Grundlæggende statistik
| CIK | 868578 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Flaherty & Crumrine Preferred Income Fund Inc.
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
| March 9, 2026 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 fc-proxy SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to |
|
| May 7, 2025 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a |
|
| April 28, 2025 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 fc-proxy041625 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursu |
|
| April 16, 2025 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 fc-proxy041625 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursu |
|
| March 17, 2025 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a |
|
| March 6, 2025 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☐ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a |
|
| March 4, 2024 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-1 |
|
| March 2, 2023 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-1 |
|
| October 27, 2022 |
pfd-nq083122 1 Flaherty & Crumrine Preferred and Income Fund Incorporated PORTFOLIO OF INVESTMENTS August 31, 2022 (Unaudited) Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 77. |
|
| April 28, 2022 |
pfd-nq022822 1 Flaherty & Crumrine Preferred and Income Fund Incorporated PORTFOLIO OF INVESTMENTS February 28, 2022 (Unaudited) Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 76. |
|
| March 3, 2022 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 DEF 14A 1 pfd-def14a042022.htm DEFINITIVE PROXY STATEMENTS SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additi |
|
| October 28, 2021 |
pfd-nq083121 1 Flaherty & Crumrine Preferred and Income Fund Incorporated PORTFOLIO OF INVESTMENTS August 31, 2021 (Unaudited) Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 76. |
|
| April 30, 2021 |
Up to $75,000,000 of Common Shares Flaherty & Crumrine Preferred and Income Fund Incorporated PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(2) (To Prospectus dated April 19, 2021) Registration Statement No. |
|
| April 30, 2021 |
Flaherty & Crumrine Preferred and Income Fund Incorporated POS EX Exhibit 99.(h) Flaherty & Crumrine Preferred and Income Fund Incorporated Common Stock (par value $0.01 per share) ATM Sales Agreement April 30, 2021 Virtu Americas LLC One Liberty Plaza 165 Broadway New York, NY 10006 Ladies and Gentlemen: Flaherty & Crumrine Preferred and Income Fund Incorporated, a Maryland corporation (the ?Comp |
|
| April 30, 2021 |
Flaherty & Crumrine Preferred and Income Fund Incorporated POS EX Exhibit 99.(l)(2) 750 E; PRATT STREET SUITE 900 BALTIMORE, MD 21202 T 410.244.7400 F 410.244.7742 www.Venable.com April 30, 2021 Flaherty & Crumrine Preferred and Income Fund Incorporated 301 E. Colorado Boulevard, Suite 800 Pasadena, California 91101 Re: Registration Statement on Form N-2 (File Nos. 333-252800 and 811-06179) Ladies |
|
| April 30, 2021 |
As filed with the Securities and Exchange Commission on April 30, 2021 Securities Act Registration No. |
|
| April 27, 2021 |
pfd-nq022821 1 Flaherty & Crumrine Preferred and Income Fund Incorporated PORTFOLIO OF INVESTMENTS February 28, 2021 (Unaudited) Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 77. |
|
| March 31, 2021 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 March 31, 2021 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
|
| March 4, 2021 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ? Filed by Party other than the Registrant Check the appropriate box: ? Preliminary Proxy Statement ? Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Rule 14a-1 |
|
| October 28, 2020 |
pfd-nq083120 1 Flaherty & Crumrine Preferred and Income Fund Incorporated PORTFOLIO OF INVESTMENTS August 31, 2020 (Unaudited) Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 76. |
|
| May 26, 2020 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 VIA EDGAR May 26, 2020 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4720 Re: Flaherty & Crumrine Preferred and Income Fund Incorporated (PFD) (SEC File No. |
|
| April 29, 2020 |
pfd-nq022920 1 Flaherty & Crumrine Preferred and Income Fund Incorporated PORTFOLIO OF INVESTMENTS February 29, 2020 (Unaudited) Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 77. |
|
| March 5, 2020 |
PFD / Flaherty & Crumrine Preferred Income Fund, Inc. DEF 14A - - DEFINITIVE PROXY STATEMENT DEF 14A 1 pfd-def14a042220.htm DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additio |
|
| October 24, 2019 |
PFD / Flaherty & Crumrine Preferred Income Fund, Inc. NPORT-EX - - NPORT-EX 1 FlahertyCrumrinePrefInc.htm pfd-quarterlyreport083119 1 Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 78.5% Banking — 41.0% Flaherty & Crumrine Preferred and Income Fund Incorporated PORTFOLIO OF INVESTMENTS August 31, 2019 (Unaudited) Bank of America Corporation: $ 3,600,000 5.875% to 03/15/28 then 3ML + 2.931%, Series FF $ 3,917,160 *(1)(2) $ 400,000 6.30% to 03/ |
|
| May 2, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 2, 2019 FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (Exact name of Registrant as specified in its charter) Maryland 811-06179 95-4305694 (State or other jurisdiction of |
|
| April 29, 2019 |
Flaherty & Crumrine Preferred Income Fund Incorporated N-Q EX 99 CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. |
|
| April 29, 2019 |
N-Q 1 pfd-nq022819.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS pfd-nq022819 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06179 Flaherty & Crumrine Preferred Income Fund Incorporated (Exact name of registrant as specified in charter) 301 E. |
|
| March 12, 2019 |
PFD / Flaherty & Crumrine Preferred Income Fund, Inc. DEFINITIVE PROXY STATEMENT DEF 14A 1 pfd-def14a042319.htm DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additio |
|
| October 26, 2018 |
Flaherty & Crumrine Preferred Income Fund Incorporated N-Q EX 99 CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. |
|
| October 26, 2018 |
