 July 28, 2015 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Karina V. Dorin, Esq. Re: Pegasi Energy Resources Corporation Registration Statement on Form S-1 File No. 333-203943 Ladies and G

July 23, 2015 CORRESP

Pegasi Energy Resources ESP

pegasienergy-corresp072215.htm Pegasi Energy Resources Corporation 218 N. Broadway, Suite 204 Tyler, Texas 75702 July 23, 2015 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Attn: Loan Lauren P. Nguyen, Legal Branch Chief Division of Corporation Finance Karina V. Dorin, Esq. Re: Pegasi Energy Resources Corporation Am

July 23, 2015 S-1/A

Pegasi Energy Resources S-1/A

pegasienergy-s1a072215.htm As filed with the Securities and Exchange Commission on July 23 , 2015 Registration No. 333-203943 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 AMENDMENT NO. 2 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PEGASI ENERGY RESOURCES CORPORATION (Name of registrant in its charter) Nevada 1311 20-4711443 (State or other Jurisdic

July 1, 2015 LETTER

LETTER

July 1, 2015 Michael H. Neufeld Chief Executive Officer Pegasi Energy Resources Corporation 218 N. Broadway, Suite 204 Tyler, TX 75702 Re: Pegasi Energy Resources Corporation Amendment No. 1 to Registration Statement on Form S-1 Filed June 22, 2015 File No. 333-203943 Dear Mr. Neufeld: We have limited our review of your amended registration statement to those issues we have addressed in our commen

June 26, 2015 EX-17.1

Email from Jay Moorin to Michael Neufeld, the Chairman of the Board of Directors of Pegasi Energy Resources Corporation, dated June 22, 2015

ex17-1.htm Exhibit 17.1 June 22, 2015 Michael, As we discussed earlier today; I hereby resign from the Board of Pegasi Energy Resource Corporation (the ?Company?) effective 6/22/15 in order to pursue other personal and professional obligations. I acknowledge that I have no disagreements with the Company. Sincerely, Jay Moorin

June 26, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): June 22, 2015 PEGASI ENERGY RESOURCES CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-54842 20-4711443 (State or Other Jurisdiction of Incorporation) (Co

June 23, 2015 EX-99.01

Corporate Presentation by the Company for June 2015*

ex99-01.htm Exhibit 99.01

June 23, 2015 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

pegasienergy8k062315.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): June 23, 2015 PEGASI ENERGY RESOURCES CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-54842 20-4711443 (State or Other Jurisdict

June 22, 2015 S-1/A

Pegasi Energy Resources S-1/A

pegasienergy-s1a061815.htm As filed with the Securities and Exchange Commission on June 22 , 2015 Registration No. 333- 203943 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PEGASI ENERGY RESOURCES CORPORATION (Name of registrant in its charter) Nevada 1311 20-4711443 (State or other Jurisdi

June 22, 2015 CORRESP

Pegasi Energy Resources ESP

pegasienergy-corresp061815.htm Pegasi Energy Resources Corporation 218 N. Broadway, Suite 204 Tyler, Texas 75702 June 22, 2015 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Attn: H. Roger Schwall, Assistant Director Division of Corporation Finance Karina V. Dorin, Esq. Laura Nicholson, Esq. Re: Pegasi Energy Resourc

June 3, 2015 LETTER

LETTER

June 3, 2015 Michael H. Neufeld Chief Executive Officer Pegasi Energy Resources Corporation 218 N. Broadway, Suite 204 Tyler, TX 75702 Re: Pegasi Energy Resources Corporation Registration Statement on Form S-1 Filed May 7, 2015 File No. 333-203943 Dear Mr. Neufeld: We have limited our review of your registration statement to those issues we have addressed in our comments. In some of our comments,

May 7, 2015 S-1

Pegasi Energy Resources S-1

As filed with the Securities and Exchange Commission on May 7, 2015 Registration No.

