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| CIK | 1571636 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to NanoFlex Power Corporation
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
| March 21, 2022 |
SC TO-T/A 1 nanoflexfinalamendment.htm FINAL AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 Nanoflex Power Corporation - (Name of Subject Company (Issuer)) Alternative Liquidity Index LP - (Names of Filing Person (Purchaser)) Common Stoc |
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| January 19, 2022 |
Alternative Liquidity Capital Minnetonka, Minnesota Alternative Liquidity Capital Minnetonka, Minnesota January 19, 2022 Re: Offer to Purchase Shares of NanoFlex Power Corporation. |
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| January 19, 2022 |
EX-99 2 ExhibitA1.htm OFFER TO PURCHASE Offer to Purchase for Cash Up to 13,132,600 Shares of NanoFlex Power Corporation (OPVS) At a Price of $0.01 per share by Alternative Liquidity Index, LP Ticker Symbol: OPVS CUSIP: 63009W108 TENDER PURCHASE DATE: March 18, 2022 (unless Expiration Date is extended) THIS OFFER, THE PRORATION PERIOD, AND THE WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 A.M. MIDNIGHT, |
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| January 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 Nanoflex Power Corporation - (Name of Subject Company (Issuer)) Alternative Liquidity Index LP - (Names of Filing Person (Purchaser)) Common Stock, $0.001 par value - (Title of Class of Securities) 63009W |
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| January 19, 2022 |
Alternative Liquidity Index announces offer to purchase shares in NanoFlex Power Corporation EX-99 5 ExhibitA4.htm PRESS RELEASE Alternative Liquidity Index announces offer to purchase shares in NanoFlex Power Corporation Minnetonka, MN January 19, 2022 Alternative Liquidity Index LP has announced an offer to purchase up to 13,132,600 Shares of NanoFlex Power Corporation (the “Shares”), an amount equal to approximately 4.99% of the total issued Shares at a price of $0.01(the “Offer”). The |
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| January 19, 2022 |
Assignment Form Please complete and return to: Alternative Liquidity Index LP C/O Alternative Liquidity Capital 11500 Wayzata Blvd. |
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| May 19, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: March 31, 2020 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form |
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| May 19, 2020 |
8-K 1 ea122132-8knanoflex.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 19, 2020 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 (Stat |
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| March 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| February 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 5, 2020 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 (State or other jurisdiction of incorporation) |
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| January 10, 2020 |
Exhibit 99.1 NanoFlex Power Corporation and True Metal Solutions Unite to Envelop Buildings with a New Solar Power Generating Technology Scottsdale, Arizona, January 10, 2020 - NanoFlex Power Corporation (NFP), a leading developer of organic photovoltaic technology and high efficiency photovoltaic power generation, and True Metal Solutions (TMS), a building cladding fabricator and installer, have |
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| January 10, 2020 |
Financial Statements and Exhibits, Other Events 8-K 1 f8k010920nanoflex.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 10, 2020 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 (St |
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| January 8, 2020 |
Exhibit 10.1 |
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| January 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 4, 2019 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 (State or other jurisdiction of incorporation) |
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| January 8, 2020 |
Convertible Redeemable Promissory Note, issued to Odyssey Capital LLC, dated as of December 4, 2019. Exhibit 4.1 |
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| November 13, 2019 |
Convertible Note, issued to EMA Financial, LLC, dated as of November 6, 2019. EX-4.7 8 f8k102419ex4-7nanoflex.htm CONVERTIBLE NOTE, ISSUED TO EMA FINANCIAL, LLC, DATED AS OF NOVEMBER 6, 2019. Exhibit 4.7 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE O |
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| November 13, 2019 |
Convertible Promissory Note, issued to Auctus Fund, LLC, dated as of October 28, 2019. Exhibit 4.3 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR T |
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| November 13, 2019 |
EX-4.5 6 f8k102419ex4-5nanoflex.htm CONVERTIBLE REDEEMABLE PROMISSORY NOTE, ISSUED TO APG CAPITAL HOLDINGS, LLC, DATED AS OF NOVEMBER 1, 2019. Exhibit 4.5 NANOFLEX POWER CORPORATION 12% CONVERTIBLE REDEEMABLE PROMISSORY NOTE Effective Date November 1, 2019 Due November 1, 2020 US $69,300.00 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERE |
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| November 13, 2019 |
EX-10.3 11 f8k102419ex10-3nanoflex.htm SECURITIES PURCHASE AGREEMENT, DATED AS OF OCTOBER 30, 2019, BY AND BETWEEN NANOFLEX POWER CORPORATION AND GS CAPITAL PARTNERS, LLC. Exhibit 10.3 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of October 30, 2019 by and between NanoFlex Power Corporation, a Florida corporation, with headquarters located at 15333 N |
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| November 13, 2019 |
EX-10.5 13 f8k102419ex10-5nanoflex.htm SECURITIES PURCHASE AGREEMENT, DATED AS OF OCTOBER 31, 2019, BY AND BETWEEN NANOFLEX POWER CORPORATION AND POWER UP LENDING GROUP LTD. Exhibit 10.5 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of October 31, 2019, by and between NANOFLEX POWER CORPORATION, a Florida corporation, with its address at 17207 N Perim |
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| November 13, 2019 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of October 24, 2019, by and between NANOFLEX POWER CORPORATION, a Florida corporation, with headquarters located at 15333 N. Pima Road, Suite 305, Scottsdale, AZ 85260 (the “Company”), and MORNINGVIEW FINANCIAL, LLC, a Wyoming limited liability company, with its address at 401 Park Ave. South, |
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| November 13, 2019 |
Convertible Promissory Note, issued to Power Up Lending Group Ltd., dated as of October 31, 2019. Exhibit 4.6 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE S |
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| November 13, 2019 |
Convertible Redeemable Note, issued to GS Capital Partners, LLC, dated as of October 30, 2019. EX-4.4 5 f8k102419ex4-4nanoflex.htm CONVERTIBLE REDEEMABLE NOTE, ISSUED TO GS CAPITAL PARTNERS, LLC, DATED AS OF OCTOBER 30, 2019. Exhibit 4.4 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROV |
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| November 13, 2019 |
Convertible Promissory Note, issued to JSJ Investments Inc., dated as of October 29, 2019. Exhibit 4.1 JSJ Investments NEITHER THIS NOTE NOR THE SECURITIES THAT MAY BE ISSUED BY THE COMPANY UPON CONVERSION HEREOF (COLLECTIVELY, THE “SECURITIES”) HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “1933 ACT”), OR THE SECURITIES LAWS OF ANY STATE OR OTHER JURISDICTION. NEITHER THE SECURITIES NOR ANY INTEREST OR PARTICIPATION THEREIN MAY BE OFFERED FOR SALE, SOLD, TRANSF |
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| November 13, 2019 |
Exhibit 10.6 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of November 6, 2019, is entered into by and between Nanoflex Power Corporation, a Florida corporation (the “Company”), and EMA Financial, LLC, a Delaware limited liability company (the “Purchaser”). WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to Secti |
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| November 13, 2019 |
Convertible Promissory Note, issued to MorningView Financial, LLC, dated as of October 24, 2019. Exhibit 4.2 NEITHER THE ISSUANCE NOR SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR T |
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| November 13, 2019 |
Exhibit 10.4 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”) dated as of November 1, 2019, by and between NanoFlex Power Corporation, a Florida corporation, with headquarters located at 15333 N. Pima Road, Suite 305, Scottsdale AZ 85260 (the “Company”), and APG Capital Holdings, LLC, a Florida Limited Liability Company, with its address at 4846 N. University Driv |
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| November 13, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 24, 2019 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 (State or other jurisdiction of incorporation) |
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| November 13, 2019 |
EX-10.2 10 f8k102419ex10-2nanoflex.htm SECURITIES PURCHASE AGREEMENT, DATED AS OF OCTOBER 28, 2019, BY AND BETWEEN NANOFLEX POWER CORPORATION AND AUCTUS FUND, LLC. Exhibit 10.2 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of October 28, 2019, by and between NANOFLEX POWER CORPORATION, a Florida corporation, with headquarters located at 15333 N. Pima |
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| November 8, 2019 |
OPVS / NanoFlex Power Corporation 10-Q - Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-187308 NANOFLEX POWER C |
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| October 28, 2019 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of October 24, 2019, by and between NANOFLEX POWER CORPORATION, a Florida corporation, with headquarters located at 15333 North Pima Rd, Suite 305, Scottsdale, AZ 85260 (the “Company”), and ODYSSEY FUNDING, LLC, a Delaware limited liability company, with its address at 1249 Broadway, Suite 103 |
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| October 28, 2019 |
8-K 1 f8k102419nanoflexpower.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 24, 2019 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-190400 |
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| October 28, 2019 |
Convertible Redeemable Note, issued to Odyssey Funding, LLC, dated as of October 24, 2019. EX-4.1 2 f8k102419ex4-1nanoflex.htm CONVERTIBLE REDEEMABLE NOTE, ISSUED TO ODYSSEY FUNDING, LLC, DATED AS OF OCTOBER 24, 2019 Exhibit 4.1 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED |
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| August 27, 2019 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”) dated as of August 12, 2019, by and between NanoFlex Power Corporation, a Florida corporation, with headquarters located at 15333 N. Pima Road, Suite 305, Scottsdale AZ 85260 (the “Company”), and GW Holdings Group, LLC, a New York Limited Liability Company, with its address at 137 Montague Street, Suite |
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| August 27, 2019 |
Convertible Redeemable Note, issued to GW Holdings Group, LLC, dated as of August 12, 2019. EX-4.1 2 f8k081219ex4-1nanoflex.htm CONVERTIBLE REDEEMABLENOTE, ISSUED TO GW HOLDINGS GROUP, LLC, DATED AS OF AUGUST 12, 2019 Exhibit 4.1 NANOFLEX POWER CORPORATION 12% CONVERTIBLE REDEEMABLE PROMISSORY NOTE Effective Date August 12, 2019 US $69,300.00 Due August 12, 2020 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED S |
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| August 27, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 12, 2019 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 (State or other jurisdiction of incorporation) |
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| August 27, 2019 |
Convertible Promissory Note, issued to MorningView Financial, LLC, dated as of August 15, 2019. Exhibit 4.2 NEITHER THE ISSUANCE NOR SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR T |
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| August 27, 2019 |
Exhibit 10.2 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of August 15, 2019, by and between NANOFLEX POWER CORPORATION, a Florida corporation, with headquarters located at 15333 N. Pima Road, Suite 305, Scottsdale, AZ 85260 (the “Company”), and MORNINGVIEW FINANCIAL, LLC, a Wyoming limited liability company, with its address at 401 Park Ave. South, |
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| August 9, 2019 |
OPVS / NanoFlex Power Corporation 10-Q - Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-187308 NANOFLEX POWER CORPOR |
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| August 5, 2019 |
8-K 1 f8k072219nanoflexpower.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 22, 2019 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 ( |
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| August 5, 2019 |
Convertible Redeemable Note, issued to Odyssey Capital Funding, LLC, dated as of August 2, 2019. Exhibit 4.2 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US $100,00 |
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| August 5, 2019 |
Convertible Promissory Note, issued to Power Up Lending Group Ltd., dated as of July 22, 2019. Exhibit 4.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE S |
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| August 5, 2019 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of July 22, 2019, by and between NANOFLEX POWER CORPORATION, a Florida corporation, with its address at 15333 N. Pima Road, Ste. 305, Scottsdale, AZ 85260 (the “Company”), and POWER UP LENDING GROUP LTD., a Virginia corporation, with its address at 111 Great Neck Road, Suite 216, Great Neck, N |
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| August 5, 2019 |
Exhibit 10.2 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of August 2, 2019, by and between NANOFLEX POWER CORPORATION, a Florida corporation, with headquarters located at 15333 N Pima Rd., Suite 305, Scottsdale, AZ 85260 (the “Company”), and ODYSSEY CAPITAL FUNDING, LLC, a Delaware limited liability company, with its address at 1249 Broadway, Suite |
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| June 24, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 24, 2019 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 (State or other jurisdiction of incorporation) (C |
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| June 24, 2019 |
Exhibit 10.2 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of May 15, 2019, by and between NanoFlex Power Corporation, a Florida corporation, with headquarters located at 15333 N Pima Road, Suite 305, Scottsdale, AZ 85260 (the “Company”), and APG CAPITAL HOLDINGS LLC, a Florida limited liability company, with its address at 4846 N. University Drive, S |
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| June 24, 2019 |
Exhibit 10.3 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of May 17, 2019, is entered into by and between Nanoflex Power Corporation, a Florida corporation (the “Company”), and EMA Financial, LLC, a Delaware limited liability company (the “Purchaser”). WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to Section 4 |
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| June 24, 2019 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of May 14, 2019, by and between NANOFLEX POWER CORPORATION, a Florida corporation, with its address at 15333 N. Pima Road, Ste. 305, Scottsdale, AZ 85260 (the “Company”), and POWER UP LENDING GROUP LTD., a Virginia corporation, with its address at 111 Great Neck Road, Suite 216, Great Neck, NY |
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| June 24, 2019 |
Convertible Redeemable Note, issued to APG Capital Holdings LLC, dated as of May 15, 2019. Exhibit 4.2 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US $69,300 |
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| June 24, 2019 |
Convertible Promissory Note, issued to Power Up Lending Group Ltd., dated as of May 14, 2019. Exhibit 4.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE S |
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| June 24, 2019 |
Convertible Redeemable Note, issued to Odyssey Capital Funding, LLC, dated as of June 19, 2019. EX-4.4 5 f8k062419ex4-4nanoflex.htm CONVERTIBLE REDEEMABLE NOTE, ISSUED TO ODYSSEY CAPITAL FUNDING, LLC, DATED AS OF JUNE 19, 2019 Exhibit 4.4 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROV |
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| June 24, 2019 |
Exhibit 10.4 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June 19, 2019, by and between NANOFLEX POWER CORPORATION, a Florida corporation, with headquarters located at 15333 N Pima Road, Suite 305, Scottsdale, Arizona 85260 (the “Company”), and ODYSSEY CAPITAL FUNDING, LLC, a Delaware limited liability company, with its address at 1249 Broadway, S |
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| June 24, 2019 |
Convertible Note, issued to EMA Financial, LLC, dated as of May 17, 2019. Exhibit 4.3 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR T |
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| May 22, 2019 |
Convertible Promissory Note, issued to JSJ Investments Inc., dated as of May 8, 2019. Exhibit 4.3 NEITHER THIS NOTE NOR THE SECURITIES THAT MAY BE ISSUED BY THE COMPANY UPON CONVERSION HEREOF (COLLECTIVELY, THE “SECURITIES”) HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “1933 ACT”), OR THE SECURITIES LAWS OF ANY STATE OR OTHER JURISDICTION. NEITHER THE SECURITIES NOR ANY INTEREST OR PARTICIPATION THEREIN MAY BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNE |
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| May 22, 2019 |
Exhibit 10.2 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of May 6, 2019, by and between NANOFLEX POWER CORPORATION, a Florida corporation, with headquarters located at 15333 N Pima Rd, Suite 305, Scottsdale, AZ 85260 (the “Company”), and ODYSSEY CAPITAL FUNDING, LLC, a Delaware limited liability company, with its address at 1249 Broadway, Suite 103, |
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| May 22, 2019 |
Convertible Redeemable Note, issued to GS Capital Partners, LLC, dated as of May 3, 2019. Exhibit 4.1 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US $75,000 |
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| May 22, 2019 |
Exhibit 10.5 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of May 14, 2019, by and between NanoFlex Power Corporation, a Florida corporation, with headquarters located at 15333 N Pima Road, Suite 305 Scottsdale, AZ 85260 (the “Company”), and LG CAPITAL FUNDING LLC, a New York limited liability company, with its address at 1218 Union Street, Suite #2, |
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| May 22, 2019 |
Convertible Promissory Note, issued to MorningView Financial, LLC, dated as of May 13, 2019. Exhibit 4.5 NEITHER THE ISSUANCE NOR SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR T |
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| May 22, 2019 |
Convertible Promissory Note, issued to Auctus Fund, LLC, dated as of May 10, 2019. Exhibit 4.4 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR T |
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| May 22, 2019 |
Exhibit 10.4 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of May 13, 2019, by and between NANOFLEX POWER CORPORATION, a Florida corporation, with headquarters located at 15333 N. Pima Road, Suite 305, Scottsdale, AZ 85260 (the “Company”), and MORNINGVIEW FINANCIAL, LLC, a Wyoming limited liability company, with its address at 401 Park Ave. South, 10t |
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| May 22, 2019 |
Convertible Redeemable Note, issued to Odyssey Capital Funding, LLC, dated as of May 6, 2019. Exhibit 4.2 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US $250,00 |
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| May 22, 2019 |
EX-10.3 10 f8k050319ex10-3nanoflex.htm SECURITIES PURCHASE AGREEMENT, DATED AS OF MAY 10, 2019, BY AND BETWEEN NANOFLEX POWER CORPORATION AND AUCTUS FUND, LLC. Exhibit 10.3 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of May 10, 2019, by and between NANOFLEX POWER CORPORATION, a Florida corporation, with headquarters located at 15333 N. Pima Road, Su |
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| May 22, 2019 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of May 3, 2019 by and between NanoFlex Power Corporation, a Florida corporation, with headquarters located at 15333 N Pima Drive, Suite 305 Scottsdale, Arizona 85260 (the “Company”), and GS CAPITAL PARTNERS, LLC, a New York limited liability company, with its address at 30 Broad Street, Suite |
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| May 22, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 3, 2019 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 (State or other jurisdiction of incorporation) (Com |
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| May 22, 2019 |
Convertible Redeemable Note, issued to LG Capital Funding LLC, dated as of May 14, 2019. Exhibit 4.6 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US $50,000 |
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| May 14, 2019 |