pfd-nq083118 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06179 Flaherty & Crumrine Preferred Income Fund Incorporated (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 Pasadena, CA 91101 (Address of pr |
|
| April 27, 2018 |
N-Q 1 pfd-nq022818.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS pfd-nq022818b UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06179 Flaherty & Crumrine Preferred Income Fund Incorporated (Exact name of registrant as specified in charter) 301 E |
|
| April 27, 2018 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Flaherty & Crumrine Preferred Income Fund Incorporated N-Q EX 99 CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. |
|
| March 6, 2018 |
PFD / Flaherty & Crumrine Preferred Income Fund, Inc. DEFINITIVE PROXY STATEMENT DEF 14A 1 fandcpfd3387616-def14a.htm DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] De |
|
| October 24, 2017 |
Flaherty & Crumrine Preferred Income Fund Incorporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| October 24, 2017 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d434674dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. Eric Chadwick, certify that: 1. I have reviewed this report on Form N-Q of Flaherty & Crumrine Preferred Income Fund Incorporated; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to sta |
|
| September 15, 2017 |
PFD / Flaherty & Crumrine Preferred Income Fund, Inc. ESP CORRESP 1 filename1.htm September 14, 2017 Kathy Churko Senior Staff Accountant U.S. Securities and Exchange Commission Division of Investment Management Office of Disclosure and Review 100 F Street, NE Washington, DC 20549 Re: Flaherty & Crumrine Preferred Income Fund Incorporated (PFD) (SEC File No. 811-06179) Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated (PFO) (SEC File No. |
|
| July 28, 2017 |
ITEM 77 C Flaherty & Crumrine Preferred Income Fund Incorporated Meeting of Shareholders On April 19, 2017, the Fund held its Annual Meeting of Shareholders for the purpose of electing Directors of the Fund. |
|
| April 28, 2017 |
Flaherty & Crumrine Preferred Income Fund Incorporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| April 28, 2017 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d348253dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. Eric Chadwick, certify that: 1. I have reviewed this report on Form N-Q of Flaherty & Crumrine Preferred Income Fund Incorporated; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to sta |
|
| March 10, 2017 |
Flaherty & Crumrine Preferred Income Fund DEFINITIVE PROXY STATEMENT DEF 14A 1 fandcpfd3217186-def14a.htm DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] De |
|
| January 20, 2017 |
FLAHERTY & CRUMRINE PREFERRED INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| October 27, 2016 |
N-Q 1 d244538dnq.htm FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06179 Flaherty & Crumrine Preferred Income Fund Incorporated (Exact name of registrant as specified in charter) 301 E. |
|
| October 27, 2016 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. |
|
| July 28, 2016 |
ITEM 77 C Flaherty & Crumrine Preferred Income Fund Incorporated Meeting of Shareholders On April 20, 2016, the Fund held its Annual Meeting of Shareholders for the purpose of electing Directors of the Fund. |
|
| April 28, 2016 |
302 Certifications Certifications I, R. Eric Chadwick, certify that: 1. I have reviewed this report on Form N-Q of Flaherty & Crumrine Preferred Income Fund Incorporated; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
|
| April 28, 2016 |
N-Q 1 d112809dnq.htm FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06179 Flaherty & Crumrine Preferred Income Fund Incorporated (Exact name of registrant as specified in charter) 301 E. |
|
| March 7, 2016 |
Flaherty & Crumrine Preferred Income Fund DEFINITIVE PROXY STATEMENT DEF 14A 1 fandcpifidef14a.htm DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitiv |
|
| November 13, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 13, 2015 FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (Exact name of Registrant as specified in its charter) Maryland 811-06179 95-4305694 (State or other jurisdict |
|
| October 29, 2015 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. |
|
| October 29, 2015 |
Flaherty & Crumrine Preferred Income Fund Incorporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| July 29, 2015 |
EXHIBIT 77C FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (the "Fund") Meeting of Shareholders On April 21, 2015, the Fund held its Annual Meeting of Shareholders for the purpose of electing Directors of the Fund. |
|
| June 4, 2015 |
8-K 1 fandcpfd8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 4, 2015 FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (Exact name of Registrant as specified in its charter) Maryland 811-06179 95-43 |
|
| April 28, 2015 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. |
|
| April 28, 2015 |
N-Q 1 d875283dnq.htm FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06179 Flaherty & Crumrine Preferred Income Fund Incorporated (Exact name of registrant as specified in charter) 301 E. |
|
| April 23, 2015 |
PFD AND PFO ANNOUNCE RESULTS OF ANNUAL ELECTION OF OFFICERS PFD AND PFO ANNOUNCE RESULTS OF ANNUAL ELECTION OF OFFICERS PASADENA, CALIFORNIA ? April 21, 2015 The Boards of Directors of Flaherty & Crumrine Preferred Income Fund Incorporated (NYSE: PFD) and Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated (NYSE: PFO) today elected the following new officers of the funds. |
|
| April 23, 2015 |
Flaherty & Crumrine Preferred Income Fund CURRENT REPORT (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 21, 2015 FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (Exact name of Registrant as specified in its charter) Maryland 811-06179 95-4305694 (State or other jurisdiction |
|
| March 9, 2015 |
Flaherty & Crumrine Preferred Income Fund DEFINITIVE PROXY STATEMENT DEF 14A 1 fandcpifidef14a.htm DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitiv |
|
