OPLK / Oplink Communications Inc - SEC-arkivering, Årsberetning, Fuldmagtserklæring

Oplink Communications Inc
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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Oplink Communications Inc
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
February 5, 2015 SC 13G/A

OPLK / Oplink Communications Inc / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* OPLINK COMMUNICATIONS INC (Name of Issuer) Common Stock (Title of Class of Securities) 68375Q403 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th

December 24, 2014 SC 13D/A

OPLK / Oplink Communications Inc / GAMCO INVESTORS, INC. ET AL Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) Oplink Communications, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 68375Q403 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of P

December 23, 2014 8-A12B/A

OPLK / Oplink Communications Inc 8-A12B/A - - 8-A12B/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A/A Amendment No. 2 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(B) OR (G) OF THE SECURITIES EXCHANGE ACT OF 1934 OPLINK COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 77-0411346 (State of incorporation or organization) (I.R.S. Employer Identification No.

December 23, 2014 S-8 POS

OPLK / Oplink Communications Inc S-8 POS - - S-8 POS

S-8 POS 1 a14-2558010s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on December 23, 2014 Registration No. 333-147686 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Oplink Communications, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware No. 77-041

December 23, 2014 S-8 POS

OPLK / Oplink Communications Inc S-8 POS - - S-8 POS

As filed with the Securities and Exchange Commission on December 23, 2014 Registration No.

December 23, 2014 EX-3.1

AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OPLINK COMMUNICATIONS, INC.

Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF OPLINK COMMUNICATIONS, INC. *** FIRST: The name of the Corporation is: Oplink Communications, Inc. SECOND: Its Registered Office in the State of Delaware is to be located at 1209 Orange Street, in the City of Wilmington, County of New Castle, Zip Code 19801. The Registered Agent in charge thereof is The Corporation Trust Company. THI

December 23, 2014 8-K

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Termination of a Material Definitive Agreement, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 23, 2014 Date of Report (Date of earliest event reported) Oplink Communications, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35656 77-0411346 (State or other jurisdiction of incorporation) (Commi

December 23, 2014 S-8 POS

OPLK / Oplink Communications Inc S-8 POS - - S-8 POS

As filed with the Securities and Exchange Commission on December 23, 2014 Registration No.

December 23, 2014 SC 14D9/A

OPLK / Oplink Communications Inc SC 14D9/A - - SC 14D9/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 8) Oplink Communications, Inc. (Name of Subject Company) Oplink Communications, Inc. (Name of Person Filing Statement) Common Stock, $0.001 par value per share (Title of Class of Securities) 68375Q

December 23, 2014 SC TO-T/A

KOCH INDUSTRIES INC SC TO-T/A - - SC TO-T/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 5) OPLINK COMMUNICATIONS, INC. (Name of Subject Company (Issuer)) Koch Optics, Inc. an indirect wholly-owned subsidiary of Koch Industries, Inc. (Names of Filing Persons (Offerors)) Common Stock, $0.001

December 23, 2014 EX-99.(A)(5)(C)

KOCH INDUSTRIES, INC. COMPLETES PURCHASE OF OPLINK COMMUNICATIONS, INC.

Exhibit (a)(5)(C) NEWS RELEASE December 23, 2014 KOCH INDUSTRIES, INC. COMPLETES PURCHASE OF OPLINK COMMUNICATIONS, INC. WICHITA, KAN. – Koch Industries, Inc. and Oplink Communications, Inc. (NASDAQ: OPLK) announced today that Koch Industries’ wholly owned subsidiary Koch Optics, Inc. completed its tender offer to purchase all issued and outstanding shares of common stock of Oplink at a price of $

December 23, 2014 EX-3.2

OPLINK COMMUNICATIONS, INC. AMENDED AND RESTATED BYLAWS ARTICLE I. OFFICES

Exhibit 3.2 OPLINK COMMUNICATIONS, INC. AMENDED AND RESTATED BYLAWS ARTICLE I. OFFICES SECTION 1. REGISTERED OFFICE. The registered office of the Corporation shall be located in the City of Wilmington, County of New Castle, State of Delaware. SECTION 2. OTHER OFFICES. The Corporation may also have offices at such other places, both within and without the State of Delaware, as the Board of Director

December 17, 2014 EX-99.(A)(16)

The following e-mail was sent to all U.S. employees of Oplink Communications, Inc. on December 17, 2014:

Exhibit 99.(a)(16) The following e-mail was sent to all U.S. employees of Oplink Communications, Inc. on December 17, 2014: To All: To address some questions we’ve been getting, below is a recap of how your stock options, RSUs and ESPP and other shares of stock will be cashed out in the upcoming acquisition of Oplink Communications, Inc. (“Oplink”) by Koch Industries, Inc. (“Koch”). On the acquisi

December 17, 2014 SC 14D9/A

OPLK / Oplink Communications Inc SC 14D9/A - - SC 14D9/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 7) Oplink Communications, Inc. (Name of Subject Company) Oplink Communications, Inc. (Name of Person Filing Statement) Common Stock, $0.001 par value per share (Title of Class of Securities) 68375Q

December 15, 2014 SC 14D9/A

OPLK / Oplink Communications Inc SC 14D9/A - - SC 14D9/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 6) Oplink Communications, Inc. (Name of Subject Company) Oplink Communications, Inc. (Name of Person Filing Statement) Common Stock, $0.001 par value per share (Title of Class of Securities) 68375Q

December 15, 2014 EX-99.(A)(15)

FILED ALAMEDA COUNTY DEC 12 2014 SUPERIOR COURT OF THE STATE OF CALIFORNIA IN AND FOR THE COUNTY OF ALAMEDA By CLERK OF THE SUPERIOR COURT Deputy LORI BREWERTON, Plaintiff, vs. OPLINK COMMUNICATIONS INC., et al., Defendants. No RG14-750111 ORDER (1)

Exhibit 99.(a)(15) FILED ALAMEDA COUNTY DEC 12 2014 SUPERIOR COURT OF THE STATE OF CALIFORNIA IN AND FOR THE COUNTY OF ALAMEDA By CLERK OF THE SUPERIOR COURT Deputy LORI BREWERTON, Plaintiff, vs. OPLINK COMMUNICATIONS INC., et al., Defendants. No RG14-750111 ORDER (1) GRANTING MOTION TO DISMISS AS TO OPLINK COMMUNICATIONS INC. AND (2) DENYING REQUEST FOR EXPEDITED DISCOVERY This securities class a