OPVS / NanoFlex Power Corporation 10-Q Quarterly Report QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-187308 NANOFLEX POWER CORPO |
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| April 16, 2019 |
OPVS / NanoFlex Power Corporation ANNUAL REPORT (Annual Report) 10-K 1 f10k2018nanoflexpower.htm ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File N |
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| April 1, 2019 |
OPVS / NanoFlex Power Corporation LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: December 31, 2018 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on F |
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| March 27, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 15, 2019 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 (State or other jurisdiction of incorporation) ( |
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| March 1, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 15, 2019 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 (State or other jurisdiction of incorporation |
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| March 1, 2019 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of February 21, 2019, by and between NANOFLEX POWER CORPORATION, a Florida corporation, with its address at 17207 N. Perimeter Dr., Suite 210, Scottsdale, AZ 85255 (the “Company”), and POWER UP LENDING GROUP LTD., a Virginia corporation, with its address at 111 Great Neck Road, Suite 216, Grea |
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| March 1, 2019 |
Convertible Redeemable Note, dated as of February 22, 2019. Exhibit 4.2 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US $70,000 |
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| March 1, 2019 |
Exhibit 10.2 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of February 22, 2019, by and between NANOFLEX POWER CORPORATION, a Florida corporation, with headquarters located at 15333 N Pima Road., Suite 305, Scottsdale, AZ 85260 (the “Company”), and ONE44 CAPITAL LLC, a New York limited liability company, with its address at 1249 Broadway, Suite 103, H |
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| March 1, 2019 |
Convertible Promissory Note with Power Up Lending Group Ltd., dated as of February 21, 2019 Exhibit 4.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE S |
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| March 1, 2019 |
Exhibit 4.3 certificate of DESIGNATION OF SERIES A REDEEMABLE PARTICIPATING CONVERTIBLE PREFERRED STOCK of Nanoflex power corporation Pursuant to the provisions of Section 607.0601 of the Florida Business Corporation Act NanoFlex Power Corporation (the “Corporation”), a corporation organized and validly existing under the Florida Business Corporation Act (“FBCA”), hereby certifies that the followi |
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| December 14, 2018 |
Exhibit 10.2 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of December 7, 2018, by and between NanoFlex Power Corporation a Florida corporation, with headquarters located at 15333 N. Prima Road, Scottsdale, AZ 85260 (the “Company”), and APG Capital Holdings, LLC, A Florida limited liability company with its executive offices located at 4846 N. Univers |
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| December 14, 2018 |
EX-10.1 5 f8k120518ex10-1nanoflex.htm SECURITIES PURCHASE AGREEMENT, DATED AS OF DECEMBER 5, 2018, BY AND BETWEEN NANOFLEX POWER CORPORATION AND POWER UP LENDING GROUP LTD. Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of December 5, 2018, by and between NANOFLEX POWER CORPORATION, a Florida corporation, with its address at 17207 N. Perim |
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| December 14, 2018 |
Convertible Promissory Note, dated as of December 7, 2018. Exhibit 4.2 NanoFlex Power Corporation 12% CONVERTIBLE PROMISSORY NOTE Effective Date December 7, 2018 US $40,000.00 Due December 7, 2019 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED |
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| December 14, 2018 |
Convertible Promissory Note, dated as of December 11, 2018. Exhibit 4.3 |
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| December 14, 2018 |
Convertible Promissory Note, dated as of December 5, 2018. Exhibit 4.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE S |
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| December 14, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 5, 2018 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 (State or other jurisdiction of incorporation) |
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| December 4, 2018 |
Convertible Redeemable Note with One 44 Capital, LLC, dated as of November 15, 2018 Exhibit 4.1 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US $170,00 |
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| December 4, 2018 |
Convertible Redeemable Note with Adar Alef, LLC, dated as of November 28, 2018 Exhibit 4.4 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US $80,250 |
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| December 4, 2018 |
Auctus Fund, LLC Common Stock Purchase Warrant, dated as of November 19, 2018 Exhibit 4.3 NEITHER THIS SECURITY NOR THE SECURITIES AS TO WHICH THIS SECURITY MAY BE EXERCISED HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REG |
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| December 4, 2018 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of November 15 2018, by and between NANOFLEX POWER CORPORATION, a Florida corporation, with headquarters located at 17207 N. Perimeter Dr., Suite 210, Scottsdale, AZ 85255 (the “Company”), and ONE44 CAPITAL LLC, a New York limited liability company, with its address at 1249 Broadway, Suite 103 |
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| December 4, 2018 |
EX-10.3 11 f8k111518ex10-3nanoflex.htm SECURITIES PURCHASE AGREEMENT, DATED AS OF NOVEMBER 28, 2018, BY AND BETWEEN NANOFLEX POWER CORPORATION AND ADAR ALEF, LLC. Exhibit 10.3 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of November 28, 2018, by and between NanoFlex Power Corporation, a Nevada corporation, with headquarters located at 17207 N. Perime |
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| December 4, 2018 |
Convertible Promissory Note with Auctus Fund, LLC, dated as of November 19, 2018 Exhibit 4.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR T |
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| December 4, 2018 |
Convertible Promissory Note with Power Up Lending Group LTD., dated as of November 29, 2018 Exhibit 4.6 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE S |
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| December 4, 2018 |
Exhibit 10.6 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of November 28, 2018, by and between NANOFLEX POWER CORPORATION, a Florida corporation, with headquarters located at 17207 N. Perimeter Dr., Suite 210, Scottsdale, AZ 85255 (the “Company”), and MORNINGVIEW FINANCIAL, LLC, a Wyoming limited liability company, with its address at 401 Park Ave. S |
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| December 4, 2018 |
Exhibit 10.4 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of November 28, 2018, by and between NanoFlex Power Corporation, a Florida corporation, with headquarters located at 17207 N. Perimeter Dr. Suite 210, Scottsdale, AZ 85255 (the “Company”), and LG CAPITAL FUNDING LLC, a New York limited liability company, with its address at 1218 Union Street, |
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| December 4, 2018 |
Exhibit 10.2 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of November 19, 2018, by and between NANOFLEX POWER CORPORATION, a Florida corporation, with headquarters located at 17207 N. Perimeter Dr., Suite 210, Scottsdale, AZ 85255 (the “Company”), and AUCTUS FUND, LLC, a Delaware limited liability company, with its address at 545 Boylston Street, 2nd |
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| December 4, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 15, 2018 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 (State or other jurisdiction of incorporation |
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| December 4, 2018 |
Convertible Redeemable Note with LG Capital Funding, LLC, dated as of November 28, 2018 Exhibit 4.5 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US $80,250 |
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| December 4, 2018 |
Convertible Promissory Note with Morningview Financial, LLC, dated as of November 28, 2018 Exhibit 4.7 NEITHER THE ISSUANCE NOR SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (1) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR T |
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| December 4, 2018 |
Exhibit 10.5 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of November 29, 2018, by and between NANOFLEX POWER CORPORATION, a Florida corporation, with its address at 17207 N. Perimeter Dr., Suite 210, Scottsdale, AZ 85255 (the “Company”), and POWER UP LENDING GROUP LTD., a Virginia corporation, with its address at 111 Great Neck Road, Suite 216, Grea |
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| November 9, 2018 |
OPVS / NanoFlex Power Corporation QUARTERLY REPORT (Quarterly Report) 10-Q 1 f10q0918nanoflexpower.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to |
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| September 17, 2018 |
8-K 1 f8k082818nanoflexpower.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 28, 2018 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 |
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| September 17, 2018 |
Form of Securities Purchase Agreement with One 44 Capital, LLC dated as of August 14, 2018 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of August 28, 2018, by and between NANOFLEX POWER CORPORATION, a Florida corporation, with headquarters located at 17207 N. Perimeter Dr., Suite 210, Scottsdale, AZ 85255 (the “Company”), and ONE44 CAPITAL LLC, a New York limited liability company, with its address at 1249 Broadway, Suite 103, |
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| September 17, 2018 |
Convertible Redeemable Note with One 44 Capital, LLC dated as of August 28, 2018 Exhibit 4.1 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US 50,000. |
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| August 23, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 14, 2018 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 (State or other jurisdiction of incorporation) |
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| August 23, 2018 |