| October 29, 2014 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F. |
|
| October 29, 2014 |
Flaherty & Crimurine Preferred Income Fund Incorporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| July 29, 2014 |
EXHIBIT 77C FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (the "Fund") Meeting of Shareholders On April 17, 2014, the Fund held its Annual Meeting of Shareholders (the "Annual Meeting") for the purpose of electing Directors of the Fund ("Proposal 1"). |
|
| May 23, 2014 |
Flaherty & Crumrine Preferred Income Fund Incorporated May 23, 2014 Christina DiAngelo Senior Staff Accountant U. |
|
| April 28, 2014 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F. |
|
| April 28, 2014 |
Quarterly Schedule of Portfolio Holdings - FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED Flaherty & Crumrine Preferred Income Fund Incorporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| March 21, 2014 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 March 21, 2014 VIA EDGAR Ms. |
|
| March 21, 2014 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
|
| March 21, 2014 |
1875 K Street, N.W. Washington, DC 20006-1238 Tel: 202 303 1000 Fax: 202 303 2000 VIA EDGAR March 21, 2014 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4720 Re: Flaherty & Crumrine Preferred Income Fund Incorporated (“PFD”) Investment Company Act File Number 811-06179 Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated (“PFO”) Investment Company Act File |
|
| March 6, 2014 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 VIA EDGAR March 5, 2014 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4720 Re: Flaherty & Crumrine Preferred Income Fund Incorporated (“PFD”) Investment Company Act File Number 811-06179 Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated (“PFO”) Investment Company Act File Numb |
|
| March 6, 2014 |
PRE 14A 1 fcpifipre14a.htm PRELIMINARY PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [ ] Definitive Proxy Statement [ ] Definitive |
|
| October 28, 2013 |
Quarterly Schedule of Portfolio Holdings - FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED Flaherty & Crumrine Preferred Income Fund Incorporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| October 28, 2013 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F. |
|
| July 26, 2013 |
EXHIBIT 77C FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (the "Fund") Meeting of Shareholders On April 18, 2013, the Fund held its Annual Meeting of Shareholders (the "Annual Meeting") for the following purpose: election of Directors of the Fund ("Proposal 1"). |
|
| July 26, 2013 |
PAGE 1 000 A000000 05/31/2013 000 C000000 868578 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6. |
|
| April 29, 2013 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F. |
|
| April 29, 2013 |
Quarterly Schedule of Portfolio Holdings - FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPROATED Flaherty & Crumrine Preferred Income Fund Incorproated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| March 7, 2013 |
DEF 14A 1 fandcpifidef14a.htm DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitiv |
|
| October 30, 2012 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d394706dex99cert.htm SECTION 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F. Crumrine, certify that: 1. I have reviewed this report on Form N-Q of Flaherty & Crumrine Preferred Income Fund Incorporated; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or o |
|
| October 30, 2012 |
Quarterly Schedule of Portfolio Holdings - FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED N-Q 1 d394706dnq.htm FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06179 Flaherty & Crumrine Preferred Income Fund Incorporated (Exact name of registrant as specified in charter) 301 E. |
|
| July 25, 2012 |
EXHIBIT 77C FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (the "Fund") Meeting of Shareholders On April 19, 2012, the Fund held its Annual Meeting of Shareholders (the "Annual Meeting") for the following purposes: (i) election of Directors of the Fund ("Proposal 1") and (ii) to approve a change to the Fund's fundamental investment policy regarding concentration of investments ("Proposal 2"). |
|
| April 27, 2012 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d308909dex99cert.htm SECTION 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F. Crumrine, certify that: 1. I have reviewed this report on Form N-Q of Flaherty & Crumrine Preferred Income Fund Incorporated; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or o |
|
| April 27, 2012 |
Quarterly Schedule of Portfolio Holdings - FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED Flaherty & Crumrine Preferred Income Fund Incorporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| March 8, 2012 |
- DEFINITIVE REVISED PROXY SOLICITING MATERIALS DEFR14A 1 fcpidefr14a.htm DEFINITIVE REVISED PROXY SOLICITING MATERIALS SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statemen |
|
| March 6, 2012 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
|
| March 6, 2012 |
CORRESP 1 filename1.htm 1875 K Street, N.W. Washington, DC 20006-1238 Tel: 202 303 1000 Fax: 202 303 2000 March 6, 2012 VIA EDGAR Ms. Karen Rosotto U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4644 Re: Comments to Preliminary Proxy Materials for Flaherty & Crumrine Preferred Income Fund Incorporated, Flaherty & Crumrine Preferred Income Opportunity Fund Incorporate |
|
| February 16, 2012 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [ ] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
|
| October 28, 2011 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 w84069exv99wcert.htm EX-99.CERT Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F. Crumrine, certify that: 1. I have reviewed this report on Form N-Q of Flaherty & Crumrine Preferred Income Fund Incorporated; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or o |
|
| October 28, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06179 Flaherty & Crumrine Preferred Income Fund Incorporated (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 Pasadena, CA 91101 (Address of principal execu |