December 12, 2014 EX-99.(A)(14)

OPLINK COMMUNICATIONS, INC. Notice of Suspension and Termination of Employee Stock Purchase Plan (UPDATED) December 11, 2014

Exhibit 99.(a)(14) OPLINK COMMUNICATIONS, INC. Notice of Suspension and Termination of Employee Stock Purchase Plan (UPDATED) December 11, 2014 On November 18, 2014, Oplink Communications, Inc. (the “Company”) entered into an Agreement and Plan of Merger (the “Merger Agreement”) with Koch Industries, Inc. (“Parent”) and Koch Optics, Inc. (“Purchaser”), which, if completed, will result in the Compa

December 12, 2014 EX-99.(A)(13)

OPLINK COMMUNICATIONS, INC. Notice to Holders of Options (UPDATED) December 11, 2014

Exhibit 99.(a)(13) OPLINK COMMUNICATIONS, INC. Notice to Holders of Options (UPDATED) December 11, 2014 You are receiving this notice because you hold options (“Options”) to purchase shares of common stock (“Shares”) of Oplink Communications, Inc. (the “Company” or “Oplink”), which were granted under and pursuant to the Company’s 2000 Equity Incentive Plan or 2009 Equity Incentive Plan (each, a “P

December 12, 2014 SC 14D9/A

OPLK / Oplink Communications Inc SC 14D9/A - - SC 14D9/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 5) Oplink Communications, Inc. (Name of Subject Company) Oplink Communications, Inc. (Name of Person Filing Statement) Common Stock, $0.001 par value per share (Title of Class of Securities) 68375Q

December 10, 2014 SC TO-T/A

KOCH INDUSTRIES INC SC TO-T/A - - SC TO-T/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4) OPLINK COMMUNICATIONS, INC. (Name of Subject Company (Issuer)) Koch Optics, Inc. an indirect wholly-owned subsidiary of Koch Industries, Inc. (Names of Filing Persons (Offerors)) Common Stock, $0.001

December 10, 2014 SC 14D9/A

OPLK / Oplink Communications Inc SC 14D9/A - - SC 14D9/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 4) Oplink Communications, Inc. (Name of Subject Company) Oplink Communications, Inc. (Name of Person Filing Statement) Common Stock, $0.001 par value per share (Title of Class of Securities) 68375Q

December 10, 2014 EX-99.(A)(5)(B)

IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE

Exhibit (a)(5)(B) EFiled: Dec 09 2014 10:39AM EST Transaction ID 56382148 Case No.

December 9, 2014 SC 13D/A

OPLK / Oplink Communications Inc / GAMCO INVESTORS, INC. ET AL Activist Investment

SC 13D/A 1 oplk01.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Oplink Communications, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 68375Q403 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and

December 8, 2014 EX-99.(A)(8)

OPLINK COMMUNICATIONS, INC. Notice to Holders of Options December 5, 2014

Exhibit 99.(a)(8) OPLINK COMMUNICATIONS, INC. Notice to Holders of Options December 5, 2014 You are receiving this notice because you hold options (“Options”) to purchase shares of common stock (“Shares”) of Oplink Communications, Inc. (the “Company” or “Oplink”), which were granted under and pursuant to the Company’s 2000 Equity Incentive Plan or 2009 Equity Incentive Plan (each, a “Plan,” and co

December 8, 2014 SC TO-T/A

KOCH INDUSTRIES INC SC TO-T/A - - SC TO-T/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) OPLINK COMMUNICATIONS, INC. (Name of Subject Company (Issuer)) Koch Optics, Inc. an indirect wholly-owned subsidiary of Koch Industries, Inc. (Names of Filing Persons (Offerors)) Common Stock, $0.001

December 8, 2014 SC 14D9/A

OPLK / Oplink Communications Inc SC 14D9/A - - SC 14D9/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 3) Oplink Communications, Inc. (Name of Subject Company) Oplink Communications, Inc. (Name of Person Filing Statement) Common Stock, $0.001 par value per share (Title of Class of Securities) 68375Q

December 8, 2014 EX-99.(A)(5)(A)

*13013969* BRAMSON, PLUTZIK, MAHLER & BIRKHAEUSER, LLP Alan R. Plutzik (SBN 077785) 2125 Oak Grove Road, Suite 120 Walnut Creek, California 94598 Telephone: (925) 945-0200 Facsimile: (925) 945-8792 Email: [email protected] Counsel for Plain

Exhibit (a)(5)(A) *13013969* BRAMSON, PLUTZIK, MAHLER & BIRKHAEUSER, LLP Alan R. Plutzik (SBN 077785) 2125 Oak Grove Road, Suite 120 Walnut Creek, California 94598 Telephone: (925) 945-0200 Facsimile: (925) 945-8792 Email: [email protected] Counsel for Plaintiff Lori Brewerton [Additional Counsel Listed on Signature Page] FILED ALAMEDA COUNTY DEC 03 2014 CLERK OF THE SUPERIOR COURT By [I

December 8, 2014 EX-99.(A)(9)

OPLINK COMMUNICATIONS, INC. Notice to Holders of Restricted Stock Units December 5, 2014

EX-99.(A)(9) 3 a14-255802ex99da9.htm EX-99.(A)(9) Exhibit 99.(a)(9) OPLINK COMMUNICATIONS, INC. Notice to Holders of Restricted Stock Units December 5, 2014 You are receiving this notice because you hold restricted stock units (“RSUs”) with respect to shares of common stock (“Shares”) of Oplink Communications, Inc. (the “Company” or “Oplink”), which were granted under and pursuant to the Company’s

December 8, 2014 EX-99.(A)(10)

OPLINK COMMUNICATIONS, INC. Notice of Suspension and Termination of Employee Stock Purchase Plan December 5, 2014

Exhibit 99.(a)(10) OPLINK COMMUNICATIONS, INC. Notice of Suspension and Termination of Employee Stock Purchase Plan December 5, 2014 On November 18, 2014, Oplink Communications, Inc. (the “Company”) entered into an Agreement and Plan of Merger (the “Merger Agreement”) with Koch Industries, Inc. (“Parent”) and Koch Optics, Inc. (“Purchaser”), which, if completed, will result in the Company becoming