Form of Securities Purchase Agreement with Power Up Lending Group, L.P. dated as of August 14, 2018 EX-10.1 3 f8k081418ex10-1nanoflex.htm FORM OF SECURITIES PURCHASE AGREEMENT, DATED AS OF AUGUST 14, 2018 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of August 14, 2018, by and between NANOFLEX POWER CORPORATION, a Florida corporation, with its address at 17207 N. Perimeter Dr., Suite 210, Scottsdale, AZ 85255 (the “Company”), and POWER |
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| August 23, 2018 |
Form of Convertible Promissory Note with Power Up Lending Group, L.P., dated as of August 14, 2018 Exhibit 4.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE S |
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| August 13, 2018 |
OPVS / NanoFlex Power Corporation QUARTERLY REPORT (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-187308 NANOFLEX POWER CORPOR |
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| August 9, 2018 |
Form of Convertible Promissory Note with EMA Financial, LLC dated as of July 23, 2018 Exhibit 4.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR T |
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| August 9, 2018 |
Form of Securities Purchase Agreement with EMA Financial, LLC dated as of July 23, 2018 EX-10.1 3 f8k072318ex10-1nanoflex.htm FORM OF SECURITIES PURCHASE AGREEMENT, DATED AS OF JULY 23, 2018 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of July 23, 2018, is entered into by and between NANOFLEX POWER CORP., a Florida corporation (the “Company”), and EMA Financial, LLC, a Delaware limited liability company (the “Purchaser”). |
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| August 9, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 23, 2018 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 (State or other jurisdiction of incorporation) (C |
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| July 3, 2018 |
Form of Securities Purchase Agreement with Power Up Lending Group, Ltd. dated as of June 26, 2018 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June 26, 2018, by and between NANOFLEX POWER CORPORATION, a Florida corporation, with its address at 17207 N. Perimeter Dr., Suite 210, Scottsdale, AZ 85255 (the “Company”), and POWER UP LENDING GROUP LTD., a Virginia corporation, with its address at 111 Great Neck Road, Suite 216, Great Ne |
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| July 3, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 1, 2018 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 (State or other jurisdiction of incorporation) (Co |
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| July 3, 2018 |
Form of Convertible Promissory Note with Power Up Lending Group, L.P., dated as of June 26, 2018 Exhibit 4.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE S |
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| June 26, 2018 |
Form of Securities Purchase Agreement with Peak One Opportunity Fund, L.P. dated June 13, 2018 Exhibit 10.3 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June 13, 2018, is entered into by and between NANOFLEX POWER CORPORATION, a Florida corporation, (the “Company”) and PEAK ONE OPPORTUNITY FUND, L.P., a Delaware limited partnership (the “Buyer”). WITNESSETH: WHEREAS, the Company and the Buyer are executing and delivering this Agreement in a |
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| June 26, 2018 |
12% Convertible Redeemable Note (Back-End Note) with GS Capital Partners, LLC dated June 11, 2018 Exhibit 4.2 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US $50,000 |
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| June 26, 2018 |
Form of Securities Purchase Agreement with LG Capital Funding, LLC dated June 13, 2018 Exhibit 10.2 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June 13, 2018, by and between NanoFlex Power Corporation, a Florida corporation, with headquarters located at 17207 N. Perimeter Dr. Suite 210, Scottsdale, AZ 85255 (the “Company”), and LG CAPITAL FUNDING LLC, a New York limited liability company, with its address at 1218 Union Street, Suit |
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| June 26, 2018 |
Form of Securities Purchase Agreement with GS Capital Partners, LLC dated June 11, 2018 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June 11. 2018, by and between NanoFlex Power Corporation, a Florida corporation, with headquarters located at 17207 N. Perimeter Dr. Suite 210, Scottsdale, AZ 85255 (the “Company”), and GS CAPITAL PARTNERS, LLC, a New York limited liability company, with its address at 30 Broad Street, Suit |
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| June 26, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 11, 2018 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 (State or other jurisdiction of incorporation) (C |
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| June 26, 2018 |
Common Stock Purchase Warrant issued to Peak One Opportunity Fund, L.P., dated as of June 13, 2018 Exhibit 4.8 NEITHER THIS SECURITY NOR THE SECURITIES AS TO WHICH THIS SECURITY MAY BE EXERCISED HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REG |
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| June 26, 2018 |
LG Capital Funding, LLC Collateralized Secured Promissory Note, dated as of June 13, 2018 Exhibit 4.6 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR UNDER THE SECURITIES LAWS OF CERTAIN STATES. THESE SECURITIES ARE SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE AND MAY NOT BE TRANSFERRED OR RESOLD EXCEPT AS PERMITTED UNDER THE ACT AND THE APPLICABLE STATE SECURITIES LAWS, PURSUANT TO REGISTRATION OR EXEMPTION THEREFROM. LENDERS SHO |
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| June 26, 2018 |
12% Convertible Redeemable Note with GS Capital Partners, LLC dated June 11, 2018 Exhibit 4.1 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US $50,000 |
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| June 26, 2018 |
12% Convertible Redeemable Note with LG Capital Funding, LLC dated June 13, 2018 Exhibit 4.4 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR TILE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (TILE “1933 ACT”) US $80,2 |
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| June 26, 2018 |
GS Capital Partners, LLC Collateralized Secured Promissory Note, dated as of June 11, 2018. Exhibit 4.3 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR UNDER THE SECURITIES LAWS OF CERTAIN STATES. THESE SECURITIES ARE SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE AND MAY NOT BE TRANSI-ERRED OR RESOLD EXCEPT AS PERMI.FlED UNDER THE ACT AND THE APPLICABLE STATE SECURITIES LAWS, PURSUANT TO REGISTRATION OR EXEMPTION THEREFROM, LENDERS S |
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| June 26, 2018 |
12% Convertible Redeemable Note (Back-End Note) with LG Capital Funding, LLC dated June 13, 2018 Exhibit 4.5 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US $80,250 |
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| June 26, 2018 |
Exhibit 4.7 SIGNING DEBENTURE NEITHER THESE SECURITIES NOR THE SECURITIES ISSUABLE UPON CONVERSION HEREOF HAVE BEEN REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE OR UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THE SECURITIES ARE RESTRICTED AND MAY NOT BE OFFERED, RESOLD, PLEDGED OR TRANSFERRED EXCEPT AS PERMITTED UNDER THE ACT PURSU |
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| June 11, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 5, 2018 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 (State or other jurisdiction of incorporation) (Co |
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| June 11, 2018 |
Form of Securities Purchase Agreement with Power Up Lending Group, Ltd. Dated June 5, 2018 EX-10.1 4 f8k060518ex10-1nano.htm FORM OF SECURITIES PURCHASE AGREEMENT, DATED AS OF JUNE 5, 2018 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June 5, 2018, by and between NANOFLEX POWER CORPORATION, a Florida corporation, with its address at 17207 N. Perimeter Dr., Suite 210, Scottsdale, AZ 85255 (the “Company”), and POWER UP LENDING |
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| June 11, 2018 |
Exhibit 4.2 AMENDMENT #1 TO THE CONVERTIBLE PROMISSORY NOTE ISSUED ON DECEMBER 12, 2017 THIS AMENDMENT #1 TO THE CONVERTIBLE PROMISSORY NOTE ISSUED ON December 12, 2017 (the “Amendment”) is made effective as of June 6, 2018, by and between Nanoflex Power Corporation, a Florida corporation (the “Company”), and Morningview Financial, LLC, a Wyoming limited liability company (the “Holder”) (collectiv |
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| June 11, 2018 |
Form of Convertible Promissory Note with Power Up Lending Group, Ltd. Dated June 5, 2018 Exhibit 4.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE S |
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| June 4, 2018 |
Form of Convertible Redeemable Note with Adar Bays, LLC dated May 29, 2018 EX-4.1 2 f8k0618ex4-1nanoflex.htm CONVERTIBLE REDEEMABLE NOTE Exhibit 4.1 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND |
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| June 4, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 29, 2018 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 (State or other jurisdiction of incorporation) (Co |
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| June 4, 2018 |
Form of Securities Purchase Agreement with Adar Bays, LLC dated May 29, 2018 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of May 29, 2018, by and between NanoFlex Power Corporation, a Nevada corporation, with headquarters located at 17207 N. Perimeter Dr. Suite 210, Scottsdale, AZ 85255 (the “Company”), and ADAR BAYS, LLC, a Florida limited liability company, with its address at 3411 Indian Creek Drive, Suite 403 |
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| May 25, 2018 |
Form of JSJ Investments, Inc. Convertible Promissory Note dated May 16, 2018 Exhibit 4.1 NEITHER THIS NOTE NOR THE SECURITIES THAT MAY BE ISSUED BY THE COMPANY UPON CONVERSION HEREOF (COLLECTIVELY, THE “SECURITIES”) HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “1933 ACT”), OR THE SECURITIES LAWS OF ANY STATE OR OTHER JURISDICTION. NEITHER THE SECURITIES NOR ANY INTEREST OR PARTICIPATION THEREIN MAY BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNE |
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| May 25, 2018 |
Form of Securities Purchase Agreement with One44 Capital, LLC dated May 22, 2018 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of May 22, 2018, by and between NANOFLEX POWER CORPORATION, a Florida corporation, with headquarters located at 17207 N. Perimeter Dr., Suite 210, Scottsdale, AZ 85255 (the “Company”), and ONE44 CAPITAL LLC, a New York limited liability company, with its address at 1249 Broadway, Suite 103, He |