|
| July 27, 2011 |
FLAHERTY & CRUMRINE PREFERRED INCOME FUND EXHIBIT TO ITEM 77D INVESTMENT POLICY MODIFICATION On February 3, 2011, the Fund announced the following changes to its investment policies. |
|
| July 27, 2011 |
EXHIBIT 77C FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (the "Fund") Meeting of Shareholders On April 15, 2011, the Fund held its Annual Meeting of Shareholders (the "Annual Meeting") for the following purpose: election of Directors of the Fund. |
|
| July 27, 2011 |
FLAHERTY & CRUMRINE FUNDS Flaherty & Crumrine Preferred Income Fund EXHIBIT TO ITEM 77Q1 Policies with respect to security investments The Investment Policy Modification is incorporated by reference in Flaherty & Crumrine Preferred Income Fund Form Type 8-K, dated February 3, 2011 (Accession No. 0000950123-11-008740). |
|
| May 3, 2011 |
(GRAPHIC) May 3, 2011 Christina DiAngelo Senior Staff Accountant U.S. Securities and Exchange Commission Division of Investment Management Office of Disclosure and Review 100 F Street, NE Washington, DC 20549 Re: Flaherty & Crumrine Preferred Income Fund Incorporated (PFD) (SEC File No. 811-06179) Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated (PFO) (SEC File No. 811-06495) Fla |
|
| April 26, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06179 Flaherty & Crumrine Preferred Income Fund Incorporated (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 Pasadena, CA 91101 (Address of principal execu |
|
| April 26, 2011 |
EXHIBIT 99.CERT CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Donald F. Crumrine, certify that: 1. I have reviewed this report on Form N-Q of Flaherty & Crumrine Preferred Income Fund Incorporated; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to mak |
|
| February 24, 2011 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ? Filed by Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ? Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to Rule 14a-1 |
|
| February 3, 2011 |
8-K 1 g07726e8vk.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 3, 2011 FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (Exact name of Registrant as specified in its charter) Maryland 811-06179 95-4305 |
|
| October 27, 2010 |
EXHIBIT 99.CERT CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Donald F. Crumrine, certify that: 1. I have reviewed this report on Form N-Q of Flaherty & Crumrine Preferred Income Fund Incorporated; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to mak |
|
| October 27, 2010 |
N-Q 1 g06722nvq.txt FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06179 Flaherty & Crumrine Preferred Income Fund Incorporated (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 Pasadena, CA 9110 |
|
| July 28, 2010 |
EXHIBIT 77C FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (the "Fund") Meeting of Shareholders On May 18, 2010, the Fund held its Reconvened Annual Meeting of Shareholders (the "Annual Meeting") for the following purpose: election of Directors of the Fund ("Proposal 1"). |
|
| April 29, 2010 |
SCHEDULE 14A Proxy Statement PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14A Proxy Statement PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ? Filed by a Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only as permitted by Rule 14a-6(e)(2) o Definitive Proxy Statement ? Definitive Additional Materials o Soliciting Material Pursuant to Rule 14a-11c or Rule 14a-12 Flaherty & Crumrine Preferred Income Fund Incorporated (Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement) Payment of Filing Fee (Check the appropriate box): ? No fee required. |
|
| April 28, 2010 |
FLAHERTY AND CRUMRINE PREFERRED INCOME FUND N-Q 1 nq.txt FLAHERTY AND CRUMRINE PREFERRED INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06179 Flaherty & Crumrine Preferred Income Fund Incorporated (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, |
|
| April 28, 2010 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Donald F. |
|
| February 25, 2010 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ? Filed by Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ? Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to Rule 14a-1 |
|
| February 5, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Flaherty & Crumrine Preferred Income Fund Incorporated (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 338480205 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
|
| October 28, 2009 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Donald F. |
|
| October 28, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06179 Flaherty & Crumrine Preferred Income Fund Incorporated (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 Pasadena, CA 91101 (Address of principal execu |
|
| July 29, 2009 |
EXHIBIT 77C FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (the "Fund") On April 21, 2009, the Fund held its Annual Meeting of Shareholders (the "Annual Meeting") for the following purpose: election of Directors of the Fund ("Proposal 1"). |
|
| April 28, 2009 |
WRAPPER WITH THE QUARTERLY INSERTED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06179 Flaherty & Crumrine Preferred Income Fund Incorporated (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 Pasadena, CA 91101 (Address of principal execu |
|
| April 28, 2009 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Donald F. |
|
| February 24, 2009 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
|
| February 24, 2009 |
[Willkie Farr & Gallagher LLP letterhead] VIA EDGAR February 24, 2009 Securities and Exchange Commission 450 Fifth Street, N. |
|
| February 11, 2009 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [ ] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
|
| February 10, 2009 |
[Willkie Farr & Gallagher letterhead] VIA EDGAR - February 10, 2009 Securities and Exchange Commission 450 Fifth Street, N. |
|
| February 10, 2009 |