December 8, 2014 SC 14D9/A

OPLK / Oplink Communications Inc SC 14D9/A - - SC 14D9/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 2) Oplink Communications, Inc. (Name of Subject Company) Oplink Communications, Inc. (Name of Person Filing Statement) Common Stock, $0.001 par value per share (Title of Class of Securities) 68375Q

December 8, 2014 SC TO-T/A

KOCH INDUSTRIES INC SC TO-T/A - - SC TO-T/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3) OPLINK COMMUNICATIONS, INC. (Name of Subject Company (Issuer)) Koch Optics, Inc. an indirect wholly-owned subsidiary of Koch Industries, Inc. (Names of Filing Persons (Offerors)) Common Stock, $0.001

December 3, 2014 SC 14D9/A

OPLK / Oplink Communications Inc SC 14D9/A - - SC 14D9/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 1) Oplink Communications, Inc. (Name of Subject Company) Oplink Communications, Inc. (Name of Person Filing Statement) Common Stock, $0.001 par value per share (Title of Class of Securities) 68375Q

December 3, 2014 SC TO-T/A

KOCH INDUSTRIES INC SC TO-T/A - - SC TO-T/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) OPLINK COMMUNICATIONS, INC. (Name of Subject Company (Issuer)) Koch Optics, Inc. an indirect wholly-owned subsidiary of Koch Industries, Inc. (Names of Filing Persons (Offerors)) Common Stock, $0.001

November 25, 2014 SC 13D

OPLK / Oplink Communications Inc / GAMCO INVESTORS, INC. ET AL Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Oplink Communications, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 68375Q403 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized t

November 24, 2014 EX-99.(A)(1)(B)

Letter of Transmittal to Tender Shares of Common Stock (including the Associated Preferred Share Purchase Rights) of Oplink Communications, Inc. $24.25 Net Per Share Pursuant to the Offer to Purchase Dated November 24, 2014 by Koch Optics, Inc. an in

QuickLinks - Click here to rapidly navigate through this document Exhibit (a)(1)(B) Letter of Transmittal to Tender Shares of Common Stock (including the Associated Preferred Share Purchase Rights) of Oplink Communications, Inc.

November 24, 2014 EX-99.(D)(3)

August 18, 2014

Exhibit (d)(3) August 18, 2014 Douglas Busch VP and General Manager, Global Integrated Product Division, Fiber Optic Products Molex Incorporated 2222 Wellington Court Lisle, Illinois 60532 Re: Confidential Information and Evaluation Material Dear Mr.

November 24, 2014 EX-99.(A)(1)(A)

Offer to Purchase for Cash All Outstanding Shares of Common Stock and the Associated Preferred Share Purchase Rights of Oplink Communications, Inc. at $24.25 Net Per Share by Koch Optics, Inc. an indirect wholly-owned subsidiary of Koch Industries, I

QuickLinks - Click here to rapidly navigate through this document Exhibit (a)(1)(A) Offer to Purchase for Cash All Outstanding Shares of Common Stock and the Associated Preferred Share Purchase Rights of Oplink Communications, Inc.

November 24, 2014 SC TO-T

KOCH INDUSTRIES INC SC TO-T - - SC TO-T

QuickLinks - Click here to rapidly navigate through this document SECURITIES AND EXCHANGE COMMISSION Washington, D.

November 24, 2014 SC 14D9

OPLK / Oplink Communications Inc SC 14D9 - - SC 14D9

Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.

November 24, 2014 EX-99.(A)(1)(F)

This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below). The Offer (as defined below) is made solely by the Offer to Purchase, dated November 24, 2014 (the "Offer to Purchase"), and the relat

EX-99.(A)(1)(F) 6 a2222321zex-99a1f.htm EX-99.(A)(1)(F) Exhibit (a)(1)(F) This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below). The Offer (as defined below) is made solely by the Offer to Purchase, dated November 24, 2014 (the "Offer to Purchase"), and the related Letter of Transmittal and any amendments or supplements to the Offer to P

November 24, 2014 EX-99.(A)(1)(D)

Offer to Purchase for Cash All Outstanding Shares of Common Stock and the Associated Preferred Share Purchase Rights of Oplink Communications, Inc. $24.25 Net Per Share Koch Optics, Inc. an indirect wholly-owned subsidiary of Koch Industries, Inc.

QuickLinks - Click here to rapidly navigate through this document Exhibit (a)(1)(D) Offer to Purchase for Cash All Outstanding Shares of Common Stock and the Associated Preferred Share Purchase Rights of Oplink Communications, Inc.

November 24, 2014 EX-99.(A)(1)(C)

Offer to Purchase for Cash All Outstanding Shares of Common Stock and the Associated Preferred Share Purchase Rights of Oplink Communications, Inc. at $24.25 Net Per Share by Koch Optics, Inc. an indirect wholly-owned subsidiary of Koch Industries, I

QuickLinks - Click here to rapidly navigate through this document Exhibit (a)(1)(C) Offer to Purchase for Cash All Outstanding Shares of Common Stock and the Associated Preferred Share Purchase Rights of Oplink Communications, Inc.

November 24, 2014 EX-99.(A)(1)(G)

KOCH INDUSTRIES COMMENCES CASH TENDER OFFER FOR ALL SHARES OF OPLINK COMMUNICATIONS FOR $24.25 PER SHARE IN CASH

QuickLinks - Click here to rapidly navigate through this document Exhibit (a)(1)(G) NEWS RELEASE November 24, 2014 Koch Industries Media Contact: Melissa Cohlmia Managing Director, Corporate Communications Koch Companies Public Sector, LLC 316-828-3756 or melissa.

November 21, 2014 EX-99.1

TERMINATION OF JOINT FILING AGREEMENT November 21, 2014

Exhibit 99.1 TERMINATION OF JOINT FILING AGREEMENT November 21, 2014 Each of the undersigned is a party to that certain Joint Filing Agreement, dated July 11, 2014, as amended on July 30, 2014 and September 22, 2014 (the “Group Agreement”). Each of the undersigned hereby agrees that the Group Agreement is terminated effective immediately. [Signature page follows] Signature Page to Termination of t

November 21, 2014 SC 13D/A

OPLK / Oplink Communications Inc / Engaged Capital LLC Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 4)1 Oplink Communications, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 68375Q403 (CUSIP Number) GLENN W.

November 21, 2014 SC 13D/A

OPLK / Oplink Communications Inc / Voce Capital Management LLC Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 4)1 Oplink Communications, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 68375Q403 (CUSIP Number) GLENN W.