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| May 25, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 16, 2018 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 (State or other jurisdiction of incorporation) (Co |
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| May 25, 2018 |
Form of Convertible Promissory Note with One44 Capital, LLC dated May 22, 2018 Exhibit 4.2 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US 170,000 |
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| May 15, 2018 |
OPVS / NanoFlex Power Corporation QAURTERLY REPORT (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-187308 NANOFLEX POWER CORPO |
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| May 10, 2018 |
Auctus Fund, LLC Common Stock Purchase Warrant EX-4.2 3 f8k050218ex4-2nanoflex.htm FORM OF COMMON STOCK PURCHASE WARRANT, DATED AS OF MAY 2, 2018 Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES AS TO WHICH THIS SECURITY MAY BE EXERCISED HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE |
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| May 10, 2018 |
Securities Purchase Agreement with Auctus Fund, LLC dated May 2, 2018 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of May 2, 2018, by and between NANOFLEX POWER CORPORATION, a Florida corporation, with headquarters located at 17207 N. Perimeter Dr., Suite 210, Scottsdale, AZ 85255 (the “Company”), and AUCTUS FUND, LLC, a Delaware limited liability company, with its address at 177 Huntington Avenue, 17th Fl |
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| May 10, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 2, 2018 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 (State or other jurisdiction of incorporation) (Com |
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| May 10, 2018 |
Auctus Fund, LLC Convertible Promissory Note dated May 2, 2018 Exhibit 4.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR T |
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| March 26, 2018 |
OPVS / NanoFlex Power Corporation ANNUAL REPORT (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| February 5, 2018 |
Crown Bridge Partners, LLC Warrant Exhibit 10.3 NEITHER THIS SECURITY NOR THE SECURITIES AS TO WHICH THIS SECURITY MAY BE EXERCISED HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE RE |
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| February 5, 2018 |
Convertible Promissory Note with Crown Bridge, LLC Exhibit 10.2 NEITHER THE ISSUANCE NOR SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR |
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| February 5, 2018 |
8-K 1 f8k012318nanoflexpower.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2018 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 (State |
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| February 5, 2018 |
Securities Purchase Agreement with Crown Bridge, LLC dated January 23, 2018 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of January 23, 2018, by and between NANOFLEX POWER CORPORATION, a Florida corporation, with headquarters located at 17207 N. Perimeter Dr., Suite 210, Scottsdale, AZ 85255 (the ?Company?), and CROWN BRIDGE PARTNERS, LLC, a New York limited liability company, with its address at 1173a 2nd Avenu |
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| January 25, 2018 |
Convertible Promissory Note for EMA Financial, LLC Exhibit 10.4 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR |
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| January 25, 2018 |
Securities Purchase Agreement with Power Up Lending Group dated January 16, 2018 EX-10.1 2 f8k011618ex10-1nanoflex.htm FORM OF SECURITIES PURCHASE AGREEMENT WITH POWER UP Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of January 16, 2018, by and between NANOFLEX POWER CORPORATION, a Florida corporation, with its address at 17207 N. Perimeter Dr., Suite 210, Scottsdale, AZ 85255 (the “Company”), and POWER UP LENDING GRO |
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| January 25, 2018 |
Securities Purchase Agreement with EMA Financial, LLC dated January 16, 2018 Exhibit 10.3 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this ?Agreement?), dated as of January 16, 2018, is entered into by and between NANOFLEX POWER CORP., a Florida corporation (the ?Company?), and EMA Financial, LLC, a Delaware limited liability company (the ?Purchaser?). WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to Section 4(a |
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| January 25, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2018 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 (State or other jurisdiction of incorporation) (Commis |
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| January 25, 2018 |
Convertible Promissory Note with Power Up Lending Group Exhibit 10.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE |
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| December 22, 2017 |
Securities Purchase Agreement with Power Up Lending Group dated December 12, 2017 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of December 12, 2017, by and between NANOFLEX POWER CORPORATION, a Florida corporation, with its address at 17207 N. Perimeter Dr., Suite 210, Scottsdale, AZ 85255 (the ?Company?), and POWER UP LENDING GROUP LTD., a Virginia corporation, with its address at 111 Great Neck Road, Suite 216, Grea |
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| December 22, 2017 |
Securities Purchase Agreement with Firstfire Global Opportunities Fund dated December 12, 2017 Exhibit 10.5 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of December 15, 2017, by and between NANOFLEX POWER CORPORATION, a Florida corporation, with headquarters located at 17207 N. Perimeter Dr., Suite 210, Scottsdale, AZ 85255 (the ?Company?), and FIRSTFIRE GLOBAL OPPORTUNITIES FUND, LLC, a Delaware limited liability company, with its address at |
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| December 22, 2017 |
Convertible Promissory Note with Power Up Lending Group Exhibit 10.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE |
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| December 22, 2017 |
8-K 1 f8k121217nanoflexpower.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2017 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 (Stat |
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| December 22, 2017 |
Warrant issued to Firstfire Global Opportunities Fund Exhibit 10.7 NEITHER THIS SECURITY NOR THE SECURITIES AS TO WHICH THIS SECURITY MAY BE EXERCISED HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE RE |
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| December 22, 2017 |
Securities Purchase Agreement with Morningview Financial, LLC dated December 12, 2017 Exhibit 10.3 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of December 12, 2017, by and between NANOFLEX POWER CORPORATION, a Florida corporation, with headquarters located at 17207 N. Perimeter Dr., Suite 210, Scottsdale, AZ 85255 (the “Company”), and MORNINGVIEW FINANCIAL, LLC, a Wyoming limited liability company, with its address at 401 Park Ave. S |
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| December 22, 2017 |
Convertible Promissory Note with Firstfire Global Opportunities Fund Exhibit 10.6 THIS INSTRUMENT CONTAINS AN AFFIDAVIT OF CONFESSION OF JUDGMENT PROVISION WHICH CONSTITUTES A WAIVER OF IMPORTANT RIGHTS BORROWER MAY HAVE AND ALLOWS THE HOLDER TO OBTAIN A JUDGMENT AGAINST BORROWER WITHOUT ANY FURTHER NOTICE. NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTE |
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| December 22, 2017 |
Convertible Promissory Note with Morningview Financial, LLC Exhibit 10.4 NEITHER THE ISSUANCE NOR SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR |
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| November 28, 2017 |
8-K 1 f8k112117nanoflexpower.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 21, 2017 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 (Stat |
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| November 28, 2017 |
Convertible promissory note with JSJ Investments dated November 21, 2017 Exhibit 10.1 |
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| November 13, 2017 |
Exhibit 10.3 WARRANT HOLDER: Name Address NUMBER OF WARRANT SHARES: THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, NOR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITI |
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| November 13, 2017 |
OPVS / NanoFlex Power Corporation QUARTERLY REPORT (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-187308 NANOFLEX POWER C |
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| November 13, 2017 |
Note Conversion Agreement and Amendment thereto.* Exhibit 10.1 NANOFLEX POWER CORPORATION NOTE CONVERSION AGREEMENT THIS NOTE CONVERSION AGREEMENT (the “Agreement”), dated as of October 11, 2017, is entered into by and between NanoFlex Power Corporation., a corporation organized under the laws of the state of Florida (the “Company”), and Ronald B. Foster (the “Holder”). WHEREAS, the Holder is the holder of the following unsecured non-convertible |
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| November 13, 2017 |
Conversion Note dated October 11, 2017 and Warrant dated October 18, 2017.* Exhibit 10.2 NEITHER THIS NOTE NOR THE SECURITIES THAT ARE ISSUABLE UPON CONVERSION HEREOF OR UPON EXCHANGE HEREUNDER (COLLECTIVELY, THE “SECURIT |
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| August 9, 2017 |
Securities Purchase Agreement dated July 25, 2017 with Power Up Lending Group.* Exhibit 10.10 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of July 25, 2017, by and between NANOFLEX POWER CORPORATION, a Florida corporation, with its address at 17207 N. Perimeter Dr., Suite 210, Scottsdale, AZ 85255 (the “Company”), and POWER UP LENDING GROUP LTD., a Virginia corporation, with its address at 111 Great Neck Road, Suite 216, Great N |
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| August 9, 2017 |
OPVS / NanoFlex Power Corporation QUARTERLY REPORT (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-187308 NANOFLEX POWER CORPOR |
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| August 9, 2017 |
Promissory Note dated July 25, 2017 issued to Power Up Lending Group.* Exhibit 10.11 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE |
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| August 9, 2017 |