SC 13G 1 c80482sc13g.htm SC 13G OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response...10.4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Flaherty & Crumrine Preferred Income Fund Incorporated (Name of Issuer) Auction Preferred Stock (Title of Clas |
|
| October 31, 2008 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 RULE 23C-2 NOTICE OF INTENTION TO REDEEM SECURITIES OF FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED 301 E. |
|
| October 28, 2008 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Donald F. |
|
| October 28, 2008 |
PREFERRED INCOME FUND QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06179 - FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED - - (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 PASADENA, CA 91101 - - (Address of princ |
|
| October 24, 2008 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 RULE 23C-2 NOTICE OF INTENTION TO REDEEM SECURITIES OF FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED 301 E. |
|
| July 29, 2008 |
EXHIBIT 77Q1(a)(2) FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (the "Fund") AMENDMENT TO AMENDED AND RESTATED BYLAWS OF FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED Articles 6. |
|
| July 29, 2008 |
Amended and Restated Investment Advisory Agreement EXHIBIT 77Q1(e) FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (the "Fund") AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT January 24, 1991 As amended and restated May 22, 2008 Flaherty & Crumrine Incorporated 301 E. |
|
| July 29, 2008 |
EXHIBIT 77Q1(a)(1) FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (the "Fund") ARTICLES OF AMENDMENT OF FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED Flaherty & Crumrine Preferred Income Fund Incorporated, a Maryland corporation (hereinafter, the "Corporation"), hereby certifies to the Maryland State Department of Assessments and Taxation ("SDAT") that: FIRST: The Articles Supplem |
|
| July 29, 2008 |
EXHIBIT 77C FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (the "Fund") On April 18, 2008, the Fund held its Annual Meeting of Shareholders (the "Annual Meeting") for the following purpose: election of Directors of the Fund ("Proposal 1"). |
|
| April 25, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06179 - Flaherty & Crumrine Preferred Income Fund Incorporated - - (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 Pasadena, CA 91101 - - (Address of princ |
|
| April 25, 2008 |
CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Donald F. |
|
| April 18, 2008 |
- FC PFD PREFERRED INCOME DEF14A 0408 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
|
| April 18, 2008 |
[WILLKIE FARR & GALLAGHER LLP LETTERHEAD] VIA EDGAR - April 18, 2008 Securities and Exchange Commission 100 F Street, N. |
|
| March 21, 2008 |
[WILLKIE FARR & GALLAGHER LLP LETTERHEAD] VIA EDGAR March 21, 2008 Securities and Exchange Commission 100 F Street, N. |
|
| March 21, 2008 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [ ] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
|
| February 19, 2008 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
|
| February 14, 2008 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) and (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )1 Flaherty & Crumrine PFD Income (Name of Issuer) Common Shares (Title of Class of Securities) 33848E106 (CUSIP Nu |
|
| October 23, 2007 |
CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Donald F. |
|
| October 23, 2007 |
FLAHERTY & CRUMRINE PREF INC FUND 8-07 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06179 Flaherty & Crumrine Preferred Income Fund Incorporated - (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 Pasadena, CA 91101 - (Address of principal e |
|
| July 27, 2007 |
EXHIBIT 77C FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (the "Fund") On April 20, 2007, the Fund held its Annual Meeting of Shareholders (the "Meeting") for the following purpose: election of Directors of the Fund ("Proposal 1"). |
|
| April 24, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06179 - FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED - - (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 PASADENA, CA 91101 - - (Address of princ |
|
| April 24, 2007 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Donald F. |
|
| February 16, 2007 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
|
| October 20, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06179 FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED - (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 PASADENA, CA 91101 - (Address of principal e |
|
| October 20, 2006 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Donald F. |
|
| July 25, 2006 |
EXHIBIT 77Q1(a)(2) FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (the Fund) AMENDED AND RESTATED BYLAWS OF FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED BYLAW-ONE: NAME OF COMPANY, LOCATION OF OFFICES AND SEAL. |
|
| July 25, 2006 |
EXHIBIT 77C FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (the Fund) On April 21, 2006, the Fund held its Annual Meeting of Shareholders (the Meeting) for the following purposes: election of Directors of the Fund (Proposal 1) and approval of an amendment to the Funds Articles Supplementary Creating and Fixing the Rights of the Money Market Cumulative Preferred Stock (Articles Supplementary) relating to the removal of the requirement that potential buyers of the Funds Money Market Cumulative Preferred Stock execute a Master Purchasers Letter (Proposal 2). |
|
| July 25, 2006 |
EXHIBIT 77Q1(a)(1) FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (the Fund) ARTICLES OF AMENDMENT OF FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED Flaherty & Crumrine Preferred Income Fund Incorporated, a Maryland corporation (hereinafter the Corporation), hereby certifies to the State Department of Assessments and Taxation that: FIRST: Part I of the Articles Supplementary Creati |
|
| April 21, 2006 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Donald F. |
|