March 31, 2015 NT 10-K

Pegasi Energy Resources NT 10-K

pegasienergy-nt10k123114.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File Number: 000-54842 NOTIFICATION OF LATE FILING T Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: December 31, 2014 ? Transition Report on Form 10-K ? Transition Report on Form 10-Q ? Transition Report on Form 20-F ? Tr

March 30, 2015 EX-10.08

Form of Omnibus Amendment Agreement.

ex10-08.htm Exhibit 10.08 OMNIBUS AMENDMENT AGREEMENT This Omnibus Amendment Agreement (the ?Agreement?), dated as of March 27, 2015, is by and among Pegasi Energy Resources Corporation, a Nevada corporation (the ?Company?) and each of the holders identified on the signature pages hereto (each, a ?Holder? and collectively, the ?Holders?). R E C I T A L S A. Prior to the date hereof, the Company ha

March 30, 2015 EX-10.09

Form of Amended and Restated Guarantee.

ex10-09.htm Exhibit 10.09 AMENDED AND RESTATED GUARANTEE This AMENDED AND RESTATED GUARANTEE ("Guarantee") dated as of March 27, 2015 ("Effective Date"), by Pegasi Energy Resources Corporation, a Texas corporation ("Guarantor"), in favor of Jay Moorin, as Trustee under the Deed of Trust, Mortgage Security Agreement, Financing Statement and Assignment of Production dated as of the Effective Date fr

March 30, 2015 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

pegasienergy8k033015.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): March 27, 2015 PEGASI ENERGY RESOURCES CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-54842 20-4711443 (State or Other Jurisdic

January 15, 2015 EX-10.06

Form of Guarantee

Exhibit 10.06 GUARANTEE This GUARANTEE ("Guarantee") dated as of January 9, 2015 ("Effective Date"), by Pegasi Energy Resources Corporation, a Texas corporation ("Guarantor"), in favor of Jay Moorin, as Trustee under the Deed of Trust, Mortgage Security Agreement, Financing Statement and Assignment of Production dated as of the Effective Date from Pegasi Energy Resources Corporation, a Nevada corp

January 15, 2015 EX-10.04

Form of Registration Rights Agreement

Exhibit 10.04 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of January 9, 2015, among Pegasi Energy Resources Corporation, a Nevada corporation (the “Company”), and the several purchasers signatory hereto (each such purchaser, a “Purchaser” and collectively, the “Purchasers”). This Agreement is made pursuant to the Securities Purcha

January 15, 2015 EX-10.03

Form of Common Stock Purchase Warrant

Exhibit 10.03 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIS

January 15, 2015 EX-10.07

First Supplement, Amendment, and Restatement of Deed of Trust, Mortgage, Security Agreement, Financing Statement and Assignment of Production

EX-10.07 8 ex10-07.htm EX-10.07 Exhibit 10.07 FIRST SUPPLEMENT, AMENDMENT, AND RESTATEMENT OF DEED OF TRUST, MORTGAGE, SECURITY AGREEMENT, FINANCING STATEMENT AND ASSIGNMENT OF PRODUCTION FROM PEGASI ENERGY RESOURCES CORPORATION, A NEVADA CORPORATION (as Borrower) AND PEGASI ENERGY RESOURCES CORPORATION, A TEXAS CORPORATION (as Mortgagor and Debtor) TO PASQUALE DeANGELIS (as Collateral Agent for t

January 15, 2015 EX-10.02

Form of 12% Secured Convertible Note

Exhibit 10.02 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGI

January 15, 2015 EX-10.05

Form of Deed of Trust, Mortgage, Security Agreement, Financing Statement and Assignment of Production

Exhibit 10.05 DEED OF TRUST, MORTGAGE, SECURITY AGREEMENT, FINANCING STATEMENT AND ASSIGNMENT OF PRODUCTION FROM PEGASI ENERGY RESOURCES CORPORATION, A NEVADA CORPORATION (as Borrower) AND PEGASI ENERGY RESOURCES CORPORATION, A TEXAS CORPORATION (as Mortgagor and Debtor) TO PASQUALE DeANGELIS (as Collateral Agent for the Secured Holders) AND JAY MOORIN (as Trustee) FOR PURPOSES OF FILING THIS INST

January 15, 2015 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): January 9, 2015 PEGASI ENERGY RESOURCES CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-54842 20-4711443 (State or Other Jurisdiction of Incorporation) (