Exhibit 10.9 AMENDMENT #1 TO THE CONVERTIBLE PROMISSORY NOTE ISSUED ON APRIL 25, 2017 THIS AMENDMENT #1 TO THE CONVERTIBLE PROMISSORY NOTE ISSUED ON APRIL 25, 2017 (the “Amendment”) is made effective as of July 28, 2017, by and between NanaFlex Power Corporation, a Florida corporation (the “Company”), and JSJ Investments, Inc., a Texas corporation (the “Holder”) (collectively the “Parties”). BACKG |
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| May 18, 2017 |
NanoFlex Power CURRENT REPORT (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2017 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 (State or other jurisdiction of incorporation) (Commission |
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| May 18, 2017 |
Exhibit 17.1 Dean, Following up on our prior discussion, this email is to notify you that I am resigning to pursue another opportunity. My last day will be May 15. I will continue to coordinate with the team to ensure a smooth transition. Thank you for the opportunity to work with NanoFlex and be a part of the team. I wish you and the team the best of luck! Best regards, Mark |
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| May 18, 2017 |
Form of Employment Agreement and Form of Warrant. Exhibit 10.1 Employment Agreement This employment agreement (the ?Agreement?) is dated as of May 18, 2017 by and between NanoFlex Power Corporation, a Florida corporation (the ?Company?) and Ronald V. DaVella (the ?Executive.?) WHEREAS, the Executive has been appointed as the Company?s Chief Financial Officer effective May 15, 2017, and possesses the experience and knowledge required to serve in s |
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| May 10, 2017 |
Exhibit 10.4 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of April 28, 2017, is entered into by and between NanoFlex Power Corporation., a Florida corporation (the “Company”), and Silo Equity Partners Venture Fund, LLC, a Delaware limited liability company (the “Purchaser”). WHEREAS, subject to the terms and conditions set forth in this Agreement an |
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| May 10, 2017 |
Form of Promissory Note dated April 25, 2017 with JSJ Investments, Inc. Exhibit 10.1 NEITHER THIS NOTE NOR THE SECURITIES THAT MAY BE ISSUED BY THE COMPANY UPON CONVERSION HEREOF (COLLECTIVELY, THE “SECURITIES”) HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “1933 ACT”), OR THE SECURITIES LAWS OF ANY STATE OR OTHER JURISDICTION. NEITHER THE SECURITIES NOR ANY INTEREST OR PARTICIPATION THEREIN MAY BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGN |
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| May 10, 2017 |
Form of Promissory Noted dated May 4, 2017 with JMJ Financial. Exhibit 10.6 OPVS CONVERTIBLE PROMISSORY NOTE FOR VALUE RECEIVED, Dean L. Ledger, an Individual, and NanoFlex Power Corporation, a Florida corporation (the ?Issuer? of this Security) with at least 60,000,000 common shares issued and outstanding, issues this Security and promises to pay to JMJ Financial, a Nevada sole proprietorship, or its Assignees (the ?Investor?) the Principal Sum along with th |
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| May 10, 2017 |
Exhibit 14.1 NANOFLEX POWER CORPORATION CODE OF BUSINESS CONDUCT AND ETHICS (ADOPTED BY THE BOARD OF DIRECTORS ON MARCH 23, 2017) INTRODUCTION This Code of Business Conduct and Ethics (the ?CODE?) covers a wide range of business practices and procedures. It does not cover every issue that may arise but it sets out basic principles to guide all employees of the Company. All of our officers, directo |
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| May 10, 2017 |
Form of Warrant for Unit Offering. EX-4.1 2 f10q0317ex4inanoflex.htm FORM OF WARRANT FOR UNIT OFFERING Exhibit 4.1 WARRANT HOLDER: Name Address NUMBER OF WARRANT SHARES: THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, NOR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE |
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| May 10, 2017 |
Form of Promissory Note dated April 27, 2017 with Silo Equity Partners Venture Fund, LLC. Exhibit 10.5 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR |
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| May 10, 2017 |
Form of Securities Purchase Agreement dated April 25, 2017 with Power Up Lending Group. Exhibit 10.2 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of April 25, 2017, by and between NANOFLEX POWER CORPORATION, a Florida corporation, with its address at 17207 N. Perimeter Dr., Suite 210, Scottsdale, AZ 85255 (the “Company”), and POWER UP LENDING GROUP LTD., a Virginia corporation, with its address at 111 Great Neck Road, Suite 216, Great N |
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| May 10, 2017 |
Form of Personal Guaranty and Recourse Agreement with JMJ Financial. EX-10.7 9 f10q0317ex10viinanoflex.htm FORM OF PERSONAL GUARANTY AND RECOURSE AGREEMENT WITH JMJ FINANCIAL. Exhibit 10.7 PERSONAL GUARANTY AND RECOURSE AGREEMENT This Personal Guaranty and Recourse Agreement, dated May 3, 2017 (this “Guaranty Agreement”), is by and between Dean L. Ledger, an individual residing at (the “Guarantor”), and JMJ Financial (the “Investor”). WHEREAS, NanoFlex Power Corpor |
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| May 10, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-187308 NANOFLEX POWER CORPO |
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| May 10, 2017 |
Form of Promissory Note dated April 25, 2017 with Power Up Lending Group. Exhibit 10.3 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE |
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| May 10, 2017 |
Exhibit 10.8 REPRESENTATIONS AND WARRANTIES AGREEMENT REGARDING DEBT AND VARIABLE SECURITIES DOCUMENT RW-05032017 This Representations & Warranties Agreement, dated May 3, 2017 (this “Agreement”), is by and between NanoFlex Power Corporation, a Florida corporation (the “Issuer”) and JMJ Financial (the “Investor”) (referred to collectively herein as the “Parties”). WHEREAS, the Issuer and the Inves |
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| March 15, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| February 7, 2017 |
Exhibit 99.1 NanoFlex Signs its First Commercial License Agreement with SolAero Technologies, a Global Leader in High Efficiency Solar Cells Scottsdale, AZ, (Date2017) ? NanoFlex Power Corporation (?NanoFlex?) (OTCQB:OPVS), a developer of advanced solar technologies, today announced it has entered into a license agreement with SolAero Technologies Corporation, a global leader in high performance p |
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| February 7, 2017 |
License Agreement with SolAero Technologies Corp. Dated February 2, 2017. EX-10.1 2 f8k020217ex10inanoflex.htm LICENSE AGREEMENT WITH SOLAERO TECHNOLOGIES CORP. DATED FEBRUARY 2, 2017 Exhibit 10.1 LICENSE AGREEMENT IN THIS LICENSE AGREEMENT (this “Agreement”), effective as of February 2, 2017 (“Effective Date”), NanoFlex Power Corp., having a principal place of business at 17207 North Perimeter Drive, Suite 210, Scottsdale, AZ 85255 (“NanoFlex”); and SolAero Technologie |
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| February 7, 2017 |
NanoFlex Power CURRENT REPORT (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2017 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 (State or other jurisdiction of incorporation) (Commis |
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| November 30, 2016 |
NANOFLEX POWER CORPORATION Common Stock Purchase Warrant Exhibit 4.11 WARRANT HOLDER: (Name) (Street) (City, State, Zip) NUMBER OF WARRANT SHARES: THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, NOR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STAT |
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| November 30, 2016 |
NANOFLEX POWER CORPORATION Common Stock Purchase Warrant Exhibit 4.14 WARRANT HOLDER: (Name) (Street) (City, State, Zip) NUMBER OF WARRANT SHARES: THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, NOR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STAT |
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| November 30, 2016 |
Exhibit 10.32 AMENDMENT NO. 1 DATED: JULY 21, 2016 TO ROUNDTABLE RESEARCH AGREEMENT EFFECTIVE June 16, 2016 BETWEEN NANOFLEX POWER CORPORATION (hereinafter “Sponsor”) AND THE REGENTS OF THE UNIVERSITY OF MICHIGAN (hereinafter “University”) Reference: University of Michigan PG No. NOZ1732 WHEREAS Sponsor and University entered into the above referenced Agreement. WHEREAS the Sponsor and University |
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| November 30, 2016 |
NANOFLEX POWER CORPORATION Common Stock Purchase Warrant Exhibit 4.13 WARRANT HOLDER: Name Address NUMBER OF WARRANT SHARES: THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, NOR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITI |
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| November 30, 2016 |
NANOFLEX POWER CORPORATION Common Stock Purchase Warrant Exhibit 4.16 WARRANT HOLDER: NUMBER OF WARRANT SHARES: THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, NOR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE |
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| November 30, 2016 |
Exhibit 10.33 Note: Throughout this document, certain confidential material contained herein has been omitted and has been filed separately with the Securities and Exchange Commission. Each omission has been marked with an ***. ROUNDTABLE RESEARCH AGREEMENT THIS AGREEMENT effective this 16 day of June, 2016, by and between NANOFLEX POWER CORPORATION (hereinafter “Sponsor”) and the REGENTS OF THE U |
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| November 30, 2016 |
NANOFLEX POWER CORPORATION Common Stock Purchase Warrant Exhibit 4.9 WARRANT HOLDER: (Name) (Street) (City, State, Zip) NUMBER OF WARRANT SHARES: THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, NOR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATE |
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| November 30, 2016 |
As filed with the Securities and Exchange Commission on November 30, 2016 As filed with the Securities and Exchange Commission on November 30, 2016 Registration No. |
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| November 30, 2016 |
NANOFLEX POWER CORPORATION Common Stock Purchase Warrant Exhibit 4.15 WARRANT HOLDER: NUMBER OF WARRANT SHARES: THE SECURITIES REPRESENTED BY THIS INSTRUMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES HAVE BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO DISTRIBUTION, AND MAY NOT BE DISPOSED OF WITHOUT AN EFFECTIVE REGISTRATION STATEMENT FOR SUCH SECURITIES UNDER THE SECURITIES ACT OF |