| April 21, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06179 - FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED - - (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 PASADENA, CA 91101 - - (Address of princ |
|
| February 21, 2006 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
|
| February 7, 2006 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [ ] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
|
| October 24, 2005 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Donald F. |
|
| October 24, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06179 - FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED - (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 PASADENA, CA 91101 - (Address of principal |
|
| July 22, 2005 |
EXHIBIT 77Q1(b) FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (the "Fund") Investment Policy Modifications Summary of Risks and Benefits At their January 21, 2005 meeting (the "Meeting"), the Fund's Board of Directors (the "Board") approved the use of interest rate swaps, swap futures and Eurodollar futures contracts for interest rate hedging purposes. |
|
| July 22, 2005 |
EXHIBIT 77Q1(a)(3) FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (the "Fund") AMENDED AND RESTATED BYLAWS OF FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED BYLAW-ONE: NAME OF COMPANY, LOCATION OF OFFICES AND SEAL. |
|
| July 22, 2005 |
Articles Supplementary dated May 25, 2005 EXHIBIT 77Q1(a)(2) FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (the "Fund") FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED ARTICLES SUPPLEMENTARY Flaherty & Crumrine Preferred Income Fund Incorporated, a Maryland corporation having its principal office in Baltimore City, Maryland (hereinafter called the "Corporation"), hereby certifies to the Maryland State Department of Assessm |
|
| July 22, 2005 |
EXHIBIT 77C FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (the "Fund") On April 21, 2005, the Fund held its Annual Meeting of Shareholders to: (i) elect two Directors of the Fund ("Proposal 1"), (ii) approve an amendment to the Fund's Articles Supplementary Creating and Fixing the Rights of the Money Market Cumulative Preferred(tm) Stock ("Articles Supplementary") relating to the term of office of certain Directors ("Proposal 2"), and (iii) approve an amendment to the Articles Supplementary adding a Force Majeure Provision to regulate the auction process following an extraordinary event ("Proposal 3"). |
|
| July 22, 2005 |
EXHIBIT 77Q1(a)(1) FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (the "Fund") ARTICLES OF AMENDMENT OF FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED Flaherty & Crumrine Preferred Income Fund Incorporated, a Maryland corporation (hereinafter the "Corporation"), hereby certifies to the State Department of Assessments and Taxation that: FIRST: Part I of the Articles Supplementary Cr |
|
| April 19, 2005 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Donald F. |
|
| April 19, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06179 - FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED - - (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 PASADENA, CA 91101 - - (Address of princ |
|
| February 17, 2005 |
DEF 14A 1 combined.txt PFD DEF14A 02/17/05 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional M |
|
| February 7, 2005 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [ ] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
|
| October 21, 2004 |
N-Q 1 pfdnq.txt PREFERRED INCOME QUARTERLY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06179 - FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED - (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 |
|
| October 21, 2004 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Donald F. |
|
| July 30, 2004 |
FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED EXHIBIT 77Q1b FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (the "Fund") Change in the Percentage of Foreign Securities The Fund may invest up to 30% of its total assets in the securities, other than money market securities, of companies organized or having their principal place of business outside the United States. |
|
| July 30, 2004 |
FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED EXHIBIT 77(i) EXHIBIT 77C FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (the "Fund") On April 23, 2004, the Fund held its Annual Meeting of Shareholders to elect two Directors of the Fund ("Proposal 1"). |
|
| July 30, 2004 |
Articles of Amendment dated November 15, 200 EXHIBIT 77(i) EXHIBIT 77Q1a FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (the "Fund") At the July 18, 2003 Meeting of the Board of Directors of the Fund, the Board approved changing the Fund's name from "Preferred Income Fund Incorporated" to "Flaherty & Crumrine Preferred Income Fund Incorporated". |
|
| February 6, 2004 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
|
| January 29, 2004 |
FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED EXHIBIT 77(i) EXHIBIT 77(Q1) FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (the "Fund") At the October 17, 2003 Meeting of the Board of Directors of the Fund, the Board approved proposed amendments to the Fund's Articles Supplementary Creating and Fixing the Rights of Money Market Cumulative Preferred™ Stock ("Articles Supplementary"). |
|
| January 29, 2004 |
The Board of Directors and Shareholders The Board of Directors and Shareholders Flaherty & Crumrine Preferred Income Fund Incorporated In planning and performing our audit of the financial statements of Flaherty & Crumrine Preferred Income Fund Incorporated for the year ended November 30, 2003, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. |
|
| November 5, 2003 |
PREFERRED INCOME FUND, INC. - EFF. 10/27/03 SC 13G 1 pif-pfd13g7.txt PREFERRED INCOME FUND, INC. - EFF. 10/27/03 United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7) Preferred Income Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 74037G-10-6 (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this |
|
| October 27, 2003 |