November 21, 2014 EX-99.1

TERMINATION OF JOINT FILING AGREEMENT November 21, 2014

Exhibit 99.1 TERMINATION OF JOINT FILING AGREEMENT November 21, 2014 Each of the undersigned is a party to that certain Joint Filing Agreement, dated July 11, 2014, as amended on July 30, 2014 and September 22, 2014 (the “Group Agreement”). Each of the undersigned hereby agrees that the Group Agreement is terminated effective immediately. [Signature page follows] Signature Page to Termination of t

November 19, 2014 EX-2.2

TENDER AND SUPPORT AGREEMENT

EX-2.2 3 a2222298zex-22.htm EX-2.2 Exhibit 2.2 TENDER AND SUPPORT AGREEMENT This TENDER AND SUPPORT AGREEMENT (this “Agreement”), dated as of November 18, 2014, is entered into by and among [ · ] (“Stockholder”), Koch Industries, Inc., a Kansas corporation (“Parent”), and Koch Optics, Inc., a Delaware corporation and a subsidiary of Parent (“Purchaser”). WHEREAS, contemporaneously with the executi

November 19, 2014 SC TO-C

KOCH INDUSTRIES INC SC TO-C - - SC TO-C

SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE TO (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 OPLINK COMMUNICATIONS, INC.

November 19, 2014 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Other Events

QuickLinks - Click here to rapidly navigate through this document SECURITIES AND EXCHANGE COMMISSION Washington, D.

November 19, 2014 EX-4.1

OPLINK COMMUNICATIONS, INC. COMPUTERSHARE INC. as Rights Agent FIRST AMENDMENT RIGHTS AGREEMENT

Exhibit 4.1 OPLINK COMMUNICATIONS, INC. and COMPUTERSHARE INC. as Rights Agent FIRST AMENDMENT TO RIGHTS AGREEMENT This First Amendment, dated as of November 18, 2014 (this “Amendment”), to that certain Rights Agreement, dated as of September 18, 2012 (the “Rights Agreement”), is between Oplink Communications, Inc., a Delaware corporation (the “Company”), and Computershare Inc., a Delaware corpora

November 19, 2014 EX-99.1

OPLINK TO BE ACQUIRED BY KOCH INDUSTRIES FOR $24.25 PER SHARE IN CASH Oplink to be managed by Molex Transaction to significantly expand Molex’s fiber optic capabilities

Exhibit 99.1 NEWS RELEASE November 19, 2014 OPLINK TO BE ACQUIRED BY KOCH INDUSTRIES FOR $24.25 PER SHARE IN CASH Oplink to be managed by Molex Transaction to significantly expand Molex’s fiber optic capabilities FREMONT, Calif. and WICHITA, Kan. — November 19, 2014 — Oplink Communications, Inc. (OPLK) and Koch Industries, Inc., today announced that they have reached a definitive agreement for Koc

November 19, 2014 EX-3.1

Amendment to the Bylaws of Oplink Communications, Inc.

Exhibit 3.1 Amendment to the Bylaws of Oplink Communications, Inc. This Amendment to the Bylaws of Oplink Communications, Inc. (the “Company”) is dated this 18th, day of November, 2014. WITNESSETH WHEREAS, the Company is governed, in part, by the Bylaws of the Company; and WHEREAS, pursuant to and in accordance with Article XIII of the Bylaws, the Company has authorized, approved and adopted this

November 19, 2014 EX-99.1

OPLINK TO BE ACQUIRED BY KOCH INDUSTRIES FOR $24.25 PER SHARE IN CASH Oplink to be managed by Molex Transaction to significantly expand Molex’s fiber optic capabilities

Exhibit 99.1 NEWS RELEASE November 19, 2014 OPLINK TO BE ACQUIRED BY KOCH INDUSTRIES FOR $24.25 PER SHARE IN CASH Oplink to be managed by Molex Transaction to significantly expand Molex’s fiber optic capabilities FREMONT, Calif. and WICHITA, Kan. — November 19, 2014 — Oplink Communications, Inc. (OPLK) and Koch Industries, Inc., today announced that they have reached a definitive agreement for Koc

November 19, 2014 8-A12B/A

OPLK / Oplink Communications Inc 8-A12B/A - - 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A/A Amendment No. 1 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OPLINK COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 77-0411346 (State of incorporation or organization) (I.R.S. Employer Identification N

November 19, 2014 EX-2.1

AGREEMENT AND PLAN OF MERGER by and among Koch Industries, Inc. Koch Optics Inc. and Oplink Communications, Inc. Dated as of November 18, 2014 TABLE OF CONTENTS

Use these links to rapidly review the document TABLE OF CONTENTS Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among Koch Industries, Inc. Koch Optics Inc. and Oplink Communications, Inc. Dated as of November 18, 2014 TABLE OF CONTENTS Page ARTICLE 1 THE OFFER AND THE MERGER 2 1.1 The Offer 2 1.2 Company Actions 4 1.3 The Merger 6 1.4 Closing and Effective Time of the Merger 7 ARTICLE 2 CONVERSI

November 19, 2014 SC14D9C

OPLK / Oplink Communications Inc SC14D9C - - SC14D9C

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 Oplink Communications, Inc. (Name of Subject Company) Oplink Communications, Inc. (Name of Person Filing Statement) Common Stock, $0.001 par value per share (Title of Class of Securities) 68375Q403 (CUSIP Number

November 7, 2014 10-Q

OPLK / Oplink Communications Inc 10-Q - Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One)  QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 28, 2014 Or  TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-31581 OPLINK

November 6, 2014 SC 13D/A

OPLK / Oplink Communications Inc / Engaged Capital LLC - AMENDMENT NO. 3 TO THE SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 Oplink Communications, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 68375Q403 (CUSIP Number) GLENN W.