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| November 30, 2016 |
Exhibit 10.34 AMENDMENT NO. 1 DATED: JULY 21, 2016 TO ROUNDTABLE RESEARCH AGREEMENT EFFECTIVE June 16, 2016 BETWEEN NANOFLEX POWER CORPORATION (hereinafter “Sponsor”) AND THE REGENTS OF THE UNIVERSITY OF MICHIGAN (hereinafter “University”) Reference: University of Michigan PG No. NO20568 WHEREAS Sponsor and University entered into the above referenced Agreement. WHEREAS the Sponsor and University |
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| November 30, 2016 |
NANOFLEX POWER CORPORATION Common Stock Purchase Warrant Exhibit 4.12 WARRANT HOLDER: (Name) (Street) (City, State, Zip) NUMBER OF WARRANT SHARES: THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, NOR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STAT |
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| November 30, 2016 |
NANOFLEX POWER CORPORATION Common Stock Purchase Warrant Exhibit 4.10 WARRANT HOLDER: (Name) (Street) (City, State, Zip) NUMBER OF WARRANT SHARES: THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, NOR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STAT |
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| November 30, 2016 |
Exhibit 10.25 CONFIDENTIAL June 4, 2004 VIA OVERNIGHT MAIL Mr. John F. Ritter Office of Technology and Trademark Licensing Princeton University 4 New South Building P.O. Box 36 Princeton, NJ 08544 Re: Clarification of UDC/GPEC Research and License Arrangements Dear John, Under the 2002 Amended Research Agreement between Universal Display Corporation (“UDC”) and Princeton University, and by extensi |
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| November 30, 2016 |
Office Lease Agreement, dated November 14, 2013, between the Company and DTR10, L.L.C. Exhibit 10.26 Office Lease Agreement Perimeter Gateway IV between DTR10, L.L.C., an Arizona limited liability company as ?Landlord? and Universal Technology Systems Corp., a Florida corporation as ?Tenant? BASIC LEASE INFORMATION Effective Date: For identification purposes only, the Effective Date of this Lease is November 15, 2013. Landlord: DTR10, LLC, an Arizona limited liability company Tenant |
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| November 30, 2016 |
Indemnification Agreement, dated as of December 8, 2014, between the Company and Dean Ledger Exhibit 10.27 INDEMNIFICATION AGREEMENT AGREEMENT, dated as of December 8, 2014, by and between NanoFlex Power Corporation, with an address at 17207 N. Perimeter Dr., Suite 210, Scottsdale, AZ 85255 ("Indemnitor") and Dean Ledger, residing at 9290 E. Thompson Peak Parkway, Lot 134, Scottsdale AZ 85255 ("Indemnitee"). WHEREAS, Indemnitee has provided a personal guaranty (the "Guaranty") for the off |
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| November 30, 2016 |
Exhibit 1.1 UNDERWRITING AGREEMENT between NANOFLEX POWER CORPORATION and AEGIS CAPITAL CORP., as Representative of the Several Underwriters UNDERWRITING AGREEMENT New York, New York [], 2016 Aegis Capital Corp. As Representative of the several Underwriters named on Schedule 1 attached hereto 810 Seventh Avenue, 18th Floor New York, New York 10019 Ladies and Gentlemen: The undersigned, Nanoflex Po |
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| November 30, 2016 |
Exhibit 10.31 Note: Throughout this document, certain confidential material contained herein has been omitted and has been filed separately with the Securities and Exchange Commission. Each omission has been marked with an ***. ROUNDTABLE RESEARCH AGREEMENT THIS AGREEMENT effective this 16 day of June, 2016, by and between NANOFLEX POWER CORPORATION (hereinafter ?Sponsor?) and the REGENTS OF THE U |
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| November 10, 2016 |
EX-10.2 3 f10q0916ex10iinanoflexpower.htm EMPLOYMENT AGREEMENT WITH MARK TOBIN DATED SEPTEMBER 1, 2015 Exhibit 10.2 EMPLOYMENT AGREEMENT This employment agreement (the “Agreement”) is dated as of September 1, 2015 by and between NanoFlex Power Corporation, a Florida corporation (the “Company”) and Mark Tobin (the “Executive.”) WHEREAS, the Executive is presently the Company’s Chief Financial Offic |
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| November 10, 2016 |
Exhibit 10.3 AMENDMENT ONE TO RESEARCH AGREEMENT 003693-00001 BETWEEN UNIVERSITY OF SOUTHERN CALIFORNIA AND NANOFLEX POWER CORPORATION This First Amendment to Research Agreement (the “Amendment”) dated August 8, 2016 is entered into by and between the University of Southern California, a California nonprofit educational institution (“USC”) and NanoFlex Power Corporation (“Sponsor”). USC and Sponso |
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| November 10, 2016 |
Exhibit 10.1 AMENDMENT TO INDEPENDENT CONTRACTOR SERVICES AGREEMENT THIS SECOND AMENDMENT TO THE INDEPENDENT CONTRACTOR SERVICES AGREEMENT (this "Second Amendment") is made this 21 day of October, 2016 by and between Power Strategies, LLC ("PSL") and NanoFlex Power Corporation (the "Company"). All capitalized terms used in this Amendment and not otherwise defined in this Amendment shall have the r |
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| November 10, 2016 |
Exhibit 10.4 Fourth Amendment to the Amended License Agreement by and among Princeton University The University of Southern California, The Regents of the University of Michigan And NanoFlex Power Corporation This Fourth Amendment, made and entered into on August 22, 2016, to the Amended License Agreement dated May 1, 1998 (“Agreement”), is among the University of Southern California, a California |
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| November 10, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-187308 NANOFLEX POWER C |
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| November 1, 2016 |
NANOFLEX POWER CORPORATION 17207 N. Perimeter Drive, Suite 210 Scottsdale, Arizona 85255 November 1, 2016 VIA EDGAR AND FEDEX John Cash Accounting Branch Chief United States Securities and Exchange Commission Division of Corporation and Finance Office of Manufacturing and Construction 100 F. Street, N.E. Washington, D.C. 20549 Re: NanoFlex Power Corporation (the “Company” or “NanoFlex”) Form 10-K |
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| October 26, 2016 |
AMENDMENT TO EMPLOYMENT AGREEMENT Exhibit 10.2 AMENDMENT TO EMPLOYMENT AGREEMENT THIS FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (this ?Amendment?) is made this 21st day of October, 2016 by and between Mark Tobin (the ?Executive?) and NanoFlex Power Corporation (the ?Company?). All capitalized terms used in this Amendment and not otherwise defined in this Amendment shall have the respective meanings ascribed to them in that certain E |
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| October 26, 2016 |
NanoFlex Power CURRENT REPORT (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2016 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 (State or other jurisdiction of incorporation) (Commis |
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| October 26, 2016 |
Second Amendment to Employment Agreement with Dean L. Ledger dated October 21, 2016 Exhibit 10.1 SECOND AMENDMENT TO EMPLOYMENT AGREEMENT THIS SECOND AMENDMENT TO EMPLOYMENT AGREEMENT (this ?Second Amendment?) is made this 21st day of October, 2016 by and between Dean Ledger (the ?Executive?) and NanoFlex Power Corporation (the ?Company?). All capitalized terms used in this Amendment and not otherwise defined in this Amendment shall have the respective meanings ascribed to them i |
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| August 15, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-187308 NANOFLEX POWER CORPOR |
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| August 15, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-187308 NANOFLEX POWER CORPOR |
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| May 11, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-187308 NANOFLEX POWER CORPO |
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| April 11, 2016 |
8-K 1 f8k040616nanoflexpower.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 6, 2016 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 (State or |
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| April 11, 2016 |
NanoFlex Power Corporation April 6, 2016 EX-17.1 2 f8k040616ex17inanoflexpower.htm RESIGNATION LETTER DATED APRIL 6, 2016 FROM ROBERT J. FASNACHT TO THE COMPANY Exhibit 17.1 NanoFlex Power Corporation April 6, 2016 To: Dean L. Ledger, CEO and Board Chair From: Robert J. Fasnacht, Director and EVP Please consider this my Notice of Resignation as an Officer and Director of NanoFlex Power Corporation, and its subsidiary Global Photonic Ener |
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| April 4, 2016 |
Exhibit 99.1 |
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| April 4, 2016 |
NanoFlex Power CURRENT REPORT (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2016 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 (State or other jurisdiction of incorporation) (Commissi |
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| March 18, 2016 |
AMENDMENT TO EMPLOYMENT AGREEMENT EX-10.17 2 f10k2015ex10xviinanoflex.htm AMENDMENT TO EMPLOYMENT AGREEMENT WITH ROBERT J. FASNACHT, DATED MAY 8, 2015 Exhibit 10.17 AMENDMENT TO EMPLOYMENT AGREEMENT THIS FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (this "Amendment") is made this 8th day of May, 2015 by and between Robert J. Fasnacht ("Executive") and NanoFlex Power Corporation (the "Company"). All capitalized terms used in this Amendm |
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| March 18, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| March 18, 2016 |
Amendment to Employment Agreement with Dean L. Ledger dated May 8, 2015 Exhibit 10.18 AMENDMENT TO EMPLOYMENT AGREEMENT THIS FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (this "Amendment") is made this 8th day of May, 2015 by and between Dean L. Ledger ("Executive") and NanoFlex Power Corporation (the "Company"). All capitalized terms used in this Amendment and not otherwise defined in this Amendment shall have the respective meanings ascribed to them in that certain Emplo |
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| January 27, 2016 |
Exhibit 10.1 FORM OF PROMISSORY NOTE Borrower: NanoFlex Power Corporation of 17207 N. Perimeter Dr., Suite 210, Scottsdale, Arizona 85255 (individually and collectively the "Borrower"). Lenders: Effective Date: Principal Amount: 1. FOR VALUE RECEIVED, Borrower promises to pay to the order of , located at , the principal sum of $. 2. The Term of the note shall expire 120 days from the Effective Dat |