January 15, 2015 EX-10.01

Form of Securities Purchase Agreement

Exhibit 10.01 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of January 9, 2015, is by and among Pegasi Energy Resources Corp., a Nevada corporation with its principal office located at 218 N. Broadway, Suite 204, Tyler, Texas 75702 (the ”Company”), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and

November 5, 2014 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): November 5, 2014 PEGASI ENERGY RESOURCES CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-54842 20-4711443 (State or Other Jurisdiction of Incorporation)

November 5, 2014 EX-99.1

Pegasi Energy Resources Corporation Provides Update on The Huntington #4 in Marion County, Texas

EX-99.1 2 ex99-1.htm EX-99.1 Exhibit 99.01 For Immediate Release Investor Contact: Michael Neufeld (903) 595-4139 Pegasi Energy Resources Corporation Provides Update on The Huntington #4 in Marion County, Texas Tyler, Texas, November 5, 2014/PrimeNewswire/ - Pegasi Energy Resources Corp. (OTCQB: PGSI) (“Pegasi” or the “Company”), an East Texas based oil and gas exploration and production company h

October 8, 2014 EX-99.01

Corporate Presentation by the Company, dated October 2014. *

Exhibit 99.01

October 8, 2014 8-K

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): October 8, 2014 PEGASI ENERGY RESOURCES CORPORATION (Exact name of registrant as specified in its charter) Nevada 333-134568 20-4711443 (State or Other Jurisdiction of Incorporation)

October 7, 2014 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): October 7, 2014 PEGASI ENERGY RESOURCES CORPORATION (Exact name of registrant as specified in its charter) Nevada 333-134568 20-4711443 (State or Other Jurisdiction of Incorporation)

October 7, 2014 EX-99.01

Pegasi Energy Resources Corporation Announces The Spudding of The Huntington #4 in Marion County, Texas

Exhibit 99.01 For Immediate Release Investor Contact: Michael Neufeld (903) 595-4139 Pegasi Energy Resources Corporation Announces The Spudding of The Huntington #4 in Marion County, Texas Tyler, Texas, October 7, 2014/PrimeNewswire/ - Pegasi Energy Resources Corp. (OTCQB: PGSI) (“Pegasi” or the “Company”), an East Texas based oil and gas exploration and production company headquartered in Tyler,

August 12, 2014 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): August 12, 2014 PEGASI ENERGY RESOURCES CORPORATION (Exact name of registrant as specified in its charter) Nevada 333-134568 20-4711443 (State or Other Jurisdiction of Incorporation)

August 12, 2014 EX-99.01

Pegasi Energy Resources Corporation Announces Participation Agreement for Drilling Program in East Texas

Exhibit 99.01 For Immediate Release Investor Contact: Michael Neufeld (903) 595-4139 Pegasi Energy Resources Corporation Announces Participation Agreement for Drilling Program in East Texas Tyler, Texas, August 12, 2014/PrimeNewswire/ - Pegasi Energy Resources Corp. (OTCQB: PGSI) (“Pegasi” or the “Company”), an East Texas based oil and gas exploration and production company headquartered in Tyler,

March 24, 2014 10-K

Pegasi Energy Resources 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2013 Commission File Number 000-54842 PEGASI ENERGY RESOURCES CORPORATION (Exact name of registrant as specified in its charter) Nevada 20-4711443 (State or other jurisdiction of incorporation o

March 4, 2014 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): February 27, 2014 PEGASI ENERGY RESOURCES CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-54842 20-4711443 (State or Other Jurisdiction of Incorporation)

February 11, 2014 SC 13D

PGSI / Pegasi Energy Resources Corp. / Moorin Jay - SC 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. ) PEGASI ENERGY RESOURCES CORPORATION (Name of Issuer) Common Stock, par value $.001 per share (Title of Class of Securities) 70557V101 (CUSIP Number) Pasqua

February 3, 2014 EX-99.02

David Moss

Exhibit 99.02 David Moss 30872 Hunt Club Dr. San Juan Cap., CA 92675 January 30, 2014 Mike Neufeld Pegasi Energy Resources Corp. 218 N. Broadway Suite 204 Tyler, TX 75702 Dear Mike, With this letter, I hereby tender my resignation as a director of the Company with effect from the date of this letter. Sincerely, /s/ DAVID MOSS David Moss