November 6, 2014 EX-99.1

November 6, 2014

EX-99.1 2 ex99113da309455007a11062014.htm LETTER TO SHAREHOLDERS, DATED NOVEMBER 6, 2014 Exhibit 99.1 November 6, 2014 Fellow Oplink Shareholders: Today marks the one-year anniversary of the last annual meeting of shareholders of Oplink Communications, Inc. (“Oplink” or the “Company”). As of this writing, we are unaware of any steps taken by our Board of Directors (the “Board”) to call or prepare

November 6, 2014 DFAN14A

Engaged Capital LLC DFAN14A - -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement ¨ Confide

November 6, 2014 DFAN14A

Voce Capital Management LLC DFAN14A - -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement ¨ Confide

November 6, 2014 EX-99.1

November 6, 2014

Exhibit 99.1 November 6, 2014 Fellow Oplink Shareholders: Today marks the one-year anniversary of the last annual meeting of shareholders of Oplink Communications, Inc. (“Oplink” or the “Company”). As of this writing, we are unaware of any steps taken by our Board of Directors (the “Board”) to call or prepare for the 2014 annual shareholder meeting (the “Annual Meeting”), such as setting a meeting

November 6, 2014 SC 13D/A

OPLK / Oplink Communications Inc / Voce Capital Management LLC - AMENDMENT NO. 3 TO THE SCHEDULE 13D Activist Investment

SC 13D/A 1 sc13da309455007a11062014.htm AMENDMENT NO. 3 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 Oplink Communications, Inc. (Name of Issuer) Common Stock, $0.001 par value

November 4, 2014 DEFA14A

OPLK / Oplink Communications Inc DEFA14A - - DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

October 30, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 oplkform8-k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 30, 2014 Date of Report (Date of earliest event reported) OPLINK COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporatio

October 30, 2014 EX-99.1

Oplink Reports First Quarter of Fiscal Year 2015 Financial Results Sequential Quarterly Revenue Growth of 12%; $0.05 Quarterly Dividend Declared

Exhibit 99.1 Oplink Reports First Quarter of Fiscal Year 2015 Financial Results Sequential Quarterly Revenue Growth of 12%; $0.05 Quarterly Dividend Declared Fremont, Calif., - October 30, 2014 - Oplink Communications, Inc. (Nasdaq: OPLK), a leading provider of optical communication components, intelligent modules and subsystems, today reported its financial results for its quarter ended September

October 3, 2014 DEFA14A

OPLK / Oplink Communications Inc DEFA14A - -

DEFA14A 1 defa14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as perm

September 23, 2014 DFAN14A

Engaged Capital LLC DFAN14A - -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement ¨ Confide

September 23, 2014 PREC14A

Engaged Capital LLC PREC14A - -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: x Preliminary Proxy Statement ¨ Confide

September 23, 2014 EX-99.1

Oplink Shareholders for Change (OSC) Files Preliminary Proxy Materials

Exhibit 99.1 Oplink Shareholders for Change (OSC) Files Preliminary Proxy Materials · Seeks election of two highly-qualified director candidates to Oplink’s Board · Demands that Oplink stop delaying and immediately call annual meeting of shareholders · Releases September 8 letter to the Board of Directors expressing openness to a solution that puts shareholder representatives on the Board immediat

September 23, 2014 DFAN14A

Voce Capital Management LLC DFAN14A - -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement ¨ Confide

September 23, 2014 SC 13D/A

OPLK / Oplink Communications Inc / Voce Capital Management LLC - AMENDMENT NO. 2 TO THE SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 Oplink Communications, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 68375Q403 (CUSIP Number) GLENN W.

September 23, 2014 EX-99.2

JOINDER AGREEMENT

Exhibit 99.2 JOINDER AGREEMENT This JOINDER AGREEMENT (the “Joinder”) is dated as of September 22, 2014 by and among Engaged Capital Master Feeder I, LP, Engaged Capital Master Feeder II, LP, Engaged Capital I, LP, Engaged Capital I Offshore, Ltd., Engaged Capital II, LP, Engaged Capital, LLC, Engaged Capital Holdings, LLC, Glenn W. Welling, Voce Capital LLC, Voce Capital Management LLC, J. Daniel

September 23, 2014 EX-99.1

Oplink Shareholders for Change (OSC) Files Preliminary Proxy Materials

Exhibit 99.1 Oplink Shareholders for Change (OSC) Files Preliminary Proxy Materials · Seeks election of two highly-qualified director candidates to Oplink’s Board · Demands that Oplink stop delaying and immediately call annual meeting of shareholders · Releases September 8 letter to the Board of Directors expressing openness to a solution that puts shareholder representatives on the Board immediat

September 23, 2014 EX-99.2

JOINDER AGREEMENT

Exhibit 99.2 JOINDER AGREEMENT This JOINDER AGREEMENT (the “Joinder”) is dated as of September 22, 2014 by and among Engaged Capital Master Feeder I, LP, Engaged Capital Master Feeder II, LP, Engaged Capital I, LP, Engaged Capital I Offshore, Ltd., Engaged Capital II, LP, Engaged Capital, LLC, Engaged Capital Holdings, LLC, Glenn W. Welling, Voce Capital LLC, Voce Capital Management LLC, J. Daniel

September 23, 2014 PREC14A

Voce Capital Management LLC PREC14A - -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: x Preliminary Proxy Statement ¨ Confide

September 23, 2014 SC 13D/A

OPLK / Oplink Communications Inc / Engaged Capital LLC - AMENDMENT NO. 2 TO THE SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 Oplink Communications, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 68375Q403 (CUSIP Number) GLENN W.

August 28, 2014 8-K/A

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT AMENDMENT NO. 1 Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 19, 2014 OPLINK COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organiza

August 28, 2014 DEFA14A

OPLK / Oplink Communications Inc DEFA14A - -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT AMENDMENT NO. 1 Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 19, 2014 OPLINK COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organiza

August 28, 2014 EX-99.1

Oplink Corporate Overview8/19/14Joe LiuChairman & CEOShirley YinEVP & CFO © 2014 Oplink Communications, Inc. All rights reserved. A leading optical communications solution provider offering components, modules & subsystems to Telecom, Datacom, CATV s

Oplink Corporate Overview8/19/14Joe LiuChairman & CEOShirley YinEVP & CFO © 2014 Oplink Communications, Inc.

August 28, 2014 EX-99.1

Oplink Corporate Overview8/19/14Joe LiuChairman & CEOShirley YinEVP & CFO © 2014 Oplink Communications, Inc. All rights reserved. A leading optical communications solution provider offering components, modules & subsystems to Telecom, Datacom, CATV s

Oplink Corporate Overview8/19/14Joe LiuChairman & CEOShirley YinEVP & CFO © 2014 Oplink Communications, Inc.