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| January 27, 2016 |
NANOFLEX POWER CORPORATION NOTE CONVERSION AGREEMENT Exhibit 10.2 NANOFLEX POWER CORPORATION NOTE CONVERSION AGREEMENT THIS NOTE CONVERSION AGREEMENT (the ?Agreement?), dated as of January , 2016, is entered into by and between NanoFlex Power Corporation., a corporation organized under the laws of the state of Florida (the ?Company?), and (the ?Holder?). WHEREAS, the Company issued promissory notes (the ?Notes?) with an aggregate principal amount of |
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| January 27, 2016 |
NanoFlex Power CURRENT REPORT (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 22, 2016 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 (State or other jurisdiction of incorporation) (Commis |
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| November 13, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-187308 NANOFLEX POWER C |
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| November 13, 2015 |
Exhibit 10.2 AMENDMENT TO INDEPENDENT CONTRACTOR SERVICES AGREEMENT THIS FIRST AMENDMENT TO THE INDEPENDENT CONTRACTOR SERVICES AGREEMENT (this ?Amendment?) is made this 4th day of November, 2015 by and between Power Strategies, LLC (?PSL?) and NanoFlex Power Corporation (the ?Company.?) All capitalized terms used in this Amendment and not otherwise defined in this Amendment shall have the respect |
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| November 13, 2015 |
Exhibit 10.1 EMPLOYMENT AGREEMENT This employment agreement (the ?Agreement??) is dated as of September 1, 2015 by and between NanoFlex Power Corporation, a Florida corporation (the ?Company?) and Mark Tobin (the ?Executive.?) WHEREAS, the Executive is presently the Company?s Chief Financial Officer and was appointed as such by the Company?s Board of Directors on June 19, 2015, and possesses the e |
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| November 5, 2015 |
NanoFlex Power CURRENT REPORT (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2015 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 (State or other jurisdiction of incorporation) (Commis |
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| August 31, 2015 |
8-K 1 f8k082615nanoflexpower.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2015 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 (State |
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| August 14, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-187308 NANOFLEX POWER CORPOR |
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| July 13, 2015 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-193878 [PRIMARY RESALE PROSPECTUS] DATED JULY 13, 2015 PROSPECTUS NANOFLEX POWER CORPORATION Liquidating Distribution of 7,427,618 shares of Common Stock We are furnishing this Prospectus to the stockholders of GPEC Holdings, Inc., a Pennsylvania corporation (“Holdings”) in connection with a primary offering by Holdings, through its shareholder |
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| July 13, 2015 |
NANOFLEX POWER CORPORATION Distribution of 3,295,599 shares of Common Stock Filed pursuant to Rule 424(b)(3) Registration No. 333-193878 PROSPECTUS NANOFLEX POWER CORPORATION Distribution of 3,295,599 shares of Common Stock This prospectus relates to the public offering of up to 3,295,599 shares of common stock, par value $.0001 per share, of NanoFlex Power Corporation (?Common Stock?), by sixty (60) selling shareholders (the ?Selling Shareholders?). The Selling Sharehold |
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| June 25, 2015 |
AMENDMENT TO EMPLOYMENT AGREEMENT Exhibit 10.16 AMENDMENT TO EMPLOYMENT AGREEMENT THIS FIRST AMENDMENT TO EMPLOYMENT agreement (this “Amendment”) is made this 8th day of May, 2015 by and between Robert J. Fasnacht (“Executive”) and NanoFlex Power Corporation (the “Company”). All capitalized terms used in this Amendment and not otherwise defined in this Amendment shall have the respective meanings ascribed to them in that certain E |
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| June 25, 2015 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JUNE 25, 2015 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JUNE 25, 2015 REGISTRATION STATEMENT NO. |
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| June 25, 2015 |
AMENDMENT TO EMPLOYMENT AGREEMENT Exhibit 10.15 AMENDMENT TO EMPLOYMENT AGREEMENT THIS FIRST AMENDMENT TO EMPLOYMENT agreement (this “Amendment”) is made this 8th day of May, 2015 by and between Dean Ledger (“Executive”) and NanoFlex Power Corporation (the “Company”). All capitalized terms used in this Amendment and not otherwise defined in this Amendment shall have the respective meanings ascribed to them in that certain Employme |
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| June 25, 2015 |
NANOFLEX POWER CORPORATION Common Stock Purchase Warrant Exhibit 4.6 WARRANT HOLDER: Mark Tobin NUMBER OF WARRANT SHARES: 200,000 THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, NOR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SEC |
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| June 25, 2015 |
Page 1 of 1 TOBIN TAO & COMPANY, INC. | 61 LAKEFRONT, IRVINE, CA 92604 | (949) 500-1959 Exhibit 10.18 April 7, 2015 CONFIDENTIAL DEAN L. LEDGER CHIEF EXECUTIVE OFFICER NanoFlex Power Corporation 17207 N. Perimeter Dr., Ste. 210 Scottsdale, AZ 85255 Subject: Amendment Letter Dear Mr. Ledger, On October 1, 2013, Tobin Tao & Company, Inc. (“Tobin Tao”) and NanoFlex Power Corporation (the “Client”) entered into an Engagement Agreement (the “Original Agreement”), effective as of October 1 |
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| June 25, 2015 |
Consulting Agreement, dated as of October 25, 2014, between J. Norman Allen and the Company Exhibit 10.19 October 25, 2014 Mr. Dean L. Ledger NanoFlex Power Corporation 17207 N. Perimeter Drive Suite 210 Scottsdale, Az. 85255 Re: Independent Contractor Services Agreement. starting 10.15.14 Dear Dean: Thanks for the opportunity to support the NanoFlex team. In accordance with our discussions on the strategic requirements for NanoFlex, please see attached draft consulting engagement with N |
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| June 25, 2015 |
Exhibit 10.17 October 1, 2013 DEAN LEDGER CHIEF EXECUTIVE OFFICER GLOBAL PHOTONIC ENERGY CORPORATION 20 TRADING POST WAY MEDFORD LAKES, NEW JERSEY 08055 Dear Dean, This Engagement Letter shall serve as our agreement that Global Photonic Energy Corporation (the “Client”) has retained Tobin Tao & Company, Inc. (“Tobin Tao”) to provide consulting services as described herein. The parties agree that t |
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| June 24, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 19, 2015 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 (State or other jurisdiction of incorporation) (Commissio |
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| May 14, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-187308 NANOFLEX POWER CORPO |
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| April 28, 2015 |
Exhibit 17.1 |
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| April 28, 2015 |
NanoFlex Power CURRENT REPORT AMENDMENT NO. 1 (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2015 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 (State or other jurisdiction of inco |
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| April 10, 2015 |
NANOFLEX POWER CORPORATION $5,000,000 Offering Documents Investor Package Exhibit 10.14 NANOFLEX POWER CORPORATION $5,000,000 Offering Documents Investor Package This Investor Package contains the documents listed below in connection with an offering by NanoFlex Power Corporation (the “Company”) of up to $5,000,000 in units of the Company’s securities (individually, a “Unit,” collectively, “Units”), with each Unit consisting of: (i) one share common stock, par value $.0 |
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| April 10, 2015 |
NANOFLEX POWER CORPORATION Common Stock Purchase Warrant Exhibit 4.7 WARRANT HOLDER: (Name) (Street) (City, State, Zip) NUMBER OF WARRANT SHARES: THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, NOR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATE |
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| April 10, 2015 |
Exhibit 10.13 NANOFLEX POWER CORPORATION (currently under the name Universal Technology Systems Corp.) $15,000,000 Offering Documents Investor Package This Investor Package contains the documents listed below in connection with an offering by NanoFlex Power Corporation (the “Company”) of up to $15,000,000 in units of the Company’s securities (individually, a “Unit,” collectively, “Units”), with ea |
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| April 10, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| April 10, 2015 |
NANOFLEX POWER CORPORATION Common Stock Purchase Warrant Exhibit 4.6 WARRANT HOLDER: (Name) (Street) (City, State, Zip) NUMBER OF WARRANT SHARES: THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, NOR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATE |
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| April 3, 2015 |
NanoFlex Power CURRENT REPORT (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2015 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 (State or other jurisdiction of incorporation) (Commissi |
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| April 1, 2015 |
NanoFlex Power NOTIFICATION OF LATE FILING NT 10-K 1 extf10k2014nanoflexpower.htm NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR For Period Ended: December 31, 2014 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K |
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| February 12, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2015 NanoFlex Power Corporation (Exact name of registrant as specified in its charter) Florida 333-187308 46-1904002 (State or other jurisdiction of incorporation) (Commis |
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| December 23, 2014 |
PROSPECTUS NANOFLEX POWER CORPORATION Distribution of 3,295,599 shares of Common Stock Filed pursuant to Rule 424(b)(3) Registration No. 333-193878 PROSPECTUS NANOFLEX POWER CORPORATION Distribution of 3,295,599 shares of Common Stock This prospectus relates to the public offering of up to 3,295,599 shares of common stock, par value $.0001 per share, of NanoFlex Power Corporation (“Common Stock”), by sixty (60) selling shareholders (the “Selling Shareholders”). The Selling Sharehold |