February 3, 2014 EX-99.03

Pegasi Energy Resources Corporation Announces Changes to the Board of Directors

Exhibit 99.03 For Immediate Release Investor Contact: Michael Neufeld (903) 595-4139 Pegasi Energy Resources Corporation Announces Changes to the Board of Directors Tyler, Texas, February 3, 2014/PrimeNewswire/ - Pegasi Energy Resources Corp. (OTCQB: PGSI) (“Pegasi” or the “Company”), an East Texas based oil and gas exploration and production company headquartered in Tyler, Texas, today announced

February 3, 2014 EX-99.01

January 28, 2014

Exhibit 99.01 January 28, 2014 To Pegasi Energy Corp.: Attention: Mike Neufeld Dear Mike, Please accept this letter as my resignation from the Board of Directors of Pegasi Energy Corp. effective immediately. Sincerely, /s/ ALAN M. GELFAND Alan M. Gelfand

February 3, 2014 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): January 28, 2014 PEGASI ENERGY RESOURCES CORPORATION (Exact name of registrant as specified in its charter) Nevada 333-134568 20-4711443 (State or Other Jurisdiction of Incorporation)

December 30, 2013 EX-10.03

Form of Warrant issued to the Purchasers.

Exhibit 10.03 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIS

December 30, 2013 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): December 20, 2013 PEGASI ENERGY RESOURCES CORPORATION (Exact name of registrant as specified in its charter) Nevada 333-134568 20-4711443 (State or Other Jurisdiction of Incorporation

December 30, 2013 EX-10.01

Form of Subscription Agreement, by and between Pegasi Energy Resources Corporation and the Purchasers.

Exhibit 10.01 THIS SUBSCRIPTION AGREEMENT IS EXECUTED IN RELIANCE UPON (1) THE EXEMPTION PROVIDED BY SECTION 4(a)(2) AND REGULATION D, RULE 506 FOR TRANSACTIONS NOT INVOLVING A PUBLIC OFFERING UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR (2) THE EXEMPTION TO AN OFFERING OF SECURITIES IN AN OFFSHORE TRANSACTION TO PERSONS WHO ARE NOT U.S. PERSONS (AS DEFINED HEREIN) PURSU

December 30, 2013 EX-10.02

Form of Registration Rights Agreement, by and between Pegasi Energy Resources Corporation and the Purchasers.

Exhibit 10.02 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of , 201, among Pegasi Energy Resources Corporation, a Nevada corporation (the “Company”), and the several purchasers signatory hereto (each such purchaser, a “Purchaser” and collectively, the “Purchasers”). This Agreement is made pursuant to the Subscription Agreement, dat

May 17, 2013 EX-99.01

EX-99.01

EX-99.01 2 ex99-01.htm Exhibit 99.01

May 17, 2013 8-K

Regulation FD Disclosure -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): May 16, 2013 PEGASI ENERGY RESOURCES CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-54842 20-4711443 (State or Other Jurisdiction of Incorporation) (Com

November 14, 2012 NT 10-Q

- PEGASI ENERGY RESOURCES CORPORATION FORM NT 10-Q

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File Number: 000-54842 NOTIFICATION OF LATE FILING o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: September 30, 2012 o Transition Report on Form 10-K o Transition Report on Form 10-Q o Transition Report on Form 20-F o Transition Report on Form N-SAR o Transition

October 22, 2012 8-A12G

- PEGASI ENERGY RESOURCES CORPORATION FORM 8-A12G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Pegasi Energy Resources Corporation (Exact name of registrant as specified in its charter) Nevada 20-4711443 (State of incorporation or organization) (I.R.S. Employer Identification No.) 218 N. Bro

October 18, 2012 8-K

Regulation FD Disclosure - PEGASI ENERGY RESOURCES CORPORATION FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): October 18, 2012 (August 9, 2012) PEGASI ENERGY RESOURCES CORPORATION (Exact name of registrant as specified in its charter) Nevada 333-134568 20-4711443 (State or Other Jurisdiction