August 19, 2014 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 19, 2014 OPLINK COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-31656 (C

August 15, 2014 EX-10.1

Third Amendment to Executive Corporate Event Agreement

Third Amendment to Executive Corporate Event Agreement This Third Amendment (the "Amendment") to the Executive Corporate Event Agreement (the "Agreement") is made by and between [Shirley Yin/Peter Lee/River Gong/Stephen Welles] ("Executive") and Oplink Communications, Inc.

August 15, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2014 OPLINK COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35656 (Commission File N

August 12, 2014 DFAN14A

Voce Capital Management LLC DFAN14A - -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement ¨ Confide

August 12, 2014 DFAN14A

Engaged Capital LLC DFAN14A - -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement ¨ Confide

August 11, 2014 DEFA14A

OPLK / Oplink Communications Inc DEFA14A - -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

August 7, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2014 OPLINK COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-31581 (Commission File Nu

August 7, 2014 EX-99.1

(TABLES TO FOLLOW)

Exhibit 99.1 Oplink Reports Fourth Quarter and Fiscal Year 2014 Financial Results Fremont, Calif., - August 7, 2014 - Oplink Communications, Inc. (Nasdaq: OPLK), a leading provider of optical communication components, intelligent modules and subsystems, today reported its financial results for its fourth quarter and fiscal year ended June 29, 2014. Revenue for the fourth quarter was $51.5 million,

August 4, 2014 DEFA14A

OPLK / Oplink Communications Inc DEFA14A - -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

July 31, 2014 SC 13D/A

OPLK / Oplink Communications Inc / Engaged Capital LLC - AMENDMENT NO. 1 TO THE SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 Oplink Communications, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 68375Q403 (CUSIP Number) GLENN W.

July 31, 2014 EX-99.3

ENGAGED CAPITAL, LLC 610 Newport Center Drive, Suite 250 Newport Beach, California 92660

Exhibit 99.3 ENGAGED CAPITAL, LLC 610 Newport Center Drive, Suite 250 Newport Beach, California 92660 VOCE CAPITAL MANAGEMENT LLC 600 Montgomery Street, Suite 210 San Francisco, California 94111 July 30, 2014 Re: Oplink Communications, Inc. Dear Mr. McCreary: Thank you for agreeing to serve as a nominee for election to the Board of Directors of Oplink Communications, Inc. (the “Company”) in connec

July 31, 2014 EX-99.5

POWER OF ATTORNEY

Exhibit 99.5 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Glenn W. Welling the undersigned’s true and lawful attorney-in-fact to take any and all action in connection with (i) the undersigned’s beneficial ownership of, or participation in a group with respect to, securities of Oplink Communications, Inc., a Delaware corporation (the “Company”)

July 31, 2014 DFAN14A

Engaged Capital LLC DFAN14A - -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement ¨ Confide

July 31, 2014 EX-99.2

JOINDER AGREEMENT

Exhibit 99.2 JOINDER AGREEMENT This JOINDER AGREEMENT (the “Joinder”) is dated as of July 30, 2014 by and among Engaged Capital Master Feeder I, LP, Engaged Capital Master Feeder II, LP, Engaged Capital I, LP, Engaged Capital I Offshore, Ltd, Engaged Capital II, LP, Engaged Capital, LLC, Engaged Capital Holdings, LLC, Glenn W. Welling, Voce Capital LLC, Voce Capital Management LLC and J. Daniel Pl

July 31, 2014 EX-99.1

OPLINK SHAREHOLDERS FOR CHANGE (OSC) NOMINATE TWO HIGHLY-QUALIFIED INDIVIDUALS FOR OPLINK BOARD

Exhibit 99.1 OPLINK SHAREHOLDERS FOR CHANGE (OSC) NOMINATE TWO HIGHLY-QUALIFIED INDIVIDUALS FOR OPLINK BOARD · Oplink’s announced initiatives acknowledge glaring strategic, capital allocation and governance issues raised by OSC but fail to deliver a comprehensive plan for shareholders. · Oplink must end financial support of Oplink Connected and commit to quickly and efficiently return excess capit

July 31, 2014 EX-99.4

ENGAGED CAPITAL, LLC 610 Newport Center Drive, Suite 250 Newport Beach, California 92660

Exhibit 99.4 ENGAGED CAPITAL, LLC 610 Newport Center Drive, Suite 250 Newport Beach, California 92660 VOCE CAPITAL MANAGEMENT LLC 600 Montgomery Street, Suite 210 San Francisco, California 94111 July 30, 2014 Re: Oplink Communications, Inc. Dear Mr. Plants: Thank you for agreeing to serve as a nominee for election to the Board of Directors of Oplink Communications, Inc. (the “Company”) in connecti

July 29, 2014 EX-99.1

Oplink Announces Initiatives to Enhance Shareholder Value Commences Process to Evaluate Strategic Alternatives for Oplink Connected Business, Including Possible Sale Authorizes $40 Million Increase to Existing Share Repurchase Program Initiates $0.05

Exhibit 99.1 Oplink Announces Initiatives to Enhance Shareholder Value Commences Process to Evaluate Strategic Alternatives for Oplink Connected Business, Including Possible Sale Authorizes $40 Million Increase to Existing Share Repurchase Program Initiates $0.05 Quarterly Dividend Plans to Expand Board of Directors by up to Two Additional Members with Relevant Expertise Company Also Provides a Pr

July 29, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 29, 2014 Date of Report (Date of earliest event reported) OPLINK COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-35656 (Comm

July 15, 2014 SC 13D

OPLK / Oplink Communications Inc / Voce Capital Management LLC - OPLINK COMMUNICATIONS, INC. Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No.[])* Oplink Communications, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 68375Q403 (CUSIP Number) GLENN W.