PREFERRED INCOME FUND INCORPORATED Dear Shareholder: The Preferred Income Fund turned in a banner quarter despite an extremely difficult market for fixed income securities. |
|
| October 22, 2003 |
PREFERRED INCOME FUND, INC. - EFF. 10/14/03 SC 13G 1 pif-pfd13g6tag.txt PREFERRED INCOME FUND, INC. - EFF. 10/14/03 United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6) Preferred Income Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 74037G-10-6 (CUSIP Number) Check the appropriate box to designate the rule pursuant to which t |
|
| September 2, 2003 |
PREFERRED INCOME FUND, INC. - EFF. 8/22/03 United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5) Preferred Income Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 74037G-10-6 (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ X ] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13 |
|
| July 28, 2003 |
Meeting of Shareholders Meeting of Shareholders On April 25, 2003, the Fund held its Annual Meeting of Shareholders (the "Meeting") to elect three Directors of the Fund ("Proposal 1"). |
|
| July 17, 2003 |
PREFERRED INCOME FUND, INC. - EFF. 7/7/03 United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Preferred Income Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 74037G-10-6 (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ X ] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13 |
|
| July 11, 2003 |
PREFERRED INCOME FUND, INC. EFFECTIVE 6/27/03 United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8) Preferred Income Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 74037G-10-6 (CUSIP Number) The Commerce Group, Inc. 211 Main Street Webster, MA 01570 (508) 943-9000 (Name, Address and Telephone Number of Person Authorized to Recei |
|
| July 1, 2003 |
United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7) Preferred Income Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 74037G-10-6 (CUSIP Number) The Commerce Group, Inc. 211 Main Street Webster, MA 01570 (508) 943-9000 (Name, Address and Telephone Number of Person Authorized to Recei |
|
| June 18, 2003 |
PREFERRED INCOME FUND, INC. (PFD) - EFF. 6/4/03 SC 13D 1 pif-pfd13d6tag.txt PREFERRED INCOME FUND, INC. (PFD) - EFF. 6/4/03 United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6) Preferred Income Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 74037G-10-6 (CUSIP Number) The Commerce Group, Inc. 211 Main Street Webster, MA 01570 (508 |
|
| June 18, 2003 |
PREFERRED INCOME FUND, INC. (PFD) - EFF. 6/4/03 SC 13D 1 pif-pfd13d6tag.txt PREFERRED INCOME FUND, INC. (PFD) - EFF. 6/4/03 United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6) Preferred Income Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 74037G-10-6 (CUSIP Number) The Commerce Group, Inc. 211 Main Street Webster, MA 01570 (508 |
|
| June 6, 2003 |
PREFERRED INCOME FUND, INC. - 5/27/03 SC 13D 1 pif-pfd13d5tag.txt PREFERRED INCOME FUND, INC. - 5/27/03 United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) Preferred Income Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 74037G-10-6 (CUSIP Number) The Commerce Group, Inc. 211 Main Street Webster, MA 01570 (508) 943-9000 |
|
| May 28, 2003 |
PREFERRED INCOME FUND, INC. - MAY 14, 2003 SC 13D 1 pif-pfd13d4tag.txt PREFERRED INCOME FUND, INC. - MAY 14, 2003 United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) Preferred Income Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 74037G-10-6 (CUSIP Number) The Commerce Group, Inc. 211 Main Street Webster, MA 01570 (508) 943 |
|
| May 8, 2003 |
PREFERRED INCOME FUND, INC. (5/5/2003) SC 13D 1 pif-pfd13d3tag.txt PREFERRED INCOME FUND, INC. (5/5/2003) United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) Preferred Income Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 74037G-10-6 (CUSIP Number) The Commerce Group, Inc. 211 Main Street Webster, MA 01570 (508) 943-900 |
|
| February 26, 2003 |
PREFERRED INCOME FUND INC.- 2/13/03 United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) Preferred Income Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 74037G-10-6 (CUSIP Number) The Commerce Group, Inc. 211 Main Street Webster, MA 01570 (508) 943-9000 (Name, Address and Telephone Number of Person Authorized to Recei |
|
| February 21, 2003 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
|
| January 24, 2003 |
[the wording of (a)(i) and (a)(ii) may be changed to reflect the Fund's Form N-SAR Certification [the wording of (a)(i) and (a)(ii) may be changed to reflect the Fund's findings; however, the wording in (a)(iii) cannot be changed] Exhibit to 77Q3 (a)(i) The Principal Executive and Financial Officers concluded that the Registrant's Disclosure Controls and Procedures are effective based on their evaluation of the Disclosure Controls and Procedures as of a date within 90 days of the filing date of this report. |
|
| January 24, 2003 |
[the wording of (a)(i) and (a)(ii) may be changed to reflect the Fund's Form N-SAR Certification [the wording of (a)(i) and (a)(ii) may be changed to reflect the Fund's findings; however, the wording in (a)(iii) cannot be changed] Exhibit to 77Q3 (a)(i) The Principal Executive and Financial Officers concluded that the Registrant's Disclosure Controls and Procedures are effective based on their evaluation of the Disclosure Controls and Procedures as of a date within 90 days of the filing date of this report. |
|
| January 24, 2003 |
TERMS OF NEW OR AMENDED SECURITIES PREFERRED INCOME FUND INCORPORATED EXHIBIT 77(i) EXHIBIT 77(i) TERMS OF NEW OR AMENDED SECURITIES PREFERRED INCOME FUND INCORPORATED On June 4, 2002 Preferred Income Fund Incorporated (the "Fund") completed its offering of 225 newly issued shares of Money Market Cumulative Preferred Stock ("MMP â ") which increased the number of its shares of MMP â outstanding to 800. |
|
| January 24, 2003 |
The Board of Directors and Shareholders The Board of Trustees and Shareholders The Board of Directors and Shareholders Preferred Income Fund Incorporated In planning and performing our audit of the financial statements of Preferred Income Fund Incorporated, for the year ended November 30, 2002, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. |