October 18, 2012 EX-99.01

[Company Letterhead] October 18, 2012

EX-99.01 3 ex991.htm EXHIBIT 99.01 Exhibit 99.01 [Company Letterhead] October 18, 2012 To Our Stockholders: Notice is hereby given that Pegasi Energy Resources Corporation (the “Company”) has taken the following actions pursuant to a written consent of a majority of stockholders dated August 1, 2012, in lieu of a special meeting of the stockholders: 1. Amended its Articles of Incorporation, as ame

October 18, 2012 EX-3.01

USE BLACK INK ONLY- DO NOT HIGHLIGHT ABOVE SPACE IS FOR OFFICE USE ONLY Certificate of Amendment to Articles of Incorporation For Nevada Profit Corporations (Pursuant to NRS 78.385 and 78.390 - After Issuance of Stock)

Exhibit 3.01 USE BLACK INK ONLY- DO NOT HIGHLIGHT ABOVE SPACE IS FOR OFFICE USE ONLY Certificate of Amendment to Articles of Incorporation For Nevada Profit Corporations (Pursuant to NRS 78.385 and 78.390 - After Issuance of Stock) 1. Name of corporation: Pegasi Energy Resources Corporation 2. The articles have been amended as follows: (provide article numbers, if available) Section 4.01 has been

October 11, 2012 8-K/A

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits - PEGASI ENERGY RESOURCES CORPORATION FORM 8-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K /A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): September 10, 2012 PEGASI ENERGY RESOURCES CORPORATION (Exact name of registrant as specified in its charter) Nevada 333-134568 20-4711443 (State or Other Jurisdi

October 9, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): October 5, 2012 PEGASI ENERGY RESOURCES CORPORATION (Exact name of registrant as specified in its charter) Nevada 333-134568 20-4711443 (State or Other Jurisdiction of Incorporation)

October 9, 2012 EX-10.01

EMPLOYMENT AGREEMENT

Exhibit 10.01 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (“Agreement”) is made and entered into as of the 5th day of October 2012 between Pegasi Energy Resources Corporation, a Nevada Corporation (“Company”), and Jonathan Waldron (“Employee”), and supersedes all other agreements, expressed or implied, between Company and Employee relating to the matter contemplated herein. Preliminary Statemen

September 12, 2012 EX-10.01

Form of Subscription Agreement, by and between Pegasi Energy Resources Corporation and the Purchasers.

Exhibit 10.01 THIS SUBSCRIPTION AGREEMENT IS EXECUTED IN RELIANCE UPON (1) THE EXEMPTION PROVIDED BY SECTION 4(2) AND REGULATION D, RULE 506 FOR TRANSACTIONS NOT INVOLVING A PUBLIC OFFERING UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR (2) THE EXEMPTION TO AN OFFERING OF SECURITIES IN AN OFFSHORE TRANSACTION TO PERSONS WHO ARE NOT U.S. PERSONS (AS DEFINED HEREIN) PURSUANT

September 12, 2012 EX-10.04

Form of Lock-Up Agreement.

Exhibit 10.04 FORM OF LOCK-UP AGREEMENT , 2012 SVS Securities 21 Wilson Street, London, EC2M 2SN United Kingdom Ladies and Gentlemen: The undersigned understands and hereby acknowledges that Pegasi Energy Resources Corporation, a Nevada corporation (the “Company”), has engaged SVS Securities (the “Agent”), as the Company’s placement agent in connection with the sale of units (the "Units"), each Un

September 12, 2012 EX-10.02

Form of Registration Rights Agreement, by and between Pegasi Energy Resources Corporation and the Purchasers.