July 14, 2014 EX-99.1

JOINT FILING AGREEMENT

Exhibit 99.1 JOINT FILING AGREEMENT This Agreement (this “Agreement”) is made and entered into as of July 11, 2014, by and among (1) Engaged Capital Master Feeder I, LP, Engaged Capital Master Feeder II, LP, Engaged Capital I, LP, Engaged Capital I Offshore, Ltd, Engaged Capital II, LP, Engaged Capital, LLC, Engaged Capital Holdings, LLC and Glenn W. Welling (together, “Engaged Capital”) and (2) V

July 14, 2014 SC 13D

OPLK / Oplink Communications Inc / Engaged Capital LLC - SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 Oplink Communications, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 68375Q403 (CUSIP Number) GLENN W. W

June 3, 2014 EX-1.02

Oplink Communications, Inc. Conflict Minerals Report For The Year Ended December 31, 2013

Exhibit 1.01 Oplink Communications, Inc. Conflict Minerals Report For The Year Ended December 31, 2013 This Conflict Minerals Report has been prepared by Oplink Communications, Inc. (including our subsidiaries, referred to collectively in this Report as "Oplink," "we," "our" and "us"). This report for the reporting period January 1 to December 31, 2013 is presented to comply with the final conflic

June 3, 2014 SD

- FORM SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD SPECIALIZED DISCLOSURE REPORT Oplink Communications, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-35656 No. 77-0411346 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S. Employer Identification Number) 46335 Landing Parkway, Fremont, California 94538 (Address of Princip

April 30, 2014 EX-99.1

(TABLES TO FOLLOW)

Exhibit 99.1 Oplink Reports Third Quarter Fiscal Year 2014 Financial Results Fremont, Calif., - April 30, 2014 - Oplink Communications, Inc. (Nasdaq: OPLK), a leading provider of optical communication components, intelligent modules and subsystems, today reported its financial results for its third quarter of fiscal year 2014, ended March 30, 2014. Revenue for the quarter was $48.1 million, down f

April 30, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2014 OPLINK COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-31581 (Commission File Nu

February 14, 2014 SC 13G

OPLK / Oplink Communications Inc / Wellington Management Group LLP - DISCLOSURE DOCUMENT Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Oplink Communications, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 68375Q403 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t

February 12, 2014 SC 13G/A

OPLK / Oplink Communications Inc / VANGUARD GROUP INC Passive Investment

oplinkcommunications.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3 )* Name of issuer: Oplink Communications Inc Title of Class of Securities: Common Stock CUSIP Number: 68375Q403 Date of Event Which Requires Filing of this Statement: December 31, 2013 Check the appro

February 10, 2014 SC 13G/A

OPLK / Oplink Communications Inc / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* OPLINK COMMUNICATIONS INC (Name of Issuer) Common Stock (Title of Class of Securities) 68375Q403 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th

January 29, 2014 EX-99.1

(TABLES TO FOLLOW)

Exhibit 99.1 Oplink Reports Second Quarter Fiscal Year 2014 Financial Results Fremont, Calif., - January 29, 2014 - Oplink Communications, Inc. (Nasdaq: OPLK), a leading provider of optical communication components, intelligent modules and subsystems, today reported its financial results for its second quarter of fiscal year 2014, ended December 29, 2013. Revenue for the quarter was $50.4 million,

January 29, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FROM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2014 OPLINK COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-31581 (Commission File

November 8, 2013 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2013 OPLINK COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-31581 (Commission File

October 31, 2013 EX-99.1

(TABLES TO FOLLOW)

Exhibit 99.1 Oplink Reports First Quarter Fiscal Year 2014 Financial Results Fremont, Calif., - October 31, 2013 - Oplink Communications, Inc. (Nasdaq: OPLK), a leading provider of optical communication components, intelligent modules and subsystems, today reported its financial results for its first quarter of fiscal year 2014, ended September 29, 2013. Revenue for the quarter was $54.8 million,

October 31, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2013 OPLINK COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-31581 (Commission File

October 1, 2013 DEF 14A

- DEFINITIVE PROXY STATEMENT

Table of Contents SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

August 8, 2013 EX-99.1

(TABLES TO FOLLOW)

Exhibit 99.1 Oplink Reports Fourth Quarter Fiscal Year 2013 Financial Results Fremont, Calif., - August 8, 2013 - Oplink Communications, Inc. (Nasdaq: OPLK), a leading provider of design, integration and optical manufacturing solutions (OMS) for optical networking components, modules and subsystems, today reported its financial results for its fourth quarter of fiscal year 2013, ended June 30, 201

August 8, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2013 OPLINK COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-31581 (Commission File Nu

May 7, 2013 CORRESP

-

May 7, 2013 Via EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Mail Stop 3720 100 F Street, N.E. Washington, D.C. 20549 Attention: Mr. Larry Spirgel Mr. Carlos Pacho Mr. Robert Shapiro Re: Oplink Communications, Inc. Form 10-K for the Year Ended July 1, 2012 Filed September 14, 2012 File No. 000-31581 Dear Messrs. Spirgel, Pacho and Shapiro: This letter responds to y

May 2, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2013 OPLINK COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-31581 (Commission File Numbe

May 2, 2013 EX-99.1

(TABLES TO FOLLOW)

Exhibit 99.1 Oplink Reports Third Quarter Fiscal Year 2013 Financial Results Fremont, Calif., - May 2, 2013 - Oplink Communications, Inc. (Nasdaq: OPLK), a leading provider of design, integration and optical manufacturing solutions (OMS) for optical networking components, modules and subsystems, today reported its financial results for its third quarter of fiscal year 2013, ended March 31, 2013. R

April 4, 2013 CORRESP

-

April 4, 2013 Via EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Mail Stop 3720 100 F Street, N.E. Washington, D.C. 20549 Attention: Mr. Larry Spirgel Mr. Carlos Pacho Mr. Robert Shapiro Re: Oplink Communications, Inc. Form 10-K for the Year Ended July 1, 2012 Filed September 14, 2012 File No. 000-31581 Dear Messrs. Spirgel, Pacho and Shapiro: This letter responds to

February 11, 2013 SC 13G

OPLK / Oplink Communications Inc / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* OPLINK COMMUNICATIONS INC (Name of Issuer) Common Stock (Title of Class of Securities) 68375Q403 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi

February 11, 2013 SC 13G/A

OPLK / Oplink Communications Inc / VANGUARD GROUP INC Passive Investment

oplinkcommunicationsinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2 )* Name of issuer: Oplink Communications Inc Title of Class of Securities: Common Stock CUSIP Number: 68375Q403 Date of Event Which Requires Filing of this Statement: December 31, 2012 Check the ap

January 31, 2013 EX-99.1

(TABLES TO FOLLOW)

Exhibit 99.1 Oplink Reports Second Quarter Fiscal Year 2013 Financial Results Fremont, Calif., - January 31, 2013 - Oplink Communications, Inc. (Nasdaq: OPLK), a leading provider of design, integration and optical manufacturing solutions (OMS) for optical networking components, modules and subsystems, today reported its financial results for its second quarter of fiscal year 2013, ended December 3