|
| August 13, 2002 |
PREFERRED INCOME FUND, INC. (EFF.DATE 8/5/02) United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Preferred Income Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 74037G-10-6 (CUSIP Number) The Commerce Group, Inc. 211 Main Street Webster, MA 01570 (508) 943-9000 (Name, Address and Telephone Number of Person Authorized to Recei |
|
| July 23, 2002 |
Preferred Income Fund Incorporated (the "Fund") EX-99.77Q1 OTHR EXHB 5 pfdmm.htm Preferred Income Fund Incorporated (the "Fund") Exhibit 77Q1a The Funds Articles Supplementary Creating and Fixing the Rights of Money Market Cumulative Preferred Stock, dated May 31, 2002, are incorporated be reference as Exhibit #6 to the Funds N-2/A filing done with the Securities and Exchange Commission, via EDGAR, on May 31, 2002 (Accession No. 0000935069-02-0 |
|
| July 23, 2002 |
Preferred Income Fund Incorporated (the "Fund") EX-99.77D POLICIES 4 pfdrate.htm Preferred Income Fund Incorporated (the "Fund") Exhibit 77D The Fund may invest up to 25% of its assets in holdings of securities rated below investment grade. These securities must be rated at least either "Ba3" by Moodys Investors Service, Inc. or "BB-" by Standard & Poors or judged to be comparable in quality, in either case at the time of purchase; however, the |
|
| July 23, 2002 |
Preferred Income Fund Incorporated (the "Fund") EX-99.77C VOTES 3 pfdvote.htm Preferred Income Fund Incorporated (the "Fund") Exhibit 77C On April 19, 2002, the Fund held its Annual Meeting of Shareholders (the "Meeting") to (1) elect two Directors of the Fund ("Proposal 1") and (2) ratify the selection of KPMG LLP as independent accountants for the Fund for the fiscal year ending November 30, 2002 ("Proposal 2"). The results of each proposal a |
|
| June 4, 2002 |
Filed pursuant to rule 497(h); Securities Act No. 333-86680 PROSPECTUS 225 SHARES PREFERRED INCOME FUND INCORPORATED MONEY MARKET CUMULATIVE PREFERREDTM STOCK Liquidation Preference $100,000 Per Share - Preferred Income Fund Incorporated (the "Fund")is offering 225 shares of Money Market Cumulative Preferred Stock ("MMP(R)"), which will increase the number of shares of its MMP outstanding to 800. |
|
| February 8, 2002 |
PREF. INC. FUND & PREF. INC. OPPOR. SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
|
| January 29, 2002 |
The Board of Directors and Shareholders The Board of Directors and Shareholders Preferred Income Fund Incorporated In planning and performing our audit of the financial statements of Preferred Income Fund Incorporated for the year ended November 30, 2001, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. |
|
| January 29, 2002 |
February xx, 1999 January 8, 2002 Ms. Christine Lennon, Partner PricewaterhouseCoopers LLP 160 Federal Street Boston, Massachusetts 02110 Dear Ms. Lennon: On October 17, 2001, PricewaterhouseCoopers LLP resigned as the independent accountants of Preferred Income Fund Incorporated (Commission File Number 811-06179). In accordance with the requirements of item 304 of Regulation S-K, please provide u |
|
| January 29, 2002 |
Preferred Income Fund Incorporated November 8, 1999 January 14, 2002 Securities and Exchange Commission 40 Fifth Street, N. |
|
| January 29, 2002 |
Change in Independent Auditors EX-99.77K CHNG ACCNT 4 changepfd.htm Change in Independent Auditors Based on the recommendation of the Audit Committee of the Fund, the Board of Directors voted to appoint KPMG LLP as the Fund's independent auditors for the Fund's fiscal year ended November 30, 2001. On October 17, 2001, PricewaterhouseCoopers LLP ("PwC") resigned as the independent auditors of the Fund. The reports of PwC on the |
|
| July 31, 2001 |
SUB-ITEM 77C: Submission of Matters to a Vote of Security Holders EX-99.77C VOTES 3 vote.htm SUB-ITEM 77C: Submission of Matters to a Vote of Security Holders Preferred Income Fund Incorporated Meeting of Shareholders On April 27, 2001, the Fund held its Annual Meeting of Shareholders (the "Meeting") to (1) elect two Directors of the Fund ("Proposal 1") and (2) ratify the selection of PricewaterhouseCoopers LLP as independent accountants for the Fund for the fis |
|
| February 16, 2001 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
| February 8, 2001 |
Report of Independent Accountants To the Shareholders and Report of Independent Accountants To the Board of Directors and Shareholders of Preferred Income Fund Incorporated In planning and performing our audit of the financial statements of the Preferred Income Fund Incorporated (the "Fund") for the year ended November 30, 2000, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. |
|
| December 1, 2000 |
SC 13D 1 pif-pfd13db.txt PREFERRED INCOME FUND, INC. United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Preferred Income Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 74037G-10-6 (CUSIP Number) The Commerce Group, Inc. 211 Main Street Webster, MA 01570 (508) 943-9000 (Name, Address and Telephone N |
|
| July 17, 2000 |
Preferred Income Fund Incorporated Meeting of Shareholders On April 21, 2000, the Fund held its Annual Meeting of Shareholders (the "Meeting") to (1) elect two Directors of the Fund ("Proposal 1") and (2) ratify the selection of PricewaterhouseCoopers LLP as independent accountants for the Fund for the fiscal year ending November 30, 2000 ("Proposal 2"). |
|
| July 17, 2000 |
6 000 Preferred Income Fund 6-MOS NOV-30-2000 DEC-01-1999 MAY-31-2000 196,992,322 183,538,368 1,890,615 296 94,086 185,523,365 1,650,920 0 384,176 2,035,096 57,500,000 141,848,237 9,838,571 9,838,571 391,171 0 0 2,797,185 (13,453,954) 183,488,269 5,007,063 2,259,192 0 (922,768) 6,343,487 (1,485,531) (10,209,150) (5,351,194) 0 (6,756,930) (4,266,902) 0 0 0 0 (16,375,026) 804,614 2,955,248 0 0 538,111 0 922,768 190,397,783 14. |
|
| July 17, 2000 |
PAGE 1 000 A000000 05/31/2000 000 C000000 868578 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6. |