Exhibit 10.02 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of , 2012, among Pegasi Energy Resources Corporation, a Nevada corporation (the “Company”), and the several purchasers signatory hereto (each such purchaser, a “Purchaser” and collectively, the “Purchasers”). This Agreement is made pursuant to the Subscription Agreement, da

September 12, 2012 EX-99.1

Pegasi Energy Resources Raises $4 Million in Private Placement

Exhibit 99.1 For Immediate Release Investor Contact: Michael Neufeld (903) 595-4139 Pegasi Energy Resources Raises $4 Million in Private Placement Tyler, Texas, September 12, 2012/PrimeNewswire/ - Pegasi Energy Resources Corp. (OTCBB: PGSI) (“Pegasi” or the “Company”), an East Texas based oil and gas exploration and production company headquartered in Tyler, Texas, today announced the closing on S

September 12, 2012 EX-10.03

Form of Warrant issued to the Purchasers.

EX-10.03 4 ex1003.htm EXHIBIT 10.03 Exhibit 10.03 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD E

September 12, 2012 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits - PEGASI ENERGY RESOURCES CORPORATION. FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): September 10, 2012 PEGASI ENERGY RESOURCES CORPORATION (Exact name of registrant as specified in its charter) Nevada 333-134568 20-4711443 (State or Other Jurisdiction of Incorporatio

July 10, 2012 EX-99.01

For Immediate Release Investor Contact: Michael Neufeld (903) 595-4139

Exhibit 99.01 For Immediate Release Investor Contact: Michael Neufeld (903) 595-4139 Pegasi announces initial production results of its first horizontal well Tyler, Texas, July 10, 2012/PrimeNewswire/ - Pegasi Energy Resources Corp. (OTCBB: PGSI) (the “Company”) is pleased to announce the initial production results of its first horizontal well in Cass County, Texas. The completion of the Morse Uni

July 10, 2012 8-K

- PEGASI ENERGY RESOURCES CORPORATION FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): July 10, 2012 PEGASI ENERGY RESOURCES CORPORATION (Exact name of registrant as specified in its charter) Nevada 333-134568 20-4711443 (State or Other Jurisdiction of Incorporation) (C

March 14, 2012 EX-10.01

PURCHASE AGREEMENT

Exhibit 10.01 PURCHASE AGREEMENT THIS PURCHASE AGREEMENT (“Agreement”) is made as of the day of , 2012, by and between Pegasi Energy Resources Corporation, a Nevada corporation (the “Company”), and MSFG Investments Inc., a Marshall Islands Corporation (the “Investor”). Recitals A. The Company and the Investor are executing and delivering this Agreement in reliance upon the exemption from securitie

March 14, 2012 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

8-K 1 form8k.htm PEGASI ENERGY RESOURCES CORPORATION FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): March 9, 2012 PEGASI ENERGY RESOURCES CORPORATION (Exact name of registrant as specified in its charter) Nevada 333-13456

February 2, 2012 EX-99.01

Pegasi mourns the loss of Richard Lindermanis

Exhibit 99.01 For Immediate Release Investor Contact: Michael Neufeld (903) 595-4139 Pegasi mourns the loss of Richard Lindermanis Tyler, Texas, February 1, 2012/PrimeNewswire/ - Pegasi Energy Resources Corp. (OTCBB: PGSI) ) (the “Company”) It is with great sadness and regret that the Company announces the death of Richard A. Lindermanis, its Senior Vice President, CFO and Director. Richard was a

February 2, 2012 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - PEGASI ENERGY RESOURCES CORPORATION FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): January 28, 2012 PEGASI ENERGY RESOURCES CORPORATION (Exact name of registrant as specified in its charter) Nevada 333-134568 20-4711443 (State or Other Jurisdiction of Incorporation)

November 17, 2011 LETTER

LETTER

November 17, 2011 Via Facsimile Richard Lindermanis Chief Financial Officer Pegasi Energy Resources Corporation 218 N.

October 14, 2011 CORRESP

-

Pegasi Energy Resources Corporation 218 N. Broadway, Suite 204 Tyler, Texas 75702 October 14, 2011 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549-7010 Attn: Karl Hiller, Branch Chief Division of Corporation Finance Jennifer O’Brien Re: Pegasi Energy Resources Corporation Form 10-K/A for Fiscal Year Ended December 31, 2010 Filed August 22, 2011 Form 10-Q for Fi

September 21, 2011 LETTER

LETTER

September 21, 2011 Via Facsimile Richard Lindermanis Chief Financial Officer Pegasi Energy Resources Corporation 218 N.

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