January 31, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2013 OPLINK COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-31581 (Commission File

November 9, 2012 8-K

Submission of Matters to a Vote of Security Holders - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2012 OPLINK COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-31581 (Commission File

November 1, 2012 EX-99.1

(TABLES TO FOLLOW)

EX-99.1 2 exh99-1.htm EX-99.1 Exhibit 99.1 Oplink Reports First Quarter Fiscal Year 2013 Financial Results Fremont, Calif., - November 1, 2012 - Oplink Communications, Inc. (Nasdaq: OPLK), a leading provider of design, integration and optical manufacturing solutions (OMS) for optical networking components, modules and subsystems, today reported its financial results for its first quarter of fiscal

November 1, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2012 OPLINK COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-31581 (Commission File

October 1, 2012 DEF 14A

- DEFINITIVE PROXY STATEMENT

Table of Contents SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

September 20, 2012 DEFA14A

- AMENDMENT TO FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 13, 2012 Oplink Communications, Inc. (Exact name of registrant as specified in its charter) Delaware 000-31581 77-0411346 (State or other jurisdiction of i

September 20, 2012 8-K/A

Other Events

8-K/A 1 form8-ka.htm AMENDMENT TO FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 13, 2012 Oplink Communications, Inc. (Exact name of registrant as specified in its charter) Delaware 000-31581 7

September 19, 2012 EX-4.1

OPLINK COMMUNICATIONS, INC.

Exhibit 4.1 OPLINK COMMUNICATIONS, INC. and COMPUTERSHARE SHAREOWNER SERVICES LLC as Rights Agent Rights Agreement Dated as of September 18, 2012 TABLE OF CONTENTS Section 1. Definitions 1 Section 2. Appointment of Rights Agent 5 Section 3. Issue of Right Certificates 5 Section 4. Form of Right Certificates 7 Section 5. Countersignature and Registration 7 Section 6. Transfer, Split Up, Combination

September 19, 2012 8-A12B

- FORM 8-A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Oplink Communications, Inc. (Exact name of registrant as specified in its charter) Delaware 000-31581 77-0411346 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Em

September 19, 2012 EX-3.1

CERTIFICATE OF DESIGNATIONS SERIES A JUNIOR PARTICIPATING PREFERRED STOCK OPLINK COMMUNICATIONS, INC. (Pursuant to Section 151 of the Delaware General Corporation Law)

Exhibit 3.1 CERTIFICATE OF DESIGNATIONS of SERIES A JUNIOR PARTICIPATING PREFERRED STOCK of OPLINK COMMUNICATIONS, INC. (Pursuant to Section 151 of the Delaware General Corporation Law) Oplink Communications, Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (hereinafter called the “Corporation”), hereby certifies that the following resolution wa

September 19, 2012 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 13, 2012 Oplink Communications, Inc. (Exact name of registrant as specified in its charter) Delaware 000-31581 77-0411346 (State or other jurisdiction of incorporation) (Com

August 16, 2012 EX-99.1

(TABLES TO FOLLOW)

Exhibit 99.1 Oplink Reports Fourth Quarter and Fiscal Year 2012 Financial Results Fremont, Calif., - August 16, 2012 - Oplink Communications, Inc. (Nasdaq: OPLK), a leading provider of design, integration and optical manufacturing solutions (OMS) for optical networking components, modules and subsystems, today reported its financial results for its fourth quarter and fiscal year ended July 1, 2012

August 16, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2012 OPLINK COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-31581 (Commission File N

July 25, 2012 EX-99.1

JOINT FILING AGREEMENT

Exhibit 1 EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including any and all amendments thereto) with respect to the Common Stock of Oplink Communications, Inc.

July 25, 2012 SC 13D/A

OPLK / Oplink Communications Inc / Praesidium Investment Management Company, LLC - SC 13D/A Activist Investment

SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) (Amendment No.4) Under the Securities Exchange Act of 1934 OPLINK COMMUNICATIONS INC (Name of Issuer) Common Stock (Title of Class of Securities) 68375Q403 (CUSIP NUMBER) Praesidium Investment Management Company, LLC 747 Third Avenue, 35th Floor New York, NY 10017 Tel. No.: (212) 821-1495

July 16, 2012 EX-99.1

JOINT FILING AGREEMENT

Exhibit 1 Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including any and all amendments thereto) with respect to the Common Stock of Oplink Communications, Inc.

July 16, 2012 SC 13D/A

OPLK / Oplink Communications Inc / Praesidium Investment Management Company, LLC - SCHEDULE 13D AMENDMENT NO.3 Activist Investment

Schedule 13D Amendment No.3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No.3) Under the Securities Exchange Act of 1934 OPLINK COMMUNICATIONS INC (Name of Issuer) Common Stock (Title of Class of Securities) 68375Q403 (CUSIP NUMBER) Praesidium Investment Management Company, LLC 747 Third Avenue, 35th Floor New York, NY 10017 Tel. No

May 3, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2012 OPLINK COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-31581 (Commission File Numbe

May 3, 2012 EX-99.1

(TABLES TO FOLLOW)

Exhibit 99.1 Oplink Reports Solid Third Quarter Fiscal Year 2012 Financial Results Fremont, Calif., - May 3, 2012 - Oplink Communications, Inc. (Nasdaq: OPLK), a leading provider of design, integration and optical manufacturing solutions (OMS) for optical networking components, modules and subsystems, today reported its financial results for its third quarter of fiscal 2012 ended April 1, 2012. Re

February 8, 2012 SC 13G/A

OPLK / Oplink Communications Inc / VANGUARD GROUP INC Passive Investment

oplinkcommunicationsinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.:1 )* Name of issuer: Oplink Communications Inc Title of Class of Securities: Common Stock CUSIP Number: 68375Q403 Date of Event Which Requires Filing of this Statement: December 31, 2011 Check the app

February 2, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2012 OPLINK COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-31581 (Commission File

February 2, 2012 EX-99.1

### (TABLES TO FOLLOW)

Exhibit 99.1 Oplink Reports Second Quarter Fiscal Year 2012 Financial Results Fremont, Calif., - February 2, 2012 - Oplink Communications, Inc. (Nasdaq: OPLK), a leading provider of design, integration and optical manufacturing solutions (OMS) for optical networking components, modules and subsystems, today reported its financial results for its second quarter of fiscal 2012, ended January 1, 2012

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